$1.18 Billion is the total value of Capstone Financial Advisors, Inc.'s 140 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 15.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWB | Sell | ISHARES TRrus 1000 etf | $159,710,099 | +5.0% | 758,646 | -1.6% | 13.51% | -3.7% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $154,316,990 | +9.5% | 807,139 | +2.8% | 13.06% | +0.4% |
| DFAC | Buy | DIMENSIONAL ETF TRUSTus core equity 2 | $126,142,050 | +11.1% | 5,195,307 | +1.8% | 10.67% | +1.9% |
| NFRA | Buy | FLEXSHARES TRstoxx globr inf | $85,416,129 | +11.2% | 1,694,428 | +0.8% | 7.23% | +2.0% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $85,262,348 | +7.7% | 1,186,837 | +7.0% | 7.21% | -1.2% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $68,504,177 | +15.3% | 1,324,520 | +2.0% | 5.80% | +5.7% |
| IXUS | Buy | ISHARES TRcore msci total | $59,180,778 | +17.0% | 1,022,474 | +2.9% | 5.01% | +7.3% |
| Buy | DIMENSIONAL ETF TRUSTworld ex us core | $58,041,211 | +20.3% | 2,687,093 | +5.2% | 4.91% | +10.3% | |
| MCD | Sell | MCDONALDS CORP | $51,802,260 | +13.0% | 196,571 | -1.1% | 4.38% | +3.6% |
| BNDX | Sell | VANGUARD CHARLOTTE FDStotal int bd etf | $33,597,481 | -13.7% | 708,359 | -13.2% | 2.84% | -20.9% |
| REET | Buy | ISHARES TRglobal reit etf | $31,421,568 | +36.1% | 1,383,601 | +27.4% | 2.66% | +24.8% |
| TLTD | Sell | FLEXSHARES TRm star dev mkt | $29,919,665 | +12.1% | 495,851 | -4.0% | 2.53% | +2.8% |
| TILT | Sell | FLEXSHARES TRmornstar usmkt | $26,316,310 | +3.7% | 177,095 | -3.5% | 2.23% | -4.9% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $22,881,961 | +2.3% | 106,805 | +0.5% | 1.94% | -6.1% |
| AAPL | Sell | APPLE INC | $21,896,417 | -7.8% | 168,525 | -2.0% | 1.85% | -15.5% |
| AGG | Sell | ISHARES TRcore us aggbd et | $19,359,281 | -18.8% | 199,601 | -19.3% | 1.64% | -25.5% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $17,365,649 | +7.3% | 204,784 | +0.7% | 1.47% | -1.5% |
| IAGG | Buy | ISHARES TRcore intl aggr | $15,087,841 | +45.9% | 317,305 | +48.3% | 1.28% | +33.8% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $8,761,478 | +8.8% | 57,698 | -3.2% | 0.74% | -0.3% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $7,304,278 | +9.9% | 16,496 | -0.3% | 0.62% | +0.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $7,260,800 | +29.0% | 54,145 | +0.6% | 0.61% | +18.3% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $4,759,660 | +19.2% | 127,400 | +0.2% | 0.40% | +9.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,769,496 | +7.4% | 27,354 | +1.6% | 0.40% | -1.7% |
| VTEB | Buy | VANGUARD MUN BD FDStax exempt bd | $4,122,046 | +124.1% | 83,290 | +118.0% | 0.35% | +105.3% |
| CME | Buy | CME GROUP INC | $3,816,928 | -1.4% | 22,698 | +3.8% | 0.32% | -9.5% |
| VONE | Buy | VANGUARD SCOTTSDALE FDSvng rus1000idx | $3,744,504 | +7.2% | 21,488 | +0.5% | 0.32% | -1.6% |
