$255 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 123 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 22.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $21,128,000 | -9.8% | 295,946 | -7.5% | 8.29% | +25.4% |
| IUSB | Sell | ISHARES TRcore total usd | $17,519,000 | -7.2% | 352,983 | -1.0% | 6.87% | +29.2% |
| GOVT | Sell | ISHARES TRus treas bd etf | $14,325,000 | -18.7% | 575,056 | -12.9% | 5.62% | +13.1% |
| SH | New | PROSHARES TRshort s&p 500 ne | $11,987,000 | – | 850,713 | +100.0% | 4.70% | – |
| ESGU | Sell | ISHARES TResg awr msci usa | $10,969,000 | -13.9% | 108,224 | -8.3% | 4.30% | +19.9% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $9,222,000 | -32.9% | 123,257 | +46.8% | 3.62% | -6.7% |
| CVX | Buy | CHEVRON CORP NEW | $8,516,000 | +39.8% | 52,302 | +0.7% | 3.34% | +94.5% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $7,827,000 | +5.0% | 213,150 | +11.1% | 3.07% | +46.0% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $7,171,000 | +39.8% | 93,819 | +1.5% | 2.81% | +94.5% |
| MSFT | Sell | MICROSOFT CORP | $5,377,000 | -9.0% | 17,441 | -0.7% | 2.11% | +26.7% |
| XOM | Buy | EXXON MOBIL CORP | $5,237,000 | +35.0% | 63,403 | +0.0% | 2.06% | +87.8% |
| SCHW | Buy | SCHWAB CHARLES CORP | $4,916,000 | +0.7% | 58,314 | +0.5% | 1.93% | +40.1% |
| IAU | Buy | GOLD TRishares new | $4,670,000 | +8.3% | 126,812 | +2.4% | 1.83% | +50.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,493,000 | -78.5% | 57,542 | -77.6% | 1.76% | -70.1% |
| CSCO | Sell | CISCO SYS INC | $4,207,000 | -12.7% | 75,458 | -0.7% | 1.65% | +21.6% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $4,027,000 | +18.0% | 11,410 | 0.0% | 1.58% | +64.2% | |
| ACN | Sell | ACCENTURE PLC IRELAND | $4,023,000 | -19.3% | 11,929 | -0.8% | 1.58% | +12.3% |
| AAPL | Buy | APPLE INC | $4,011,000 | +24.9% | 22,971 | +27.0% | 1.57% | +73.7% |
| GD | Sell | GENERAL DYNAMICS CORP | $3,999,000 | +14.8% | 16,580 | -0.8% | 1.57% | +59.8% |
| ABBV | Buy | ABBVIE INC | $3,906,000 | +20.0% | 24,098 | +0.2% | 1.53% | +67.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $3,665,000 | -44.1% | 12,743 | -37.6% | 1.44% | -22.2% |
| HON | Sell | HONEYWELL INTL INC | $3,531,000 | -8.2% | 18,147 | -1.6% | 1.38% | +27.8% |
| SRE | Sell | SEMPRA | $3,296,000 | +15.3% | 19,606 | -9.2% | 1.29% | +60.4% |
| MDT | Buy | MEDTRONIC PLC | $3,113,000 | +45.7% | 28,053 | +35.8% | 1.22% | +102.5% |
| DUK | Buy | DUKE ENERGY CORP NEW | $3,108,000 | +6.5% | 27,834 | +0.1% | 1.22% | +48.1% |
| ORCL | Sell | ORACLE CORP | $2,950,000 | -5.5% | 35,660 | -0.3% | 1.16% | +31.6% |
| INTC | Sell | INTEL CORP | $2,947,000 | -5.0% | 59,470 | -1.3% | 1.16% | +32.1% |
| BG | Sell | BUNGE LIMITED | $2,944,000 | +17.5% | 26,565 | -1.0% | 1.16% | +63.4% |
| QCOM | QUALCOMM INC | $2,745,000 | -16.4% | 17,965 | 0.0% | 1.08% | +16.3% | |
| PSA | Sell | PUBLIC STORAGE | $2,673,000 | +4.0% | 6,850 | -0.2% | 1.05% | +44.7% |
