$1.33 Billion is the total value of NorthRock Partners, LLC's 337 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 39.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $260,812,000 | +11.5% | 549,123 | +2.2% | 19.54% | +2.2% |
| SPYV | Buy | SPDR SER TRprtflo s&p500 vl | $121,214,000 | +7.7% | 2,886,049 | +1.7% | 9.08% | -1.3% |
| SPYG | Buy | SPDR SER TRprtflo s&p500 gw | $93,588,000 | +11.8% | 1,291,408 | +0.7% | 7.01% | +2.5% |
| AAPL | Buy | APPLE INC | $78,748,000 | +29.9% | 443,478 | +3.9% | 5.90% | +19.0% |
| MDYV | Buy | SPDR SER TRs&p 400 mdcp val | $67,486,000 | +6.5% | 949,176 | +0.6% | 5.06% | -2.5% |
| SLYV | Buy | SPDR SER TRs&p 600 smcp val | $60,064,000 | +2.5% | 708,967 | +0.8% | 4.50% | -6.1% |
| SLYG | Buy | SPDR SER TRs&p 600 smcp grw | $51,494,000 | +7.6% | 554,771 | +2.4% | 3.86% | -1.4% |
| MDYG | Buy | SPDR SER TRs&p 400 mdcp grw | $50,431,000 | +8.6% | 618,558 | +2.6% | 3.78% | -0.4% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $46,833,000 | +13.3% | 706,268 | +0.0% | 3.51% | +3.8% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $36,365,000 | +9.0% | 118,999 | -0.5% | 2.72% | -0.1% |
| TGT | Sell | TARGET CORP | $33,937,000 | -14.8% | 146,634 | -15.8% | 2.54% | -22.0% |
| PM | Buy | PHILIP MORRIS INTL INC | $26,917,000 | -0.7% | 283,339 | +0.7% | 2.02% | -9.1% |
| MSFT | Buy | MICROSOFT CORP | $17,412,000 | +35.1% | 51,773 | +13.7% | 1.30% | +23.8% |
| MO | Sell | ALTRIA GROUP INC | $14,125,000 | +1.2% | 298,065 | -1.4% | 1.06% | -7.3% |
| JPST | Sell | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $13,985,000 | -36.0% | 277,047 | -35.7% | 1.05% | -41.3% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $13,054,000 | +5.8% | 54,069 | -2.4% | 0.98% | -3.0% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $10,832,000 | +0.2% | 94,012 | -1.4% | 0.81% | -8.2% |
| AMZN | Buy | AMAZON COM INC | $9,945,000 | +1.4% | 2,983 | +1.6% | 0.74% | -7.1% |
| ABBV | Buy | ABBVIE INC | $9,614,000 | +28.3% | 71,003 | +3.5% | 0.72% | +17.5% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $9,065,000 | -3.0% | 640,153 | +0.2% | 0.68% | -11.1% |
| AMP | Sell | AMERIPRISE FINL INC | $8,812,000 | -23.0% | 29,213 | -32.4% | 0.66% | -29.5% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $8,501,000 | +15.9% | 2,934 | +8.6% | 0.64% | +6.3% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $7,372,000 | +8.2% | 42,922 | -1.8% | 0.55% | -0.9% |
| TSLA | Buy | TESLA INC | $7,110,000 | +53.9% | 6,728 | +12.9% | 0.53% | +41.0% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $6,074,000 | +5.0% | 36,172 | +3.7% | 0.46% | -3.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,980,000 | +14.8% | 34,957 | +8.7% | 0.45% | +5.2% |
| VOO | Buy | VANGUARD INDEX FDS | $5,981,000 | +16.8% | 13,699 | +5.5% | 0.45% | +6.9% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $5,477,000 | +25.8% | 13,767 | +16.8% | 0.41% | +15.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $5,290,000 | +14.6% | 17,694 | +4.6% | 0.40% | +5.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $4,921,000 | +31.2% | 30,083 | +17.9% | 0.37% | +20.2% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,700,000 | +2.7% | 33,862 | -3.7% | 0.35% | -5.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $4,536,000 | +5.5% | 28,645 | +10.5% | 0.34% | -3.4% |
| EFG | Buy | ISHARES TReafe grwth etf | $4,136,000 | +3.7% | 37,502 | +0.1% | 0.31% | -4.9% |
| KHC | Sell | KRAFT HEINZ CO | $4,101,000 | -2.8% | 114,247 | -0.3% | 0.31% | -11.0% |
| ABT | Buy | ABBOTT LABS | $4,075,000 | +26.4% | 28,957 | +8.8% | 0.30% | +15.5% |
| PEP | Buy | PEPSICO INC | $3,837,000 | +71.8% | 22,086 | +55.7% | 0.29% | +56.8% |
| INTC | Sell | INTEL CORP | $3,797,000 | -22.0% | 73,735 | -18.7% | 0.28% | -28.6% |
| VXF | VANGUARD INDEX FDSextend mkt etf | $3,667,000 | +0.3% | 20,054 | 0.0% | 0.28% | -8.0% | |
| MCD | Buy | MCDONALDS CORP | $3,388,000 | +25.2% | 12,640 | +12.9% | 0.25% | +14.9% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $3,338,000 | +32.7% | 6,647 | +4.0% | 0.25% | +21.4% |
| FB | Buy | META PLATFORMS INCcl a | $3,121,000 | -2.1% | 9,279 | +0.4% | 0.23% | -10.3% |
