$256 Billion is the total value of PVG Asset Management's 66 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 56.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDS | Buy | ProShares UltraShort S&P 500 (sds)etf | $44,391,436,000 | +34.1% | 2,342,556 | +41.1% | 17.35% | +29.8% |
| MCC | Sell | MEDLEY CAPITAL CORP (mcc) | $12,270,254,000 | -16.1% | 1,859,129 | -4.5% | 4.80% | -18.8% |
| PCEF | Sell | PowerShares CEF Income ETF (pcef) | $11,348,369,000 | -4.5% | 525,630 | -5.6% | 4.44% | -7.5% |
| SPY | Buy | SPDR S&P 500 TRUST ETF (spy)etf | $9,311,700,000 | +94.3% | 45,308 | +92.7% | 3.64% | +88.1% |
| IVV | Buy | S&P 500 INDX (ivv)etf | $9,284,784,000 | +94.7% | 44,930 | +93.1% | 3.63% | +88.5% |
| VOO | Buy | Vanguard Index S&P 500 (voo)etf | $9,234,160,000 | +93.2% | 48,972 | +91.6% | 3.61% | +87.0% |
| SNH | Sell | Sr. Housing Properties Trust (snh) | $7,551,218,000 | -26.2% | 422,091 | -38.8% | 2.95% | -28.5% |
| SLRC | Sell | Solar Capital Ltd. (slrc) | $7,105,544,000 | -1.8% | 411,200 | -6.6% | 2.78% | -4.9% |
| CSAL | Buy | Communications Sales & Leasing Inc. (csal) | $7,039,499,000 | +49.3% | 316,382 | +25.4% | 2.75% | +44.5% |
| WSR | Buy | Whitestone REIT (wsr) | $6,166,037,000 | +19.1% | 490,536 | +13.8% | 2.41% | +15.3% |
| LXP | Buy | LEXINGTON REALTY TRUST REIT (lxp) | $5,934,103,000 | +141.6% | 690,012 | +124.7% | 2.32% | +133.8% |
| SIR | Buy | SELECT INCOME REIT (sir)etf | $5,896,627,000 | +361.5% | 255,819 | +296.9% | 2.30% | +346.7% |
| IRT | Buy | Independence Realty Trust, Inc. (irt) | $5,109,112,000 | +20.1% | 717,572 | +26.7% | 2.00% | +16.2% |
| RCL | New | Royal Caribbean Cruises Ltd. (rcl) | $4,893,675,000 | – | 59,570 | +100.0% | 1.91% | – |
| MRK | Sell | Merck & Company Inc. (mrk) | $4,677,256,000 | -3.7% | 88,400 | -3.8% | 1.83% | -6.8% |
| QCOM | Buy | QUALCOMM INC (qcom) | $4,652,717,000 | +83.0% | 90,980 | +78.8% | 1.82% | +77.0% |
| HTS | Sell | HATTERAS FINANCIAL CORP (hts) | $4,615,039,000 | -18.6% | 322,730 | -25.2% | 1.80% | -21.2% |
| TWO | Sell | TWO HARBORS INVT CORP (two)adr | $4,548,852,000 | -36.6% | 572,903 | -35.4% | 1.78% | -38.7% |
| AZN | New | ASTRAZENECA PLC SPON ADR (azn) | $4,392,875,000 | – | 155,997 | +100.0% | 1.72% | – |
| CYS | Buy | CYS INVESTMENTS INC (cys) | $4,233,207,000 | +79.6% | 520,050 | +57.3% | 1.65% | +73.7% |
| IVR | New | Invesco Mortgage Capital (ivr) | $3,765,337,000 | – | 309,141 | +100.0% | 1.47% | – |
| CY | Buy | Cypress Semiconductor (cy) | $3,648,988,000 | +60.4% | 421,361 | +81.7% | 1.43% | +55.3% |
| ERIC | New | ERICSSON (LM) TEL-SP ADR NEW (eric) | $3,601,682,000 | – | 359,091 | +100.0% | 1.41% | – |
| BAC | New | BANK OF AMERICA CORP (bac) | $3,577,026,000 | – | 264,573 | +100.0% | 1.40% | – |
| AMGN | Buy | Amgen (amgn) | $3,570,433,000 | +31.6% | 23,814 | +42.5% | 1.40% | +27.4% |
| FITB | Buy | FIFTH THIRD BANCORP (fitb) | $3,471,603,000 | +31.8% | 208,005 | +58.7% | 1.36% | +27.5% |
| C | Buy | CITIGROUP INC COM (c) | $3,416,663,000 | +47.2% | 81,836 | +82.5% | 1.34% | +42.5% |
| WFC | New | WELLS FARGO COMPANY (wfc) | $3,294,911,000 | – | 68,133 | +100.0% | 1.29% | – |
| PFE | New | Pfizer Inc. (pfe) | $3,280,140,000 | – | 110,666 | +100.0% | 1.28% | – |