| WMT | Buy | WALMART INC | $2,644,000 | +2.9% | 17,755 | +0.0% | 1.04% | +43.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $2,620,000 | +19.7% | 138,559 | +0.4% | 1.03% | +66.6% |
| EMR | Buy | EMERSON ELEC CO | $2,577,000 | +5.7% | 26,285 | +0.3% | 1.01% | +47.2% |
| BWA | Sell | BORGWARNER INC | $2,343,000 | -35.1% | 60,235 | -24.8% | 0.92% | -9.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,306,000 | -2.0% | 45,268 | -0.0% | 0.90% | +36.5% |
| TSLA | Buy | TESLA INC | $2,247,000 | +15.2% | 2,085 | +13.0% | 0.88% | +60.4% |
| NEAR | Buy | ISHARES U S ETF TRblackrock st mat | $2,225,000 | +4.8% | 44,896 | +5.6% | 0.87% | +45.7% |
| USMV | Sell | ISHARES TRmsci usa min vol | $2,175,000 | -19.1% | 28,037 | -15.6% | 0.85% | +12.5% |
| COLD | Sell | AMERICOLD RLTY TR | $2,161,000 | -15.9% | 77,520 | -1.1% | 0.85% | +17.1% |
| ABT | Buy | ABBOTT LABS | $2,092,000 | -15.6% | 17,672 | +0.3% | 0.82% | +17.5% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $2,020,000 | -29.2% | 37,839 | +49.8% | 0.79% | -1.5% |
| COIN | Buy | COINBASE GLOBAL INC | $1,947,000 | +30.7% | 10,254 | +73.7% | 0.76% | +81.9% |
| EFV | Sell | ISHARES TReafe value etf | $1,603,000 | -81.9% | 31,900 | -81.8% | 0.63% | -74.8% |
| CF | New | CF INDS HLDGS INC | $1,564,000 | – | 15,180 | +100.0% | 0.61% | – |
| COST | Sell | COSTCO WHSL CORP NEW | $1,504,000 | -1.1% | 2,612 | -2.5% | 0.59% | +37.5% |
| DE | Buy | DEERE & CO | $1,493,000 | +23.1% | 3,593 | +1.6% | 0.59% | +71.3% |
| EFG | Sell | ISHARES TReafe grwth etf | $1,466,000 | -85.7% | 15,226 | -83.6% | 0.58% | -80.0% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $1,365,000 | -55.5% | 4,136 | -48.4% | 0.54% | -38.0% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,313,000 | -8.1% | 2,908 | -3.3% | 0.52% | +27.8% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $1,198,000 | -6.2% | 24,946 | -0.2% | 0.47% | +30.6% |
| SYK | Sell | STRYKER CORPORATION | $915,000 | -0.2% | 3,421 | -0.3% | 0.36% | +38.6% |
| DHR | Sell | DANAHER CORPORATION | $906,000 | -13.6% | 3,089 | -3.1% | 0.36% | +19.9% |
| NVDA | Buy | NVIDIA CORPORATION | $883,000 | -7.1% | 3,237 | +0.2% | 0.35% | +29.1% |
| INTU | Sell | INTUIT | $843,000 | -27.9% | 1,754 | -3.6% | 0.33% | +0.3% |
| TECH | New | BIO-TECHNE CORP | $828,000 | – | 1,911 | +100.0% | 0.32% | – |
| ROK | Sell | ROCKWELL AUTOMATION INC | $829,000 | -21.9% | 2,960 | -2.6% | 0.32% | +8.7% |
| VTI | VANGUARD INDEX FDStotal stk mkt | $814,000 | -5.8% | 3,577 | 0.0% | 0.32% | +30.7% | |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $796,000 | -13.8% | 7,635 | -0.5% | 0.31% | +20.0% |
| SPDW | SPDR INDEX SHS FDSportfolio devlpd | $763,000 | -6.0% | 22,249 | 0.0% | 0.30% | +30.6% | |
| A | Sell | AGILENT TECHNOLOGIES INC | $755,000 | -20.9% | 5,704 | -4.7% | 0.30% | +10.0% |
| ASML | Sell | ASML HOLDING N V | $714,000 | -18.8% | 1,069 | -3.2% | 0.28% | +12.9% |
| GOOGL | ALPHABET INCcap stk cl a | $659,000 | -4.1% | 237 | 0.0% | 0.26% | +33.5% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $629,000 | -10.0% | 1,386 | -5.5% | 0.25% | +25.4% |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $619,000 | +18.8% | 15,357 | +3.0% | 0.24% | +65.3% |
