$1.22 Billion is the total value of NorthRock Partners, LLC's 283 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 19.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $233,965,000 | +1.0% | 537,463 | -0.6% | 19.12% | -1.1% |
| SPYV | Buy | SPDR SER TRprtflo s&p500 vl | $112,497,000 | +0.4% | 2,837,616 | +0.1% | 9.20% | -1.8% |
| SPYG | Sell | SPDR SER TRprtflo s&p500 gw | $83,692,000 | +3.3% | 1,281,810 | -0.4% | 6.84% | +1.0% |
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $63,396,000 | -1.2% | 943,201 | -0.8% | 5.18% | -3.4% |
| AAPL | Buy | APPLE INC | $60,641,000 | +7.1% | 427,003 | +3.3% | 4.96% | +4.8% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $58,596,000 | -3.3% | 703,558 | -0.5% | 4.79% | -5.4% |
| SLYG | Buy | SPDR SER TRs&p 600 smcp grw | $47,857,000 | +1.6% | 541,566 | +2.0% | 3.91% | -0.6% |
| MDYG | Buy | SPDR SER TRs&p 400 mdcp grw | $46,427,000 | +1.5% | 603,007 | +2.1% | 3.80% | -0.7% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $41,323,000 | -8.3% | 706,103 | -2.2% | 3.38% | -10.3% |
| TGT | Sell | TARGET CORP | $39,845,000 | -35.3% | 174,169 | -31.6% | 3.26% | -36.7% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $33,374,000 | -1.4% | 119,602 | -4.1% | 2.73% | -3.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $27,117,000 | -6.7% | 281,362 | -4.0% | 2.22% | -8.7% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $21,839,000 | +138.2% | 430,572 | +138.3% | 1.78% | +133.0% |
| MO | Sell | ALTRIA GROUP INC | $13,958,000 | -5.4% | 302,249 | -2.4% | 1.14% | -7.5% |
| MSFT | Buy | MICROSOFT CORP | $12,888,000 | +25.2% | 45,529 | +19.8% | 1.05% | +22.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $12,337,000 | -1.3% | 55,419 | -1.3% | 1.01% | -3.5% |
| AMP | Sell | AMERIPRISE FINL INC | $11,450,000 | -5.5% | 43,219 | -11.2% | 0.94% | -7.5% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $10,807,000 | -2.2% | 95,350 | -2.3% | 0.88% | -4.3% |
| AMZN | Buy | AMAZON COM INC | $9,807,000 | +21.3% | 2,937 | +24.9% | 0.80% | +18.6% |
| Sell | MYMD PHARMACEUTICALS INC | $9,749,000 | +6.9% | 1,354,004 | -6.5% | 0.80% | +4.6% | |
| ORCC | Sell | OWL ROCK CAPITAL CORPORATION | $9,341,000 | -3.3% | 638,737 | -5.6% | 0.76% | -5.3% |
| ABBV | Buy | ABBVIE INC | $7,495,000 | +2.3% | 68,582 | +5.4% | 0.61% | +0.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $7,333,000 | +28.5% | 2,701 | +15.6% | 0.60% | +25.6% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $6,814,000 | -5.9% | 43,724 | -6.6% | 0.56% | -7.9% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,784,000 | -2.6% | 34,874 | -6.9% | 0.47% | -4.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,211,000 | +3.9% | 32,167 | +5.7% | 0.43% | +1.7% |
| VOO | Buy | VANGUARD INDEX FDS | $5,121,000 | +2.6% | 12,984 | +2.3% | 0.42% | +0.5% |
| INTC | Buy | INTEL CORP | $4,866,000 | -1.9% | 90,725 | +2.7% | 0.40% | -3.9% |
| TSLA | Buy | TESLA INC | $4,619,000 | +29.7% | 5,957 | +13.7% | 0.38% | +27.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $4,618,000 | +5.4% | 16,919 | +7.3% | 0.38% | +3.0% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,575,000 | -2.7% | 35,179 | -0.7% | 0.37% | -4.8% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $4,353,000 | +1.5% | 11,790 | -2.6% | 0.36% | -0.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $4,301,000 | +14.4% | 25,918 | +7.2% | 0.35% | +12.1% |
