$121 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 62 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | New | SPDR S&P HI YLD DIV ETF | $11,829,000 | – | 150,120 | +100.0% | 9.80% | – |
| QQQ | New | POWERSHARES QQQ | $9,313,000 | – | 90,197 | +100.0% | 7.72% | – |
| VIG | New | VANGUARD DIV APPRECIATION ETF | $8,042,000 | – | 99,085 | +100.0% | 6.66% | – |
| BSCG | New | GUGGENHEIM BULLETSHS 2016corp bond etf | $6,602,000 | – | 298,740 | +100.0% | 5.47% | – |
| SCHG | New | SCHWAB US LARGE CAP GROWTH ETF | $6,401,000 | – | 123,595 | +100.0% | 5.30% | – |
| VUG | New | VANGUARD US LRG CAP GR IND ETF | $5,845,000 | – | 55,995 | +100.0% | 4.84% | – |
| BSJH | New | GUGGENHEIM BULLETSHS 2017high yield corp b | $5,800,000 | – | 223,520 | +100.0% | 4.80% | – |
| XLF | New | SECTOR SPDR FINCL SELECT SHS | $4,789,000 | – | 193,645 | +100.0% | 3.97% | – |
| MCHI | New | iSHARES MSCI CHINA | $4,443,000 | – | 88,460 | +100.0% | 3.68% | – |
| BSCF | New | GUGGENHEIM BULLETSHS 2015corp bond etf | $4,389,000 | – | 202,520 | +100.0% | 3.64% | – |
| RYT | New | GUGGENHEIM S&P EQ WEIGHT TECH | $3,926,000 | – | 43,260 | +100.0% | 3.25% | – |
| XLE | New | SECTOR SPDR ENERGY SELECT SHS | $3,719,000 | – | 46,975 | +100.0% | 3.08% | – |
| OIH | New | MARKET VECTORS OIL SVCS ETF | $3,053,000 | – | 84,985 | +100.0% | 2.53% | – |
| IWC | New | iSHARES MICRO-CAP ETF | $2,777,000 | – | 36,080 | +100.0% | 2.30% | – |
| AAPL | New | APPLE INC | $2,518,000 | – | 22,812 | +100.0% | 2.09% | – |
| BSCH | New | GUGGENHEIM BULLETSHS 2017corporate bond et | $2,228,000 | – | 98,110 | +100.0% | 1.85% | – |
| DIS | New | DISNEY WALT CO (HOLDING CO) | $1,989,000 | – | 21,114 | +100.0% | 1.65% | – |
| AVGO | New | AVAGO TECHNOLOGIES LIMITED | $1,702,000 | – | 16,920 | +100.0% | 1.41% | – |
| SNDK | New | SANDISK CORP | $1,551,000 | – | 15,830 | +100.0% | 1.28% | – |
| INTC | New | INTEL CORP | $1,529,000 | – | 42,130 | +100.0% | 1.27% | – |
| MSFT | New | MICROSOFT CORP | $1,371,000 | – | 29,510 | +100.0% | 1.14% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $1,363,000 | – | 18,740 | +100.0% | 1.13% | – |
| TEL | New | TE CONNECTIVITY LTD | $1,247,000 | – | 19,720 | +100.0% | 1.03% | – |
| SYK | New | STRYKER CORP | $1,231,000 | – | 13,055 | +100.0% | 1.02% | – |
| ABT | New | ABBOTT LABORATORIES | $1,213,000 | – | 26,940 | +100.0% | 1.00% | – |
| STJ | New | ST JUDE MEDICAL INC | $1,194,000 | – | 18,360 | +100.0% | 0.99% | – |
| WFC | New | WELLS FARGO& CO (NEW) | $1,162,000 | – | 21,199 | +100.0% | 0.96% | – |
| ROBO | New | ROBO-STOX GLOBAL ROBOTICS ETF | $1,136,000 | – | 44,185 | +100.0% | 0.94% | – |
| MA | New | MASTERCARD INCORPORATED | $1,135,000 | – | 13,170 | +100.0% | 0.94% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYSTEMS | $1,119,000 | – | 94,550 | +100.0% | 0.93% | – |