| BKCC | Buy | BlackRock Kelso Capital Corp. (bkcc) | $3,101,122,000 | +33.2% | 329,556 | +33.0% | 1.21% | +28.9% |
| GPS | Buy | Gap Inc. (gps) | $2,945,880,000 | +44.7% | 100,200 | +21.6% | 1.15% | +40.0% |
| M | Sell | MACY'S INC (m) | $2,828,770,000 | +15.9% | 64,159 | -8.1% | 1.11% | +12.3% |
| PSEC | Sell | Prospect Capital Corp. (psec) | $2,572,601,000 | -49.7% | 353,865 | -51.7% | 1.00% | -51.3% |
| GE | Sell | General Electric Company (ge) | $2,565,297,000 | -51.6% | 80,695 | -52.6% | 1.00% | -53.2% |
| OLN | New | Olin Corp. (oln) | $2,558,045,000 | – | 147,268 | +100.0% | 1.00% | – |
| SNR | New | New Senior Investment Group Inc. (snr) | $2,458,404,000 | – | 238,680 | +100.0% | 0.96% | – |
| CVS | New | CVS Health Corp (cvs) | $2,408,921,000 | – | 23,223 | +100.0% | 0.94% | – |
| FSC | Sell | FIFTH STREET FINANCE CORP (fsc) | $2,405,418,000 | -52.7% | 479,167 | -39.9% | 0.94% | -54.2% |
| IVW | Sell | ISHARES S&P 500 ETF GROWTH (ivw)etf | $2,360,911,000 | -1.4% | 20,372 | -1.5% | 0.92% | -4.6% |
| KSS | New | KOHLS CORP (kss) | $2,331,758,000 | – | 50,027 | +100.0% | 0.91% | – |
| AMJ | New | JP Morgan Chase & Co Alerian MLP (amj) | $2,322,019,000 | – | 85,715 | +100.0% | 0.91% | – |
| GSK | New | GLAXOSMITHKLINE PLC-ADR (gsk) | $2,265,528,000 | – | 55,870 | +100.0% | 0.88% | – |
| WIN | Sell | WindStream Corp (win) | $2,234,718,000 | -31.1% | 290,979 | -42.2% | 0.87% | -33.3% |
| CAT | Sell | Caterpillar Inc. (cat) | $2,210,092,000 | -55.2% | 28,875 | -60.2% | 0.86% | -56.6% |
| TEF | New | Telefonica, S.A. (tef) | $1,546,068,000 | – | 138,910 | +100.0% | 0.60% | – |
| T | New | AT&T, Inc.(t) | $1,453,158,000 | – | 37,098 | +100.0% | 0.57% | – |
| FBR | New | Fibria Celulose S.A.(fbr) | $1,425,912,000 | – | 168,150 | +100.0% | 0.56% | – |
| VZ | Sell | Verizon Communications (vz) | $1,415,353,000 | -62.4% | 26,171 | -67.9% | 0.55% | -63.7% |
| XLK | Sell | SECTOR SPDR ETF TECHNOLOGY (xlk)etf | $1,200,647,000 | +1.8% | 27,066 | -1.7% | 0.47% | -1.5% |
| XSD | Sell | SPDR Semiconductor ETF (xsd)etf | $1,160,489,000 | +0.1% | 26,055 | -1.8% | 0.45% | -3.0% |
| TSLX | New | TPG Specialty Lending Inc. (tslx) | $1,140,713,000 | – | 70,720 | +100.0% | 0.45% | – |
| IGV | Sell | ISHARES ETF NORTH AMERICAN TECH-SO (igv)etf | $1,052,504,000 | -4.1% | 10,455 | -1.1% | 0.41% | -7.2% |
| HRZN | Sell | Horizon Technology Finance Corp (hrzn) | $703,740,000 | -26.2% | 60,615 | -25.5% | 0.28% | -28.6% |
| IBB | Sell | ISHARES NASDAQ BIOTECH (ibb)etf | $661,153,000 | -24.4% | 2,535 | -1.9% | 0.26% | -26.9% |
| SH | Sell | Short S&P500 ProShares (sh)etf | $416,506,000 | -97.1% | 20,407 | -97.1% | 0.16% | -97.2% |
| IHI | Buy | Ishares US Medical Devices (ihi)etf | $360,091,000 | +18.5% | 2,940 | +18.5% | 0.14% | +14.6% |
| DHY | Sell | Credit Suisse High Yield Bond Fund (dhy)bond | $297,180,000 | -6.8% | 132,080 | -5.6% | 0.12% | -10.1% |
| SHY | New | ISHARES ETF 1-3 YR TREASURY BOND (shy)etf | $264,273,000 | – | 3,108 | +100.0% | 0.10% | – |
| HYF | Sell | CEF Managed High Yield Fd (hyf)bond | $224,226,000 | -0.5% | 125,970 | -1.6% | 0.09% | -3.3% |