| KHC | Sell | KRAFT HEINZ CO | $4,220,000 | -10.7% | 114,598 | -1.1% | 0.34% | -12.7% |
| EFG | ISHARES TReafe grwth etf | $3,987,000 | -0.7% | 37,448 | 0.0% | 0.33% | -3.0% | |
| PG | Buy | PROCTER AND GAMBLE CO | $3,750,000 | +11.9% | 25,526 | +2.8% | 0.31% | +9.6% |
| VXF | VANGUARD INDEX FDSextend mkt etf | $3,657,000 | -3.3% | 20,054 | 0.0% | 0.30% | -5.4% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $3,550,000 | -3.3% | 26,751 | +6.8% | 0.29% | -5.5% |
| BA | Buy | BOEING CO | $3,346,000 | +15.7% | 14,308 | +18.5% | 0.27% | +13.2% |
| ABT | Buy | ABBOTT LABS | $3,224,000 | +11.4% | 26,620 | +6.6% | 0.26% | +9.1% |
| FB | Buy | FACEBOOK INCcl a | $3,188,000 | +83.5% | 9,245 | +85.0% | 0.26% | +80.0% |
| ESTA | Buy | ESTABLISHMENT LABS HLDGS INC | $3,073,000 | +780.5% | 42,931 | +973.3% | 0.25% | +765.5% |
| MCD | Buy | MCDONALDS CORP | $2,705,000 | +12.0% | 11,199 | +7.1% | 0.22% | +9.4% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,666,000 | +1.1% | 8,743 | -4.9% | 0.22% | -0.9% |
| DIS | Buy | DISNEY WALT CO | $2,568,000 | +5.9% | 14,972 | +8.6% | 0.21% | +4.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,516,000 | +57.8% | 6,392 | +60.6% | 0.21% | +54.9% |
| PYPL | Buy | PAYPAL HLDGS INC | $2,322,000 | +73.8% | 8,827 | +92.5% | 0.19% | +69.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,233,000 | +3.4% | 40,751 | +5.7% | 0.18% | +1.7% |
| PEP | Buy | PEPSICO INC | $2,234,000 | +7.2% | 14,181 | +0.8% | 0.18% | +5.2% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,207,000 | -5.5% | 18,375 | -3.8% | 0.18% | -7.7% |
| ATI | Sell | ALLEGHENY TECHNOLOGIES INC | $2,142,000 | -20.3% | 128,796 | -0.0% | 0.18% | -21.9% |
| WFC | Buy | WELLS FARGO CO NEW | $2,113,000 | +44.1% | 45,538 | +40.6% | 0.17% | +41.8% |
| NVDA | Buy | NVIDIA CORPORATION | $2,091,000 | +68.4% | 9,875 | +59.0% | 0.17% | +64.4% |
| NFLX | Buy | NETFLIX INC | $2,060,000 | +95.4% | 3,375 | +69.2% | 0.17% | +90.9% |
| HON | Buy | HONEYWELL INTL INC | $1,977,000 | +1.4% | 9,105 | +2.5% | 0.16% | -0.6% |
| MRK | Buy | MERCK & CO INC | $1,928,000 | +6.0% | 25,666 | +9.7% | 0.16% | +3.9% |
| IYY | ISHARES TRdow jones us etf | $1,898,000 | -0.1% | 17,598 | 0.0% | 0.16% | -2.5% | |
| SLY | Sell | SPDR SER TRs&p 600 sml cap | $1,895,000 | -3.4% | 20,005 | -0.3% | 0.16% | -5.5% |
| BAC | Buy | BK OF AMERICA CORP | $1,884,000 | +20.2% | 43,734 | +15.0% | 0.15% | +17.6% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $1,886,000 | +15.0% | 16,661 | +5.2% | 0.15% | +12.4% |
| BMO | Buy | BANK MONTREAL QUE | $1,735,000 | -2.6% | 17,384 | +0.1% | 0.14% | -4.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,731,000 | +2.4% | 649 | -3.9% | 0.14% | 0.0% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,704,000 | -5.6% | 27,735 | -1.9% | 0.14% | -7.9% |
| BAX | Buy | BAXTER INTL INC | $1,658,000 | +21.4% | 20,609 | +21.5% | 0.14% | +19.3% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $1,656,000 | -3.0% | 8,014 | +4.9% | 0.14% | -5.6% |
| New | SPDR GOLD TR | $1,642,000 | – | 10,000 | +100.0% | 0.13% | – | |
| SBUX | Buy | STARBUCKS CORP | $1,513,000 | +7.4% | 13,713 | +8.9% | 0.12% | +5.1% |
| SCHK | SCHWAB STRATEGIC TR1000 index etf | $1,510,000 | -0.2% | 35,455 | 0.0% | 0.12% | -2.4% | |
| HD | Buy | HOME DEPOT INC | $1,480,000 | +35.7% | 4,153 | +21.4% | 0.12% | +33.0% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,459,000 | -5.3% | 3,033 | -3.3% | 0.12% | -7.8% |
