$1.08 Billion is the total value of Capstone Financial Advisors, Inc.'s 141 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 14.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWB | Sell | ISHARES TRrus 1000 etf | $152,129,000 | -6.4% | 770,936 | -1.4% | 14.03% | +1.5% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $140,917,000 | -1.1% | 785,182 | +4.0% | 13.00% | +7.2% |
| DFAC | Buy | DIMENSIONAL ETF TRUSTus core equity 2 | $113,538,000 | +16.4% | 5,105,143 | +22.0% | 10.47% | +26.2% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $79,139,000 | +2.3% | 1,109,476 | +8.0% | 7.30% | +10.9% |
| NFRA | Buy | FLEXSHARES TRstoxx globr inf | $76,801,000 | +193.4% | 1,681,652 | +232.0% | 7.08% | +218.0% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $59,429,000 | +1.8% | 1,298,436 | +14.8% | 5.48% | +10.3% |
| IXUS | Sell | ISHARES TRcore msci total | $50,593,000 | -18.5% | 993,575 | -8.7% | 4.67% | -11.6% |
| Buy | DIMENSIONAL ETF TRUSTworld ex us core | $48,242,000 | +47.4% | 2,553,853 | +67.3% | 4.45% | +59.8% | |
| MCD | Buy | MCDONALDS CORP | $45,855,000 | -2.9% | 198,731 | +3.9% | 4.23% | +5.2% |
| BNDX | Sell | VANGUARD CHARLOTTE FDStotal int bd etf | $38,949,000 | -16.7% | 816,038 | -13.5% | 3.59% | -9.7% |
| TLTD | Buy | FLEXSHARES TRm star dev mkt | $26,695,000 | -10.1% | 516,538 | +0.4% | 2.46% | -2.5% |
| TILT | Sell | FLEXSHARES TRmornstar usmkt | $25,371,000 | -5.4% | 183,474 | -0.7% | 2.34% | +2.5% |
| AGG | Sell | ISHARES TRcore us aggbd et | $23,838,000 | -35.2% | 247,435 | -31.6% | 2.20% | -29.8% |
| AAPL | Sell | APPLE INC | $23,761,000 | +0.2% | 171,934 | -0.8% | 2.19% | +8.6% |
| REET | Sell | ISHARES TRglobal reit etf | $23,095,000 | -12.8% | 1,085,787 | -0.9% | 2.13% | -5.5% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $22,358,000 | -3.9% | 106,264 | -0.1% | 2.06% | +4.1% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $16,178,000 | -17.3% | 203,389 | -12.9% | 1.49% | -10.4% |
| IAGG | Sell | ISHARES TRcore intl aggr | $10,339,000 | -12.5% | 213,945 | -9.8% | 0.95% | -5.2% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $8,054,000 | -10.1% | 59,588 | -4.6% | 0.74% | -2.6% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $6,647,000 | -4.2% | 16,549 | -1.4% | 0.61% | +3.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $5,627,000 | -5.9% | 53,845 | +1.4% | 0.52% | +2.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $4,442,000 | -5.9% | 26,933 | -3.4% | 0.41% | +2.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $3,992,000 | -17.0% | 127,140 | +0.2% | 0.37% | -10.0% |
| AMZN | Buy | AMAZON COM INC | $3,883,000 | +19.1% | 34,362 | +11.9% | 0.36% | +28.8% |
| CME | CME GROUP INC | $3,873,000 | -13.5% | 21,867 | 0.0% | 0.36% | -6.3% | |
| MSFT | Buy | MICROSOFT CORP | $3,807,000 | -5.2% | 16,344 | +4.5% | 0.35% | +2.6% |
| VONE | Sell | VANGUARD SCOTTSDALE FDSvng rus1000idx | $3,492,000 | -41.4% | 21,372 | -38.4% | 0.32% | -36.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,398,000 | +7.1% | 6,712 | +13.1% | 0.22% | +16.3% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $2,389,000 | -11.3% | 61,747 | +1.2% | 0.22% | -3.9% |