| MSFT | Sell | MICROSOFT CORP | $3,335,859 | -12.4% | 13,910 | -14.9% | 0.28% | -19.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,635,680 | +9.9% | 6,892 | +2.7% | 0.22% | +0.9% |
| AMZN | Sell | AMAZON COM INC | $2,591,181 | -33.3% | 30,847 | -10.2% | 0.22% | -38.8% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $2,552,142 | +6.8% | 62,400 | +1.1% | 0.22% | -1.8% |
| MUB | Buy | ISHARES TRnational mun etf | $2,419,291 | +17.7% | 22,927 | +14.4% | 0.20% | +7.9% |
| ACN | Sell | ACCENTURE PLC IRELAND | $2,281,482 | -0.8% | 8,550 | -4.4% | 0.19% | -9.0% |
| VTWO | Buy | VANGUARD SCOTTSDALE FDSvng rus2000idx | $1,970,743 | +31.4% | 28,005 | +24.4% | 0.17% | +21.0% |
| QCOM | Sell | QUALCOMM INC | $1,947,105 | -3.5% | 17,711 | -0.8% | 0.16% | -11.3% |
| TY | TRI CONTL CORP | $1,935,398 | +0.3% | 75,513 | 0.0% | 0.16% | -7.9% | |
| GIS | Sell | GENERAL MLS INC | $1,915,721 | +4.3% | 22,847 | -4.7% | 0.16% | -4.1% |
| COST | COSTCO WHSL CORP NEW | $1,812,457 | -3.3% | 3,970 | 0.0% | 0.15% | -11.6% | |
| JMST | Sell | J P MORGAN EXCHANGE TRADED Fultra sht muncpl | $1,762,237 | -5.1% | 34,872 | -5.5% | 0.15% | -12.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,551,679 | +5.3% | 8,784 | -2.6% | 0.13% | -3.7% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $1,540,672 | +6.8% | 34,382 | +0.0% | 0.13% | -2.3% |
| CI | Sell | CIGNA CORP NEW | $1,505,657 | +13.5% | 4,544 | -4.9% | 0.13% | +4.1% |
| XOM | Buy | EXXON MOBIL CORP | $1,394,894 | +26.7% | 12,646 | +0.3% | 0.12% | +15.7% |
| UL | Sell | UNILEVER PLCspon adr new | $1,243,847 | +13.8% | 24,704 | -0.9% | 0.10% | +4.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,212,124 | +13.0% | 3,924 | -2.4% | 0.10% | +4.0% |
| KO | Buy | COCA COLA CO | $1,108,031 | +13.6% | 17,419 | +0.1% | 0.09% | +4.4% |
| LW | Buy | LAMB WESTON HLDGS INC | $1,096,218 | +15.8% | 12,267 | +0.3% | 0.09% | +6.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $969,355 | -6.5% | 13,473 | -7.6% | 0.08% | -14.6% |
| DRI | DARDEN RESTAURANTS INC | $950,327 | +9.5% | 6,870 | 0.0% | 0.08% | 0.0% | |
| MRK | Sell | MERCK & CO INC | $906,103 | +22.1% | 8,167 | -5.2% | 0.08% | +13.2% |
| DFAU | New | DIMENSIONAL ETF TRUSTus core eqt mkt | $888,147 | – | 32,870 | +100.0% | 0.08% | – |
| F | Sell | FORD MTR CO DEL | $871,683 | +2.3% | 74,951 | -1.5% | 0.07% | -6.3% |
| CBOE | Buy | CBOE GLOBAL MKTS INC | $851,041 | +7.0% | 6,783 | +0.1% | 0.07% | -1.4% |
| FITB | Buy | FIFTH THIRD BANCORP | $830,600 | +2.7% | 25,315 | +0.0% | 0.07% | -6.7% |
| ABBV | Sell | ABBVIE INC | $810,909 | +20.1% | 5,018 | -0.3% | 0.07% | +11.3% |
| DFAI | Buy | DIMENSIONAL ETF TRUSTintl core eqt mk | $791,738 | +62.9% | 31,619 | +40.3% | 0.07% | +48.9% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $724,892 | +16.7% | 5,145 | -1.6% | 0.06% | +7.0% |
| CVX | Buy | CHEVRON CORP NEW | $668,356 | +30.3% | 3,724 | +4.2% | 0.06% | +21.3% |
| ICSH | Buy | ISHARES TRblackrock ultra | $661,332 | +9.0% | 13,216 | +9.0% | 0.06% | 0.0% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $658,284 | -13.7% | 7,461 | -6.4% | 0.06% | -20.0% |
