$282 Million is the total value of HARBERT FUND ADVISORS, INC.'s 36 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 87.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GBLI | GLOBAL INDEMNITY GROUP LLC | $23,161,000 | +7.4% | 849,985 | 0.0% | 8.22% | -31.7% | |
| TGNA | New | TEGNA INCcall | $19,720,000 | – | 1,000,000 | +100.0% | 7.00% | – |
| ENZ | ENZO BIOCHEM INC | $18,323,000 | +11.7% | 5,175,913 | 0.0% | 6.51% | -28.9% | |
| FLOW | New | SPX FLOW INCcall | $18,275,000 | – | 250,000 | +100.0% | 6.49% | – |
| FLOW | New | SPX FLOW INCput | $18,275,000 | – | 250,000 | +100.0% | 6.49% | – |
| HEAR | Buy | TURTLE BEACH CORP | $16,297,000 | +0.1% | 585,816 | +14.9% | 5.79% | -36.3% |
| INVE | IDENTIV INC | $15,350,000 | +10.8% | 814,750 | 0.0% | 5.45% | -29.5% | |
| HEAR | New | TURTLE BEACH CORPcall | $14,606,000 | – | 525,000 | +100.0% | 5.19% | – |
| HEAR | New | TURTLE BEACH CORPput | $13,910,000 | – | 500,000 | +100.0% | 4.94% | – |
| Buy | US ECOLOGY INC | $11,721,000 | -7.2% | 362,317 | +7.6% | 4.16% | -41.0% | |
| FLOW | New | SPX FLOW INC | $10,711,000 | – | 146,520 | +100.0% | 3.80% | – |
| New | MAXCYTE INC | $8,850,000 | – | 724,856 | +100.0% | 3.14% | – | |
| VSEC | VSE CORP | $8,557,000 | -2.7% | 177,652 | 0.0% | 3.04% | -38.1% | |
| TGNA | New | TEGNA INC | $8,515,000 | – | 431,790 | +100.0% | 3.02% | – |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $8,396,000 | +6.0% | 604,061 | +4.7% | 2.98% | -32.6% |
| ISOS | ISOS ACQUISITION CORPORATIONshares cl a | $7,485,000 | +1.0% | 750,000 | 0.0% | 2.66% | -35.7% | |
| SHCR | New | SHARECARE INC | $7,189,000 | – | 873,488 | +100.0% | 2.55% | – |
| ARAY | Buy | ACCURAY INC | $7,127,000 | -3.3% | 1,804,184 | +10.7% | 2.53% | -38.5% |
| DFIN | Buy | DONNELLEY FINL SOLUTIONS INC | $7,097,000 | +26.5% | 205,000 | +20.6% | 2.52% | -19.5% |
| STRM | STREAMLINE HEALTH SOLUTIONS | $6,942,000 | -1.1% | 3,966,637 | 0.0% | 2.46% | -37.1% | |
| CTXS | New | CITRIX SYS INC | $4,841,000 | – | 45,085 | +100.0% | 1.72% | – |
| QUMU | Buy | QUMU CORP | $4,206,000 | +6.8% | 1,695,785 | +24.0% | 1.49% | -32.1% |
| MSOS | New | ADVISORSHARES TRcall | $3,787,000 | – | 120,000 | +100.0% | 1.34% | – |
| CROX | New | CROCS INC | $2,870,000 | – | 20,000 | +100.0% | 1.02% | – |
| MCFT | New | MASTERCRAFT BOAT HLDGS INC | $2,273,000 | – | 90,640 | +100.0% | 0.81% | – |
| ULTA | New | ULTA BEAUTY INC | $2,166,000 | – | 6,000 | +100.0% | 0.77% | – |
| WSC | New | WILLSCOT MOBILE MINI HLDNG CO | $1,988,000 | – | 62,682 | +100.0% | 0.71% | – |
| IIIV | I3 VERTICALS INC | $1,976,000 | -19.9% | 81,606 | 0.0% | 0.70% | -49.0% | |
| FENC | Buy | FENNEC PHARMACEUTICALS INC | $1,646,000 | +86.8% | 174,750 | +44.6% | 0.58% | +18.7% |
| DRRX | DURECT CORP | $1,627,000 | -21.5% | 1,271,402 | 0.0% | 0.58% | -50.0% | |
| LQDA | Buy | LIQUIDIA CORPORATION | $1,162,000 | +807.8% | 420,939 | +840.2% | 0.41% | +481.7% |
| PCT | Buy | PURECYCLE TECHNOLOGIES INC | $880,000 | -22.8% | 66,255 | +37.5% | 0.31% | -50.9% |
| KLR | Sell | KALEYRA INC | $649,000 | -65.9% | 59,000 | -62.1% | 0.23% | -78.4% |
| New | INNOVATE CORP | $568,000 | – | 138,519 | +100.0% | 0.20% | – | |
| ISOSWS | ISOS ACQUISITION CORPORATION*w exp 03/01/202 | $345,000 | +38.0% | 250,000 | 0.0% | 0.12% | -12.9% | |
| UPH | UPHEALTH INC | $158,000 | -53.1% | 50,000 | 0.0% | 0.06% | -70.2% | |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -138,519 | -100.0% | -0.31% | – |
| RXT | Exit | RACKSPACE TECHNOLOGY INC | $0 | – | -33,500 | -100.0% | -0.37% | – |
| ACEL | Exit | ACCEL ENTERTAINMENT INC | $0 | – | -145,305 | -100.0% | -0.96% | – |
| MSON | Exit | MISONIX INC | $0 | – | -95,507 | -100.0% | -1.18% | – |
| AVYA | Exit | AVAYA HLDGS CORP | $0 | – | -87,200 | -100.0% | -1.31% | – |
| MAPS | Exit | WM TECHNOLOGY INC | $0 | – | -150,000 | -100.0% | -1.50% | – |
| KPLT | Exit | KATAPULT HOLDINGS INC | $0 | – | -249,963 | -100.0% | -1.51% | – |
| DBD | Exit | DIEBOLD NIXDORF INC | $0 | – | -275,000 | -100.0% | -1.97% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -588,840 | -100.0% | -2.44% | – |
| CTRN | Exit | CITI TRENDS INC | $0 | – | -73,449 | -100.0% | -3.57% | – |
| CVA | Exit | COVANTA HLDG CORP | $0 | – | -390,236 | -100.0% | -3.84% | – |
| NLS | Exit | NAUTILUS INC | $0 | – | -430,000 | -100.0% | -4.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| I3 VERTICALS INC | 20 | Q3 2023 | 43.3% |
| ENZO BIOCHEM INC | 20 | Q3 2023 | 30.1% |
| STREAMLINE HEALTH SOLUTIONS | 20 | Q3 2023 | 6.4% |
| TRANSACT TECHNOLOGIES INC | 18 | Q3 2023 | 5.3% |
| QUMU CORP | 17 | Q4 2022 | 8.3% |
| IDENTIV INC | 13 | Q3 2023 | 7.7% |
| VSE CORP | 13 | Q3 2023 | 5.2% |
| TURTLE BEACH CORP | 11 | Q3 2023 | 9.1% |
| MARCHEX INC | 10 | Q1 2021 | 6.8% |
| ACCURAY INC | 10 | Q3 2023 | 4.1% |
View HARBERT FUND ADVISORS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Indemnity Group, LLC | October 28, 2022 | 324,764 | 3.0% |
View HARBERT FUND ADVISORS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR/A | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| SC 13D/A | 2022-10-28 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-16 |
View HARBERT FUND ADVISORS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.