| NVDA | Buy | NVIDIA CORPORATION | $3,080,000 | +47.3% | 10,474 | +6.1% | 0.23% | +35.1% |
| BA | Buy | BOEING CO | $3,068,000 | -8.3% | 15,239 | +6.5% | 0.23% | -16.1% |
| ESTA | ESTABLISHMENT LABS HLDGS INC | $2,902,000 | -5.6% | 42,931 | 0.0% | 0.22% | -13.5% | |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $2,863,000 | +7.4% | 8,921 | +2.0% | 0.21% | -1.8% |
| DIS | Buy | DISNEY WALT CO | $2,830,000 | +10.2% | 18,269 | +22.0% | 0.21% | +1.0% |
| SDY | Buy | SPDR SER TRs&p divid etf | $2,425,000 | +9.9% | 18,777 | +2.2% | 0.18% | +1.1% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $2,382,000 | +43.8% | 9,650 | +20.4% | 0.18% | +31.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,331,000 | +34.7% | 805 | +24.0% | 0.18% | +24.1% |
| HON | Buy | HONEYWELL INTL INC | $2,285,000 | +15.6% | 10,959 | +20.4% | 0.17% | +5.6% |
| BAC | Buy | BK OF AMERICA CORP | $2,254,000 | +19.6% | 50,673 | +15.9% | 0.17% | +9.7% |
| NFLX | Buy | NETFLIX INC | $2,255,000 | +9.5% | 3,743 | +10.9% | 0.17% | +0.6% |
| HD | Buy | HOME DEPOT INC | $2,231,000 | +50.7% | 5,377 | +29.5% | 0.17% | +38.0% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $2,208,000 | +17.1% | 17,044 | +2.3% | 0.16% | +7.1% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $2,132,000 | -39.9% | 15,949 | -40.4% | 0.16% | -44.8% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,117,000 | +86.2% | 3,729 | +54.9% | 0.16% | +71.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,077,000 | -7.0% | 39,979 | -1.9% | 0.16% | -14.8% |
| IYY | ISHARES TRdow jones us etf | $2,074,000 | +9.3% | 17,598 | 0.0% | 0.16% | 0.0% | |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $2,056,000 | -4.0% | 129,046 | +0.2% | 0.15% | -12.0% |
| CSCO | Buy | CISCO SYS INC | $2,008,000 | +45.0% | 31,690 | +25.0% | 0.15% | +32.7% |
| SLY | Buy | SPDR SER TRs&p 600 sml cap | $1,994,000 | +5.2% | 20,055 | +0.2% | 0.15% | -3.9% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,964,000 | +34.6% | 3,793 | +25.1% | 0.15% | +23.5% |
| PFE | Buy | PFIZER INC | $1,960,000 | +68.1% | 33,185 | +22.4% | 0.15% | +54.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,898,000 | +11.4% | 30,734 | +10.8% | 0.14% | +2.2% |
| BAX | Buy | BAXTER INTL INC | $1,849,000 | +11.5% | 21,542 | +4.5% | 0.14% | +2.2% |
| V | Buy | VISA INC | $1,819,000 | +59.4% | 8,392 | +69.2% | 0.14% | +46.2% |
| BMO | Sell | BANK MONTREAL QUE | $1,778,000 | +2.5% | 16,495 | -5.1% | 0.13% | -6.3% |
| WFC | Sell | WELLS FARGO CO NEW | $1,758,000 | -16.8% | 36,643 | -19.5% | 0.13% | -23.7% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,752,000 | +164.7% | 22,265 | +162.6% | 0.13% | +142.6% |
| SBUX | Buy | STARBUCKS CORP | $1,736,000 | +14.7% | 14,841 | +8.2% | 0.13% | +4.8% |
| SCHK | Sell | SCHWAB STRATEGIC TR1000 index etf | $1,640,000 | +8.6% | 35,201 | -0.7% | 0.12% | 0.0% |
| HWKN | Sell | HAWKINS INC | $1,593,000 | +9.2% | 40,372 | -3.5% | 0.12% | 0.0% |
| MMM | Buy | 3M CO | $1,493,000 | +13.9% | 8,404 | +12.4% | 0.11% | +4.7% |
| KO | Buy | COCA COLA CO | $1,497,000 | +29.2% | 25,280 | +15.3% | 0.11% | +17.9% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,470,000 | +79.9% | 2,203 | +62.6% | 0.11% | +64.2% |
| SYK | Buy | STRYKER CORPORATION | $1,449,000 | +22.7% | 5,417 | +20.9% | 0.11% | +12.4% |
| SO | Sell | SOUTHERN CO | $1,423,000 | +9.0% | 20,746 | -1.5% | 0.11% | 0.0% |
| MRK | Sell | MERCK & CO INC | $1,381,000 | -28.4% | 18,020 | -29.8% | 0.10% | -34.8% |
| T | Buy | AT&T INC | $1,348,000 | +12.1% | 54,783 | +23.1% | 0.10% | +3.1% |
| ARCC | Sell | ARES CAPITAL CORP | $1,323,000 | -2.7% | 62,435 | -5.0% | 0.10% | -10.8% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $1,288,000 | +100.9% | 11,103 | +76.2% | 0.10% | +84.6% |
| XOM | Buy | EXXON MOBIL CORP | $1,283,000 | +8.2% | 20,960 | +5.4% | 0.10% | -1.0% |
| CVX | Buy | CHEVRON CORP NEW | $1,274,000 | +19.4% | 10,860 | +4.6% | 0.10% | +9.2% |
| PYPL | Sell | PAYPAL HLDGS INC | $1,245,000 | -46.4% | 6,600 | -25.2% | 0.09% | -51.1% |
| LOW | Buy | LOWES COS INC | $1,230,000 | +43.0% | 4,757 | +16.1% | 0.09% | +31.4% |
