$154 Million is the total value of Lumbard & Kellner, LLC's 78 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 21.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST AMERICAN GOVT OBLIG FUND CL Yshort term fds-taxable (acm) | $18,816,000 | +24.5% | 18,815,930 | +24.5% | 12.24% | +17.9% | |
| VTI | Buy | VANGUARD TOTAL STOCK MKT ETFclosed end mutual fund equity | $10,435,000 | +8.6% | 90,490 | +4.8% | 6.79% | +2.8% |
| Buy | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $9,466,000 | -5.6% | 609,905 | +3.2% | 6.16% | -10.7% | |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $7,734,000 | +30.2% | 74,321 | +2.1% | 5.03% | +23.2% |
| MET | Buy | METLIFE INC | $6,952,000 | +24.5% | 129,000 | +2.6% | 4.52% | +17.9% |
| FDX | Buy | FED EX CORP | $5,250,000 | +7.9% | 28,195 | +1.3% | 3.42% | +2.2% |
| WMT | Buy | WAL MART STORES INC | $4,964,000 | -2.0% | 71,810 | +2.2% | 3.23% | -7.2% |
| GLW | Buy | CORNING INC | $4,907,000 | +3.0% | 202,176 | +0.4% | 3.19% | -2.5% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,690,000 | +52.9% | 19,586 | +3.0% | 3.05% | +44.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORP | $4,288,000 | +6.8% | 25,834 | +2.2% | 2.79% | +1.1% |
| KRA | Buy | KRATON CORPORATION | $3,874,000 | -3.7% | 136,013 | +18.5% | 2.52% | -8.8% |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,814,000 | -6.2% | 148,018 | +2.7% | 2.48% | -11.2% | |
| GOOG | Buy | ALPHABET INC CL C | $3,729,000 | +2.5% | 4,831 | +3.2% | 2.43% | -2.9% |
| EPOL | Buy | ISHARES MSCI POLAND CAPPED INVST ETFclosed end mutual fund equity | $3,640,000 | +3.1% | 200,905 | +3.6% | 2.37% | -2.4% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,407,000 | -2.1% | 95,220 | +2.9% | 2.22% | -7.4% |
| BA | Sell | BOEING CO | $3,356,000 | +12.5% | 21,554 | -4.8% | 2.18% | +6.5% |
| T | Buy | AT&T INC | $3,251,000 | +10.3% | 76,445 | +5.3% | 2.12% | +4.4% |
| TWX | New | TIME WARNER INC | $3,152,000 | – | 32,648 | +100.0% | 2.05% | – |
| SHPG | Buy | SHIRE PLC A D R | $3,075,000 | -9.4% | 18,050 | +3.1% | 2.00% | -14.2% |
| RF | Sell | REGIONS FINL CORP | $3,042,000 | +3.6% | 211,830 | -28.8% | 1.98% | -1.8% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $3,023,000 | +33.9% | 228,700 | -0.1% | 1.97% | +26.8% |
| FMC | Sell | F M C CORPORATION | $2,771,000 | -35.8% | 48,990 | -45.1% | 1.80% | -39.2% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,556,000 | -12.2% | 102,495 | +3.6% | 1.66% | -16.8% |
| TSN | Sell | TYSON FOODS INC CL A | $2,450,000 | -17.7% | 39,725 | -0.3% | 1.59% | -22.1% |
| KEY | Sell | KEYCORP | $2,364,000 | +8.3% | 129,385 | -27.9% | 1.54% | +2.5% |
| BWA | New | BORG WARNER INC | $2,364,000 | – | 59,945 | +100.0% | 1.54% | – |
| Sell | MATTHEWS ASIA SCIENCE AND TECHNOLOGYmutual funds - equity | $2,284,000 | -29.1% | 225,255 | -12.4% | 1.49% | -32.9% | |
| New | STATE STR CORP 6/15/37corporate bonds and notes | $1,653,000 | – | 1,870,000 | +100.0% | 1.08% | – | |