| PHF | Sell | Pacholder High Yield Fd (phf)bond | $177,641,000 | -4.9% | 27,975 | -9.1% | 0.07% | -8.0% |
| FHY | Sell | First Tr Strategic High Income Fd (fhy)bond | $166,559,000 | +1.8% | 14,649 | -0.3% | 0.06% | -1.5% |
| PNK | Sell | Pimco High Income Fund (phk)bond | $160,959,000 | +1.0% | 18,065 | -7.2% | 0.06% | -1.6% |
| EAD | Sell | Wells Fargo Adv (ead) | $96,366,000 | -10.6% | 12,730 | -12.0% | 0.04% | -13.6% |
| TICC | Sell | TICC Capital Corp (ticc) | $64,286,000 | -95.1% | 13,393 | -93.8% | 0.02% | -95.3% |
| New | Bebe Stores, Inc. (bebe) | $24,603,000 | – | 44,750 | +100.0% | 0.01% | – | |
| UQM | UQM Technologies Inc. (uqm) | $8,009,000 | -14.0% | 14,000 | 0.0% | 0.00% | -25.0% | |
| EXD | Exit | Eaton Vance Tax-Advantaged FD (exd) | $0 | – | -10,020 | -100.0% | -0.05% | – |
| BGH | Exit | Babson Cap Global Short Duration (bgh)bond | $0 | – | -10,325 | -100.0% | -0.07% | – |
| SCZ | Exit | Ishare MSCI Eafe SM (scz)etf | $0 | – | -7,285 | -100.0% | -0.15% | – |
| RASGQ | Exit | RAIT Financial Trust (ras) | $0 | – | -321,745 | -100.0% | -0.35% | – |
| COP | Exit | ConocoPhillips (cop) | $0 | – | -45,037 | -100.0% | -0.85% | – |
| TEX | Exit | TEREX CORPORATION (tex) | $0 | – | -130,295 | -100.0% | -0.97% | – |
| XHB | Exit | SPDR S&P HOMEBLDRS ETF (xhb)etf | $0 | – | -71,987 | -100.0% | -0.99% | – |
| JWN | Exit | NORDSTROM INC (jwn) | $0 | – | -49,693 | -100.0% | -1.00% | – |
| AXP | Exit | AMERICAN EXPRESS COMPANY (axp) | $0 | – | -36,159 | -100.0% | -1.02% | – |
| CSX | Exit | CSX CORP (csx) | $0 | – | -97,644 | -100.0% | -1.02% | – |
| PBI | Exit | PITNEY BOWES INC (pbi) | $0 | – | -124,620 | -100.0% | -1.04% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | $0 | – | -19,079 | -100.0% | -1.06% | – |
| SRC | Exit | Spirit Realty Capital, Inc. (src) | $0 | – | -298,451 | -100.0% | -1.21% | – |
| AMLP | Exit | ALPS ALERIAN MLP ETF (amlp) | $0 | – | -293,285 | -100.0% | -1.43% | – |
| IWM | Exit | ISHARES ETF RUSSELL 2000 (iwm)etf | $0 | – | -32,164 | -100.0% | -1.46% | – |
| XLF | Exit | SECTOR SPDR - FINANCIAL SHS BEN INT (xlf)etf | $0 | – | -205,900 | -100.0% | -1.98% | – |
| WMT | Exit | WAL-MART STORES INC (wmt) | $0 | – | -83,323 | -100.0% | -2.06% | – |
| Exit | AT&T, Inc.(t) | $0 | – | -152,586 | -100.0% | -2.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ProShares UltraShort S&P 500 (sds) | 8 | Q4 2016 | 19.0% |
| Short S&P500 ProShares (sh) | 8 | Q4 2016 | 17.7% |
| MEDLEY CAPITAL CORP (mcc) | 8 | Q4 2016 | 5.9% |
| PowerShares CEF Income ETF (pcef) | 8 | Q4 2016 | 5.0% |
| SPDR S&P 500 TRUST ETF (spy) | 8 | Q4 2016 | 3.9% |
| S&P 500 INDX (ivv) | 8 | Q4 2016 | 3.8% |
| Vanguard Index S&P 500 (voo) | 8 | Q4 2016 | 3.8% |
| Sr. Housing Properties Trust (snh) | 8 | Q4 2016 | 4.1% |
| General Electric Company (ge) | 8 | Q4 2016 | 3.9% |
| Prospect Capital Corp. (psec) | 8 | Q4 2016 | 3.4% |
View PVG Asset Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2017-02-14 |
| 13F-HR | 2016-08-12 |
| 13F-HR | 2016-05-12 |
| 13F-HR | 2016-02-11 |
| 13F-HR | 2015-11-05 |
| 13F-HR | 2015-08-06 |
| 13F-HR | 2015-05-05 |
| 13F-HR | 2015-02-13 |
View PVG Asset Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.