| DHR | Buy | DANAHER CORPORATION | $1,221,000 | +58.2% | 3,710 | +74.8% | 0.09% | +44.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,197,000 | +2.7% | 2,510 | +7.7% | 0.09% | -5.3% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $1,185,000 | -1.3% | 13,766 | -1.5% | 0.09% | -9.2% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $1,158,000 | +208.8% | 2,042 | +259.5% | 0.09% | +180.6% |
| QCOM | Sell | QUALCOMM INC | $1,160,000 | +5.2% | 6,341 | -24.0% | 0.09% | -3.3% |
| IYH | Buy | ISHARES TRus hlthcare etf | $1,156,000 | +9.0% | 3,847 | +5.6% | 0.09% | 0.0% |
| EFV | Sell | ISHARES TReafe value etf | $1,141,000 | -7.7% | 22,644 | -6.8% | 0.08% | -15.8% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $1,138,000 | +414.9% | 23,306 | +431.4% | 0.08% | +372.2% |
| NKE | Sell | NIKE INCcl b | $1,126,000 | +1.7% | 6,758 | -11.3% | 0.08% | -6.7% |
| VONV | Sell | VANGUARD SCOTTSDALE FDSvng rus1000val | $1,126,000 | +7.0% | 15,275 | -0.2% | 0.08% | -2.3% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $1,088,000 | +35.0% | 20,857 | +28.9% | 0.08% | +24.2% |
| LLY | Buy | LILLY ELI & CO | $1,089,000 | +69.6% | 3,943 | +42.0% | 0.08% | +57.7% |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $1,018,000 | +10.8% | 9,577 | +18.6% | 0.08% | +1.3% |
| DVY | Sell | ISHARES TRselect divid etf | $1,011,000 | +4.3% | 8,247 | -2.3% | 0.08% | -3.8% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,001,000 | +12.1% | 2,787 | +8.5% | 0.08% | +2.7% |
| IEFA | Buy | ISHARES TRcore msci eafe | $993,000 | +5.4% | 13,310 | +5.0% | 0.07% | -3.9% |
| CRM | Buy | SALESFORCE COM INC | $988,000 | +25.1% | 3,886 | +36.7% | 0.07% | +13.8% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $985,000 | +28.3% | 19,575 | +45.5% | 0.07% | +17.5% |
| WRAP | Buy | WRAP TECHNOLOGIES INC | $981,000 | -7.2% | 249,610 | +41.5% | 0.07% | -15.1% |
| CAT | Buy | CATERPILLAR INC | $973,000 | +34.6% | 4,707 | +31.5% | 0.07% | +23.7% |
| CENTA | CENTRAL GARDEN & PET COcl a non-vtg | $957,000 | +11.3% | 20,000 | 0.0% | 0.07% | +2.9% | |
| IJR | Sell | ISHARES TRcore s&p scp etf | $942,000 | +4.3% | 8,223 | -0.6% | 0.07% | -4.1% |
| NEE | Buy | NEXTERA ENERGY INC | $950,000 | +42.0% | 10,179 | +29.0% | 0.07% | +29.1% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $946,000 | +11.7% | 8,315 | +2.1% | 0.07% | +2.9% |
| AON | Buy | AON PLC | $923,000 | -0.3% | 3,070 | +111.4% | 0.07% | -9.2% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $900,000 | +61.9% | 4,198 | +42.5% | 0.07% | +48.9% |
| UNP | Buy | UNION PAC CORP | $885,000 | +38.5% | 3,514 | +11.0% | 0.07% | +26.9% |
| SPDW | New | SPDR INDEX SHS FDSportfolio devlpd | $874,000 | – | 23,966 | +100.0% | 0.06% | – |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $835,000 | +39.2% | 20,007 | +8.5% | 0.06% | +28.6% |
| IHI | Buy | ISHARES TRu.s. med dvc etf | $839,000 | +4.9% | 12,743 | +8.0% | 0.06% | -3.1% |
| TSN | Buy | TYSON FOODS INCcl a | $842,000 | +177.0% | 9,658 | +150.4% | 0.06% | +152.0% |
| ZTS | Buy | ZOETIS INCcl a | $823,000 | +160.4% | 3,372 | +107.1% | 0.06% | +138.5% |
| IWR | Buy | ISHARES TRrus mid cap etf | $811,000 | +10.6% | 9,765 | +42.1% | 0.06% | +1.7% |
| MDT | Sell | MEDTRONIC PLC | $820,000 | -30.9% | 7,929 | -12.1% | 0.06% | -37.1% |
| CVS | Buy | CVS HEALTH CORP | $801,000 | +45.1% | 7,760 | +19.3% | 0.06% | +33.3% |
| F | Buy | FORD MTR CO DEL | $801,000 | +60.2% | 38,543 | +9.1% | 0.06% | +46.3% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $795,000 | +24.8% | 3,962 | +21.6% | 0.06% | +15.4% |
| WMT | Buy | WALMART INC | $791,000 | +34.8% | 5,465 | +33.2% | 0.06% | +22.9% |
| K | Sell | KELLOGG CO | $763,000 | -11.7% | 11,837 | -12.5% | 0.06% | -19.7% |
| HDV | Sell | ISHARES TRcore high dv etf | $751,000 | +3.3% | 7,436 | -3.5% | 0.06% | -5.1% |
| DFAC | New | DIMENSIONAL ETF TRUSTus core equity 2 | $750,000 | – | 25,898 | +100.0% | 0.06% | – |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $734,000 | +25.0% | 2,703 | +7.0% | 0.06% | +14.6% |
| TFC | Buy | TRUIST FINL CORP | $737,000 | +21.2% | 12,581 | +21.3% | 0.06% | +10.0% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $727,000 | -17.7% | 5,937 | -23.9% | 0.05% | -25.0% |