| HWKN | Sell | HAWKINS INC | $1,459,000 | +4.5% | 41,823 | -1.9% | 0.12% | +1.7% |
| CSCO | Buy | CISCO SYS INC | $1,385,000 | +14.0% | 25,354 | +10.6% | 0.11% | +11.9% |
| ARCC | Sell | ARES CAPITAL CORP | $1,360,000 | -18.9% | 65,703 | -23.2% | 0.11% | -20.7% |
| MMM | Buy | 3M CO | $1,311,000 | -6.6% | 7,474 | +5.8% | 0.11% | -8.5% |
| SO | Sell | SOUTHERN CO | $1,305,000 | -2.0% | 21,055 | -4.3% | 0.11% | -3.6% |
| EZU | New | ISHARES INCmsci eurzone etf | $1,261,000 | – | 0 | +100.0% | 0.10% | – |
| EFV | Sell | ISHARES TReafe value etf | $1,236,000 | -63.6% | 24,297 | -62.9% | 0.10% | -64.3% |
| T | Sell | AT&T INC | $1,202,000 | -13.4% | 44,502 | -7.7% | 0.10% | -15.5% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $1,201,000 | +14.2% | 13,972 | +13.3% | 0.10% | +11.4% |
| XOM | Buy | EXXON MOBIL CORP | $1,186,000 | +12.6% | 19,882 | +19.1% | 0.10% | +10.2% |
| MDT | Buy | MEDTRONIC PLC | $1,187,000 | +89.6% | 9,019 | +78.9% | 0.10% | +86.5% |
| SYK | Buy | STRYKER CORPORATION | $1,181,000 | +9.8% | 4,480 | +8.2% | 0.10% | +7.8% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,166,000 | -0.7% | 2,330 | -14.7% | 0.10% | -3.1% |
| KO | Buy | COCA COLA CO | $1,159,000 | +24.6% | 21,916 | +27.5% | 0.10% | +21.8% |
| PFE | Sell | PFIZER INC | $1,166,000 | -4.2% | 27,106 | -12.7% | 0.10% | -6.9% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,137,000 | +51.6% | 2,407 | +27.0% | 0.09% | +47.6% |
| V | Buy | VISA INC | $1,141,000 | +26.6% | 4,960 | +28.7% | 0.09% | +24.0% |
| QCOM | Buy | QUALCOMM INC | $1,103,000 | +33.1% | 8,344 | +43.9% | 0.09% | +30.4% |
| NKE | Buy | NIKE INCcl b | $1,107,000 | +11.9% | 7,620 | +19.0% | 0.09% | +8.4% |
| New | BARRICK GOLD CORP | $1,083,000 | – | 60,000 | +100.0% | 0.09% | – | |
| SNOW | Buy | SNOWFLAKE INCcl a | $1,079,000 | +117.1% | 3,569 | +73.7% | 0.09% | +109.5% |
| CVX | Buy | CHEVRON CORP NEW | $1,067,000 | +21.5% | 10,384 | +23.9% | 0.09% | +19.2% |
| IYH | Sell | ISHARES TRus hlthcare etf | $1,061,000 | +1.0% | 3,644 | -5.3% | 0.09% | -1.1% |
| VONV | Buy | VANGUARD SCOTTSDALE FDSvng rus1000val | $1,052,000 | -1.0% | 15,306 | +0.2% | 0.09% | -3.4% |
| WRAP | Buy | WRAP TECHNOLOGIES INC | $1,057,000 | -3.3% | 176,384 | +26.7% | 0.09% | -5.5% |
| DVY | Sell | ISHARES TRselect divid etf | $969,000 | -24.3% | 8,444 | -23.0% | 0.08% | -26.2% |
| IEFA | Sell | ISHARES TRcore msci eafe | $942,000 | -0.7% | 12,674 | -0.1% | 0.08% | -2.5% |
| AON | Sell | AON PLC | $926,000 | +25.8% | 1,452 | -52.9% | 0.08% | +24.6% |
| SUSA | Sell | ISHARES TRmsci usa esg slc | $919,000 | -0.5% | 8,076 | -16.5% | 0.08% | -2.6% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $903,000 | -3.9% | 8,272 | -0.6% | 0.07% | -6.3% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $893,000 | +71.4% | 2,569 | +80.0% | 0.07% | +65.9% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $883,000 | -3.1% | 7,798 | -1.6% | 0.07% | -5.3% |
| K | Buy | KELLOGG CO | $864,000 | +0.9% | 13,525 | +1.7% | 0.07% | -1.4% |
| LOW | Buy | LOWES COS INC | $860,000 | +20.4% | 4,098 | +11.3% | 0.07% | +16.7% |
| CENTA | CENTRAL GARDEN & PET COcl a non-vtg | $860,000 | -11.0% | 20,000 | 0.0% | 0.07% | -13.6% | |
| DD | Buy | DUPONT DE NEMOURS INC | $849,000 | +54.4% | 12,488 | +75.7% | 0.07% | +50.0% |