| CAT | Buy | CATERPILLAR INC | $646,736 | +46.3% | 2,700 | +0.2% | 0.06% | +34.1% |
| NVDA | Sell | NVIDIA CORPORATION | $635,271 | +9.5% | 4,347 | -9.0% | 0.05% | +1.9% |
| PFE | Sell | PFIZER INC | $594,573 | +12.4% | 11,604 | -4.0% | 0.05% | +2.0% |
| AMGN | Sell | AMGEN INC | $591,938 | +2.6% | 2,254 | -12.0% | 0.05% | -5.7% |
| INTC | Sell | INTEL CORP | $557,363 | -8.2% | 21,088 | -10.5% | 0.05% | -16.1% |
| GWW | Buy | GRAINGER W W INC | $560,700 | +14.7% | 1,008 | +0.8% | 0.05% | +4.4% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $538,563 | +2.6% | 37,040 | +2.8% | 0.05% | -4.2% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $542,302 | +13.0% | 5,286 | -0.5% | 0.05% | +4.5% |
| PEP | Sell | PEPSICO INC | $535,143 | -15.2% | 2,962 | -23.3% | 0.04% | -22.4% |
| TSLA | Sell | TESLA INC | $491,118 | -60.6% | 3,987 | -15.1% | 0.04% | -63.5% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $496,803 | +15.5% | 5,351 | +0.0% | 0.04% | +5.0% |
| IWV | Buy | ISHARES TRrussell 3000 etf | $500,906 | +7.5% | 2,270 | +1.0% | 0.04% | -2.3% |
| PG | Buy | PROCTER AND GAMBLE CO | $488,189 | +20.8% | 3,221 | +0.6% | 0.04% | +10.8% |
| ETN | Sell | EATON CORP PLC | $475,472 | +12.4% | 3,029 | -4.5% | 0.04% | +2.6% |
| JEPI | J P MORGAN EXCHANGE TRADED Fequity premium | $474,880 | +6.5% | 8,715 | 0.0% | 0.04% | -2.4% | |
| BA | BOEING CO | $459,081 | +57.2% | 2,410 | 0.0% | 0.04% | +44.4% | |
| ESGV | Buy | VANGUARD WORLD FDesg us stk etf | $466,343 | +5.3% | 7,081 | +0.5% | 0.04% | -4.9% |
| New | DIMENSIONAL ETF TRUSTintl core equity | $463,762 | – | 20,750 | +100.0% | 0.04% | – | |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $451,840 | -2.2% | 1,299 | -20.0% | 0.04% | -11.6% |
| ALK | Buy | ALASKA AIR GROUP INC | $428,713 | +18.4% | 9,984 | +8.1% | 0.04% | +9.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $419,372 | +9.2% | 791 | +3.9% | 0.04% | 0.0% |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $400,389 | -11.6% | 76,703 | +23.4% | 0.03% | -19.0% |
| VEA | Sell | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $391,485 | -0.4% | 9,328 | -13.7% | 0.03% | -8.3% |
| CL | COLGATE PALMOLIVE CO | $378,192 | +12.2% | 4,800 | 0.0% | 0.03% | +3.2% | |
| IGF | New | ISHARES TRglb infrastr etf | $381,985 | – | 8,333 | +100.0% | 0.03% | – |
| T | Sell | AT&T INC | $360,874 | +3.7% | 19,602 | -13.6% | 0.03% | -3.1% |
| ABT | Buy | ABBOTT LABS | $366,696 | +14.6% | 3,340 | +0.8% | 0.03% | +3.3% |
| Sell | PORTILLOS INC | $370,415 | -25.5% | 22,697 | -10.1% | 0.03% | -32.6% | |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $363,804 | +14.4% | 7,256 | +1.2% | 0.03% | +6.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $348,239 | -3.3% | 8,839 | -6.8% | 0.03% | -12.1% |