| F | FORD MOTOR CO | $1,652,000 | +0.5% | 136,219 | 0.0% | 1.08% | -4.8% | |
| ENERGY TRANSFER 3.36889 11/01/66corporate bonds and notes | $1,571,000 | +17.4% | 1,968,000 | 0.0% | 1.02% | +11.2% | ||
| GM | Buy | GENERAL MOTORS CO | $1,516,000 | +13.1% | 43,501 | +3.1% | 0.99% | +7.1% |
| MORGAN STANLEY MTN 3.500 9/30/17corporate bonds and notes | $1,378,000 | -0.4% | 1,370,000 | 0.0% | 0.90% | -5.7% | ||
| US BANK CAPITAL IX 3.54413 4/15/49corporate bonds and notes | $1,203,000 | -4.1% | 1,465,000 | 0.0% | 0.78% | -9.2% | ||
| MORGAN STANLEY MTN 2.9291 4/16/19corporate bonds and notes | $1,195,000 | -0.1% | 1,182,000 | 0.0% | 0.78% | -5.5% | ||
| FIRST MD CAP I 1.62835 1/15/27corporate bonds and notes | $938,000 | +4.7% | 1,031,000 | 0.0% | 0.61% | -1.0% | ||
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $934,000 | -3.6% | 1,000,000 | 0.0% | 0.61% | -8.7% | ||
| BANK OF AMERICA MT 1.47589 12/01/26corporate bonds and notes | $870,000 | +3.0% | 980,000 | 0.0% | 0.57% | -2.6% | ||
| CYNO | Buy | CYNOSURE INC CL A | $829,000 | -3.7% | 18,170 | +7.5% | 0.54% | -9.0% |
| XOM | EXXON MOBIL CORP | $799,000 | +3.4% | 8,856 | 0.0% | 0.52% | -2.1% | |
| MELLON CAP IV 6.244 6/29/49corporate bonds and notes | $765,000 | -5.4% | 944,000 | 0.0% | 0.50% | -10.4% | ||
| AMAT | APPLIED MATERIALS INC | $718,000 | +7.0% | 22,250 | 0.0% | 0.47% | +1.3% | |
| NTC CAPITAL II 0.82174 4/15/27corporate bonds and notes | $686,000 | +4.6% | 758,000 | 0.0% | 0.45% | -1.1% | ||
| KEYCORP CAPITAL 1 1.3651 7/01/28corporate bonds and notes | $653,000 | +5.0% | 742,000 | 0.0% | 0.42% | -0.5% | ||
| HON | HONEYWELL INTERNATIONAL INC | $627,000 | -0.6% | 5,408 | 0.0% | 0.41% | -6.0% | |
| GE | GENERAL ELECTRIC CO | $528,000 | +6.7% | 16,700 | 0.0% | 0.34% | +0.9% | |
| CMCSA | COMCAST CORP CLASS A | $499,000 | +4.2% | 7,221 | 0.0% | 0.32% | -1.2% | |
| CITIGROUP INC 1.40601 8/25/36corporate bonds and notes | $477,000 | +8.7% | 600,000 | 0.0% | 0.31% | +2.6% | ||
| LLY | ELI LILLY CO | $438,000 | -8.4% | 5,955 | 0.0% | 0.28% | -13.1% | |
| PM | PHILIP MORRIS INTL | $393,000 | -6.0% | 4,300 | 0.0% | 0.26% | -10.8% | |
| KRE | New | SPDR S P REGIONAL BANKING ETFclosed end mutual fund equity | $362,000 | – | 6,520 | +100.0% | 0.24% | – |
| MRK | MERCK CO INC | $346,000 | -5.7% | 5,880 | 0.0% | 0.22% | -10.7% | |
| MSFT | MICROSOFT CORP | $311,000 | +8.0% | 5,000 | 0.0% | 0.20% | +2.0% | |
| PEP | PEPSICO INC | $309,000 | -3.7% | 2,950 | 0.0% | 0.20% | -9.0% | |
| CITIGROUP INC MTN 3.000 12/15/20corporate bonds and notes | $297,000 | -0.3% | 300,000 | 0.0% | 0.19% | -5.9% | ||
| NI | NISOURCE INC | $266,000 | -8.0% | 12,000 | 0.0% | 0.17% | -13.1% | |
| APC | New | ANADARKO PETROLEUM CORP | $210,000 | – | 3,016 | +100.0% | 0.14% | – |
| New | OPUS BANK 5.500 7/01/26corporate bonds and notes | $201,000 | – | 200,000 | +100.0% | 0.13% | – | |
| MANUF & TRADERS 5.585 12/28/20corporate bonds and notes | $197,000 | 0.0% | 198,000 | 0.0% | 0.13% | -5.2% | ||