| SCHX | SCHWAB STRATEGIC TRus lrg cap etf | $847,000 | 0.0% | 8,145 | 0.0% | 0.07% | -2.8% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $817,000 | +13.6% | 1,355 | -4.9% | 0.07% | +11.7% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $806,000 | -3.7% | 16,186 | +1.8% | 0.07% | -5.7% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $801,000 | -6.0% | 7,952 | -1.6% | 0.06% | -8.5% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $800,000 | +10.7% | 11,794 | -1.9% | 0.06% | +8.3% |
| CRM | Buy | SALESFORCE COM INC | $790,000 | +54.9% | 2,843 | +36.0% | 0.06% | +51.2% |
| QUMU | Buy | QUMU CORP | $776,000 | +189.6% | 230,100 | +147.4% | 0.06% | +186.4% |
| DHR | Buy | DANAHER CORPORATION | $772,000 | +43.5% | 2,122 | +5.8% | 0.06% | +40.0% |
| UBER | Buy | UBER TECHNOLOGIES INC | $776,000 | +131.0% | 16,766 | +150.3% | 0.06% | +125.0% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $768,000 | +26.7% | 13,456 | +26.7% | 0.06% | +23.5% |
| IYW | ISHARES TRu.s. tech etf | $758,000 | +1.9% | 7,484 | 0.0% | 0.06% | 0.0% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $753,000 | +19.5% | 5,085 | +83.0% | 0.06% | +17.0% |
| IWR | Sell | ISHARES TRrus mid cap etf | $733,000 | -1.2% | 6,870 | -26.6% | 0.06% | -3.2% |
| HDV | ISHARES TRcore high dv etf | $727,000 | -2.3% | 7,708 | 0.0% | 0.06% | -4.8% | |
| CAT | Buy | CATERPILLAR INC | $723,000 | +12.4% | 3,579 | +21.2% | 0.06% | +9.3% |
| ALL | Sell | ALLSTATE CORP | $707,000 | -2.6% | 5,555 | -0.3% | 0.06% | -4.9% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $694,000 | +12.8% | 4,378 | -0.0% | 0.06% | +11.8% |
| AXP | Buy | AMERICAN EXPRESS CO | $683,000 | +29.4% | 4,078 | +27.7% | 0.06% | +27.3% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $681,000 | -4.9% | 3,114 | -0.2% | 0.06% | -6.7% |
| SMSI | Buy | SMITH MICRO SOFTWARE INC | $671,000 | +18.3% | 138,596 | +27.6% | 0.06% | +17.0% |
| NEE | Buy | NEXTERA ENERGY INC | $669,000 | +49.7% | 7,893 | +29.3% | 0.06% | +48.6% |
| BX | Buy | BLACKSTONE INC | $666,000 | +128.1% | 5,598 | +86.5% | 0.05% | +125.0% |
| NFE | Buy | NEW FORTRESS ENERGY INC | $658,000 | -26.5% | 23,699 | +0.3% | 0.05% | -28.0% |
| EFA | Buy | ISHARES TRmsci eafe etf | $662,000 | +12.8% | 8,480 | +14.0% | 0.05% | +10.2% |
| UNP | Buy | UNION PAC CORP | $639,000 | +56.6% | 3,167 | +70.5% | 0.05% | +52.9% |
| ORCL | Buy | ORACLE CORP | $634,000 | +35.2% | 7,273 | +20.7% | 0.05% | +33.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $635,000 | -10.9% | 12,697 | -3.3% | 0.05% | -13.3% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $641,000 | +0.2% | 6,301 | +0.2% | 0.05% | -1.9% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $637,000 | +23.2% | 3,257 | +20.1% | 0.05% | +20.9% |
| LLY | Buy | LILLY ELI & CO | $642,000 | +24.2% | 2,777 | +23.3% | 0.05% | +20.9% |
| SFIX | New | STITCH FIX INC | $631,000 | – | 15,784 | +100.0% | 0.05% | – |
| TXN | Buy | TEXAS INSTRS INC | $622,000 | +57.9% | 3,127 | +52.5% | 0.05% | +54.5% |
| APO | New | APOLLO GLOBAL MGMT INC | $616,000 | – | 10,000 | +100.0% | 0.05% | – |
| TFC | Buy | TRUIST FINL CORP | $608,000 | +23.1% | 10,368 | +16.6% | 0.05% | +22.0% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $600,000 | +1.7% | 18,440 | +16.0% | 0.05% | 0.0% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $604,000 | +4.9% | 31,724 | -0.0% | 0.05% | +2.1% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $596,000 | -6.3% | 1,577 | -5.9% | 0.05% | -7.5% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $587,000 | +20.8% | 2,527 | +12.7% | 0.05% | +17.1% |