| HD | Sell | HOME DEPOT INC | $341,856 | -48.5% | 1,082 | -55.0% | 0.03% | -52.5% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $338,638 | +4.2% | 881 | -2.9% | 0.03% | -3.3% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $339,049 | -30.7% | 3,821 | -24.8% | 0.03% | -35.6% |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $334,251 | +6.4% | 26,423 | 0.0% | 0.03% | -3.4% | |
| QQQ | INVESCO QQQ TRunit ser 1 | $331,200 | -0.2% | 1,244 | 0.0% | 0.03% | -9.7% | |
| MYOV | MYOVANT SCIENCES LTD | $310,040 | +49.8% | 11,500 | 0.0% | 0.03% | +36.8% | |
| KMX | CARMAX INC | $304,450 | -7.7% | 5,000 | 0.0% | 0.03% | -13.3% | |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $310,798 | -15.3% | 224 | -8.2% | 0.03% | -23.5% |
| MS | Buy | MORGAN STANLEY | $294,397 | +8.6% | 3,463 | +1.1% | 0.02% | 0.0% |
| BXMT | Buy | BLACKSTONE MTG TR INC | $290,029 | +11.1% | 13,700 | +22.3% | 0.02% | +4.2% |
| VOO | Sell | VANGUARD INDEX FDS | $296,331 | -51.1% | 843 | -54.3% | 0.02% | -55.4% |
| BY | BYLINE BANCORP INC | $280,716 | +13.7% | 12,221 | 0.0% | 0.02% | +4.3% | |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $274,528 | -45.0% | 23,872 | -46.2% | 0.02% | -50.0% |
| QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $268,550 | -0.5% | 13,145 | 0.0% | 0.02% | -8.0% | |
| IJR | Buy | ISHARES TRcore s&p scp etf | $271,519 | +12.7% | 2,869 | +3.9% | 0.02% | +4.5% |
| DIS | Buy | DISNEY WALT CO | $276,535 | +0.2% | 3,183 | +8.9% | 0.02% | -8.0% |
| YUM | Sell | YUM BRANDS INC | $275,884 | +15.9% | 2,154 | -3.8% | 0.02% | +4.5% |
| FB | New | META PLATFORMS INCcl a | $255,722 | – | 2,125 | +100.0% | 0.02% | – |
| LMT | New | LOCKHEED MARTIN CORP | $249,246 | – | 512 | +100.0% | 0.02% | – |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $253,488 | +3.5% | 10,509 | +2.0% | 0.02% | -8.7% |
| NFLX | Sell | NETFLIX INC | $245,045 | +15.0% | 831 | -8.0% | 0.02% | +5.0% |
| HON | New | HONEYWELL INTL INC | $242,299 | – | 1,131 | +100.0% | 0.02% | – |
| ESTC | ELASTIC N V | $238,188 | -28.3% | 4,625 | 0.0% | 0.02% | -35.5% | |
| TXN | Sell | TEXAS INSTRS INC | $232,795 | -50.9% | 1,409 | -54.0% | 0.02% | -54.5% |
| IDEV | New | ISHARES TRcore msci intl | $224,256 | – | 4,006 | +100.0% | 0.02% | – |
| GSG | New | ISHARES S&P GSCI COMMODITY-unit ben int | $203,808 | – | 9,600 | +100.0% | 0.02% | – |
| NEE | New | NEXTERA ENERGY INC | $202,879 | – | 2,427 | +100.0% | 0.02% | – |
| DPG | DUFF & PHELPS UTLITY AND INF | $184,371 | +5.4% | 13,647 | 0.0% | 0.02% | 0.0% | |
| NDLS | NOODLES & CO | $137,250 | +16.3% | 25,000 | 0.0% | 0.01% | +9.1% | |
| ET | Buy | ENERGY TRANSFER L P | $128,773 | +13.0% | 10,849 | +4.6% | 0.01% | 0.0% |
| CVNA | New | CARVANA COcl a | $94,800 | – | 20,000 | +100.0% | 0.01% | – |
| NEO | NEOGENOMICS INC | $92,400 | +7.4% | 10,000 | 0.0% | 0.01% | 0.0% | |
| VINP | VINCI PARTNERS INVTS LTD | $90,400 | -12.2% | 10,000 | 0.0% | 0.01% | -20.0% | |
| TV | GRUPO TELEVISA S A Bspon adr rep ord | $91,200 | -15.6% | 20,000 | 0.0% | 0.01% | -20.0% | |
| PLTR | Sell | PALANTIR TECHNOLOGIES INCcl a | $70,620 | -23.2% | 11,000 | -3.3% | 0.01% | -25.0% |
