$159 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 82 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 26.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | Sell | SPDR S&P DIVIDEND ETF | $15,467,000 | +0.2% | 153,317 | -1.2% | 9.71% | -6.4% |
| SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETF | $12,642,000 | +3.7% | 151,929 | -1.0% | 7.94% | -3.2% |
| SCHF | Buy | SCHWAB INTERNATIONAL EQTY ETF | $7,202,000 | +3.8% | 224,425 | +1.2% | 4.52% | -3.1% |
| SCHB | Buy | SCHWAB US BROAD MKT ETF | $6,477,000 | +4.1% | 91,828 | +0.5% | 4.07% | -2.8% |
| VUG | Sell | VANGUARD US LRG CAP GR IND ETF | $6,109,000 | +3.8% | 37,390 | -0.6% | 3.84% | -3.1% |
| DEM | Buy | WISDOM TREE EMRG MKTS HI DIV | $5,538,000 | +637.4% | 124,010 | +623.7% | 3.48% | +588.3% |
| HDV | Buy | iSHARES CORE HIGH DIV ETF | $4,280,000 | +212.2% | 45,287 | +208.3% | 2.69% | +191.4% |
| IJR | Sell | iSHARES CORE S&P SMALL-CAP ETF | $4,239,000 | -42.2% | 54,151 | -43.0% | 2.66% | -46.1% |
| CVX | CHEVRON CORP NEW | $4,205,000 | +1.0% | 33,793 | 0.0% | 2.64% | -5.7% | |
| MSFT | Sell | MICROSOFT CORP | $4,038,000 | +11.7% | 30,142 | -1.6% | 2.54% | +4.3% |
| DIS | Sell | DISNEY WALT CO (HOLDING CO) | $3,239,000 | +25.3% | 23,197 | -0.4% | 2.03% | +16.9% |
| WFC | WELLS FARGO& CO (NEW) | $3,176,000 | -2.1% | 67,116 | 0.0% | 1.99% | -8.6% | |
| RTN | New | RAYTHEON COMPANY NEW | $3,099,000 | – | 17,825 | +100.0% | 1.94% | – |
| XLE | Sell | SECTOR SPDR ENERGY SELECT SHS | $2,907,000 | -6.7% | 45,632 | -3.2% | 1.82% | -12.9% |
| CSCO | Sell | CISCO SYSTEMS INC | $2,722,000 | +0.9% | 49,744 | -0.5% | 1.71% | -5.8% |
| VTI | Sell | VANGUARD TOTAL STK MKT ETF | $2,564,000 | +2.2% | 17,082 | -1.5% | 1.61% | -4.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY NEW CLASS B | $2,463,000 | +54.7% | 11,555 | +45.8% | 1.55% | +44.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,356,000 | +72.1% | 9,657 | +74.4% | 1.48% | +60.6% |
| PSX | New | PHILLIPS 66 | $2,238,000 | – | 23,923 | +100.0% | 1.40% | – |
| PFE | Sell | PFIZER INCORPORATION | $2,176,000 | +1.9% | 50,235 | -0.1% | 1.37% | -4.9% |
| XOM | Buy | EXXON MOBIL CORP (NEW) | $2,098,000 | -4.9% | 27,376 | +0.2% | 1.32% | -11.3% |
| JNJ | Buy | JOHNSON& JOHNSON | $2,023,000 | +12.0% | 14,526 | +12.5% | 1.27% | +4.5% |
| VZ | Buy | VERIZON COMMUNICATIONS | $2,010,000 | +47.3% | 35,183 | +52.4% | 1.26% | +37.5% |
| SPDW | Buy | SPDW PORTFOLIO WORLD ex-US ETF | $1,982,000 | +2.7% | 66,989 | +1.4% | 1.24% | -4.2% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $1,905,000 | +10.2% | 10,910 | +0.3% | 1.20% | +2.8% |
| GILD | GILEAD SCIENCES INC | $1,900,000 | +3.9% | 28,119 | 0.0% | 1.19% | -3.0% | |
| INTC | Sell | INTEL CORP | $1,768,000 | -41.9% | 36,924 | -34.9% | 1.11% | -45.8% |
| SYK | Sell | STRYKER CORP | $1,742,000 | +3.2% | 8,475 | -0.8% | 1.09% | -3.6% |