| BX | Sell | BLACKSTONE INC | $702,000 | +5.4% | 5,423 | -3.1% | 0.05% | -1.9% |
| EZU | Buy | ISHARES INCmsci eurzone etf | $711,000 | -43.6% | 14,500 | +100.0% | 0.05% | -48.5% |
| VMBS | New | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $709,000 | – | 13,420 | +100.0% | 0.05% | – |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $709,000 | +36.9% | 18,167 | +31.7% | 0.05% | +26.2% |
| IYW | Sell | ISHARES TRu.s. tech etf | $698,000 | -7.9% | 6,080 | -18.8% | 0.05% | -16.1% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $693,000 | +1.8% | 3,115 | +0.0% | 0.05% | -7.1% |
| TXN | Buy | TEXAS INSTRS INC | $670,000 | +7.7% | 3,553 | +13.6% | 0.05% | -2.0% |
| AMAT | Buy | APPLIED MATLS INC | $663,000 | +62.5% | 4,211 | +32.8% | 0.05% | +51.5% |
| ACN | Buy | ACCENTURE PLC IRELAND | $667,000 | +113.8% | 1,608 | +76.5% | 0.05% | +92.3% |
| MS | Buy | MORGAN STANLEY | $658,000 | +32.7% | 6,702 | +38.6% | 0.05% | +19.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $653,000 | +2.8% | 13,213 | +4.1% | 0.05% | -5.8% |
| ORCL | Buy | ORACLE CORP | $657,000 | +3.6% | 7,530 | +3.5% | 0.05% | -5.8% |
| AVGO | Buy | BROADCOM INC | $651,000 | +135.9% | 979 | +72.1% | 0.05% | +113.0% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $651,000 | -6.2% | 4,329 | -1.1% | 0.05% | -14.0% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $647,000 | -19.2% | 6,188 | -22.2% | 0.05% | -26.2% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $647,000 | +161.9% | 3,949 | +137.0% | 0.05% | +140.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $644,000 | -5.7% | 3,938 | -3.4% | 0.05% | -14.3% |
| ALL | Sell | ALLSTATE CORP | $634,000 | -10.3% | 5,390 | -3.0% | 0.05% | -19.0% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $608,000 | +2.0% | 1,590 | +0.8% | 0.05% | -6.1% |
| New | MANDIANT INC | $617,000 | – | 35,171 | +100.0% | 0.05% | – | |
| IBB | Buy | ISHARES TRishares biotech | $610,000 | +10.5% | 3,998 | +20.5% | 0.05% | +2.2% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $619,000 | +2.5% | 31,722 | -0.0% | 0.05% | -6.1% |
| SFIX | Buy | STITCH FIX INC | $600,000 | -4.9% | 31,697 | +100.8% | 0.04% | -13.5% |
| Buy | GENERAL ELECTRIC CO | $600,000 | +8.5% | 6,350 | +18.4% | 0.04% | 0.0% | |
| FDX | New | FEDEX CORP | $606,000 | – | 2,344 | +100.0% | 0.04% | – |
| OTTR | OTTER TAIL CORP | $600,000 | +27.7% | 8,403 | 0.0% | 0.04% | +18.4% | |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $592,000 | +35.5% | 2,836 | +19.0% | 0.04% | +22.2% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $594,000 | +5.9% | 3,322 | +0.3% | 0.04% | -4.3% |
| XEL | Buy | XCEL ENERGY INC | $569,000 | +10.7% | 8,402 | +2.2% | 0.04% | +2.4% |
| NFE | NEW FORTRESS ENERGY INC | $572,000 | -13.1% | 23,699 | 0.0% | 0.04% | -20.4% | |
| IEMG | Buy | ISHARES INCcore msci emkt | $576,000 | -2.5% | 9,617 | +0.6% | 0.04% | -10.4% |
| GAMC | Buy | GOLDEN ARROW MERGER CORP | $573,000 | +0.4% | 59,212 | +1.5% | 0.04% | -8.5% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $554,000 | +11.2% | 6,616 | +4.2% | 0.04% | +2.4% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $556,000 | +18.6% | 3,863 | -8.9% | 0.04% | +10.5% |
| EL | New | LAUDER ESTEE COS INCcl a | $555,000 | – | 1,500 | +100.0% | 0.04% | – |
| LMT | Buy | LOCKHEED MARTIN CORP | $556,000 | +20.3% | 1,564 | +23.2% | 0.04% | +10.5% |
| MTD | New | METTLER TOLEDO INTERNATIONAL | $567,000 | – | 334 | +100.0% | 0.04% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $550,000 | +16.5% | 5,244 | +8.5% | 0.04% | +5.1% |
| NTGR | Buy | NETGEAR INC | $546,000 | +23.8% | 18,706 | +100.0% | 0.04% | +13.9% |
| KMB | Sell | KIMBERLY-CLARK CORP | $548,000 | +0.9% | 3,831 | -3.2% | 0.04% | -6.8% |
| MRVL | New | MARVELL TECHNOLOGY INC | $537,000 | – | 6,143 | +100.0% | 0.04% | – |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $538,000 | +33.5% | 1,173 | +16.7% | 0.04% | +21.2% |
| INTU | Buy | INTUIT | $529,000 | +109.9% | 822 | +75.6% | 0.04% | +90.5% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $528,000 | +0.8% | 2,073 | -6.5% | 0.04% | -7.0% |
