$146 Million is the total value of Lumbard & Kellner, LLC's 82 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 12.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST AMER GOVT OBLIG FUND CL Yshort term fds-taxable (acm) | $15,114,000 | +58.0% | 15,113,759 | +58.0% | 10.38% | +47.6% | |
| Buy | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $10,030,000 | +36.0% | 591,040 | +29.5% | 6.89% | +27.0% | |
| VTI | Buy | VANGUARD TOTAL STOCK MKT ETFclosed end mutual fund equity | $9,613,000 | +4.1% | 86,345 | +0.2% | 6.60% | -2.8% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $5,941,000 | +14.5% | 72,763 | +0.0% | 4.08% | +6.9% |
| MET | Buy | METLIFE INC | $5,585,000 | +11.6% | 125,695 | +0.0% | 3.84% | +4.2% |
| WMT | Sell | WAL MART STORES INC | $5,066,000 | -1.9% | 70,240 | -0.6% | 3.48% | -8.3% |
| FDX | Sell | FED EX CORP | $4,864,000 | +14.5% | 27,845 | -0.5% | 3.34% | +6.9% |
| GLW | Sell | CORNING INC | $4,765,000 | +0.7% | 201,466 | -12.8% | 3.27% | -6.0% |
| FMC | Sell | F M C CORPORATION | $4,317,000 | +3.7% | 89,295 | -0.6% | 2.97% | -3.1% |
| MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,065,000 | +4.5% | 144,084 | 0.0% | 2.79% | -2.4% | ||
| KRA | Sell | KRATON CORPORATION | $4,022,000 | +7.5% | 114,793 | -14.3% | 2.76% | +0.4% |
| IBM | INTERNATIONAL BUSINESS MACHINES CORP | $4,015,000 | +4.7% | 25,274 | 0.0% | 2.76% | -2.3% | |
| GOOG | Sell | ALPHABET INC CL C | $3,638,000 | +11.8% | 4,681 | -0.4% | 2.50% | +4.4% |
| EPOL | Sell | ISHARES MSCI POLAND CAPPED INVST ETFclosed end mutual fund equity | $3,532,000 | +7.1% | 193,855 | -0.3% | 2.43% | +0.0% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,481,000 | +4.4% | 92,500 | -2.2% | 2.39% | -2.4% |
| SHPG | SHIRE PLC A D R | $3,393,000 | +5.3% | 17,500 | 0.0% | 2.33% | -1.6% | |
| Sell | MATTHEWS ASIA SCIENCE AND TECHNOLOGYmutual funds - equity | $3,223,000 | +3.5% | 257,256 | -2.8% | 2.21% | -3.3% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,068,000 | +7.5% | 19,022 | -1.0% | 2.11% | +0.4% |
| BA | Buy | BOEING CO | $2,983,000 | +7.5% | 22,642 | +6.0% | 2.05% | +0.4% |
| TSN | TYSON FOODS INC CL A | $2,976,000 | +11.8% | 39,855 | 0.0% | 2.04% | +4.4% | |
| T | Sell | AT&T INC | $2,948,000 | -32.7% | 72,581 | -28.4% | 2.02% | -37.2% |
| RF | REGIONS FINL CORP | $2,935,000 | +16.0% | 297,325 | 0.0% | 2.02% | +8.3% | |
| SGAPY | Sell | SINGAPORE TELECOMMUNICATNS A D R | $2,911,000 | -24.9% | 98,905 | -21.5% | 2.00% | -29.8% |
| HBAN | HUNTINGTON BANCSHARES INC | $2,257,000 | +10.3% | 228,900 | 0.0% | 1.55% | +3.1% | |
| KEY | KEYCORP | $2,183,000 | +10.1% | 179,335 | 0.0% | 1.50% | +2.9% | |
| BDRBF | Sell | BOMBARDIER INC CL B | $1,663,000 | -8.5% | 1,205,325 | -0.5% | 1.14% | -14.5% |
| F | FORD MOTOR CO | $1,644,000 | -4.0% | 136,219 | 0.0% | 1.13% | -10.3% | |
| STATE STREET CAP 1.85028% 6/15/37corporate bonds and notes | $1,608,000 | +2.9% | 1,870,000 | 0.0% | 1.10% | -3.8% | ||