| MMC | New | MARSH& MCLENNAN COS INC | $1,114,000 | – | 19,460 | +100.0% | 0.92% | – |
| FWRD | New | FORWARD AIR CORPORATION | $1,072,000 | – | 21,280 | +100.0% | 0.89% | – |
| RYH | New | GUGGENHEIM S&P 500 EQUALweight health ca | $993,000 | – | 6,965 | +100.0% | 0.82% | – |
| LAZ | New | LAZARD LTD | $992,000 | – | 19,820 | +100.0% | 0.82% | – |
| TMK | New | TORCHMARK CORP | $976,000 | – | 18,020 | +100.0% | 0.81% | – |
| IEV | New | iSHARES S&P EURO 35O IDX | $963,000 | – | 22,650 | +100.0% | 0.80% | – |
| CVX | New | CHEVRON CORP NEW | $886,000 | – | 7,901 | +100.0% | 0.73% | – |
| IJK | New | iSHARES S&P MIDCAP 400 GRWTH | $852,000 | – | 5,335 | +100.0% | 0.71% | – |
| New | BERKSHIRE HTWY CL.A | $678,000 | – | 300 | +100.0% | 0.56% | – | |
| XOM | New | EXXON MOBIL CORP (NEW) | $672,000 | – | 7,271 | +100.0% | 0.56% | – |
| NVR | New | NVR, INC | $570,000 | – | 447 | +100.0% | 0.47% | – |
| NG | New | NOVAGOLD RES INC NEW F | $524,000 | – | 177,500 | +100.0% | 0.43% | – |
| FFIV | New | F5 NETWORKS INC. | $513,000 | – | 3,930 | +100.0% | 0.42% | – |
| CDNS | New | CADENCE DESIGN SYSTEMS INC | $508,000 | – | 26,800 | +100.0% | 0.42% | – |
| SCHB | New | SCHWAB US BROAD MKT ETF | $494,000 | – | 9,915 | +100.0% | 0.41% | – |
| BIV | New | VANGUARD INTER-TRM BOND ETF | $487,000 | – | 5,750 | +100.0% | 0.40% | – |
| PFE | New | PFIZER INC | $433,000 | – | 13,916 | +100.0% | 0.36% | – |
| MINT | New | PIMCO ENHANCED SHORT MAT ETF | $414,000 | – | 4,100 | +100.0% | 0.34% | – |
| MO | New | ALTRIA GROUP INC | $363,000 | – | 7,374 | +100.0% | 0.30% | – |
| CWI | New | SPDR MSCI ACWI (ex-US) | $323,000 | – | 9,654 | +100.0% | 0.27% | – |
| WMT | New | WAL-MART STORES INC | $310,000 | – | 3,608 | +100.0% | 0.26% | – |
| T | New | AT&T INC | $308,000 | – | 9,169 | +100.0% | 0.26% | – |
| EBAY | New | EBAY INC | $283,000 | – | 5,040 | +100.0% | 0.23% | – |
| MRK | New | MERCK& CO. INC. | $250,000 | – | 4,400 | +100.0% | 0.21% | – |
| EIX | New | EDISON INTERNATIONAL | $241,000 | – | 3,688 | +100.0% | 0.20% | – |
| PG | New | PROCTER AND GAMBLE COMPANY | $222,000 | – | 2,432 | +100.0% | 0.18% | – |
| BRKB | New | BERKSHIRE HATHAWAY NEW CLASS B | $213,000 | – | 1,420 | +100.0% | 0.18% | – |
| JNJ | New | JOHNSON& JOHNSON | $210,000 | – | 2,009 | +100.0% | 0.17% | – |
| OCBB | New | ORANGE COUNTY BUS BANK | $173,000 | – | 27,832 | +100.0% | 0.14% | – |
| AXGN | New | AXOGEN INC | $36,000 | – | 10,000 | +100.0% | 0.03% | – |
| NGPHF | New | NORTHERN GRAPHITE CORP F | $11,000 | – | 20,000 | +100.0% | 0.01% | – |
| DTTO | New | DETTO TECHNOLOGIES INC | $0 | – | 32,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.