$139 Million is the total value of Lumbard & Kellner, LLC's 89 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 16.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | MATTHEWS ASIA DIVIDEND FUNDmutual funds - equity | $7,579,000 | +8.3% | 457,667 | -0.2% | 5.45% | +10.2% | |
| WMT | Sell | WAL MART STORES INC | $6,284,000 | -4.0% | 76,400 | -0.2% | 4.52% | -2.4% |
| MET | Buy | METLIFE INC | $6,171,000 | +2.4% | 122,075 | +9.5% | 4.44% | +4.1% |
| New | FIRST AMER GOVT OBLIG FUND CL Yshort term fds-taxable (acm) | $5,699,000 | – | 5,699,010 | +100.0% | 4.10% | – | |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $5,537,000 | +13.7% | 68,945 | +28.1% | 3.98% | +15.7% |
| GLW | Buy | CORNING INC | $5,514,000 | +39.2% | 243,111 | +40.7% | 3.97% | +41.6% |
| MSFT | Buy | MICROSOFT CORP | $4,896,000 | +6.8% | 120,420 | +22.1% | 3.52% | +8.7% |
| FDX | Sell | FED EX CORP | $4,515,000 | -4.8% | 27,290 | -0.1% | 3.25% | -3.1% |
| A309PS | Buy | DIRECTV | $4,156,000 | -1.8% | 48,835 | +0.1% | 2.99% | -0.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORP | $4,144,000 | +0.9% | 25,818 | +0.9% | 2.98% | +2.7% |
| VWO | New | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $4,134,000 | – | 101,150 | +100.0% | 2.98% | – |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $3,988,000 | +8.6% | 125,150 | +0.4% | 2.87% | +10.5% |
| VTI | Sell | VANGUARD TOTAL STOCK MKT ETFclosed end mutual fund equity | $3,843,000 | -3.6% | 35,835 | -4.7% | 2.76% | -1.9% |
| TSN | Buy | TYSON FOODS INC CL A | $3,414,000 | +18.7% | 89,135 | +24.2% | 2.46% | +20.7% |
| KEY | Sell | KEYCORP NEW | $3,408,000 | -0.4% | 240,685 | -2.3% | 2.45% | +1.3% |
| GM | Sell | GENERAL MOTORS CO | $3,338,000 | +4.9% | 89,004 | -2.3% | 2.40% | +6.8% |
| FMC | Buy | F M C CORPORATION | $2,869,000 | +1.0% | 50,105 | +0.6% | 2.06% | +2.7% |
| HFC | Sell | HOLLYFRONTIER CORP | $2,770,000 | +7.4% | 68,775 | -0.1% | 1.99% | +9.2% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $2,711,000 | -2.3% | 14,420 | +0.7% | 1.95% | -0.6% |
| HA | Buy | HAWAIIAN HLDGS INC | $2,700,000 | -15.2% | 122,585 | +0.3% | 1.94% | -13.7% |
| TM | Sell | TOYOTA MTR CORP A D R | $2,504,000 | +11.3% | 17,900 | -0.1% | 1.80% | +13.3% |
| BDRBF | New | BOMBARDIER INC CL B | $2,475,000 | – | 1,250,000 | +100.0% | 1.78% | – |
| RF | Sell | REGIONS FINL CORP | $2,453,000 | -10.6% | 259,600 | -0.1% | 1.76% | -9.1% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,451,000 | +4.9% | 221,825 | -0.1% | 1.76% | +6.8% |
| PSX | Buy | PHILLIPS 66 | $2,421,000 | +9.7% | 30,807 | +0.1% | 1.74% | +11.7% |
| F | Sell | FORD MOTOR CO | $2,283,000 | +4.0% | 141,419 | -0.2% | 1.64% | +5.8% |
| QCOM | Sell | QUALCOMM INC | $2,213,000 | -9.7% | 31,916 | -3.2% | 1.59% | -8.1% |
| EPOL | Sell | ISHARES MSCI POLAND CAPPED INVST ETFclosed end mutual fund equity | $2,117,000 | -2.9% | 90,530 | -0.0% | 1.52% | -1.2% |
| TTF | Sell | THAI FUND INCclosed end mutual fund equity | $1,777,000 | -26.4% | 203,786 | -0.5% | 1.28% | -25.1% |
| HPQ | Sell | HEWLETT PACKARD CO | $1,767,000 | -22.9% | 56,701 | -0.7% | 1.27% | -21.6% |
| KBR | Sell | KBR INC | $1,670,000 | -15.8% | 115,314 | -1.5% | 1.20% | -14.3% |
| SDRL | Sell | SEADRILL LIMITED | $1,618,000 | -43.4% | 173,077 | -27.7% | 1.16% | -42.4% |
| STATE STREET CAP 1.38875% 6/15/37corporate bonds and notes | $1,580,000 | +1.8% | 1,870,000 | 0.0% | 1.14% | +3.6% | ||