| ABT | Sell | ABBOTT LABORATORIES | $1,725,000 | +5.0% | 20,513 | -0.2% | 1.08% | -2.0% |
| SEMPRA SAVINGS PLAN | $1,719,000 | +2.7% | 10,000 | 0.0% | 1.08% | -4.2% | ||
| DEO | Sell | DIAGEO PLC ADR NEW | $1,699,000 | +5.2% | 9,857 | -0.2% | 1.07% | -1.7% |
| MA | Sell | MASTERCARD INCORPORATED | $1,663,000 | +11.5% | 6,285 | -0.8% | 1.04% | +4.0% |
| WMT | Sell | WALMART, INC | $1,600,000 | +12.5% | 14,485 | -0.7% | 1.00% | +5.0% |
| JPM | Sell | JPMORGAN CHASE& CO | $1,593,000 | +10.2% | 14,253 | -0.2% | 1.00% | +2.8% |
| BAC | Buy | BANK OF AMERICA CORP | $1,472,000 | +5.5% | 50,773 | +0.4% | 0.92% | -1.5% |
| DHR | Sell | DANAHER CORP | $1,386,000 | +7.4% | 9,695 | -0.8% | 0.87% | +0.2% |
| ANTM | Sell | ANTHEM INC | $1,328,000 | -3.9% | 4,706 | -2.3% | 0.83% | -10.3% |
| SKM | SK TELECOM CO LTD ADR | $1,315,000 | +1.1% | 53,125 | 0.0% | 0.82% | -5.7% | |
| V | Sell | VISA, INC | $1,302,000 | -19.7% | 7,500 | -27.7% | 0.82% | -25.0% |
| KMB | Sell | KIMBERLY CLARK CORP | $1,239,000 | +7.4% | 9,297 | -0.2% | 0.78% | +0.3% |
| PG | Sell | PROCTER AND GAMBLE COMPANY | $1,233,000 | +4.6% | 11,248 | -0.7% | 0.77% | -2.4% |
| VEA | Sell | VANGUARD FTSE DEVELOPED MKTS | $1,223,000 | +0.5% | 29,316 | -1.6% | 0.77% | -6.2% |
| NSRGY | Sell | NESTLE SA ADR | $1,216,000 | +8.3% | 11,764 | -0.1% | 0.76% | +1.1% |
| ACN | Sell | ACCENTURE PLC CL.A | $1,205,000 | +4.2% | 6,520 | -0.8% | 0.76% | -2.8% |
| EMR | Buy | EMERSON ELECTRIC CO | $1,184,000 | -2.1% | 17,748 | +0.5% | 0.74% | -8.6% |
| COST | Sell | COSTCO WHSL CORP (NEW) | $1,132,000 | -10.7% | 4,285 | -18.1% | 0.71% | -16.6% |
| HXL | New | HEXCEL CORPORATION | $1,111,000 | – | 13,735 | +100.0% | 0.70% | – |
| INTU | Sell | INTUIT INC | $1,091,000 | -32.7% | 4,175 | -32.7% | 0.68% | -37.2% |
| BDX | New | BECTON DICKINSON& CO | $1,085,000 | – | 4,305 | +100.0% | 0.68% | – |
| MMC | New | MARSH& MCLENNAN COS INC | $1,066,000 | – | 10,690 | +100.0% | 0.67% | – |
| CGNX | New | COGNEX CORP | $1,042,000 | – | 21,710 | +100.0% | 0.65% | – |
| FAST | Buy | FASTENAL CO | $1,041,000 | +0.6% | 31,940 | +98.4% | 0.65% | -6.2% |
| APH | New | AMPHENOL CORP CL A NEW | $1,018,000 | – | 10,610 | +100.0% | 0.64% | – |
| SEMPRA SAVING PLAN | $1,009,000 | +3.8% | 10,000 | 0.0% | 0.63% | -3.2% | ||
| T | Buy | AT&T INC | $986,000 | +7.4% | 29,414 | +0.5% | 0.62% | +0.3% |
| BERKSHIRE HTWY CL.A | $955,000 | +5.6% | 300 | 0.0% | 0.60% | -1.5% | ||
| MDLZ | Sell | MONDELEZ INTERNATIONAL INC | $949,000 | +7.8% | 17,610 | -0.1% | 0.60% | +0.7% |
| SCHO | Sell | SCHWAB S-T US TREASURY ETF | $937,000 | -0.8% | 18,530 | -1.6% | 0.59% | -7.5% |
| BIL | Sell | SPDR BARCLAYS 1-3 MO TBILL ETF | $764,000 | -72.9% | 8,345 | -72.9% | 0.48% | -74.7% |
| ABBV | ABBVIE INC | $716,000 | -9.7% | 9,840 | 0.0% | 0.45% | -15.8% | |
| IJK | Sell | iSHARES S&P MIDCAP 400 GRWTH | $688,000 | +2.8% | 3,040 | -0.5% | 0.43% | -4.0% |
