$181 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 91 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 32.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | Buy | SPDR S&P DIVIDEND ETF | $17,074,000 | +7.2% | 158,724 | +2.2% | 9.41% | -7.7% |
| SCHG | Buy | SCHWAB US LARGE CAP GROWTH ETF | $14,294,000 | +12.6% | 153,844 | +1.8% | 7.88% | -3.0% |
| SCHF | Buy | SCHWAB INTERNATIONAL EQTY ETF | $7,806,000 | +10.6% | 232,119 | +4.8% | 4.30% | -4.7% |
| SCHB | Buy | SCHWAB US BROAD MKT ETF | $7,457,000 | +16.2% | 96,992 | +7.3% | 4.11% | +0.0% |
| VUG | Buy | VANGUARD US LRG CAP GR IND ETF | $6,875,000 | +9.6% | 37,740 | +0.0% | 3.79% | -5.6% |
| DEM | Buy | WISDOM TREE EMRG MKTS HI DIV | $6,149,000 | +16.3% | 134,341 | +5.0% | 3.39% | +0.2% |
| CVX | Buy | CHEVRON CORP NEW | $4,642,000 | +15.9% | 38,519 | +14.1% | 2.56% | -0.2% |
| PGX | New | INVESCO PREFERRED ETF | $4,630,000 | – | 308,459 | +100.0% | 2.55% | – |
| HDV | Buy | iSHARES CORE HIGH DIV ETF | $4,570,000 | +6.5% | 46,601 | +2.3% | 2.52% | -8.3% |
| MSFT | Sell | MICROSOFT CORP | $4,159,000 | -0.5% | 26,372 | -12.2% | 2.29% | -14.2% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $3,777,000 | +34.8% | 21,340 | +28.9% | 2.08% | +16.1% |
| RTN | Sell | RAYTHEON COMPANY NEW | $3,741,000 | +7.1% | 17,025 | -4.4% | 2.06% | -7.8% |
| IXC | New | iSHARES TR GLOBAL ENERGY | $3,680,000 | – | 119,350 | +100.0% | 2.03% | – |
| DIS | Sell | DISNEY WALT CO (HOLDING CO) | $3,217,000 | +6.5% | 22,244 | -4.0% | 1.77% | -8.3% |
| CGNX | Sell | COGNEX CORP | $3,190,000 | +8.0% | 56,930 | -5.4% | 1.76% | -7.0% |
| GD | New | GENERAL DYNAMICS CORP | $3,034,000 | – | 17,205 | +100.0% | 1.67% | – |
| XLE | Buy | SECTOR SPDR ENERGY SELECT SHS | $2,904,000 | +7.7% | 48,361 | +6.2% | 1.60% | -7.2% |
| ABBV | Sell | ABBVIE INC | $2,888,000 | +14.5% | 32,615 | -2.1% | 1.59% | -1.4% |
| VTI | Sell | VANGUARD TOTAL STK MKT ETF | $2,820,000 | +7.7% | 17,237 | -0.6% | 1.56% | -7.2% |
| PSX | Sell | PHILLIPS 66 | $2,597,000 | +6.0% | 23,308 | -2.6% | 1.43% | -8.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY NEW CLASS B | $2,469,000 | +2.7% | 10,900 | -5.7% | 1.36% | -11.6% |
| XOM | Buy | EXXON MOBIL CORP (NEW) | $2,421,000 | +25.2% | 34,693 | +26.7% | 1.34% | +7.8% |
| HRB | New | BLOCK H&R INC | $2,329,000 | – | 99,195 | +100.0% | 1.28% | – |
| WFC | Sell | WELLS FARGO& CO (NEW) | $2,307,000 | -36.2% | 42,876 | -40.2% | 1.27% | -45.0% |
| SPDW | Sell | SPDW PORTFOLIO WORLD ex-US ETF | $2,247,000 | +6.7% | 71,664 | -0.1% | 1.24% | -8.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,208,000 | +38.0% | 7,512 | +2.0% | 1.22% | +18.8% |
| GILD | Buy | GILEAD SCIENCES INC | $2,140,000 | +17.5% | 32,931 | +14.6% | 1.18% | +1.2% |
| VZ | Sell | VERIZON COMMUNICATIONS | $2,115,000 | -0.4% | 34,448 | -2.1% | 1.17% | -14.3% |
| INTC | Sell | INTEL CORP | $2,008,000 | +12.4% | 33,549 | -3.2% | 1.11% | -3.1% |
| CSCO | Sell | CISCO SYSTEMS INC | $1,985,000 | -19.1% | 41,394 | -16.7% | 1.09% | -30.4% |