| DE | Buy | DEERE & CO | $520,000 | +19.5% | 1,517 | +21.6% | 0.04% | +8.3% |
| SHOP | Buy | SHOPIFY INCcl a | $491,000 | +19.8% | 356 | +17.9% | 0.04% | +8.8% |
| VONG | Buy | VANGUARD SCOTTSDALE FDSvng rus1000grw | $488,000 | +11.4% | 6,219 | +0.2% | 0.04% | +2.8% |
| OEF | Buy | ISHARES TRs&p 100 etf | $487,000 | +11.4% | 2,221 | +0.3% | 0.04% | 0.0% |
| BLK | Buy | BLACKROCK INC | $474,000 | +55.9% | 517 | +42.4% | 0.04% | +44.0% |
| CI | Buy | CIGNA CORP NEW | $487,000 | +54.6% | 2,120 | +34.6% | 0.04% | +38.5% |
| CARR | Buy | CARRIER GLOBAL CORPORATION | $483,000 | +23.5% | 8,899 | +17.9% | 0.04% | +12.5% |
| MCHP | New | MICROCHIP TECHNOLOGY INC. | $477,000 | – | 5,475 | +100.0% | 0.04% | – |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $464,000 | +50.2% | 1,883 | +21.6% | 0.04% | +40.0% |
| SPTM | Buy | SPDR SER TRportfoli s&p1500 | $470,000 | +24.3% | 8,040 | +12.8% | 0.04% | +12.9% |
| DGRO | New | ISHARES TRcore div grwth | $471,000 | – | 8,472 | +100.0% | 0.04% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $456,000 | +125.7% | 3,999 | +127.6% | 0.03% | +100.0% |
| EPAM | Sell | EPAM SYS INC | $453,000 | +16.2% | 677 | -0.9% | 0.03% | +6.2% |
| CTAS | New | CINTAS CORP | $454,000 | – | 1,024 | +100.0% | 0.03% | – |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $451,000 | +9.7% | 1 | 0.0% | 0.03% | 0.0% | |
| MMC | Sell | MARSH & MCLENNAN COS INC | $446,000 | +0.2% | 2,563 | -12.7% | 0.03% | -8.3% |
| ES | Buy | EVERSOURCE ENERGY | $435,000 | +21.8% | 4,778 | +9.4% | 0.03% | +13.8% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $437,000 | +33.2% | 7,008 | +26.3% | 0.03% | +22.2% |
| ANTM | Buy | ANTHEM INC | $444,000 | +85.0% | 959 | +68.8% | 0.03% | +65.0% |
| NVS | Sell | NOVARTIS AGsponsored adr | $444,000 | +6.7% | 5,081 | -0.1% | 0.03% | -2.9% |
| TECH | New | BIO-TECHNE CORP | $427,000 | – | 825 | +100.0% | 0.03% | – |
| DFS | Buy | DISCOVER FINL SVCS | $421,000 | +79.1% | 3,641 | +90.4% | 0.03% | +68.4% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $430,000 | +58.7% | 1,471 | +51.2% | 0.03% | +45.5% |
| KLAC | New | KLA CORP | $427,000 | – | 994 | +100.0% | 0.03% | – |
| NSC | Buy | NORFOLK SOUTHN CORP | $423,000 | +55.5% | 1,422 | +25.2% | 0.03% | +45.5% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $411,000 | -7.4% | 7,051 | -4.7% | 0.03% | -13.9% |
| WEC | Buy | WEC ENERGY GROUP INC | $415,000 | +101.5% | 4,274 | +82.9% | 0.03% | +82.4% |
| USB | Buy | US BANCORP DEL | $397,000 | +9.7% | 7,071 | +24.2% | 0.03% | 0.0% |
| ECL | Buy | ECOLAB INC | $407,000 | +43.8% | 1,735 | +27.9% | 0.03% | +30.4% |
| PANW | New | PALO ALTO NETWORKS INC | $406,000 | – | 729 | +100.0% | 0.03% | – |
| KEYS | New | KEYSIGHT TECHNOLOGIES INC | $382,000 | – | 1,849 | +100.0% | 0.03% | – |
| ROP | New | ROPER TECHNOLOGIES INC | $382,000 | – | 777 | +100.0% | 0.03% | – |
| SGEN | SEAGEN INC | $380,000 | -8.9% | 2,457 | 0.0% | 0.03% | -17.6% | |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $360,000 | +2.0% | 7,047 | +0.8% | 0.03% | -6.9% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $366,000 | -21.3% | 1,298 | -21.7% | 0.03% | -28.9% |
| AMGN | Buy | AMGEN INC | $367,000 | +18.8% | 1,629 | +12.1% | 0.03% | +8.0% |
| NOW | Buy | SERVICENOW INC | $365,000 | +76.3% | 562 | +68.8% | 0.03% | +58.8% |
| DOCU | Buy | DOCUSIGN INC | $364,000 | -17.8% | 2,392 | +39.2% | 0.03% | -25.0% |
| DXCM | Buy | DEXCOM INC | $363,000 | +11.3% | 676 | +13.2% | 0.03% | 0.0% |
| MAR | Buy | MARRIOTT INTL INC NEWcl a | $343,000 | +54.5% | 2,077 | +38.5% | 0.03% | +44.4% |
| BKNG | Buy | BOOKING HOLDINGS INC | $350,000 | +11.5% | 146 | +10.6% | 0.03% | 0.0% |
| GM | Buy | GENERAL MTRS CO | $341,000 | +61.6% | 5,809 | +69.5% | 0.03% | +52.9% |
| ISRG | New | INTUITIVE SURGICAL INC | $347,000 | – | 966 | +100.0% | 0.03% | – |
| AOM | Buy | ISHARES TRmodert alloc etf | $353,000 | +4.4% | 7,770 | +2.9% | 0.03% | -7.1% |
| MRNA | Buy | MODERNA INC | $349,000 | -11.9% | 1,373 | +49.6% | 0.03% | -18.8% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $352,000 | +7.3% | 1,323 | -0.4% | 0.03% | -3.7% |
| LIN | New | LINDE PLC | $342,000 | – | 986 | +100.0% | 0.03% | – |