| WMT | Buy | WALMART INC | $587,000 | +27.1% | 4,104 | +25.4% | 0.05% | +23.1% |
| IEMG | Buy | ISHARES INCcore msci emkt | $591,000 | -6.6% | 9,561 | +1.2% | 0.05% | -9.4% |
| GAMC | Sell | GOLDEN ARROW MERGER CORP | $571,000 | +0.7% | 58,351 | -0.6% | 0.05% | 0.0% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $561,000 | -2.4% | 3,313 | +0.1% | 0.05% | -4.2% |
| IBB | Sell | ISHARES TRishares biotech | $552,000 | -2.1% | 3,317 | -3.8% | 0.04% | -4.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $556,000 | +14.2% | 2,946 | +25.8% | 0.04% | +9.8% |
| New | GENERAL ELECTRIC CO | $553,000 | – | 5,363 | +100.0% | 0.04% | – | |
| CVS | Buy | CVS HEALTH CORP | $552,000 | +36.3% | 6,502 | +33.8% | 0.04% | +32.4% |
| KMB | Buy | KIMBERLY-CLARK CORP | $543,000 | +15.5% | 3,957 | +12.6% | 0.04% | +12.8% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $522,000 | +3.6% | 5,509 | +2.7% | 0.04% | +2.4% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $524,000 | 0.0% | 2,218 | +0.0% | 0.04% | -2.3% |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $518,000 | +15.4% | 13,791 | +12.6% | 0.04% | +10.5% |
| XEL | Buy | XCEL ENERGY INC | $514,000 | +51.6% | 8,221 | +60.0% | 0.04% | +50.0% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $498,000 | -1.4% | 6,351 | -8.5% | 0.04% | -2.4% |
| F | Buy | FORD MTR CO DEL | $500,000 | +44.5% | 35,318 | +51.8% | 0.04% | +41.4% |
| MS | Buy | MORGAN STANLEY | $496,000 | +41.7% | 4,834 | +26.7% | 0.04% | +41.4% |
| DUK | Buy | DUKE ENERGY CORP NEW | $472,000 | +16.0% | 4,833 | +17.2% | 0.04% | +14.7% |
| LMT | Buy | LOCKHEED MARTIN CORP | $462,000 | +6.2% | 1,269 | +10.4% | 0.04% | +5.6% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $469,000 | +77.7% | 4,242 | +50.9% | 0.04% | +72.7% |
| OTTR | Sell | OTTER TAIL CORP | $470,000 | +1.5% | 8,403 | -11.5% | 0.04% | -2.6% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $465,000 | -5.5% | 1,658 | -2.2% | 0.04% | -7.3% |
| DOCU | Buy | DOCUSIGN INC | $443,000 | -6.9% | 1,719 | +0.9% | 0.04% | -10.0% |
| VONG | Sell | VANGUARD SCOTTSDALE FDSvng rus1000grw | $438,000 | +0.5% | 6,209 | -0.7% | 0.04% | 0.0% |
| DE | Buy | DEERE & CO | $435,000 | +15.7% | 1,248 | +17.2% | 0.04% | +16.1% |
| GILD | Buy | GILEAD SCIENCES INC | $442,000 | +20.8% | 6,322 | +19.0% | 0.04% | +16.1% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $437,000 | +13.8% | 2,384 | +21.1% | 0.04% | +12.5% |
| OEF | Sell | ISHARES TRs&p 100 etf | $437,000 | -3.1% | 2,215 | -3.7% | 0.04% | -5.3% |
| MMC | Buy | MARSH & MCLENNAN COS INC | $445,000 | +23.6% | 2,937 | +14.9% | 0.04% | +20.0% |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $444,000 | +14.7% | 7,401 | +14.6% | 0.04% | +12.5% |
| NTGR | Sell | NETGEAR INC | $441,000 | 0.0% | 0 | -100.0% | 0.04% | -2.7% |
| FE | New | FIRSTENERGY CORP | $423,000 | – | 11,870 | +100.0% | 0.04% | – |
| PTPI | Sell | PETROS PHARMACEUTICALS INC | $431,000 | -37.2% | 115,295 | -47.4% | 0.04% | -38.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $411,000 | -1.9% | 1 | 0.0% | 0.03% | -2.9% | |
| NVS | Sell | NOVARTIS AGsponsored adr | $416,000 | -10.7% | 5,086 | -0.5% | 0.03% | -12.8% |
| SHOP | Sell | SHOPIFY INCcl a | $410,000 | -10.7% | 302 | -3.8% | 0.03% | -10.5% |
