$397 Million is the total value of HARBERT FUND ADVISORS, INC.'s 45 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 75.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CTXS | New | CITRIX SYS INCcall | $66,213,000 | – | 700,000 | +100.0% | 16.69% | – |
| HTA | New | HEALTHCARE TR AMER INCcall | $33,390,000 | – | 1,000,000 | +100.0% | 8.42% | – |
| INVE | IDENTIV INC | $22,927,000 | +49.4% | 814,750 | 0.0% | 5.78% | +6.0% | |
| GBLI | Sell | GLOBAL INDEMNITY GROUP LLC | $20,861,000 | -9.9% | 830,116 | -2.3% | 5.26% | -36.1% |
| HEAR | Buy | TURTLE BEACH CORPput | $18,921,000 | +36.0% | 850,000 | +70.0% | 4.77% | -3.5% |
| TGNA | TEGNA INCcall | $18,560,000 | -5.9% | 1,000,000 | 0.0% | 4.68% | -33.2% | |
| ATVI | New | ACTIVISION BLIZZARD INCcall | $16,633,000 | – | 250,000 | +100.0% | 4.19% | – |
| ENZ | ENZO BIOCHEM INC | $16,615,000 | -9.3% | 5,175,913 | 0.0% | 4.19% | -35.6% | |
| HTA | New | HEALTHCARE TR AMER INCcl a new | $15,194,000 | – | 455,058 | +100.0% | 3.83% | – |
| HEAR | Buy | TURTLE BEACH CORPcall | $13,356,000 | -8.6% | 600,000 | +14.3% | 3.37% | -35.1% |
| HEAR | TURTLE BEACH CORP | $13,040,000 | -20.0% | 585,816 | 0.0% | 3.29% | -43.2% | |
| XM | New | QUALTRICS INTL INC | $11,615,000 | – | 328,113 | +100.0% | 2.93% | – |
| VSEC | VSE CORP | $10,826,000 | +26.5% | 177,652 | 0.0% | 2.73% | -10.2% | |
| New | BOWLERO CORP | $9,020,000 | – | 1,000,000 | +100.0% | 2.27% | – | |
| ARAY | Buy | ACCURAY INC | $8,701,000 | +22.1% | 1,824,184 | +1.1% | 2.19% | -13.3% |
| DFIN | Sell | DONNELLEY FINL SOLUTIONS INC | $8,391,000 | +18.2% | 178,002 | -13.2% | 2.12% | -16.1% |
| HTA | New | HEALTHCARE TR AMER INCput | $8,348,000 | – | 250,000 | +100.0% | 2.10% | – |
| CTXS | Buy | CITRIX SYS INC | $7,369,000 | +52.2% | 77,900 | +72.8% | 1.86% | +8.0% |
| New | SOVOS BRANDS INC | $7,174,000 | – | 476,710 | +100.0% | 1.81% | – | |
| MGI | New | MONEYGRAM INTL INC | $6,915,000 | – | 876,365 | +100.0% | 1.74% | – |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $6,705,000 | -20.1% | 615,168 | +1.8% | 1.69% | -43.3% |
| TGNA | Sell | TEGNA INC | $6,065,000 | -28.8% | 326,790 | -24.3% | 1.53% | -49.5% |
| STRM | Buy | STREAMLINE HEALTH SOLUTIONS | $6,059,000 | -12.7% | 4,066,637 | +2.5% | 1.53% | -38.1% |
| Sell | US ECOLOGY INC | $5,464,000 | -53.4% | 171,067 | -52.8% | 1.38% | -66.9% | |
| MSOS | Buy | ADVISORSHARES TRcall | $5,118,000 | +35.1% | 200,000 | +66.7% | 1.29% | -4.1% |
| DIBS | New | 1STDIBS COM INC | $4,992,000 | – | 399,039 | +100.0% | 1.26% | – |
| SHCR | SHARECARE INC | $3,922,000 | -45.4% | 873,488 | 0.0% | 0.99% | -61.3% | |
| QUMU | QUMU CORP | $3,595,000 | -14.5% | 1,695,785 | 0.0% | 0.91% | -39.3% | |
| PPC | New | PILGRIMS PRIDE CORP | $2,820,000 | – | 100,000 | +100.0% | 0.71% | – |
| CMTL | New | COMTECH TELECOMMUNICATIONS C | $2,496,000 | – | 105,340 | +100.0% | 0.63% | – |
| LQDA | Buy | LIQUIDIA CORPORATION | $2,096,000 | +80.4% | 430,458 | +2.3% | 0.53% | +27.8% |