| FISV | New | FISERV INC | $330,000 | – | 3,182 | +100.0% | 0.02% | – |
| UBER | Sell | UBER TECHNOLOGIES INC | $328,000 | -57.7% | 7,812 | -53.4% | 0.02% | -60.3% |
| INFO | New | IHS MARKIT LTD | $334,000 | – | 2,515 | +100.0% | 0.02% | – |
| ZBRA | New | ZEBRA TECHNOLOGIES CORPORATIcl a | $335,000 | – | 563 | +100.0% | 0.02% | – |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $328,000 | -0.3% | 15,400 | 0.0% | 0.02% | -7.4% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $339,000 | +18.9% | 8,682 | +32.7% | 0.02% | +8.7% |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $340,000 | – | 7,702 | +100.0% | 0.02% | – |
| PSA | Buy | PUBLIC STORAGE | $339,000 | +44.9% | 906 | +15.0% | 0.02% | +31.6% |
| APD | New | AIR PRODS & CHEMS INC | $321,000 | – | 1,056 | +100.0% | 0.02% | – |
| BLL | Buy | BALL CORP | $315,000 | +28.0% | 3,275 | +19.8% | 0.02% | +20.0% |
| LRCX | New | LAM RESEARCH CORP | $315,000 | – | 438 | +100.0% | 0.02% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $327,000 | +36.2% | 1,448 | +53.6% | 0.02% | +20.0% |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $316,000 | – | 6,216 | +100.0% | 0.02% | – |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $322,000 | +52.6% | 1,976 | +64.9% | 0.02% | +41.2% |
| FTNT | New | FORTINET INC | $318,000 | – | 885 | +100.0% | 0.02% | – |
| EFX | Buy | EQUIFAX INC | $319,000 | +32.4% | 1,089 | +14.6% | 0.02% | +20.0% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $325,000 | -12.9% | 14,805 | -14.1% | 0.02% | -20.0% |
| OTIS | Buy | OTIS WORLDWIDE CORP | $325,000 | +13.6% | 3,732 | +7.5% | 0.02% | +4.3% |
| GD | Buy | GENERAL DYNAMICS CORP | $302,000 | +11.9% | 1,448 | +5.2% | 0.02% | +4.5% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $302,000 | +26.4% | 1,185 | +77.7% | 0.02% | +15.0% |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $308,000 | +37.5% | 1,229 | +15.7% | 0.02% | +27.8% |
| NCLH | Buy | NORWEGIAN CRUISE LINE HLDG L | $292,000 | -21.1% | 14,074 | +1.6% | 0.02% | -26.7% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $299,000 | +0.3% | 1,719 | -13.8% | 0.02% | -8.3% |
| USMV | New | ISHARES TRmsci usa min vol | $300,000 | – | 3,704 | +100.0% | 0.02% | – |
| STL | STERLING BANCORP DEL | $289,000 | +3.2% | 11,210 | 0.0% | 0.02% | -4.3% | |
| AEP | Buy | AMERICAN ELEC PWR CO INC | $292,000 | +11.0% | 3,280 | +1.3% | 0.02% | +4.8% |
| IYF | ISHARES TRu.s. finls etf | $295,000 | +5.0% | 3,398 | 0.0% | 0.02% | -4.3% | |
| IAU | New | ISHARES GOLD TRishares new | $297,000 | – | 8,535 | +100.0% | 0.02% | – |
| WM | Buy | WASTE MGMT INC DEL | $300,000 | +32.7% | 1,799 | +18.8% | 0.02% | +22.2% |
| SYY | Buy | SYSCO CORP | $287,000 | +12.1% | 3,657 | +12.4% | 0.02% | 0.0% |
| CME | New | CME GROUP INC | $276,000 | – | 1,209 | +100.0% | 0.02% | – |
| FITB | New | FIFTH THIRD BANCORP | $287,000 | – | 6,582 | +100.0% | 0.02% | – |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $274,000 | +8.3% | 969 | +0.8% | 0.02% | 0.0% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $282,000 | -4.7% | 3,484 | -12.6% | 0.02% | -12.5% |
| PRU | New | PRUDENTIAL FINL INC | $280,000 | – | 2,584 | +100.0% | 0.02% | – |
| ULTA | New | ULTA BEAUTY INC | $278,000 | – | 674 | +100.0% | 0.02% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $279,000 | – | 2,043 | +100.0% | 0.02% | – |
| PAYX | New | PAYCHEX INC | $280,000 | – | 2,050 | +100.0% | 0.02% | – |
| WAT | WATERS CORP | $286,000 | +4.4% | 768 | 0.0% | 0.02% | -4.5% | |
| CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $268,000 | +30.7% | 411 | +59.9% | 0.02% | +17.6% |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $273,000 | -3.9% | 1,282 | -0.5% | 0.02% | -13.0% |
| PWB | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $273,000 | +9.2% | 3,380 | 0.0% | 0.02% | 0.0% | |
| GIS | New | GENERAL MLS INC | $272,000 | – | 4,039 | +100.0% | 0.02% | – |
| DFAT | Sell | DIMENSIONAL ETF TRUSTus targeted vlu | $271,000 | -10.0% | 5,694 | -15.9% | 0.02% | -20.0% |
| TJX | New | TJX COS INC NEW | $270,000 | – | 3,557 | +100.0% | 0.02% | – |
