$141 Million is the total value of Lumbard & Kellner, LLC's 94 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 19.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | FIRST AMERICAN GOVERNMENT OBLIGATIONmoney market fund | $8,404,000 | -43.5% | 8,403,565 | -43.5% | 5.94% | -43.5% | |
| Sell | MATTHEWS ASIA DIVIDEND FUNDmutual funds - equity | $6,996,000 | -3.7% | 458,477 | -0.3% | 4.95% | -3.7% | |
| WMT | Buy | WAL MART STORES INC | $6,548,000 | +42.8% | 76,545 | +27.7% | 4.63% | +42.8% |
| MET | Sell | METLIFE INC | $6,029,000 | -0.1% | 111,470 | -0.7% | 4.26% | -0.1% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $4,870,000 | +9.5% | 53,840 | +6.5% | 3.44% | +9.5% |
| FDX | Buy | FED EX CORP | $4,742,000 | +12.3% | 27,305 | +4.4% | 3.35% | +12.2% |
| MSFT | Sell | MICROSOFT CORP | $4,583,000 | +0.0% | 98,655 | -0.2% | 3.24% | 0.0% |
| A309PS | Sell | DIRECTV | $4,231,000 | -0.1% | 48,795 | -0.3% | 2.99% | -0.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORPmutual funds - equity | $4,107,000 | -15.1% | 25,598 | +0.5% | 2.90% | -15.1% |
| VTI | New | VANGUARD TOTAL STOCK MKT ETF | $3,986,000 | – | 37,600 | +100.0% | 2.82% | – |
| GLW | Buy | CORNING INC | $3,962,000 | +32.3% | 172,786 | +11.6% | 2.80% | +32.2% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $3,672,000 | +67.6% | 124,635 | +70.0% | 2.60% | +67.5% |
| KEY | Sell | KEYCORP NEWclosed end mutual fund equity | $3,423,000 | +3.4% | 246,285 | -0.8% | 2.42% | +3.4% |
| HA | Buy | HAWAIIAN HLDGS INC | $3,183,000 | +95.9% | 122,185 | +1.1% | 2.25% | +95.7% |
| GM | Buy | GENERAL MOTORS CO | $3,181,000 | +70.7% | 91,119 | +56.1% | 2.25% | +70.6% |
| PFE | PFIZER INC | $3,173,000 | +5.3% | 101,868 | 0.0% | 2.24% | +5.3% | |
| BRCM | Sell | BROADCOM CORP CL A | $2,988,000 | +4.8% | 68,955 | -2.3% | 2.11% | +4.7% |
| TSN | Buy | TYSON FOODS INC | $2,877,000 | +6.0% | 71,765 | +4.1% | 2.04% | +6.0% |
| SDRL | Buy | SEADRILL LIMITED | $2,857,000 | -1.5% | 239,292 | +120.8% | 2.02% | -1.6% |
| FMC | New | F M C CORPORATION | $2,842,000 | – | 49,825 | +100.0% | 2.01% | – |
| GS | Sell | GOLDMAN SACHS GROUP INC | $2,775,000 | +5.1% | 14,315 | -0.5% | 1.96% | +5.0% |
| RF | Buy | REGIONS FINL CORP | $2,745,000 | +7.5% | 259,950 | +2.2% | 1.94% | +7.5% |
| HFC | New | HOLLYFRONTIER CORP | $2,580,000 | – | 68,850 | +100.0% | 1.82% | – |
| QCOM | Sell | QUALCOMM INC | $2,450,000 | -1.3% | 32,961 | -0.7% | 1.73% | -1.3% |
| TTF | Sell | THAI FUND INCclosed end mutual fund equity | $2,415,000 | -4.6% | 204,887 | -0.5% | 1.71% | -4.6% |
| HBAN | Buy | HUNTINGTON BANCSHARES INCforeign preferred stock | $2,336,000 | +9.2% | 222,075 | +1.0% | 1.65% | +9.1% |
| HPQ | Buy | HEWLETT PACKARD CO | $2,292,000 | +15.3% | 57,116 | +1.9% | 1.62% | +15.3% |
| TM | Buy | TOYOTA MTR CORP A D R | $2,249,000 | +8.6% | 17,920 | +1.7% | 1.59% | +8.5% |
| PSX | New | PHILLIPS 66 | $2,206,000 | – | 30,772 | +100.0% | 1.56% | – |
| F | Sell | FORD MOTOR CO | $2,196,000 | +4.8% | 141,694 | -0.0% | 1.55% | +4.7% |
| EPOL | Buy | ISHARES MSCI POLAND CAPPED INVSTBLclosed end mutual fund equity | $2,180,000 | -14.3% | 90,565 | +1.1% | 1.54% | -14.3% |
| KBR | Sell | KBR INC | $1,984,000 | -10.6% | 117,039 | -0.6% | 1.40% | -10.6% |
| Sell | STATE STREET CAP TR IVcorporate bonds and notes | $1,552,000 | -2.9% | 1,870,000 | -0.3% | 1.10% | -2.8% | |
| Sell | MORGAN STANLEYcorporate bonds and notes | $1,477,000 | -0.9% | 1,395,000 | -0.4% | 1.04% | -0.9% | |