| IWB | Buy | ISHARES TRrus 1000 etf | $616,000 | -5.2% | 2,463 | +0.2% | 0.24% | +32.2% |
| VONE | VANGUARD SCOTTSDALE FDSvng rus1000idx | $609,000 | -5.3% | 2,940 | 0.0% | 0.24% | +32.0% | |
| NKE | Sell | NIKE INCcl b | $599,000 | -21.1% | 4,454 | -2.3% | 0.24% | +9.8% |
| WFC | Sell | WELLS FARGO CO NEW | $598,000 | -5.2% | 12,334 | -6.2% | 0.24% | +32.0% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $576,000 | -10.3% | 11,242 | -9.9% | 0.23% | +24.9% |
| MUB | Buy | ISHARES TRnational mun etf | $553,000 | +86.2% | 5,040 | +97.6% | 0.22% | +158.3% |
| IBTD | New | ISHARES TRibonds 23 trm ts | $547,000 | – | 21,809 | +100.0% | 0.22% | – |
| PEP | PEPSICO INC | $546,000 | -3.5% | 3,260 | 0.0% | 0.21% | +33.8% | |
| UNH | Buy | UNITEDHEALTH GROUP INC | $525,000 | +2.1% | 1,029 | +0.5% | 0.21% | +42.1% |
| MORN | MORNINGSTAR INC | $492,000 | -20.1% | 1,800 | 0.0% | 0.19% | +10.9% | |
| V | Sell | VISA INC | $484,000 | -2.0% | 2,182 | -4.4% | 0.19% | +36.7% |
| DIS | Sell | DISNEY WALT CO | $460,000 | -11.7% | 3,352 | -0.4% | 0.18% | +22.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $433,000 | +4.6% | 155 | +8.4% | 0.17% | +45.3% |
| AMZN | Buy | AMAZON COM INC | $398,000 | +11.5% | 122 | +14.0% | 0.16% | +54.5% |
| MO | ALTRIA GROUP INC | $387,000 | +10.3% | 7,413 | 0.0% | 0.15% | +53.5% | |
| AGG | Sell | ISHARES TRcore us aggbd et | $381,000 | -87.8% | 3,554 | -87.0% | 0.15% | -83.1% |
| RTX | RAYTHEON TECHNOLOGIES CORP | $379,000 | +15.2% | 3,820 | 0.0% | 0.15% | +60.2% | |
| PFE | PFIZER INC | $370,000 | -12.3% | 7,143 | 0.0% | 0.14% | +21.8% | |
| MCD | Sell | MCDONALDS CORP | $361,000 | -87.4% | 1,458 | -86.4% | 0.14% | -82.5% |
| MAR | MARRIOTT INTL INC NEWcl a | $355,000 | +6.3% | 2,020 | 0.0% | 0.14% | +47.9% | |
| SHY | ISHARES TR1 3 yr treas bd | $346,000 | -2.5% | 4,150 | 0.0% | 0.14% | +36.0% | |
| New | SHELL PLCspon ads | $346,000 | – | 6,300 | +100.0% | 0.14% | – | |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $320,000 | -7.8% | 2,716 | +1.5% | 0.13% | +28.6% |
| EIX | EDISON INTL | $320,000 | +2.9% | 4,559 | 0.0% | 0.13% | +43.2% | |
| BP | Sell | BP PLCsponsored adr | $317,000 | +4.3% | 10,784 | -5.4% | 0.12% | +44.2% |
| ISTB | Sell | ISHARES TRcore 1 5 yr usd | $314,000 | -79.4% | 6,477 | -78.6% | 0.12% | -71.5% |
| FALN | Sell | ISHARES TRfaln angls usd | $310,000 | -97.4% | 11,162 | -97.2% | 0.12% | -96.4% |
| TXN | TEXAS INSTRS INC | $312,000 | -2.5% | 1,700 | 0.0% | 0.12% | +35.6% | |
| COMT | Sell | ISHARES U S ETF TRgsci cmdty stgy | $299,000 | -71.6% | 7,472 | -78.1% | 0.12% | -60.6% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $277,000 | -36.9% | 765 | -30.7% | 0.11% | -12.1% |
| ILMN | ILLUMINA INC | $276,000 | -8.3% | 790 | 0.0% | 0.11% | +27.1% | |
| NOC | NORTHROP GRUMMAN CORP | $257,000 | +15.8% | 574 | 0.0% | 0.10% | +60.3% | |