| ROST | New | ROSS STORES INC | $259,000 | – | 2,264 | +100.0% | 0.02% | – |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $251,000 | -0.4% | 5,667 | +3.6% | 0.02% | -9.5% |
| MU | New | MICRON TECHNOLOGY INC | $250,000 | – | 2,681 | +100.0% | 0.02% | – |
| PLD | New | PROLOGIS INC. | $255,000 | – | 1,515 | +100.0% | 0.02% | – |
| MELI | Buy | MERCADOLIBRE INC | $252,000 | -15.7% | 187 | +5.1% | 0.02% | -20.8% |
| SCHW | New | SCHWAB CHARLES CORP | $258,000 | – | 3,062 | +100.0% | 0.02% | – |
| GAB | GABELLI EQUITY TR INC | $259,000 | +8.4% | 36,000 | 0.0% | 0.02% | -5.0% | |
| SPYX | New | SPDR SER TRspdr s&p 500 etf | $250,000 | – | 2,125 | +100.0% | 0.02% | – |
| FLOT | New | ISHARES TRfltg rate nt etf | $259,000 | – | 5,099 | +100.0% | 0.02% | – |
| EQIX | New | EQUINIX INC | $248,000 | – | 294 | +100.0% | 0.02% | – |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $247,000 | -67.2% | 2,078 | -59.1% | 0.02% | -69.4% |
| PINS | Sell | PINTEREST INCcl a | $234,000 | -29.9% | 6,440 | -1.8% | 0.02% | -33.3% |
| SPGI | New | S&P GLOBAL INC | $246,000 | – | 521 | +100.0% | 0.02% | – |
| QQQJ | New | INVESCO EXCH TRADED FD TR IInasdaqnxtgen100 | $242,000 | – | 7,212 | +100.0% | 0.02% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $237,000 | – | 1,682 | +100.0% | 0.02% | – |
| TLTD | New | FLEXSHARES TRm star dev mkt | $246,000 | – | 3,416 | +100.0% | 0.02% | – |
| VFC | Buy | V F CORP | $235,000 | +15.2% | 3,212 | +5.4% | 0.02% | +5.9% |
| DOW | New | DOW INC | $245,000 | – | 4,319 | +100.0% | 0.02% | – |
| COP | New | CONOCOPHILLIPS | $238,000 | – | 3,302 | +100.0% | 0.02% | – |
| CL | New | COLGATE PALMOLIVE CO | $246,000 | – | 2,881 | +100.0% | 0.02% | – |
| BBY | New | BEST BUY INC | $237,000 | – | 2,329 | +100.0% | 0.02% | – |
| BK | New | BANK NEW YORK MELLON CORP | $244,000 | – | 4,198 | +100.0% | 0.02% | – |
| AVY | New | AVERY DENNISON CORP | $234,000 | – | 1,082 | +100.0% | 0.02% | – |
| ATRC | ATRICURE INC | $246,000 | 0.0% | 3,536 | 0.0% | 0.02% | -10.0% | |
| A | New | AGILENT TECHNOLOGIES INC | $235,000 | – | 1,474 | +100.0% | 0.02% | – |
| PNR | Sell | PENTAIR PLC | $234,000 | -0.8% | 3,211 | -1.2% | 0.02% | -5.3% |
| IYM | ISHARES TRu.s. bas mtl etf | $228,000 | +12.3% | 1,627 | 0.0% | 0.02% | 0.0% | |
| CSX | New | CSX CORP | $231,000 | – | 6,147 | +100.0% | 0.02% | – |
| EXC | New | EXELON CORP | $226,000 | – | 5,497 | +100.0% | 0.02% | – |
| HPQ | New | HP INC | $224,000 | – | 5,935 | +100.0% | 0.02% | – |
| SPEM | New | SPDR INDEX SHS FDSportfolio emg mk | $227,000 | – | 3,907 | +100.0% | 0.02% | – |
| ANSS | New | ANSYS INC | $225,000 | – | 560 | +100.0% | 0.02% | – |
| EMR | Buy | EMERSON ELEC CO | $225,000 | +1.8% | 2,421 | +3.1% | 0.02% | -5.6% |
| VLO | New | VALERO ENERGY CORP | $223,000 | – | 2,967 | +100.0% | 0.02% | – |
| TRMB | Sell | TRIMBLE INC | $229,000 | -20.8% | 2,629 | -25.2% | 0.02% | -29.2% |
| XSOE | New | WISDOMTREE TRem ex st-owned | $228,000 | – | 6,192 | +100.0% | 0.02% | – |
| SHW | New | SHERWIN WILLIAMS CO | $224,000 | – | 637 | +100.0% | 0.02% | – |
| LAC | New | LITHIUM AMERS CORP NEW | $232,000 | – | 7,974 | +100.0% | 0.02% | – |
| CPB | Sell | CAMPBELL SOUP CO | $232,000 | +3.6% | 5,337 | -0.4% | 0.02% | -5.6% |
| PH | New | PARKER-HANNIFIN CORP | $221,000 | – | 696 | +100.0% | 0.02% | – |
| LULU | New | LULULEMON ATHLETICA INC | $220,000 | – | 561 | +100.0% | 0.02% | – |
| VTV | New | VANGUARD INDEX FDSvalue etf | $212,000 | – | 1,441 | +100.0% | 0.02% | – |
| VCEL | Buy | VERICEL CORP | $216,000 | -19.1% | 5,495 | +0.4% | 0.02% | -27.3% |
| KEY | New | KEYCORP | $211,000 | – | 9,111 | +100.0% | 0.02% | – |
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $219,000 | +8.4% | 1,952 | +1.8% | 0.02% | -5.9% |
| MGM | New | MGM RESORTS INTERNATIONAL | $207,000 | – | 4,616 | +100.0% | 0.02% | – |
| FIS | New | FIDELITY NATL INFORMATION SV | $213,000 | – | 1,953 | +100.0% | 0.02% | – |
| SNPS | New | SYNOPSYS INC | $208,000 | – | 564 | +100.0% | 0.02% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $200,000 | – | 7,010 | +100.0% | 0.02% | – |
| GILD | Sell | GILEAD SCIENCES INC | $201,000 | -54.5% | 2,768 | -56.2% | 0.02% | -58.3% |