| New | FIRST RESOURCES LTD | $1,411,000 | – | 1,000,000 | +100.0% | 1.00% | – | |
| MORGAN STANLEYcorporate bonds and notes | $1,241,000 | -0.2% | 1,205,000 | 0.0% | 0.88% | -0.2% | ||
| US BANK CAPITAL IXcorporate bonds and notes | $1,193,000 | -5.3% | 1,482,000 | 0.0% | 0.84% | -5.3% | ||
| VNM | Buy | MARKET VECTORS VIETNAM ETFmutual fund | $1,104,000 | -11.6% | 57,460 | +0.7% | 0.78% | -11.7% |
| EPI | Buy | WISDOMTREE INDIA EARNINGSmutual fund | $1,063,000 | +9.5% | 48,195 | +8.8% | 0.75% | +9.5% |
| Sell | ROYAL BK OF SCOTLAND NVother foreign corporate bonds | $992,000 | -0.3% | 995,000 | -0.3% | 0.70% | -0.3% | |
| Sell | EUROPEAN INVESTMENT BANKother foreign corporate bonds | $946,000 | -2.7% | 2,208,000 | -0.5% | 0.67% | -2.8% | |
| FIRST MD CAP Icorporate bonds and notes | $903,000 | -6.5% | 1,050,000 | 0.0% | 0.64% | -6.4% | ||
| Sell | BANK OF AMERICA CORPcorporate bonds and notes | $866,000 | -0.8% | 974,000 | -2.6% | 0.61% | -1.0% | |
| MELLON CAP IVcorporate bonds and notes | $790,000 | -6.0% | 1,000,000 | 0.0% | 0.56% | -5.9% | ||
| XOM | Sell | EXXON MOBIL CORP | $784,000 | -45.3% | 8,478 | -44.3% | 0.55% | -45.4% |
| GENERAL ELEC CAP CORPcorporate bonds and notes | $697,000 | -2.5% | 750,000 | 0.0% | 0.49% | -2.6% | ||
| MRK | MERCK AND CO INC | $671,000 | -4.1% | 11,810 | 0.0% | 0.48% | -4.0% | |
| IMGN | Buy | IMMUNOGEN INC | $669,000 | -34.7% | 109,635 | +13.4% | 0.47% | -34.7% |
| NTC CAPITAL IIcorporate bonds and notes | $650,000 | -1.7% | 758,000 | 0.0% | 0.46% | -1.7% | ||
| SCIF | Sell | MARKET VECTORS INDIA SMALL CAP ETFmutual fund | $621,000 | +1.1% | 13,905 | -0.0% | 0.44% | +1.2% |
| AMAT | APPLIED MATERIALS INC | $607,000 | +15.4% | 24,350 | 0.0% | 0.43% | +15.3% | |
| GE | Sell | GENERAL ELECTRIC CO | $601,000 | -3.8% | 23,800 | -2.5% | 0.42% | -3.8% |
| FOVSY | FORD OTOMOTIV SANAYI A S A D R | $527,000 | +22.0% | 7,600 | 0.0% | 0.37% | +21.9% | |
| NI | NISOURCE INC | $509,000 | +3.5% | 12,000 | 0.0% | 0.36% | +3.4% | |
| CITIGROUP INCcorporate bonds and notes | $481,000 | -1.0% | 600,000 | 0.0% | 0.34% | -1.2% | ||
| CMCSA | COMCAST CORP CL Amutual funds-fixed nontaxable | $477,000 | +7.9% | 8,221 | 0.0% | 0.34% | +7.7% | |
| HON | New | HONEYWELL INTERNATIONAL INC | $445,000 | – | 4,458 | +100.0% | 0.32% | – |
| RPM | RPM INTERNATIONAL INC | $441,000 | +10.8% | 8,700 | 0.0% | 0.31% | +10.6% | |
| CVX | CHEVRON CORPORATION | $408,000 | -6.0% | 3,640 | 0.0% | 0.29% | -5.9% | |
| KMB | KIMBERLY CLARK CORP | $355,000 | +7.6% | 3,070 | 0.0% | 0.25% | +7.7% | |
| ORCL | ORACLE CORPORATION | $353,000 | +17.3% | 7,852 | 0.0% | 0.25% | +17.4% | |
| PG | PROCTER & GAMBLE CO | $315,000 | +9.0% | 3,455 | 0.0% | 0.22% | +9.3% | |
| PEP | PEPSICO INC | $303,000 | +1.7% | 3,200 | 0.0% | 0.21% | +1.4% | |
| PM | Sell | PHILIP MORRIS INTL | $295,000 | -23.4% | 3,620 | -21.6% | 0.21% | -23.2% |
| MXE | Sell | MEXICO EQUITY & INCOME FDmutual funds - equity | $283,000 | -25.5% | 22,425 | -2.9% | 0.20% | -25.7% |
| LLY | ELI LILLY CO | $276,000 | +6.6% | 4,000 | 0.0% | 0.20% | +6.6% | |
| GPC | GENUINE PARTS COMPANY | $264,000 | +21.1% | 2,480 | 0.0% | 0.19% | +21.4% | |
| APC | ANADARKO PETROLEUM CORP | $249,000 | -18.6% | 3,016 | 0.0% | 0.18% | -18.5% | |
| Sell | MANUF & TRADERS TRUST CO | $236,000 | -11.3% | 227,000 | -11.0% | 0.17% | -11.2% | |
| SUNTRUST CAPITAL III | $205,000 | -6.8% | 250,000 | 0.0% | 0.14% | -7.1% | ||