| PFE | Sell | PFIZER INCORPORATION | $1,912,000 | +5.9% | 48,811 | -2.8% | 1.05% | -8.7% |
| EMR | Buy | EMERSON ELECTRIC CO | $1,906,000 | +32.5% | 24,998 | +16.1% | 1.05% | +14.1% |
| JPM | Sell | JPMORGAN CHASE& CO | $1,666,000 | -2.0% | 11,948 | -17.3% | 0.92% | -15.6% |
| WMT | Sell | WALMART, INC | $1,629,000 | -5.0% | 13,710 | -5.1% | 0.90% | -18.1% |
| MA | Sell | MASTERCARD INCORPORATED | $1,556,000 | -8.7% | 5,210 | -17.0% | 0.86% | -21.4% |
| ABT | Sell | ABBOTT LABORATORIES | $1,423,000 | -16.8% | 16,378 | -19.9% | 0.78% | -28.4% |
| V | Sell | VISA, INC | $1,382,000 | +7.5% | 7,355 | -1.6% | 0.76% | -7.4% |
| ANTM | Sell | ANTHEM INC | $1,376,000 | +21.8% | 4,556 | -3.2% | 0.76% | +5.0% |
| SKM | Buy | SK TELECOM CO LTD ADR | $1,320,000 | +12.0% | 57,100 | +7.5% | 0.73% | -3.6% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MKTS | $1,298,000 | +7.8% | 29,466 | +0.5% | 0.72% | -7.1% |
| ACN | Sell | ACCENTURE PLC CL.A | $1,267,000 | +1.4% | 6,015 | -7.4% | 0.70% | -12.6% |
| BDX | BECTON DICKINSON& CO | $1,167,000 | +7.6% | 4,290 | 0.0% | 0.64% | -7.5% | |
| COST | Sell | COSTCO WHSL CORP (NEW) | $1,157,000 | -5.9% | 3,935 | -7.8% | 0.64% | -18.9% |
| SPY | Buy | SPDR S&P 500 ETF | $1,156,000 | +238.0% | 3,591 | +212.0% | 0.64% | +190.9% |
| PG | Sell | PROCTER AND GAMBLE COMPANY | $1,144,000 | -13.3% | 9,163 | -13.7% | 0.63% | -25.3% |
| DHR | Sell | DANAHER CORP | $1,135,000 | -18.6% | 7,395 | -23.4% | 0.63% | -29.8% |
| FAST | Sell | FASTENAL CO | $1,083,000 | +4.1% | 29,320 | -7.9% | 0.60% | -10.4% |
| SYK | Sell | STRYKER CORP | $1,071,000 | -41.1% | 5,100 | -39.3% | 0.59% | -49.3% |
| T | Sell | AT&T INC | $1,066,000 | -4.2% | 27,269 | -7.3% | 0.59% | -17.4% |
| MCHP | New | MICROCHIP TECH | $1,053,000 | – | 10,060 | +100.0% | 0.58% | – |
| GGG | New | GRACO INC | $1,035,000 | – | 19,900 | +100.0% | 0.57% | – |
| INTU | Sell | INTUIT INC | $1,032,000 | -6.7% | 3,940 | -5.3% | 0.57% | -19.6% |
| DEO | Sell | DIAGEO PLC ADR NEW | $1,028,000 | -36.2% | 6,102 | -38.1% | 0.57% | -45.1% |
| BERKSHIRE HTWY CL.A | $1,019,000 | +9.0% | 300 | 0.0% | 0.56% | -6.2% | ||
| TECH | New | BIO-TECHNE CORPORATION | $1,019,000 | – | 4,640 | +100.0% | 0.56% | – |
| Buy | VANGUARD ALL-WORLD HI-DIV YLD | $1,019,000 | +62.8% | 17,500 | +52.2% | 0.56% | +40.1% | |
| CERN | New | CERNER CORP | $1,005,000 | – | 13,690 | +100.0% | 0.55% | – |
| MDT | New | MEDTRONIC PLC | $989,000 | – | 8,720 | +100.0% | 0.54% | – |
| G | New | GENPACT LTD | $978,000 | – | 23,190 | +100.0% | 0.54% | – |
| FTV | New | FORTIVE CORP | $966,000 | – | 12,640 | +100.0% | 0.53% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC. | $956,000 | – | 4,830 | +100.0% | 0.53% | – |
| JKHY | New | JACK HENRY& ASSOC INC | $932,000 | – | 6,400 | +100.0% | 0.51% | – |
| SCHO | Sell | SCHWAB S-T US TREASURY ETF | $904,000 | -2.4% | 17,900 | -2.2% | 0.50% | -16.0% |
| BIL | Sell | SPDR BARCLAYS 1-3 MO TBILL ETF | $899,000 | -17.8% | 9,830 | -17.7% | 0.50% | -29.1% |
| KMB | Sell | KIMBERLY CLARK CORP | $810,000 | -38.7% | 5,892 | -36.6% | 0.45% | -47.2% |