| BSX | New | BOSTON SCIENTIFIC CORP | $204,000 | – | 4,795 | +100.0% | 0.02% | – |
| COF | New | CAPITAL ONE FINL CORP | $206,000 | – | 1,421 | +100.0% | 0.02% | – |
| PXD | New | PIONEER NAT RES CO | $200,000 | – | 1,101 | +100.0% | 0.02% | – |
| WRK | New | WESTROCK CO | $200,000 | – | 4,502 | +100.0% | 0.02% | – |
| CB | New | CHUBB LIMITED | $202,000 | – | 1,044 | +100.0% | 0.02% | – |
| DD | Sell | DUPONT DE NEMOURS INC | $200,000 | -76.4% | 2,474 | -80.2% | 0.02% | -78.3% |
| RMD | Buy | RESMED INC | $204,000 | +1.0% | 783 | +2.0% | 0.02% | -11.8% |
| LUMN | Sell | LUMEN TECHNOLOGIES INC | $152,000 | -3.2% | 12,074 | -4.4% | 0.01% | -15.4% |
| SRNE | New | SORRENTO THERAPEUTICS INC | $116,000 | – | 25,000 | +100.0% | 0.01% | – |
| VRAR | New | GLIMPSE GROUP INC | $99,000 | – | 10,061 | +100.0% | 0.01% | – |
| WKHS | New | WORKHORSE GROUP INC | $65,000 | – | 15,000 | +100.0% | 0.01% | – |
| HIMS | New | HIMS & HERS HEALTH INC | $67,000 | – | 10,275 | +100.0% | 0.01% | – |
| VIACOMCBS INCcall | $60,000 | -24.1% | 2,000 | 0.0% | 0.00% | -33.3% | ||
| WESTROCK COcall | $44,000 | -12.0% | 1,000 | 0.0% | 0.00% | -25.0% | ||
| NGD | Buy | NEW GOLD INC CDA | $34,000 | +41.7% | 22,556 | +18.5% | 0.00% | +50.0% |
| LPTX | New | LEAP THERAPEUTICS INC | $39,000 | – | 11,915 | +100.0% | 0.00% | – |
| VYNT | VYANT BIO INC | $25,000 | -43.2% | 18,832 | 0.0% | 0.00% | -50.0% | |
| CLXT | New | CALYXT INC | $21,000 | – | 10,000 | +100.0% | 0.00% | – |
| CSLT | New | CASTLIGHT HEALTH INCcl b | $28,000 | – | 18,390 | +100.0% | 0.00% | – |
| MNMD | Buy | MIND MEDICINE MINDMED INC | $15,000 | -40.0% | 10,781 | +4.1% | 0.00% | -50.0% |
| RITE AID CORPcall | $18,000 | +5.9% | 1,200 | 0.0% | 0.00% | 0.0% | ||
| EROS STX GLOBAL CORPORATIONcall | $1,000 | -66.7% | 3,000 | 0.0% | 0.00% | – | ||
| ADIL | Exit | ADIAL PHARMACEUTICALS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| PLM | Exit | POLYMET MNG CORP | $0 | – | -18,312 | -100.0% | -0.01% | – |
| PMCBD | Exit | PHARMACYTE BIOTECH INC | $0 | – | -37,164 | -100.0% | -0.01% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCcl a | $0 | – | -687 | -100.0% | -0.02% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -2,058 | -100.0% | -0.02% | – |
| MODV | Exit | MODIVCARE INC | $0 | – | -1,179 | -100.0% | -0.02% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -5,432 | -100.0% | -0.02% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -3,569 | -100.0% | -0.02% | – |
| AEO | Exit | AMERICAN EAGLE OUTFITTERS IN | $0 | – | -10,000 | -100.0% | -0.02% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -12,464 | -100.0% | -0.02% | – |
| BNTX | Exit | BIONTECH SEsponsored ads | $0 | – | -1,000 | -100.0% | -0.02% | – |
| FSK | Exit | FS KKR CAP CORP | $0 | – | -12,447 | -100.0% | -0.02% | – |
| HMHC | Exit | HOUGHTON MIFFLIN HARCOURT CO | $0 | – | -20,651 | -100.0% | -0.02% | – |
| C | Exit | CITIGROUP INC | $0 | – | -4,578 | -100.0% | -0.03% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -2,113 | -100.0% | -0.03% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -589 | -100.0% | -0.03% | – |
| XLRN | Exit | ACCELERON PHARMA INC | $0 | – | -2,200 | -100.0% | -0.03% | – |
| U | Exit | UNITY SOFTWARE INC | $0 | – | -3,050 | -100.0% | -0.03% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -13,283 | -100.0% | -0.03% | – |
| PTPI | Exit | PETROS PHARMACEUTICALS INC | $0 | – | -115,295 | -100.0% | -0.04% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -11,870 | -100.0% | -0.04% | – |
| FANG | Exit | DIAMONDBACK ENERGY INC | $0 | – | -5,509 | -100.0% | -0.04% | – |
| APO | Exit | APOLLO GLOBAL MGMT INC | $0 | – | -10,000 | -100.0% | -0.05% | – |
| SMSI | Exit | SMITH MICRO SOFTWARE INC | $0 | – | -138,596 | -100.0% | -0.06% | – |
| QUMU | Exit | QUMU CORP | $0 | – | -230,100 | -100.0% | -0.06% | – |
| SNOW | Exit | SNOWFLAKE INCcl a | $0 | – | -3,569 | -100.0% | -0.09% | – |
| Exit | BARRICK GOLD CORP | $0 | – | -60,000 | -100.0% | -0.09% | – | |
| Exit | SPDR GOLD TR | $0 | – | -10,000 | -100.0% | -0.13% | – | |
| Exit | MYMD PHARMACEUTICALS INC | $0 | – | -1,354,004 | -100.0% | -0.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.