| DHOXQ | Sell | DESARROLLADORA HOMEX A D Rmuni bds-fixed non taxable | $114,000 | -60.4% | 289,575 | -0.5% | 0.08% | -60.3% |
| BELCHERTOWN MAmuni bds-fixed non taxable | $101,000 | -1.0% | 100,000 | 0.0% | 0.07% | -1.4% | ||
| BANK OF AMERICA CORP | $98,000 | -5.8% | 100,000 | 0.0% | 0.07% | -6.8% | ||
| SOUTHBOROUGH MA REFmuni bds-fixed non taxable | $57,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| WESTWOOD MA REFmuni bds-fixed non taxable | $56,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| MILTON MA REFmuni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| MASSACHUSETTS ST SER Euni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| UNIV OF MASSACHUSETTS MA BLDG AUTHmuni bds-fixed non taxable | $53,000 | -1.9% | 50,000 | 0.0% | 0.04% | -2.6% | ||
| WELLS FARGO COMPANYcorporate bonds and notes | $52,000 | +2.0% | 50,000 | 0.0% | 0.04% | +2.8% | ||
| PROCTER & GAMBLE CO | $51,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| GE ELEC CAP CORPcorporate bonds and notes | $51,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| CELGENE CORP | $50,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| EVERETT MA REFmuni bds-fixed non taxable | $50,000 | -2.0% | 50,000 | 0.0% | 0.04% | -2.8% | ||
| UNIV OF MICHIGAN MI GEN SER Amuni bds-fixed non taxable | $42,000 | -2.3% | 40,000 | 0.0% | 0.03% | 0.0% | ||
| GOLDMAN SACHS GROUP INC | $41,000 | 0.0% | 40,000 | 0.0% | 0.03% | 0.0% | ||
| PENNSYLVANIA ST SECOND REFmuni bds-fixed non taxable | $28,000 | -3.4% | 25,000 | 0.0% | 0.02% | -4.8% | ||
| TEXAS A M UNIV REVS FING SYS SER Dmuni bds-fixed non taxable | $28,000 | -3.4% | 25,000 | 0.0% | 0.02% | -4.8% | ||
| GEORGIA PACIFIC LLC L Pcorporate bonds and notes | $26,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| NORTH FORK OH LOCAL SCH DIST SCHmuni bds-fixed non taxable | $26,000 | -3.7% | 25,000 | 0.0% | 0.02% | -5.3% | ||
| WISCONSIN ST TRANSPRTN REVENUE SER Amuni bds-fixed non taxable | $26,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| DERRY NH COOPERATIVE SCH DIST | $25,000 | -3.8% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| DESARROLLADORA HOMEX SAother foreign corporate bonds | $4,000 | -63.6% | 63,000 | 0.0% | 0.00% | -62.5% | ||
| New | COPY OF - BIOSHELTERS INC SERIES Bcorporate bonds and notes | $0 | – | 62,000 | +100.0% | 0.00% | – | |
| Exit | FRACTIONAL CUSIP FOR 33832D106 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| Exit | TURKISH LIRA SPOTforward contract | $0 | – | -12,697 | -100.0% | -0.00% | – | |
| Exit | REGL TRANSPRTN DIST CO SALES TAXmuni bds-fixed non taxable | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| Exit | MASSACHUSETTS ST SER Bmuni bds-fixed non taxable | $0 | – | -100,000 | -100.0% | -0.07% | – | |
| Exit | CITIGROUP INCcorporate bonds and notes | $0 | – | -300,000 | -100.0% | -0.22% | – | |
| RSX | Exit | MARKET VECTORS RUSSIA ETFmutual fund | $0 | – | -46,800 | -100.0% | -0.74% | – |
| MDT | Exit | MEDTRONIC INC | $0 | – | -19,365 | -100.0% | -0.85% | – |
| Exit | MORGAN STANLEYYcorporate bonds and notes | $0 | – | -1,161,000 | -100.0% | -0.85% | – | |
| KF | Exit | KOREA FUND COMMONclosed end mutual fund equity | $0 | – | -38,462 | -100.0% | -1.13% | – |
| SZOXF | Exit | POWERSHARES DB CRUDE SHORT | $0 | – | -47,300 | -100.0% | -1.31% | – |
| JCI | Exit | JOHNSON CONTROLS INC | $0 | – | -70,120 | -100.0% | -2.18% | – |
| SNY | Exit | SANOFI A D R | $0 | – | -55,850 | -100.0% | -2.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.