$79.7 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 48 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 41.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | Buy | SPDR S&P DIVIDEND ETF | $14,433,000 | +33.1% | 180,573 | +22.5% | 18.10% | +47.1% |
| QQQ | Sell | POWERSHARES QQQ | $8,870,000 | -4.1% | 81,230 | -1.8% | 11.12% | +5.9% |
| BSCG | Sell | GUGGENHEIM BULLETSHS 2016corp bond etf | $8,445,000 | -1.0% | 382,981 | -0.8% | 10.59% | +9.4% |
| SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETF | $7,368,000 | -1.0% | 140,548 | -0.3% | 9.24% | +9.3% |
| VUG | Buy | VANGUARD US LRG CAP GR IND ETF | $4,862,000 | +0.1% | 45,675 | +0.1% | 6.10% | +10.7% |
| IEV | Buy | iSHARES S&P EURO 35O IDX | $3,541,000 | +273.1% | 90,535 | +282.8% | 4.44% | +312.3% |
| XLP | New | SECTOR SPDR TR CONS STPLS | $2,792,000 | – | 52,610 | +100.0% | 3.50% | – |
| Buy | VANGUARD S&P 500 UCITS ETF USD | $2,404,000 | +64.7% | 61,300 | +64.3% | 3.02% | +82.0% | |
| Buy | iSHS MSCI USA DIV IQ UCITS ETF | $1,664,000 | +63.5% | 61,000 | +56.4% | 2.09% | +80.5% | |
| MSFT | Sell | MICROSOFT CORP | $1,547,000 | -1.2% | 28,010 | -0.7% | 1.94% | +9.2% |
| SCHO | New | SCHWAB S-T US TREASURY ETF | $1,461,000 | – | 28,765 | +100.0% | 1.83% | – |
| AAPL | Sell | APPLE INC | $1,400,000 | +1.3% | 12,841 | -2.2% | 1.76% | +11.9% |
| NVO | Sell | NOVO-NORDISK A S ADR | $1,314,000 | -8.9% | 24,250 | -2.4% | 1.65% | +0.6% |
| SYK | Sell | STRYKER CORP | $1,275,000 | +12.6% | 11,885 | -2.5% | 1.60% | +24.4% |
| MA | Sell | MASTERCARD INCORPORATED | $1,145,000 | -3.9% | 12,120 | -1.0% | 1.44% | +6.1% |
| BCR | Sell | BARD C R INC | $1,139,000 | +4.2% | 5,620 | -2.6% | 1.43% | +15.1% |
| EL | Sell | ESTEE LAUDER INC | $1,128,000 | +4.4% | 11,960 | -2.4% | 1.42% | +15.4% |
| HRS | Sell | HARRIS CORP | $1,034,000 | -11.9% | 13,277 | -1.7% | 1.30% | -2.7% |
| DIS | Sell | DISNEY WALT CO (HOLDING CO) | $983,000 | -7.0% | 9,898 | -1.6% | 1.23% | +2.8% |
| RYH | Buy | GUGGENHEIM S&P 500 EQUALweight health ca | $981,000 | +5.8% | 6,795 | +12.5% | 1.23% | +16.9% |
| EQR | Sell | EQUITY RESIDENTIAL | $978,000 | -9.5% | 13,030 | -1.7% | 1.23% | 0.0% |
| DXGE | New | WISDOM TREE GERMANY HDGD EQTY | $965,000 | – | 37,950 | +100.0% | 1.21% | – |
| NG | NOVAGOLD RES INC NEW F | $895,000 | +19.8% | 177,500 | 0.0% | 1.12% | +32.4% | |
| IJK | Buy | iSHARES S&P MIDCAP 400 GRWTH | $859,000 | +2.1% | 5,285 | +1.1% | 1.08% | +12.8% |
| CVX | CHEVRON CORP NEW | $761,000 | +6.0% | 7,981 | 0.0% | 0.95% | +17.1% | |
| SCHB | Buy | SCHWAB US BROAD MKT ETF | $687,000 | +24.7% | 13,949 | +24.3% | 0.86% | +37.9% |
| BERKSHIRE HTWY CL.A | $640,000 | +7.9% | 300 | 0.0% | 0.80% | +19.3% | ||
| XOM | Buy | EXXON MOBIL CORP (NEW) | $581,000 | +26.0% | 6,956 | +17.7% | 0.73% | +39.4% |
| Sell | iSHARES NASDAQ 100 UCITS ETF | $516,000 | -36.5% | 2,100 | -34.4% | 0.65% | -29.9% | |
| CWI | Buy | SPDR MSCI ACWI (ex-US) | $465,000 | +6.2% | 15,083 | +6.1% | 0.58% | +17.3% |