| New | VANGUARD ALL-WORLD HI-DIV YLD | $633,000 | – | 11,500 | +100.0% | 0.40% | – | |
| ADBE | Sell | ADOBE INC. | $538,000 | +8.2% | 1,825 | -2.1% | 0.34% | +1.2% |
| SHY | iSHARES T-BOND 1-3 YRS FUND | $532,000 | +0.8% | 6,275 | 0.0% | 0.33% | -5.9% | |
| BP | Buy | BP PLC ADR | $494,000 | -3.9% | 11,841 | +0.6% | 0.31% | -10.4% |
| AMZN | Sell | AMAZON.COM INC | $492,000 | +4.2% | 260 | -1.9% | 0.31% | -2.5% |
| SNPS | Sell | SYNOPSYS INC | $409,000 | +9.1% | 3,175 | -2.5% | 0.26% | +2.0% |
| PEP | PEPSICO INC | $405,000 | +6.9% | 3,091 | 0.0% | 0.25% | -0.4% | |
| GAIA | GAIA INC NEW CLASS A | $391,000 | -17.2% | 51,600 | 0.0% | 0.24% | -22.7% | |
| MO | Sell | ALTRIA GROUP INC | $380,000 | -17.7% | 8,018 | -0.4% | 0.24% | -23.2% |
| SPY | SPDR S&P 500 ETF | $337,000 | +3.7% | 1,151 | 0.0% | 0.21% | -3.2% | |
| RDSB | Buy | ROYAL DUTCH SHELL PLC CL.B | $330,000 | +17.0% | 5,016 | +13.6% | 0.21% | +8.9% |
| New | VANGUARD S&P 500 UCITS ETF USD | $324,000 | – | 5,800 | +100.0% | 0.20% | – | |
| MRK | MERCK& CO. INC. | $300,000 | +1.0% | 3,575 | 0.0% | 0.19% | -6.0% | |
| DE | DEERE& CO | $282,000 | +3.7% | 1,700 | 0.0% | 0.18% | -3.3% | |
| GOOGL | ALPHABET CLASS A | $261,000 | -8.1% | 241 | 0.0% | 0.16% | -14.1% | |
| SEMPRA 2005 DCP | $260,000 | +3.2% | 8,757 | 0.0% | 0.16% | -3.6% | ||
| MORN | MORNINGSTAR INC | $260,000 | +14.5% | 1,800 | 0.0% | 0.16% | +6.5% | |
| VMBS | New | VANGUARD MTG BACKED SEC ETF | $238,000 | – | 4,500 | +100.0% | 0.15% | – |
| LINCOLN CORE CAPITAL5yr fixed index | $101,000 | +1.0% | 100,000 | 0.0% | 0.06% | -6.0% | ||
| ACB | AURORA CANNABIS INC | $78,000 | -14.3% | 10,000 | 0.0% | 0.05% | -19.7% | |
| NGPHF | NORTHERN GRAPHITE CORP F | $2,000 | -33.3% | 20,000 | 0.0% | 0.00% | -50.0% | |
| DTTO | Exit | DETTO TECHNOLOGIES INC | $0 | – | -32,000 | -100.0% | 0.00% | – |
| OXY | Exit | OCCIDENTAL PETROLEUM | $0 | – | -3,679 | -100.0% | -0.16% | – |
| KNX | Exit | KNIGHT-SWIFT TRANSPORT HLDGS | $0 | – | -7,600 | -100.0% | -0.17% | – |
| BA | Exit | BOEING COMPANY | $0 | – | -685 | -100.0% | -0.18% | – |
| ISRG | Exit | INTUITIVE SURGICAL NEW | $0 | – | -888 | -100.0% | -0.34% | – |
| GOOG | Exit | ALPHABET CLASS C | $0 | – | -493 | -100.0% | -0.39% | – |
| RYH | Exit | INVESCO S&P 500 EQ WT HEALTH | $0 | – | -4,175 | -100.0% | -0.55% | – |
| FANG | Exit | DIAMONDBACK ENERGY INC | $0 | – | -9,170 | -100.0% | -0.63% | – |
| ASML | Exit | ASML HOLDING NV | $0 | – | -5,355 | -100.0% | -0.68% | – |
| CCMP | Exit | CABOT MICROELECTRONICS | $0 | – | -9,070 | -100.0% | -0.68% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -6,125 | -100.0% | -0.74% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -1,249 | -100.0% | -0.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-07-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.