| SGEN | SEAGEN INC | $417,000 | +7.5% | 2,457 | 0.0% | 0.03% | +6.2% | |
| AMAT | Buy | APPLIED MATLS INC | $408,000 | +21.8% | 3,171 | +34.7% | 0.03% | +17.9% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $403,000 | +0.8% | 1,005 | +0.2% | 0.03% | 0.0% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $391,000 | +6.0% | 7,547 | -0.5% | 0.03% | +3.2% |
| EPAM | Buy | EPAM SYS INC | $390,000 | +24.2% | 683 | +11.1% | 0.03% | +23.1% |
| SLB | Buy | SCHLUMBERGER LTD | $394,000 | +5.9% | 13,283 | +14.2% | 0.03% | +3.2% |
| MRNA | New | MODERNA INC | $396,000 | – | 918 | +100.0% | 0.03% | – |
| SPTM | Buy | SPDR SER TRportfoli s&p1500 | $378,000 | +3.0% | 7,127 | +3.0% | 0.03% | 0.0% |
| U | Sell | UNITY SOFTWARE INC | $385,000 | +12.6% | 3,050 | -2.1% | 0.03% | +6.9% |
| XLRN | ACCELERON PHARMA INC | $379,000 | +37.3% | 2,200 | 0.0% | 0.03% | +34.8% | |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $375,000 | +84.7% | 568 | +64.2% | 0.03% | +82.4% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $373,000 | -9.2% | 17,245 | +1.2% | 0.03% | -11.8% |
| USB | Buy | US BANCORP DEL | $362,000 | +26.6% | 5,693 | +13.3% | 0.03% | +25.0% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $370,000 | -13.1% | 13,856 | -4.3% | 0.03% | -16.7% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $353,000 | +8.0% | 6,994 | +10.2% | 0.03% | +7.4% |
| ES | Buy | EVERSOURCE ENERGY | $357,000 | +13.0% | 4,367 | +11.0% | 0.03% | +11.5% |
| REGN | New | REGENERON PHARMACEUTICALS | $356,000 | – | 589 | +100.0% | 0.03% | – |
| AOM | Sell | ISHARES TRmodert alloc etf | $338,000 | -3.4% | 7,548 | -2.8% | 0.03% | -3.4% |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $326,000 | – | 2,113 | +100.0% | 0.03% | – |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $328,000 | -1.5% | 5,548 | +11.5% | 0.03% | -3.6% |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $329,000 | -0.9% | 15,400 | 0.0% | 0.03% | -3.6% | |
| DXCM | Buy | DEXCOM INC | $326,000 | +57.5% | 597 | +23.3% | 0.03% | +58.8% |
| PINS | Buy | PINTEREST INCcl a | $334,000 | -32.7% | 6,560 | +4.4% | 0.03% | -34.1% |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $328,000 | +0.3% | 1,328 | +0.4% | 0.03% | 0.0% |
| ACN | New | ACCENTURE PLC IRELAND | $312,000 | – | 911 | +100.0% | 0.03% | – |
| CI | Buy | CIGNA CORP NEW | $315,000 | +8.6% | 1,575 | +29.0% | 0.03% | +8.3% |
| ZTS | Buy | ZOETIS INCcl a | $316,000 | +45.6% | 1,628 | +40.0% | 0.03% | +44.4% |
| BKNG | New | BOOKING HOLDINGS INC | $314,000 | – | 132 | +100.0% | 0.03% | – |
| C | New | CITIGROUP INC | $321,000 | – | 4,578 | +100.0% | 0.03% | – |
| BLK | Buy | BLACKROCK INC | $304,000 | +37.6% | 363 | +43.5% | 0.02% | +38.9% |
| AMGN | Buy | AMGEN INC | $309,000 | +14.4% | 1,453 | +31.4% | 0.02% | +8.7% |
| DFAT | Buy | DIMENSIONAL ETF TRUSTus targeted vlu | $301,000 | -0.7% | 6,769 | +0.2% | 0.02% | 0.0% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $309,000 | +19.3% | 1,548 | +18.8% | 0.02% | +13.6% |
| TSN | Buy | TYSON FOODS INCcl a | $304,000 | +10.9% | 3,857 | +3.8% | 0.02% | +8.7% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $298,000 | -0.7% | 1,994 | -1.8% | 0.02% | -4.0% |
| MELI | Sell | MERCADOLIBRE INC | $299,000 | +5.3% | 178 | -2.2% | 0.02% | 0.0% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $296,000 | +13.8% | 3,986 | +16.0% | 0.02% | +9.1% |