| HSIC | Sell | HENRY SCHEIN INC | $422,000 | -20.2% | 2,445 | -26.9% | 0.53% | -12.0% |
| PFE | PFIZER INC | $404,000 | -8.2% | 13,616 | 0.0% | 0.51% | +1.6% | |
| INTC | Buy | INTEL CORP | $384,000 | +12.0% | 11,870 | +19.1% | 0.48% | +23.9% |
| MO | Sell | ALTRIA GROUP INC | $368,000 | -7.5% | 5,873 | -14.1% | 0.46% | +2.2% |
| BIV | Sell | VANGUARD INTER-TRM BOND ETF | $362,000 | -6.2% | 4,200 | -9.7% | 0.45% | +3.7% |
| T | Sell | AT&T INC | $303,000 | +8.2% | 7,724 | -4.9% | 0.38% | +19.5% |
| IWP | iSHARES RUSSELL MIDCAP GRWTH | $285,000 | +0.4% | 3,090 | 0.0% | 0.36% | +10.9% | |
| PG | New | PROCTER AND GAMBLE COMPANY | $275,000 | – | 3,338 | +100.0% | 0.34% | – |
| PEP | New | PEPSICO INC | $273,000 | – | 2,661 | +100.0% | 0.34% | – |
| EIX | EDISON INTERNATIONAL | $262,000 | +21.9% | 3,639 | 0.0% | 0.33% | +34.8% | |
| SPY | SPDR S&P 500 ETF | $260,000 | +1.2% | 1,263 | 0.0% | 0.33% | +11.6% | |
| BRKB | Buy | BERKSHIRE HATHAWAY NEW CLASS B | $241,000 | +14.2% | 1,700 | +6.2% | 0.30% | +25.8% |
| JNJ | JOHNSON& JOHNSON | $216,000 | +5.4% | 1,999 | 0.0% | 0.27% | +16.3% | |
| NKE | NIKE INC CL B | $215,000 | -1.4% | 3,492 | 0.0% | 0.27% | +9.3% | |
| GE | New | GENERAL ELECTRIC CO | $212,000 | – | 6,668 | +100.0% | 0.27% | – |
| AXGN | Sell | AXOGEN INC | $107,000 | -14.4% | 20,000 | -20.0% | 0.13% | -5.6% |
| NGPHF | NORTHERN GRAPHITE CORP F | $8,000 | +166.7% | 20,000 | 0.0% | 0.01% | +233.3% | |
| DTTO | DETTO TECHNOLOGIES INC | $0 | – | 32,000 | 0.0% | 0.00% | – | |
| IDTI | Exit | INTEGRATED DEVICE TECH INC | $0 | – | -9,000 | -100.0% | -0.27% | – |
| OCBB | Exit | ORANGE COUNTY BUS BANK | $0 | – | -27,832 | -100.0% | -0.35% | – |
| Exit | iSHS CHINA LRGE CAP UCITS ETF | $0 | – | -3,700 | -100.0% | -0.42% | – | |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTD | $0 | – | -5,760 | -100.0% | -0.53% | – |
| Exit | iSHARES MSCI WORLD UCITS ETF | $0 | – | -12,500 | -100.0% | -0.59% | – | |
| DOX | Exit | AMDOCS LIMITED | $0 | – | -11,930 | -100.0% | -0.74% | – |
| PDCO | Exit | PATTERSON COMPANIES | $0 | – | -15,490 | -100.0% | -0.80% | – |
| NVR | Exit | NVR, INC | $0 | – | -427 | -100.0% | -0.80% | – |
| XHB | Exit | SPDR S&P HOMEBUILDERS ETF | $0 | – | -24,950 | -100.0% | -0.97% | – |
| CHD | Exit | CHURCH& DWIGHT CO. INC | $0 | – | -12,120 | -100.0% | -1.17% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES | $0 | – | -95,500 | -100.0% | -1.20% | – |
| WFC | Exit | WELLS FARGO& CO (NEW) | $0 | – | -20,205 | -100.0% | -1.25% | – |
| JCOM | Exit | J2 GLOBAL INC | $0 | – | -15,600 | -100.0% | -1.46% | – |
| BSCH | Exit | GUGGENHEIM BULLETSHS 2017corporate bond et | $0 | – | -76,380 | -100.0% | -1.95% | – |
| KBE | Exit | SPDR S&P BANK ETF | $0 | – | -78,220 | -100.0% | -3.00% | – |
| MCHI | Exit | iSHARES MSCI CHINA | $0 | – | -82,523 | -100.0% | -4.18% | – |
| XLF | Exit | SECTOR SPDR FINCL SELECT SHS | $0 | – | -177,497 | -100.0% | -4.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.