$505 Million is the total value of McGowan Group Asset Management, Inc.'s 83 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 13.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | GENERAL MNY MKT FUNDmoney market | $62,385,000 | +48.0% | 62,384,587 | +48.0% | 12.36% | +41.5% | |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $53,762,000 | +8.0% | 10,773,954 | +0.2% | 10.65% | +3.3% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $48,519,000 | +5.9% | 3,130,264 | +0.5% | 9.61% | +1.3% |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $45,303,000 | +5.1% | 2,113,033 | -0.8% | 8.97% | +0.6% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS FD | $39,301,000 | +5.5% | 1,958,190 | -0.1% | 7.78% | +1.0% |
| AWF | Sell | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $35,145,000 | -0.7% | 2,793,688 | -0.8% | 6.96% | -5.0% |
| RNP | Sell | COHEN & STEERS REIT & PFD INCOME FD INC CO | $31,304,000 | +0.5% | 1,617,794 | -0.7% | 6.20% | -3.9% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $20,122,000 | +17.3% | 933,734 | +5.4% | 3.99% | +12.2% |
| GMLP | Buy | GOLAR LNG PARTNERS LP PARTNERS | $17,131,000 | -6.0% | 766,836 | +1.2% | 3.39% | -10.0% |
| ARCC | Buy | ARES CAP CORP COM | $13,956,000 | +6.6% | 803,009 | +1.1% | 2.76% | +2.0% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $12,975,000 | +22.2% | 787,772 | +18.7% | 2.57% | +16.9% |
| BTZ | Sell | BLACKROCK CREDIT ALLOCATION INCOME TR IV I | $11,523,000 | +0.5% | 875,583 | -0.9% | 2.28% | -3.8% |
| TCAP | Buy | TRIANGLE CAPITAL CORP | $10,344,000 | +5.2% | 541,858 | +1.0% | 2.05% | +0.6% |
| CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJmunicipal bond | $5,513,000 | +0.7% | 6,865,000 | 0.0% | 1.09% | -3.7% | ||
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - TAXABLE 12/01/36municipal bond | $5,497,000 | -0.1% | 5,510,000 | -0.5% | 1.09% | -4.5% | |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT Amunicipal bond | $5,401,000 | +4.7% | 5,675,000 | -0.9% | 1.07% | +0.1% | |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $5,221,000 | -0.4% | 6,225,000 | -0.8% | 1.03% | -4.8% | |
| Sell | ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJmunicipal bond | $4,546,000 | -0.3% | 4,650,000 | -1.1% | 0.90% | -4.6% | |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $4,445,000 | +1.5% | 4,745,000 | 0.0% | 0.88% | -2.9% | ||
| CHW | Sell | CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B | $4,400,000 | +11.4% | 564,160 | -0.4% | 0.87% | +6.6% |
| Sell | DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILLmunicipal bond | $4,022,000 | +0.5% | 4,030,000 | -0.6% | 0.80% | -3.9% | |
| Sell | RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 08/01/34municipal bond | $3,880,000 | -2.4% | 4,425,000 | -1.1% | 0.77% | -6.6% | |
| TXN | Sell | TEXAS INSTRUMENTS INC | $3,680,000 | +5.8% | 45,682 | -4.1% | 0.73% | +1.2% |
| Sell | HARNETT HEALTH SYS INC ADJ RATE HOSPITAL BD SER 2011Acorporate bond | $3,403,000 | -0.7% | 3,400,000 | -0.7% | 0.67% | -5.1% | |
| Sell | OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0municipal bond | $2,539,000 | -1.9% | 2,500,000 | -2.0% | 0.50% | -6.2% | |
| VTA | Sell | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $2,193,000 | -5.7% | 179,278 | -5.2% | 0.43% | -10.0% |
| CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJmunicipal bond | $2,124,000 | +0.9% | 2,600,000 | 0.0% | 0.42% | -3.4% | ||
| IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER Amunicipal bond | $1,998,000 | +0.1% | 1,875,000 | 0.0% | 0.40% | -4.1% | ||
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREPmunicipal bond | $1,921,000 | -0.7% | 1,975,000 | -1.2% | 0.38% | -5.0% | |
| CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,823,000 | +1.6% | 1,825,000 | 0.0% | 0.36% | -3.0% | ||
| PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,803,000 | +3.4% | 1,850,000 | 0.0% | 0.36% | -1.1% | ||
| LLY | ELI LILLY & CO COM | $1,796,000 | +14.4% | 21,348 | 0.0% | 0.36% | +9.5% | |
| PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 2/1/26 DTDmunicipal bond | $1,787,000 | -5.8% | 1,950,000 | 0.0% | 0.35% | -9.9% | ||
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,775,000 | +18.6% | 2,450,000 | 0.0% | 0.35% | +13.5% | ||
| Sell | LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - Amunicipal bond | $1,766,000 | +2.9% | 1,765,000 | -1.4% | 0.35% | -1.7% | |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,543,000 | +2.0% | 1,555,000 | 0.0% | 0.31% | -2.2% | ||
| Sell | BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMYmunicipal bond | $1,513,000 | +0.2% | 1,510,000 | -1.6% | 0.30% | -4.2% | |
| Sell | SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS REGLmunicipal bond | $1,511,000 | +65.0% | 2,235,000 | -2.2% | 0.30% | +57.4% | |
| COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOLmunicipal bond | $1,357,000 | +2.0% | 1,425,000 | 0.0% | 0.27% | -2.2% | ||
| T | Buy | AT&T INC COM | $1,351,000 | +0.3% | 32,517 | +2.7% | 0.27% | -3.9% |
| HUDSON CNTY NJ IMPT AUTH REV TAXABLEmunicipal bond | $1,328,000 | +4.8% | 1,225,000 | 0.0% | 0.26% | +0.4% | ||
| AAPL | Sell | APPLE INC COM | $1,138,000 | +20.7% | 7,924 | -2.7% | 0.22% | +15.4% |
| WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BDmunicipal bond | $1,125,000 | 0.0% | 1,125,000 | 0.0% | 0.22% | -4.3% | ||
| FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER A 06/15/46municipal bond | $1,009,000 | +0.9% | 1,000,000 | 0.0% | 0.20% | -3.4% | ||
| XOM | EXXON MOBIL CORP COM | $956,000 | -9.1% | 11,653 | 0.0% | 0.19% | -13.3% | |
| MO | ALTRIA GROUP INC | $938,000 | +5.6% | 13,130 | 0.0% | 0.19% | +1.1% | |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $924,000 | +1.7% | 53,032 | -0.1% | 0.18% | -2.7% |
| Sell | TULANE UNIV LA RFDG-TULANE UNIV-C 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond | $837,000 | -2.6% | 925,000 | -2.6% | 0.17% | -6.7% | |
| FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER Bmunicipal bond | $797,000 | +0.3% | 810,000 | 0.0% | 0.16% | -4.2% | ||
| TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond | $735,000 | -0.1% | 690,000 | 0.0% | 0.15% | -3.9% | ||
| OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUEmunicipal bond | $728,000 | -0.3% | 700,000 | 0.0% | 0.14% | -4.6% | ||
| PM | PHILIP MORRIS INTL INC COM | $709,000 | +23.3% | 6,282 | 0.0% | 0.14% | +17.6% | |
| New | WHEELING JESUIT UNIV INC SER 2006-C TAXABLE RFDG BD 06/01/31municipal bond | $685,000 | – | 685,000 | +100.0% | 0.14% | – | |
| AMZN | Sell | AMAZON COM INC | $677,000 | +17.1% | 764 | -0.9% | 0.13% | +11.7% |
| Sell | CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJmunicipal bond | $664,000 | -21.8% | 755,000 | -22.6% | 0.13% | -25.0% | |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $656,000 | +1.5% | 700,000 | 0.0% | 0.13% | -3.0% | ||
| V | Sell | VISA INC COM CL A | $619,000 | +13.6% | 6,967 | -0.3% | 0.12% | +8.8% |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $616,000 | +1.7% | 620,000 | 0.0% | 0.12% | -2.4% | ||
| CAP TR AGY FL PRITY FIRST MTG REV SILV CREEK ST AUG PJ-A 01/01/50municipal bond | $548,000 | +1.3% | 600,000 | 0.0% | 0.11% | -2.7% | ||
| PG | Buy | PROCTER & GAMBLE CO COM | $538,000 | +13.5% | 5,989 | +6.3% | 0.11% | +9.2% |
| TPZ | New | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $529,000 | – | 24,071 | +100.0% | 0.10% | – |
| WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMTmunicipal bond | $505,000 | -0.4% | 475,000 | 0.0% | 0.10% | -4.8% | ||