| JACK | New | JACK IN THE BOX INC | $2,010,000 | – | 22,978 | +100.0% | 0.51% | – |
| IIIV | I3 VERTICALS INC | $1,860,000 | -5.9% | 81,606 | 0.0% | 0.47% | -33.2% | |
| DRRX | DURECT CORP | $1,253,000 | -23.0% | 1,271,402 | 0.0% | 0.32% | -45.3% | |
| MSOS | New | ADVISORSHARES TRpure us cannabis | $1,190,000 | – | 46,500 | +100.0% | 0.30% | – |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $1,059,000 | – | 1,000,000 | +100.0% | 0.27% | – | |
| Sell | MAXCYTE INC | $1,002,000 | -88.7% | 98,304 | -86.4% | 0.25% | -91.9% | |
| FENC | Buy | FENNEC PHARMACEUTICALS INC | $835,000 | -49.3% | 189,750 | +8.6% | 0.21% | -64.0% |
| UPH | Buy | UPHEALTH INC | $831,000 | +425.9% | 371,000 | +642.0% | 0.21% | +273.2% |
| AVYA | New | AVAYA HLDGS CORP | $782,000 | – | 39,500 | +100.0% | 0.20% | – |
| KLR | Buy | KALEYRA INC | $643,000 | -0.9% | 64,000 | +8.5% | 0.16% | -29.6% |
| PCT | PURECYCLE TECHNOLOGIES INC | $634,000 | -28.0% | 66,255 | 0.0% | 0.16% | -48.7% | |
| INNOVATE CORP | $513,000 | -9.7% | 138,519 | 0.0% | 0.13% | -36.1% | ||
| CURO | New | CURO GROUP HOLDINGS CORP | $496,000 | – | 31,000 | +100.0% | 0.12% | – |
| New | BOWLERO CORP*w exp 03/01/202 | $288,000 | – | 250,000 | +100.0% | 0.07% | – | |
| ISOSWS | Exit | ISOS ACQUISITION CORPORATION*w exp 03/01/202 | $0 | – | -250,000 | -100.0% | -0.12% | – |
| WSC | Exit | WILLSCOT MOBILE MINI HLDNG CO | $0 | – | -62,682 | -100.0% | -0.71% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -6,000 | -100.0% | -0.77% | – |
| MCFT | Exit | MASTERCRAFT BOAT HLDGS INC | $0 | – | -90,640 | -100.0% | -0.81% | – |
| CROX | Exit | CROCS INC | $0 | – | -20,000 | -100.0% | -1.02% | – |
| ISOS | Exit | ISOS ACQUISITION CORPORATIONshares cl a | $0 | – | -750,000 | -100.0% | -2.66% | – |
| FLOW | Exit | SPX FLOW INC | $0 | – | -146,520 | -100.0% | -3.80% | – |
| FLOW | Exit | SPX FLOW INCcall | $0 | – | -250,000 | -100.0% | -6.49% | – |
| FLOW | Exit | SPX FLOW INCput | $0 | – | -250,000 | -100.0% | -6.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| I3 VERTICALS INC | 20 | Q3 2023 | 43.3% |
| ENZO BIOCHEM INC | 20 | Q3 2023 | 30.1% |
| STREAMLINE HEALTH SOLUTIONS | 20 | Q3 2023 | 6.4% |
| TRANSACT TECHNOLOGIES INC | 18 | Q3 2023 | 5.3% |
| QUMU CORP | 17 | Q4 2022 | 8.3% |
| IDENTIV INC | 13 | Q3 2023 | 7.7% |
| VSE CORP | 13 | Q3 2023 | 5.2% |
| TURTLE BEACH CORP | 11 | Q3 2023 | 9.1% |
| MARCHEX INC | 10 | Q1 2021 | 6.8% |
| ACCURAY INC | 10 | Q3 2023 | 4.1% |
View HARBERT FUND ADVISORS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Indemnity Group, LLC | October 28, 2022 | 324,764 | 3.0% |
View HARBERT FUND ADVISORS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR/A | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| SC 13D/A | 2022-10-28 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-16 |
View HARBERT FUND ADVISORS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.