$132 Million is the total value of HARBERT FUND ADVISORS, INC.'s 18 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 52.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GBLI | Buy | GLOBAL INDEMNITY GROUP LLC | $23,514,000 | +352.1% | 822,477 | +228.8% | 17.81% | +180.3% |
| SPY | New | SPDR S&P 500 ETF TRput | $20,189,000 | – | 54,000 | +100.0% | 15.29% | – |
| ENZ | ENZO BIOCHEM INC | $14,164,000 | +19.4% | 5,620,681 | 0.0% | 10.73% | -26.0% | |
| QUMU | QUMU CORP | $10,927,000 | +73.3% | 1,367,522 | 0.0% | 8.28% | +7.5% | |
| QQQ | New | INVESCO QQQ TRput | $9,412,000 | – | 30,000 | +100.0% | 7.13% | – |
| IIIV | Sell | I3 VERTICALS INC | $9,349,000 | -34.1% | 281,606 | -49.9% | 7.08% | -59.1% |
| ASYS | Buy | AMTECH SYS INC | $5,361,000 | +32.1% | 840,351 | +1.2% | 4.06% | -18.1% |
| STRM | STREAMLINE HEALTH SOLUTIONS | $5,213,000 | 0.0% | 3,341,637 | 0.0% | 3.95% | -38.0% | |
| AVID | Sell | AVID TECHNOLOGY INC | $5,145,000 | +56.4% | 324,177 | -15.7% | 3.90% | -3.1% |
| INVE | Buy | IDENTIV INC | $5,136,000 | +161.1% | 604,266 | +92.3% | 3.89% | +61.9% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $3,915,000 | +52.3% | 551,372 | +7.3% | 2.97% | -5.6% |
| VSEC | Buy | VSE CORP | $3,770,000 | +437.8% | 97,936 | +328.3% | 2.86% | +233.3% |
| MCHX | Sell | MARCHEX INCcl b | $3,704,000 | -33.8% | 1,889,890 | -28.4% | 2.81% | -59.0% |
| ALCO | Sell | ALICO INC | $3,496,000 | -9.1% | 112,700 | -16.2% | 2.65% | -43.7% |
| LNDC | LANDEC CORP | $3,245,000 | +11.6% | 299,116 | 0.0% | 2.46% | -30.8% | |
| SSPK | New | SILVER SPIKE ACQUISITION COR | $2,682,000 | – | 210,000 | +100.0% | 2.03% | – |
| RXT | New | RACKSPACE TECHNOLOGY INC | $1,948,000 | – | 102,200 | +100.0% | 1.48% | – |
| VIXY | New | PROSHARES TR IIvix sh trm futrs | $838,000 | – | 61,000 | +100.0% | 0.64% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -9,500 | -100.0% | -0.97% | – |
| BKLN | Exit | INVESCO EXCH TRADED FD TR IIcall | $0 | – | -108,500 | -100.0% | -2.88% | – |
| SITE | Exit | SITEONE LANDSCAPE SUPPLY INCput | $0 | – | -35,000 | -100.0% | -5.22% | – |
| PRCP | Exit | PERCEPTRON INC | $0 | – | -987,091 | -100.0% | -8.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| I3 VERTICALS INC | 20 | Q3 2023 | 43.3% |
| ENZO BIOCHEM INC | 20 | Q3 2023 | 30.1% |
| STREAMLINE HEALTH SOLUTIONS | 20 | Q3 2023 | 6.4% |
| TRANSACT TECHNOLOGIES INC | 18 | Q3 2023 | 5.3% |
| QUMU CORP | 17 | Q4 2022 | 8.3% |
| IDENTIV INC | 13 | Q3 2023 | 7.7% |
| VSE CORP | 13 | Q3 2023 | 5.2% |
| TURTLE BEACH CORP | 11 | Q3 2023 | 9.1% |
| MARCHEX INC | 10 | Q1 2021 | 6.8% |
| ACCURAY INC | 10 | Q3 2023 | 4.1% |
View HARBERT FUND ADVISORS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Indemnity Group, LLC | October 28, 2022 | 324,764 | 3.0% |
View HARBERT FUND ADVISORS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR/A | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| SC 13D/A | 2022-10-28 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-16 |
View HARBERT FUND ADVISORS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.