| MITSUBISHI HVY IND | $1,436,000 | +4.2% | 346,950 | 0.0% | 0.99% | -2.7% | ||
| MORGAN STANLEY MTN 3.500% 9/30/17corporate bonds and notes | $1,383,000 | -0.5% | 1,370,000 | 0.0% | 0.95% | -7.0% | ||
| GM | GENERAL MOTORS CO | $1,340,000 | +12.2% | 42,181 | 0.0% | 0.92% | +4.9% | |
| ENERGY TRANSFER 3.36889% 11/01/66corporate bonds and notes | $1,338,000 | +13.3% | 1,968,000 | 0.0% | 0.92% | +5.8% | ||
| FIRST RESOURCES LTD | $1,286,000 | +15.4% | 958,250 | 0.0% | 0.88% | +7.9% | ||
| US BANK CAPITAL IX 3.54413% 4/15/49corporate bonds and notes | $1,254,000 | +4.7% | 1,465,000 | 0.0% | 0.86% | -2.2% | ||
| MORGAN STANLEY MTN 2.88285% 4/16/19corporate bonds and notes | $1,196,000 | -0.1% | 1,182,000 | 0.0% | 0.82% | -6.6% | ||
| New | JP MORGAN CHASE MTN 2.000% 4/30/24corporate bonds and notes | $969,000 | – | 1,000,000 | +100.0% | 0.67% | – | |
| IMGN | IMMUNOGEN INC | $942,000 | -13.0% | 351,565 | 0.0% | 0.65% | -18.8% | |
| FIRST MD CAP I 1.62835% 1/15/27corporate bonds and notes | $896,000 | +7.3% | 1,031,000 | 0.0% | 0.62% | +0.3% | ||
| CYNO | Sell | CYNOSURE INC CL A | $861,000 | -40.4% | 16,895 | -43.1% | 0.59% | -44.3% |
| BANK OF AMERICA MT 1.32305% 12/01/26corporate bonds and notes | $845,000 | +1.1% | 980,000 | 0.0% | 0.58% | -5.5% | ||
| MELLON CAP IV 6.244% 6/29/49corporate bonds and notes | $809,000 | +6.7% | 944,000 | 0.0% | 0.56% | -0.4% | ||
| XOM | EXXON MOBIL CORP | $773,000 | -6.9% | 8,856 | 0.0% | 0.53% | -13.1% | |
| AMAT | APPLIED MATERIALS INC | $671,000 | +25.9% | 22,250 | 0.0% | 0.46% | +17.6% | |
| NTC CAPITAL II 0.82174% 4/15/27corporate bonds and notes | $656,000 | -0.5% | 758,000 | 0.0% | 0.45% | -7.0% | ||
| HON | HONEYWELL INTERNATIONAL INC | $631,000 | +0.3% | 5,408 | 0.0% | 0.43% | -6.3% | |
| KEYCORP CAPITAL 1 1.3651% 7/01/28corporate bonds and notes | $622,000 | +4.4% | 742,000 | 0.0% | 0.43% | -2.5% | ||
| GE | GENERAL ELECTRIC CO | $495,000 | -5.9% | 16,700 | 0.0% | 0.34% | -12.1% | |
| CMCSA | COMCAST CORP CLASS A | $479,000 | +1.7% | 7,221 | 0.0% | 0.33% | -4.9% | |
| LLY | ELI LILLY CO | $478,000 | +1.9% | 5,955 | 0.0% | 0.33% | -4.9% | |
| CITIGROUP INC 1.2123% 8/25/36corporate bonds and notes | $439,000 | +9.8% | 600,000 | 0.0% | 0.30% | +2.7% | ||
| PM | PHILIP MORRIS INTL | $418,000 | -4.3% | 4,300 | 0.0% | 0.29% | -10.6% | |
| MRK | MERCK CO INC | $367,000 | +8.3% | 5,880 | 0.0% | 0.25% | +1.2% | |
| PEP | PEPSICO INC | $321,000 | +2.6% | 2,950 | 0.0% | 0.22% | -3.9% | |
| CITIGROUP INC MTN 3.000% 12/15/20corporate bonds and notes | $298,000 | -1.0% | 300,000 | 0.0% | 0.20% | -7.2% | ||
| NI | NISOURCE INC | $289,000 | -9.1% | 12,000 | 0.0% | 0.20% | -15.0% | |
| MSFT | MICROSOFT CORP | $288,000 | +12.5% | 5,000 | 0.0% | 0.20% | +5.3% | |
| KMB | KIMBERLY CLARK CORP | $252,000 | -8.4% | 2,000 | 0.0% | 0.17% | -14.4% | |
| BAC | Buy | BANK OF AMERICA CORP | $237,000 | +37.0% | 15,120 | +15.9% | 0.16% | +28.3% |
| MANUF & TRADERS 5.585% 12/28/20corporate bonds and notes | $197,000 | +1.5% | 198,000 | 0.0% | 0.14% | -5.6% | ||
