$212 Million is the total value of HARBERT FUND ADVISORS, INC.'s 26 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 133.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYG | New | ISHARES TRput | $40,539,000 | – | 465,000 | +100.0% | 19.13% | – |
| GBLI | Buy | GLOBAL INDEMNITY GROUP LLC | $25,193,000 | +7.1% | 849,985 | +3.3% | 11.89% | -33.3% |
| BOX | New | BOX INCcall | $22,960,000 | – | 1,000,000 | +100.0% | 10.83% | – |
| ENZ | Sell | ENZO BIOCHEM INC | $17,805,000 | +25.7% | 5,175,913 | -7.9% | 8.40% | -21.7% |
| HEAR | New | TURTLE BEACH CORP | $11,737,000 | – | 440,100 | +100.0% | 5.54% | – |
| YETI | New | YETI HLDGS INC | $10,470,000 | – | 145,000 | +100.0% | 4.94% | – |
| QUMU | QUMU CORP | $9,244,000 | -15.4% | 1,367,522 | 0.0% | 4.36% | -47.3% | |
| INVE | Buy | IDENTIV INC | $8,426,000 | +64.1% | 735,213 | +21.7% | 3.98% | +2.2% |
| STRM | Buy | STREAMLINE HEALTH SOLUTIONS | $8,132,000 | +56.0% | 3,966,637 | +18.7% | 3.84% | -2.8% |
| New | US ECOLOGY INC | $8,120,000 | – | 195,000 | +100.0% | 3.83% | – | |
| ISOSU | New | ISOS ACQUISITION CORPORATIONunit 99/99/9999 | $7,470,000 | – | 750,000 | +100.0% | 3.52% | – |
| VSEC | Buy | VSE CORP | $6,341,000 | +68.2% | 160,534 | +63.9% | 2.99% | +4.8% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $6,238,000 | +59.3% | 573,913 | +4.1% | 2.94% | -0.8% |
| BOX | New | BOX INCcl a | $5,740,000 | – | 250,000 | +100.0% | 2.71% | – |
| AXTA | New | AXALTA COATING SYS LTD | $4,881,000 | – | 165,000 | +100.0% | 2.30% | – |
| TIGR | New | UP FINTECH HLDG LTDsponsored ads | $4,714,000 | – | 265,000 | +100.0% | 2.22% | – |
| IIIV | Sell | I3 VERTICALS INC | $2,540,000 | -72.8% | 81,606 | -71.0% | 1.20% | -83.1% |
| AVYA | New | AVAYA HLDGS CORP | $2,262,000 | – | 80,700 | +100.0% | 1.07% | – |
| TACO | New | DEL TACO RESTAURANTS INC NEW | $1,899,000 | – | 198,198 | +100.0% | 0.90% | – |
| LNDC | Sell | LANDEC CORP | $1,617,000 | -50.2% | 152,505 | -49.0% | 0.76% | -69.0% |
| MCHX | Sell | MARCHEX INCcl b | $1,243,000 | -66.4% | 442,270 | -76.6% | 0.59% | -79.1% |
| ULTA | New | ULTA BEAUTY INC | $1,082,000 | – | 3,500 | +100.0% | 0.51% | – |
| UNFI | New | UNITED NAT FOODS INC | $942,000 | – | 28,587 | +100.0% | 0.44% | – |
| MSON | New | MISONIX INC | $813,000 | – | 41,495 | +100.0% | 0.38% | – |
| KLR | New | KALEYRA INC | $783,000 | – | 55,500 | +100.0% | 0.37% | – |
| HCHC | New | HC2 HLDGS INC | $751,000 | – | 190,500 | +100.0% | 0.35% | – |
| VIXY | Exit | PROSHARES TR IIvix sh trm futrs | $0 | – | -61,000 | -100.0% | -0.64% | – |
| RXT | Exit | RACKSPACE TECHNOLOGY INC | $0 | – | -102,200 | -100.0% | -1.48% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION COR | $0 | – | -210,000 | -100.0% | -2.03% | – |
| ALCO | Exit | ALICO INC | $0 | – | -112,700 | -100.0% | -2.65% | – |
| AVID | Exit | AVID TECHNOLOGY INC | $0 | – | -324,177 | -100.0% | -3.90% | – |
| ASYS | Exit | AMTECH SYS INC | $0 | – | -840,351 | -100.0% | -4.06% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -30,000 | -100.0% | -7.13% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -54,000 | -100.0% | -15.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| I3 VERTICALS INC | 20 | Q3 2023 | 43.3% |
| ENZO BIOCHEM INC | 20 | Q3 2023 | 30.1% |
| STREAMLINE HEALTH SOLUTIONS | 20 | Q3 2023 | 6.4% |
| TRANSACT TECHNOLOGIES INC | 18 | Q3 2023 | 5.3% |
| QUMU CORP | 17 | Q4 2022 | 8.3% |
| IDENTIV INC | 13 | Q3 2023 | 7.7% |
| VSE CORP | 13 | Q3 2023 | 5.2% |
| TURTLE BEACH CORP | 11 | Q3 2023 | 9.1% |
| MARCHEX INC | 10 | Q1 2021 | 6.8% |
| ACCURAY INC | 10 | Q3 2023 | 4.1% |
View HARBERT FUND ADVISORS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Indemnity Group, LLC | October 28, 2022 | 324,764 | 3.0% |
View HARBERT FUND ADVISORS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR/A | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| SC 13D/A | 2022-10-28 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-16 |
View HARBERT FUND ADVISORS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.