| ETP | Buy | ENERGY TRANSFER PARTNERS L P UNIT LTD PARTunit ltd partn | $493,000 | +1.9% | 13,512 | +0.0% | 0.10% | -2.0% |
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond | $471,000 | +18.6% | 650,000 | 0.0% | 0.09% | +13.4% | ||
| JNJ | Buy | JOHNSON & JOHNSON COM | $457,000 | +18.7% | 3,665 | +9.8% | 0.09% | +13.8% |
| WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BDmunicipal bond | $445,000 | 0.0% | 445,000 | 0.0% | 0.09% | -4.3% | ||
| FB | FACEBOOK INC CL Acl a | $413,000 | +23.7% | 2,907 | 0.0% | 0.08% | +18.8% | |
| PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER Bmunicipal bond | $396,000 | 0.0% | 400,000 | 0.0% | 0.08% | -4.9% | ||
| OGE | OGE ENERGY CORP | $379,000 | +4.7% | 10,834 | 0.0% | 0.08% | 0.0% | |
| GIS | GENERAL MILLS INC COM | $333,000 | -4.3% | 5,635 | 0.0% | 0.07% | -8.3% | |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $330,000 | +2.5% | 1,977 | 0.0% | 0.06% | -3.0% | |
| MSFT | Sell | MICROSOFT CORP COM | $321,000 | +4.2% | 4,868 | -1.9% | 0.06% | 0.0% |
| FFA | FIRST TR ENHANCED EQUITY INCOME FD COM | $321,000 | +6.6% | 22,244 | 0.0% | 0.06% | +3.2% | |
| GE | Buy | GENERAL ELECTRIC CO COM | $299,000 | +3.8% | 10,039 | +10.3% | 0.06% | -1.7% |
| CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILV CRK ST AUG SER B 01/01/35municipal bond | $293,000 | +0.3% | 300,000 | 0.0% | 0.06% | -3.3% | ||
| MRK | Sell | MERCK & CO INC NEW COM | $289,000 | +6.6% | 4,551 | -1.2% | 0.06% | +1.8% |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LP UNIT LTDunit ltd partner | $285,000 | – | 10,854 | +100.0% | 0.06% | – |
| JQC | Buy | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | $251,000 | -3.1% | 29,321 | +0.2% | 0.05% | -7.4% |
| WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BDmunicipal bond | $250,000 | 0.0% | 250,000 | 0.0% | 0.05% | -3.8% | ||
| DE | DEERE & CO | $240,000 | +5.7% | 2,204 | 0.0% | 0.05% | +2.1% | |
| HYT | New | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $235,000 | – | 21,549 | +100.0% | 0.05% | – |
| WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BDmunicipal bond | $235,000 | 0.0% | 235,000 | 0.0% | 0.05% | -4.1% | ||
| New | CALIFORNIA CNTY CA TOBACCO SERURITIZATIN AGY TOBACCO SETT CAP APPRECmunicipal bond | $228,000 | – | 6,400,000 | +100.0% | 0.04% | – | |
| BMY | Exit | BRISTOL MYERS SQUIBB CO COM | $0 | – | -3,622 | -100.0% | -0.04% | – |
| III | Exit | INFORMATION SERVICES GRP | $0 | – | -62,843 | -100.0% | -0.05% | – |
| Exit | KBS REAL ESTATE INVT TR INC COM | $0 | – | -80,000 | -100.0% | -0.06% | – | |
| EVT | Exit | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $0 | – | -17,816 | -100.0% | -0.08% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $0 | – | -341,614 | -100.0% | -0.73% | – |
| JPC | Exit | NUVEEN PFD INCOME | $0 | – | -1,501,819 | -100.0% | -3.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GENERAL MNY MKT FUND | 36 | Q3 2023 | 28.9% |
| DOUBLELINE INCOME SOLUTIONS FD | 36 | Q3 2023 | 8.4% |
| COHEN & STEERS INFRASTRUCTURE FD INC COM | 36 | Q3 2023 | 5.4% |
| ARES CAP CORP COM | 36 | Q3 2023 | 3.9% |
| TEXAS INSTRUMENTS INC | 36 | Q3 2023 | 0.9% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 36 | Q3 2023 | 1.0% |
| ELI LILLY & CO COM | 36 | Q3 2023 | 1.9% |
| MERCK & CO INC NEW COM | 36 | Q3 2023 | 3.1% |
| VISA INC COM CL A | 36 | Q3 2023 | 0.9% |
| APPLE INC COM | 36 | Q3 2023 | 0.7% |
View McGowan Group Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc. | February 16, 2021 | 803,021 | 5.6% |
| Nuveen Global High Income Fund | February 16, 2021 | 2,857,226 | 12.3% |
| TEMPLETON EMERGING MARKETS INCOME FUND | February 16, 2021 | 3,328,772 | 6.9% |
View McGowan Group Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View McGowan Group Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.