| IMGN | Buy | IMMUNOGEN INC | $1,501,000 | +124.4% | 167,665 | +52.9% | 1.08% | +128.3% |
| MORGAN STANLEY MTN 3.500% 9/30/17corporate bonds and notes | $1,469,000 | -0.5% | 1,395,000 | 0.0% | 1.06% | +1.1% | ||
| FIRST RESOURCES LTD | $1,378,000 | -2.3% | 1,000,000 | 0.0% | 0.99% | -0.6% | ||
| MORGAN STANLEY MTN 2.750% 4/16/19corporate bonds and notes | $1,238,000 | -0.2% | 1,205,000 | 0.0% | 0.89% | +1.5% | ||
| US BANK CAPITAL IX 3.58307% 4/15/49corporate bonds and notes | $1,226,000 | +2.8% | 1,482,000 | 0.0% | 0.88% | +4.5% | ||
| EPI | Sell | WISDOMTREE INDIA EARNINGSclosed end mutual fund equity | $1,093,000 | +2.8% | 47,940 | -0.5% | 0.79% | +4.5% |
| VNM | Sell | MARKET VECTORS VIETNAM ETFclosed end mutual fund equity | $970,000 | -12.1% | 57,440 | -0.0% | 0.70% | -10.6% |
| CYNO | New | CYNOSURE INC CL A | $943,000 | – | 30,750 | +100.0% | 0.68% | – |
| FIRST MD CAP I 1.2336% 1/15/27corporate bonds and notes | $887,000 | -1.8% | 1,050,000 | 0.0% | 0.64% | -0.2% | ||
| EUROPEAN INVT BK 9.625% 4/01/15other foreign corporate bonds | $850,000 | -10.1% | 2,208,000 | 0.0% | 0.61% | -8.5% | ||
| BANK OF AMERICA MTN 0.8861% 12/01/26corporate bonds and notes | $844,000 | -2.5% | 974,000 | 0.0% | 0.61% | -0.8% | ||
| MELLON CAP IV 6.244% 6/29/49corporate bonds and notes | $825,000 | +4.4% | 1,000,000 | 0.0% | 0.59% | +6.3% | ||
| XOM | EXXON MOBIL CORP | $721,000 | -8.0% | 8,478 | 0.0% | 0.52% | -6.3% | |
| GENERAL ELEC MTN 0.5963% 5/05/26corporate bonds and notes | $704,000 | +1.0% | 750,000 | 0.0% | 0.51% | +2.8% | ||
| MRK | MERCK AND CO INC | $679,000 | +1.2% | 11,810 | 0.0% | 0.49% | +2.9% | |
| SCIF | Buy | MARKET VECTORS INDIA SMALL CAP ETFclosed end mutual fund equity | $657,000 | +5.8% | 13,915 | +0.1% | 0.47% | +7.7% |
| NTC CAPITAL II 0.82174% 4/15/27corporate bonds and notes | $653,000 | +0.5% | 758,000 | 0.0% | 0.47% | +2.2% | ||
| GE | Buy | GENERAL ELECTRIC CO | $593,000 | -1.3% | 23,900 | +0.4% | 0.43% | +0.5% |
| AMAT | APPLIED MATERIALS INC | $549,000 | -9.6% | 24,350 | 0.0% | 0.40% | -7.9% | |
| NI | NISOURCE INC | $530,000 | +4.1% | 12,000 | 0.0% | 0.38% | +5.8% | |
| CITIGROUP INC 0.78285% 8/25/36corporate bonds and notes | $467,000 | -2.9% | 600,000 | 0.0% | 0.34% | -1.2% | ||
| HON | HONEYWELL INTERNATIONAL INC | $465,000 | +4.5% | 4,458 | 0.0% | 0.34% | +6.3% | |
| CMCSA | COMCAST CORP CL A | $464,000 | -2.7% | 8,221 | 0.0% | 0.33% | -0.9% | |
| RPM | RPM INTERNATIONAL INC | $418,000 | -5.2% | 8,700 | 0.0% | 0.30% | -3.5% | |
| BRCM | Sell | BROADCOM CORP CL A | $414,000 | -86.1% | 9,560 | -86.1% | 0.30% | -85.9% |
| CVX | CHEVRON CORPORATION | $382,000 | -6.4% | 3,640 | 0.0% | 0.28% | -4.8% | |
| MXE | Buy | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $314,000 | +11.0% | 25,447 | +13.5% | 0.23% | +13.0% |
| New | CITIGROUP INC MTN 3.000% 12/15/20corporate bonds and notes | $309,000 | – | 300,000 | +100.0% | 0.22% | – | |
| PEP | PEPSICO INC | $306,000 | +1.0% | 3,200 | 0.0% | 0.22% | +2.8% | |
| LLY | ELI LILLY CO | $291,000 | +5.4% | 4,000 | 0.0% | 0.21% | +7.2% | |
| APC | ANADARKO PETROLEUM CORP | $250,000 | +0.4% | 3,016 | 0.0% | 0.18% | +2.3% | |
| MANUF & TRADERS 5.585% 12/28/20corporate bonds and notes | $234,000 | -0.8% | 227,000 | 0.0% | 0.17% | +0.6% | ||
| KMB | Sell | KIMBERLY CLARK CORP | $214,000 | -39.7% | 2,000 | -34.9% | 0.15% | -38.6% |