| TRMB | New | TRIMBLE INC | $289,000 | – | 3,514 | +100.0% | 0.02% | – |
| LHX | Buy | L3HARRIS TECHNOLOGIES INC | $284,000 | +22.9% | 1,289 | +20.9% | 0.02% | +21.1% |
| AVGO | New | BROADCOM INC | $276,000 | – | 569 | +100.0% | 0.02% | – |
| DAL | Buy | DELTA AIR LINES INC DEL | $285,000 | +23.9% | 6,544 | +23.0% | 0.02% | +21.1% |
| HMHC | Sell | HOUGHTON MIFFLIN HARCOURT CO | $277,000 | +21.5% | 20,651 | -0.2% | 0.02% | +21.1% |
| ECL | Buy | ECOLAB INC | $283,000 | +40.8% | 1,356 | +38.7% | 0.02% | +35.3% |
| STL | Buy | STERLING BANCORP DEL | $280,000 | +1.8% | 11,210 | +1.0% | 0.02% | 0.0% |
| IYF | ISHARES TRu.s. finls etf | $281,000 | +2.2% | 3,398 | 0.0% | 0.02% | 0.0% | |
| OTIS | Buy | OTIS WORLDWIDE CORP | $286,000 | +13.0% | 3,471 | +12.1% | 0.02% | +9.5% |
| VCEL | Buy | VERICEL CORP | $267,000 | -7.0% | 5,474 | +0.1% | 0.02% | -8.3% |
| FSK | Buy | FS KKR CAP CORP | $274,000 | +7.5% | 12,447 | +5.2% | 0.02% | +4.8% |
| AMT | New | AMERICAN TOWER CORP NEW | $271,000 | – | 973 | +100.0% | 0.02% | – |
| BNTX | BIONTECH SEsponsored ads | $273,000 | +21.9% | 1,000 | 0.0% | 0.02% | +15.8% | |
| WAT | Buy | WATERS CORP | $274,000 | +3.8% | 768 | +0.4% | 0.02% | 0.0% |
| HAL | Buy | HALLIBURTON CO | $269,000 | +9.3% | 12,464 | +17.0% | 0.02% | +4.8% |
| NSC | Buy | NORFOLK SOUTHN CORP | $272,000 | +29.5% | 1,136 | +43.4% | 0.02% | +22.2% |
| GD | Buy | GENERAL DYNAMICS CORP | $270,000 | +31.7% | 1,377 | +26.4% | 0.02% | +29.4% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $252,000 | -64.5% | 5,468 | -67.8% | 0.02% | -64.4% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $253,000 | -9.0% | 961 | -7.0% | 0.02% | -8.7% |
| INTU | New | INTUIT | $252,000 | – | 468 | +100.0% | 0.02% | – |
| SYY | Buy | SYSCO CORP | $256,000 | +21.3% | 3,255 | +19.9% | 0.02% | +16.7% |
| AEO | New | AMERICAN EAGLE OUTFITTERS IN | $258,000 | – | 10,000 | +100.0% | 0.02% | – |
| AEP | Buy | AMERICAN ELEC PWR CO INC | $263,000 | +16.9% | 3,237 | +21.9% | 0.02% | +10.5% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $240,000 | +17.6% | 943 | +4.0% | 0.02% | +17.6% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $247,000 | +6.9% | 1,666 | +5.2% | 0.02% | +5.3% |
| PWB | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $250,000 | -0.8% | 3,380 | 0.0% | 0.02% | -4.8% | |
| GAB | GABELLI EQUITY TR INC | $239,000 | -3.6% | 36,000 | 0.0% | 0.02% | -4.8% | |
| EFX | New | EQUIFAX INC | $241,000 | – | 950 | +100.0% | 0.02% | – |
| BLL | New | BALL CORP | $246,000 | – | 2,733 | +100.0% | 0.02% | – |
| ANTM | New | ANTHEM INC | $240,000 | – | 568 | +100.0% | 0.02% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $239,000 | – | 667 | +100.0% | 0.02% | – |
| ATRC | Buy | ATRICURE INC | $246,000 | -11.2% | 3,536 | +1.2% | 0.02% | -13.0% |
| PNR | Buy | PENTAIR PLC | $236,000 | +14.0% | 3,251 | +6.0% | 0.02% | +11.8% |
| DFS | New | DISCOVER FINL SVCS | $235,000 | – | 1,912 | +100.0% | 0.02% | – |
| PSA | Sell | PUBLIC STORAGE | $234,000 | -25.0% | 788 | -23.9% | 0.02% | -26.9% |
| TWTR | New | TWITTER INC | $216,000 | – | 3,569 | +100.0% | 0.02% | – |
| CPB | Buy | CAMPBELL SOUP CO | $224,000 | -5.9% | 5,361 | +2.8% | 0.02% | -10.0% |
| MAR | New | MARRIOTT INTL INC NEWcl a | $222,000 | – | 1,500 | +100.0% | 0.02% | – |
| VIAC | Sell | VIACOMCBS INCcl b | $215,000 | -23.2% | 5,432 | -12.3% | 0.02% | -21.7% |