| MSOS | ADVISORSHARES TRpure us cannabis | $252,000 | -18.4% | 12,070 | 0.0% | 0.10% | +13.8% | |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $251,000 | -91.6% | 3,220 | -91.3% | 0.10% | -88.4% |
| TLT | New | ISHARES TR20 yr tr bd etf | $248,000 | – | 1,875 | +100.0% | 0.10% | – |
| MTB | Sell | M & T BK CORP | $245,000 | +3.4% | 1,445 | -6.5% | 0.10% | +43.3% |
| TIP | Sell | ISHARES TRtips bd etf | $244,000 | -97.0% | 1,959 | -96.9% | 0.10% | -95.8% |
| BAC | Buy | BK OF AMERICA CORP | $244,000 | -7.2% | 5,920 | +0.0% | 0.10% | +29.7% |
| PXD | New | PIONEER NAT RES CO | $229,000 | – | 917 | +100.0% | 0.09% | – |
| RY | ROYAL BK CDA | $221,000 | +4.2% | 2,000 | 0.0% | 0.09% | +45.0% | |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $213,000 | – | 16,300 | +100.0% | 0.08% | – |
| SKY | SKYLINE CHAMPION CORPORATION | $215,000 | -30.4% | 3,910 | 0.0% | 0.08% | -3.4% | |
| IXUS | Buy | ISHARES TRcore msci total | $206,000 | +0.5% | 3,090 | +6.9% | 0.08% | +39.7% |
| PNC | PNC FINL SVCS GROUP INC | $203,000 | -8.1% | 1,100 | 0.0% | 0.08% | +29.0% | |
| IJR | Sell | ISHARES TRcore s&p scp etf | $202,000 | -97.6% | 1,875 | -97.5% | 0.08% | -96.7% |
| VNRX | VOLITIONRX LTD | $167,000 | -4.6% | 55,596 | 0.0% | 0.07% | +34.7% | |
| FAX | ABERDEEN ASIA-PACIFIC INCOME | $38,000 | -11.6% | 11,207 | 0.0% | 0.02% | +25.0% | |
| IGR | Exit | CBRE GBL REAL ESTATE INC FD | $0 | – | -11,150 | -100.0% | -0.03% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -846 | -100.0% | -0.07% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -6,300 | -100.0% | -0.08% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -4,650 | -100.0% | -0.08% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -6,357 | -100.0% | -0.09% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -2,195 | -100.0% | -0.09% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -3,030 | -100.0% | -0.10% | – |
| ADBE | Exit | ADOBE SYSTEMS INCORPORATED | $0 | – | -622 | -100.0% | -0.10% | – |
| IXN | Exit | ISHARES TRglobal tech etf | $0 | – | -12,532 | -100.0% | -0.23% | – |
| CGNX | Exit | COGNEX CORP | $0 | – | -10,429 | -100.0% | -0.23% | – |
| IEX | Exit | IDEX CORP | $0 | – | -3,801 | -100.0% | -0.25% | – |
| FTV | Exit | FORTIVE CORP | $0 | – | -11,870 | -100.0% | -0.26% | – |
| BMI | Exit | BADGER METER INC | $0 | – | -9,190 | -100.0% | -0.28% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -4,810 | -100.0% | -0.28% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -2,972 | -100.0% | -0.30% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC. | $0 | – | -12,463 | -100.0% | -0.31% | – |
| CONE | Exit | CYRUSONE INC | $0 | – | -28,455 | -100.0% | -0.72% | – |
| IXG | Exit | ISHARES TRglobal finls etf | $0 | – | -32,763 | -100.0% | -0.74% | – |
| BIV | Exit | VANGUARD BD INDEX FDSintermed term | $0 | – | -67,412 | -100.0% | -1.67% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $0 | – | -211,229 | -100.0% | -3.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.