| SUNTRUST CAPITAL 0.88092% 3/15/28corporate bonds and notes | $208,000 | +1.5% | 250,000 | 0.0% | 0.15% | +3.4% | ||
| BANK OF AMER MTN 3.62236% 6/29/20corporate bonds and notes | $103,000 | +5.1% | 100,000 | 0.0% | 0.07% | +7.2% | ||
| DHOXQ | DESARROLLADORA HOMEX A D R | $59,000 | -48.2% | 289,575 | 0.0% | 0.04% | -48.1% | |
| SOUTHBOROUGH MA REF 4.000% 6/01/20muni bds-fixed non taxable | $57,000 | 0.0% | 50,000 | 0.0% | 0.04% | +2.5% | ||
| WESTWOOD MA REF 4.000% 6/01/19muni bds-fixed non taxable | $56,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| UNIV OF MA 5.000% 5/01/16muni bds-fixed non taxable | $53,000 | 0.0% | 50,000 | 0.0% | 0.04% | +2.7% | ||
| WELLS FARGO MTN 3.500% 3/08/22corporate bonds and notes | $53,000 | +1.9% | 50,000 | 0.0% | 0.04% | +2.7% | ||
| PROCTER & GAMBLE 3.150% 9/01/15corporate bonds and notes | $51,000 | 0.0% | 50,000 | 0.0% | 0.04% | +2.8% | ||
| MASSACHUSETTS ST SER 3.000% 12/01/23muni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| MILTON MA REF 2.000% 1/15/19muni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| CELGENE CORP 2.300% 8/15/18corporate bonds and notes | $51,000 | +2.0% | 50,000 | 0.0% | 0.04% | +5.7% | ||
| EVERETT MA REF 5.375% 12/15/16muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.04% | +2.9% | ||
| GE ELEC CAP CRP MTN 6.100% 4/15/15corporate bonds and notes | $50,000 | -2.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| GOLDMAN SACHS GR MTN 3.250% 8/15/18corporate bonds and notes | $41,000 | 0.0% | 40,000 | 0.0% | 0.03% | +3.4% | ||
| UNIV OF MICHIGAN MI 5.000% 4/01/16muni bds-fixed non taxable | $42,000 | 0.0% | 40,000 | 0.0% | 0.03% | 0.0% | ||
| PENNSYLVANIA ST 5.000% 7/01/18muni bds-fixed non taxable | $28,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| TEXAS A M UNIV REVS 5.000% 5/15/18muni bds-fixed non taxable | $28,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| NORTH FORK OH 5.750% 12/01/15muni bds-fixed non taxable | $26,000 | 0.0% | 25,000 | 0.0% | 0.02% | +5.6% | ||
| GEORGIA PACIFIC L P 7.700% 6/15/15corporate bonds and notes | $25,000 | -3.8% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| WISCONSIN ST 5.250% 7/01/15muni bds-fixed non taxable | $25,000 | -3.8% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| DERRY NH COOPERATIVE 3.750% 7/15/15muni bds-fixed non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| DESARROLLADORA HOMEX 7.500% 9/28/15other foreign corporate bonds | $4,000 | 0.0% | 63,000 | 0.0% | 0.00% | 0.0% | ||
| Exit | COPY OF - BIOSHELTERS INC SERIES Bcorporate bonds and notes | $0 | – | -62,000 | -100.0% | 0.00% | – | |
| Exit | BELCHERTOWN MAmuni bds-fixed non taxable | $0 | – | -100,000 | -100.0% | -0.07% | – | |
| GPC | Exit | GENUINE PARTS COMPANY | $0 | – | -2,480 | -100.0% | -0.19% | – |
| PM | Exit | PHILIP MORRIS INTL | $0 | – | -3,620 | -100.0% | -0.21% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -3,455 | -100.0% | -0.22% | – |
| ORCL | Exit | ORACLE CORPORATION | $0 | – | -7,852 | -100.0% | -0.25% | – |
| FOVSY | Exit | FORD OTOMOTIV SANAYI A S A D R | $0 | – | -7,600 | -100.0% | -0.37% | – |
| Exit | ROYAL BK OF SCOTLAND NVother foreign corporate bonds | $0 | – | -995,000 | -100.0% | -0.70% | – | |
| PFE | Exit | PFIZER INC | $0 | – | -101,868 | -100.0% | -2.24% | – |
| Exit | FIRST AMERICAN GOVERNMENT OBLIGATIONmoney market fund | $0 | – | -8,403,565 | -100.0% | -5.94% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.