| EMR | Buy | EMERSON ELEC CO | $221,000 | +8.3% | 2,348 | +11.0% | 0.02% | +5.9% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $221,000 | -9.4% | 4,386 | -0.8% | 0.02% | -10.0% |
| WM | New | WASTE MGMT INC DEL | $226,000 | – | 1,514 | +100.0% | 0.02% | – |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $224,000 | -3.9% | 1,062 | +6.5% | 0.02% | -5.3% |
| MODV | MODIVCARE INC | $214,000 | +6.5% | 1,179 | 0.0% | 0.02% | 0.0% | |
| NOW | New | SERVICENOW INC | $207,000 | – | 333 | +100.0% | 0.02% | – |
| RMD | New | RESMED INC | $202,000 | – | 768 | +100.0% | 0.02% | – |
| IYM | ISHARES TRu.s. bas mtl etf | $203,000 | -4.2% | 1,627 | 0.0% | 0.02% | -5.6% | |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $212,000 | – | 2,058 | +100.0% | 0.02% | – |
| AGG | Sell | ISHARES TRcore us aggbd et | $202,000 | -0.5% | 1,757 | -0.1% | 0.02% | 0.0% |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $211,000 | – | 1,198 | +100.0% | 0.02% | – |
| GM | New | GENERAL MTRS CO | $211,000 | – | 3,428 | +100.0% | 0.02% | – |
| VFC | New | V F CORP | $204,000 | – | 3,048 | +100.0% | 0.02% | – |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $202,000 | -1.0% | 1,918 | -2.2% | 0.02% | 0.0% |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $207,000 | – | 687 | +100.0% | 0.02% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Ncl a | $205,000 | – | 257 | +100.0% | 0.02% | – |
| WEC | New | WEC ENERGY GROUP INC | $206,000 | – | 2,337 | +100.0% | 0.02% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $157,000 | – | 12,633 | +100.0% | 0.01% | – |
| PMCBD | New | PHARMACYTE BIOTECH INC | $118,000 | – | 37,164 | +100.0% | 0.01% | – |
| VIACOMCBS INCcall | $79,000 | -12.2% | 2,000 | 0.0% | 0.01% | -25.0% | ||
| PLM | POLYMET MNG CORP | $56,000 | -15.2% | 18,312 | 0.0% | 0.01% | -16.7% | |
| ADIL | New | ADIAL PHARMACEUTICALS INC | $43,000 | – | 10,000 | +100.0% | 0.00% | – |
| VYNT | VYANT BIO INC | $44,000 | -37.1% | 18,832 | 0.0% | 0.00% | -33.3% | |
| WESTROCK COcall | $50,000 | -5.7% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| MNMD | Sell | MIND MEDICINE MINDMED INC | $25,000 | -32.4% | 10,355 | -2.8% | 0.00% | -33.3% |
| NGD | Sell | NEW GOLD INC CDA | $24,000 | -46.7% | 19,041 | -24.5% | 0.00% | -50.0% |
| RITE AID CORPcall | $17,000 | -15.0% | 1,200 | 0.0% | 0.00% | -50.0% | ||
| EROS STX GLOBAL CORPORATIONcall | $3,000 | -40.0% | 3,000 | 0.0% | 0.00% | – | ||
| Exit | BLACKBERRY LTDcall | $0 | – | -2,800 | -100.0% | -0.00% | – | |
| Exit | RAMBUS INC DELcall | $0 | – | -2,100 | -100.0% | -0.00% | – | |
| SRAX | Exit | SRAX INCcl a | $0 | – | -14,236 | -100.0% | -0.01% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -1,455 | -100.0% | -0.02% | – |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -6,331 | -100.0% | -0.02% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -5,039 | -100.0% | -0.02% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -7,010 | -100.0% | -0.02% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -4,216 | -100.0% | -0.02% | – |
| PBW | Exit | INVESCO EXCHANGE TRADED FD Twilderhil clan | $0 | – | -2,535 | -100.0% | -0.02% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -3,893 | -100.0% | -0.03% | – |
| PIPR | Exit | PIPER SANDLER COMPANIES | $0 | – | -2,903 | -100.0% | -0.03% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -34,841 | -100.0% | -0.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.