| SUNTRUST CAPITAL 1.50028 3/15/28corporate bonds and notes | $189,000 | +2.7% | 219,000 | 0.0% | 0.12% | -2.4% | ||
| MXE | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $168,000 | -11.6% | 18,315 | 0.0% | 0.11% | -16.8% | |
| SLM CORP MTN 8.450 6/15/18corporate bonds and notes | $108,000 | 0.0% | 100,000 | 0.0% | 0.07% | -5.4% | ||
| BANK OF AMER MTN 3.36455 6/29/20corporate bonds and notes | $101,000 | +3.1% | 100,000 | 0.0% | 0.07% | -1.5% | ||
| INGRAM MICRO INC 4.950 12/15/24corporate bonds and notes | $85,000 | -6.6% | 90,000 | 0.0% | 0.06% | -12.7% | ||
| IMGN | Sell | IMMUNOGEN INC | $83,000 | -91.2% | 40,731 | -88.4% | 0.05% | -91.7% |
| ALTRIA GROUP INC 9.700 11/10/18corporate bonds and notes | $57,000 | -3.4% | 50,000 | 0.0% | 0.04% | -9.8% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $54,000 | -1.8% | 50,000 | 0.0% | 0.04% | -7.9% | ||
| US STEEL CORP 7.000 2/01/18corporate bonds and notes | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | -5.6% | ||
| WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $53,000 | -1.9% | 50,000 | 0.0% | 0.03% | -8.1% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | -3.8% | 50,000 | 0.0% | 0.03% | -8.3% | ||
| MILTON MA REF 2.000 1/15/19muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | -5.7% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $50,000 | -3.8% | 50,000 | 0.0% | 0.03% | -8.3% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $51,000 | -3.8% | 50,000 | 0.0% | 0.03% | -8.3% | ||
| GOLDMAN SACHS GR MTN 3.250 8/15/18corporate bonds and notes | $40,000 | -2.4% | 40,000 | 0.0% | 0.03% | -7.1% | ||
| PENNSYLVANIA ST 5.000 7/01/18muni bds-fixed non taxable | $26,000 | -3.7% | 25,000 | 0.0% | 0.02% | -10.5% | ||
| TEXAS A M UNIV REVS 5.000 5/15/18muni bds-fixed non taxable | $26,000 | -3.7% | 25,000 | 0.0% | 0.02% | -10.5% | ||
| GBRRF | GABRIEL RESOURCES LTD | $12,000 | -14.3% | 30,000 | 0.0% | 0.01% | -20.0% | |
| AMICUS WIND DOWN 0.00001 6/15/12corporate bonds and notes | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| EMEZU | Exit | EME REORGN TR | $0 | – | -83,036 | -100.0% | 0.00% | – |
| Exit | DESARROLLADORA HOM DFLT 9/28/15other foreign corporate bonds | $0 | – | -63,000 | -100.0% | 0.00% | – | |
| Exit | U S TREAS BDS 8.125% 8/15/19us treasury bonds & notes | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | SPRINT NEXTEL CORP 6.000% 12/01/16corporate bonds and notes | $0 | – | -30,000 | -100.0% | -0.02% | – | |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -15,120 | -100.0% | -0.16% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -2,000 | -100.0% | -0.17% | – |
| Exit | FIRST RESOURCES LTD | $0 | – | -958,250 | -100.0% | -0.88% | – | |
| Exit | MITSUBISHI HVY IND | $0 | – | -346,950 | -100.0% | -0.99% | – | |
| Exit | STATE STREET CAP 1.85028% 6/15/37corporate bonds and notes | $0 | – | -1,870,000 | -100.0% | -1.10% | – | |
| BDRBF | Exit | BOMBARDIER INC CL B | $0 | – | -1,205,325 | -100.0% | -1.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.