| NSRGY | Sell | NESTLE SA ADR | $738,000 | -42.1% | 6,820 | -42.0% | 0.41% | -50.1% |
| IJK | Sell | iSHARES S&P MIDCAP 400 GRWTH | $725,000 | +5.8% | 3,045 | -0.5% | 0.40% | -8.7% |
| PEP | Buy | PEPSICO INC | $549,000 | +29.5% | 4,017 | +30.0% | 0.30% | +11.8% |
| MO | Buy | ALTRIA GROUP INC | $502,000 | +53.0% | 10,048 | +25.3% | 0.28% | +31.9% |
| SHY | Sell | iSHARES T-BOND 1-3 YRS FUND | $456,000 | -11.1% | 5,385 | -11.0% | 0.25% | -23.5% |
| BP | Buy | BP PLC ADR | $455,000 | +1.1% | 12,046 | +1.7% | 0.25% | -12.8% |
| AMZN | Sell | AMAZON.COM INC | $425,000 | -5.8% | 230 | -11.5% | 0.23% | -19.0% |
| SNPS | Sell | SYNOPSYS INC | $414,000 | -5.0% | 2,975 | -6.3% | 0.23% | -18.3% |
| GAIA | GAIA INC NEW CLASS A | $412,000 | +22.3% | 51,600 | 0.0% | 0.23% | +5.1% | |
| VANGUARD S&P 500 UCITS ETF USD | $354,000 | +7.9% | 5,800 | 0.0% | 0.20% | -7.1% | ||
| ADBE | Sell | ADOBE INC. | $350,000 | -30.6% | 1,060 | -41.9% | 0.19% | -40.2% |
| GOOGL | Sell | ALPHABET CLASS A | $319,000 | +8.5% | 238 | -1.2% | 0.18% | -6.4% |
| MRK | Sell | MERCK& CO. INC. | $309,000 | +2.7% | 3,395 | -5.0% | 0.17% | -11.9% |
| DE | DEERE& CO | $295,000 | +2.8% | 1,700 | 0.0% | 0.16% | -11.4% | |
| MORN | MORNINGSTAR INC | $272,000 | +3.4% | 1,800 | 0.0% | 0.15% | -10.7% | |
| CDNS | New | CADENCE DESIGN SYSTEMS INC | $266,000 | – | 3,830 | +100.0% | 0.15% | – |
| PYPL | New | PAYPAL HLDGS INC | $247,000 | – | 2,280 | +100.0% | 0.14% | – |
| VMBS | Sell | VANGUARD MTG BACKED SEC ETF | $239,000 | -6.3% | 4,500 | -5.8% | 0.13% | -19.0% |
| ATRC | New | ATRICURE INC | $228,000 | – | 7,000 | +100.0% | 0.13% | – |
| TXN | TEXAS INSTRUMENTS INCORPORATED | $218,000 | -0.9% | 1,700 | 0.0% | 0.12% | -14.9% | |
| QQQ | Sell | INVESCO QQQ TR | $217,000 | -14.9% | 1,020 | -24.4% | 0.12% | -26.4% |
| LINCOLN CORE CAPITAL5yr fixed index | $103,000 | +1.0% | 100,000 | 0.0% | 0.06% | -12.3% | ||
| ACRGF | Buy | ACREAGE HOLDINGS INC | $99,000 | +17.9% | 16,650 | +46.7% | 0.06% | +1.9% |
| NXTD | New | NXT-ID, INC. | $90,000 | – | 200,000 | +100.0% | 0.05% | – |
| ACB | New | AURORA CANNABIS INC | $27,000 | – | 12,500 | +100.0% | 0.02% | – |
| NGPHF | NORTHERN GRAPHITE CORP F | $2,000 | +100.0% | 20,000 | 0.0% | 0.00% | 0.0% | |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -574 | -100.0% | -0.14% | – |
| Exit | VANGUARD FTSE SOCIAL INDEX FD | $0 | – | -8,174 | -100.0% | -0.14% | – | |
| Exit | SEMPRA 2005 DCP | $0 | – | -8,757 | -100.0% | -0.17% | – | |
| RDSB | Exit | ROYAL DUTCH SHELL PLC CL.B | $0 | – | -5,016 | -100.0% | -0.19% | – |
| NOK | Exit | NOKIA CORP SPONSORED ADR | $0 | – | -186,530 | -100.0% | -0.60% | – |
| MDLZ | Exit | MONDELEZ INTERNATIONAL INC | $0 | – | -17,610 | -100.0% | -0.62% | – |
| Exit | SEMPRA SAVING PLAN | $0 | – | -10,000 | -100.0% | -0.66% | – | |
| HXL | Exit | HEXCEL CORPORATION | $0 | – | -13,685 | -100.0% | -0.72% | – |
| Exit | SEMPRA SAVINGS PLAN | $0 | – | -10,000 | -100.0% | -1.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.