| MXE | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $190,000 | -4.5% | 18,315 | 0.0% | 0.13% | -10.3% | |
| SUNTRUST CAPITAL 1.3025% 3/15/28corporate bonds and notes | $184,000 | +5.7% | 219,000 | 0.0% | 0.13% | -1.6% | ||
| SLM CORP MTN 8.450% 6/15/18corporate bonds and notes | $108,000 | 0.0% | 100,000 | 0.0% | 0.07% | -6.3% | ||
| BANK OF AMER MTN 3.42511% 6/29/20corporate bonds and notes | $98,000 | -2.0% | 100,000 | 0.0% | 0.07% | -9.5% | ||
| INGRAM MICRO INC 4.950% 12/15/24corporate bonds and notes | $91,000 | +1.1% | 90,000 | 0.0% | 0.06% | -4.5% | ||
| ALTRIA GROUP INC 9.700% 11/10/18corporate bonds and notes | $59,000 | -1.7% | 50,000 | 0.0% | 0.04% | -6.8% | ||
| SOUTHBOROUGH MA REF 4.000% 6/01/20muni bds-fixed non taxable | $55,000 | -1.8% | 50,000 | 0.0% | 0.04% | -7.3% | ||
| WESTWOOD MA REF 4.000% 6/01/19muni bds-fixed non taxable | $54,000 | -1.8% | 50,000 | 0.0% | 0.04% | -7.5% | ||
| US STEEL CORP 7.000% 2/01/18corporate bonds and notes | $52,000 | +2.0% | 50,000 | 0.0% | 0.04% | -5.3% | ||
| WELLS FARGO MTN 3.500% 3/08/22corporate bonds and notes | $53,000 | -1.9% | 50,000 | 0.0% | 0.04% | -10.0% | ||
| MASSACHUSETTS ST SER 3.000% 12/01/23muni bds-fixed non taxable | $53,000 | 0.0% | 50,000 | 0.0% | 0.04% | -7.7% | ||
| KOHLS CORPORATION 4.250% 7/17/25corporate bonds and notes | $52,000 | +4.0% | 50,000 | 0.0% | 0.04% | -2.7% | ||
| New | MILTON MA REF 2.000% 1/15/19muni bds-fixed non taxable | $51,000 | – | 50,000 | +100.0% | 0.04% | – | |
| GOLDMAN SACHS GR MTN 3.250% 8/15/18corporate bonds and notes | $41,000 | 0.0% | 40,000 | 0.0% | 0.03% | -6.7% | ||
| SPRINT NEXTEL CORP 6.000% 12/01/16corporate bonds and notes | $30,000 | 0.0% | 30,000 | 0.0% | 0.02% | -4.5% | ||
| TEXAS A M UNIV REVS 5.000% 5/15/18muni bds-fixed non taxable | $27,000 | 0.0% | 25,000 | 0.0% | 0.02% | -5.0% | ||
| PENNSYLVANIA ST 5.000% 7/01/18muni bds-fixed non taxable | $27,000 | 0.0% | 25,000 | 0.0% | 0.02% | -5.0% | ||
| GBRRF | GABRIEL RESOURCES LTD | $14,000 | +27.3% | 30,000 | 0.0% | 0.01% | +25.0% | |
| U S TREAS BDS 8.125% 8/15/19us treasury bonds & notes | $12,000 | 0.0% | 10,000 | 0.0% | 0.01% | -11.1% | ||
| New | DESARROLLADORA HOM DFLT 9/28/15other foreign corporate bonds | $0 | – | 63,000 | +100.0% | 0.00% | – | |
| AMICUS WIND DOWN 0.00001% 6/15/12corporate bonds and notes | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| EMEZU | EME REORGN TR | $0 | – | 83,036 | 0.0% | 0.00% | – | |
| Exit | FORD MOTOR MTN 4.200% 9/20/25corporate bonds and notes | $0 | – | -25,000 | -100.0% | -0.02% | – | |
| Exit | CONSTELLATION BRANDS 7.250% 9/01/16corporate bonds and notes | $0 | – | -50,000 | -100.0% | -0.04% | – | |
| CPGX | Exit | COLUMBIA PIPELINE GROUP W I | $0 | – | -12,000 | -100.0% | -0.22% | – |
| AVGO | Exit | BROADCOM LTD | $0 | – | -5,269 | -100.0% | -0.60% | – |
| TM | Exit | TOYOTA MTR CORP A D R | $0 | – | -16,765 | -100.0% | -1.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.