| FAX | ABRDN ASIA PACIFIC INCOME FU | $49,970 | +4.1% | 19,000 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB DE CVspon adr new | $40,500 | +19.1% | 10,000 | 0.0% | 0.00% | 0.0% | |
| LDI | LOANDEPOT INC | $41,250 | +25.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| FOA | FINANCE OF AMERICA COMPAN | $31,750 | -14.2% | 25,000 | 0.0% | 0.00% | 0.0% | |
| DHF | BNY MELLON HIGH YIELD STRATEsh ben int | $36,720 | +2.0% | 17,000 | 0.0% | 0.00% | 0.0% | |
| USX | U S XPRESS ENTERPRISES INC | $36,200 | -26.1% | 20,000 | 0.0% | 0.00% | -40.0% | |
| COMP | COMPASS INCcl a | $23,300 | +1.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| TAST | CARROLS RESTAURANT GROUP INC | $27,200 | -17.6% | 20,000 | 0.0% | 0.00% | -33.3% | |
| ATIP | Buy | ATI PHYSICAL THERAPY INC | $15,250 | +1.7% | 50,000 | +233.3% | 0.00% | 0.0% |
| WPRT | WESTPORT FUEL SYSTEMS INC | $16,668 | -12.3% | 21,512 | 0.0% | 0.00% | -50.0% | |
| RGS | REGIS CORP MINN | $12,200 | +22.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| GOED | POLISHED COM INC | $8,666 | +8.3% | 15,000 | 0.0% | 0.00% | 0.0% | |
| VINO | Exit | GAUCHO GROUP HLDGS INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| UPHWS | UPHEALTH INC*w exp 06/08/202 | $260 | -74.0% | 20,000 | 0.0% | 0.00% | – | |
| GOEDWS | POLISHED COM INC*w exp 06/02/202 | $4,000 | -33.3% | 50,000 | 0.0% | 0.00% | -100.0% | |
| FVE | ALERISLIFE INC | $5,500 | -38.9% | 10,000 | 0.0% | 0.00% | -100.0% | |
| Exit | BLACKROCK CORPOR HI YLD FD Iright 10/13/2022 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| HCDIW | HARBOR CUSTOM DEVELOPMENT IN*w exp 05/09/202 | $870 | -85.5% | 30,000 | 0.0% | 0.00% | -100.0% | |
| FUV | Exit | ARCIMOTO INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| UPH | Exit | UPHEALTH INC | $0 | – | -50,000 | -100.0% | -0.00% | – |
| AVYA | Exit | AVAYA HLDGS CORP | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -10,000 | -100.0% | -0.01% | – |
| CRM | Exit | SALESFORCE INC | $0 | – | -1,465 | -100.0% | -0.02% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -1,130 | -100.0% | -0.02% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -464 | -100.0% | -0.02% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -3,607 | -100.0% | -0.02% | – |
| NVS | Exit | NOVARTIS AGsponsored adr | $0 | – | -3,479 | -100.0% | -0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 38.4% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.1% |
| MCDONALDS CORP | 40 | Q3 2023 | 10.2% |
| APPLE INC | 40 | Q3 2023 | 5.0% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 2.6% |
| GRAINGER W W INC | 40 | Q3 2023 | 3.4% |
| CME GROUP INC | 40 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 1.5% |
| JOHNSON & JOHNSON | 40 | Q3 2023 | 0.9% |
| QUALCOMM INC | 40 | Q3 2023 | 0.9% |
View Capstone Financial Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-09-02 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Capstone Financial Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.