| ACN | Buy | ACCENTURE PLC IRELAND | $2,301,000 | -5.9% | 8,942 | +1.6% | 0.21% | +1.9% |
| MUB | Buy | ISHARES TRnational mun etf | $2,056,000 | +266.5% | 20,039 | +280.0% | 0.19% | +295.8% |
| QCOM | Buy | QUALCOMM INC | $2,017,000 | -10.2% | 17,850 | +1.5% | 0.19% | -2.6% |
| TY | TRI CONTL CORP | $1,930,000 | -2.3% | 75,513 | 0.0% | 0.18% | +6.0% | |
| COST | Buy | COSTCO WHSL CORP NEW | $1,875,000 | +5.1% | 3,970 | +6.7% | 0.17% | +13.8% |
| JMST | Sell | J P MORGAN EXCHANGE TRADED Fultra sht muncpl | $1,856,000 | -37.9% | 36,901 | -37.5% | 0.17% | -32.9% |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $1,839,000 | -82.9% | 38,204 | -82.3% | 0.17% | -81.4% |
| GIS | GENERAL MLS INC | $1,836,000 | +1.5% | 23,972 | 0.0% | 0.17% | +9.7% | |
| VTWO | Buy | VANGUARD SCOTTSDALE FDSvng rus2000idx | $1,500,000 | -1.8% | 22,517 | +0.8% | 0.14% | +6.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,473,000 | -8.5% | 9,019 | -0.5% | 0.14% | -0.7% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $1,443,000 | -4.3% | 34,375 | +0.7% | 0.13% | +3.9% |
| CI | Buy | CIGNA CORP NEW | $1,326,000 | +5.4% | 4,778 | +0.1% | 0.12% | +14.0% |
| TSLA | Buy | TESLA INC | $1,245,000 | +20.2% | 4,695 | +205.1% | 0.12% | +30.7% |
| XOM | Buy | EXXON MOBIL CORP | $1,101,000 | +2.3% | 12,613 | +0.4% | 0.10% | +10.9% |
| UL | Buy | UNILEVER PLCspon adr new | $1,093,000 | -3.4% | 24,924 | +0.9% | 0.10% | +5.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,073,000 | -3.3% | 4,020 | -1.1% | 0.10% | +5.3% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $1,037,000 | -8.5% | 14,585 | -0.9% | 0.10% | 0.0% |
| KO | Buy | COCA COLA CO | $975,000 | -8.7% | 17,398 | +2.4% | 0.09% | -1.1% |
| LW | Buy | LAMB WESTON HLDGS INC | $947,000 | +8.7% | 12,233 | +0.3% | 0.09% | +17.6% |
| DRI | DARDEN RESTAURANTS INC | $868,000 | +11.7% | 6,870 | 0.0% | 0.08% | +21.2% | |
| F | Buy | FORD MTR CO DEL | $852,000 | +4.2% | 76,055 | +3.5% | 0.08% | +12.9% |
| FITB | Buy | FIFTH THIRD BANCORP | $809,000 | -4.8% | 25,309 | +0.0% | 0.08% | +4.2% |
| CBOE | Buy | CBOE GLOBAL MKTS INC | $795,000 | +3.8% | 6,777 | +0.1% | 0.07% | +12.3% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $763,000 | +54.8% | 7,974 | +3428.3% | 0.07% | +66.7% |
| MRK | Buy | MERCK & CO INC | $742,000 | -3.1% | 8,611 | +2.5% | 0.07% | +4.6% |
| ABBV | Buy | ABBVIE INC | $675,000 | -8.3% | 5,031 | +4.7% | 0.06% | -1.6% |
| HD | Buy | HOME DEPOT INC | $664,000 | +16.3% | 2,407 | +15.6% | 0.06% | +24.5% |
| PEP | Buy | PEPSICO INC | $631,000 | +3.1% | 3,864 | +5.3% | 0.06% | +11.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $621,000 | -18.2% | 5,230 | -2.7% | 0.06% | -12.3% |
| ICSH | Sell | ISHARES TRblackrock ultra | $607,000 | -46.7% | 12,129 | -46.6% | 0.06% | -42.3% |
| VOO | Buy | VANGUARD INDEX FDS | $606,000 | -5.3% | 1,846 | +0.1% | 0.06% | +3.7% |
| INTC | Sell | INTEL CORP | $607,000 | -31.4% | 23,569 | -0.4% | 0.06% | -25.3% |
| AMGN | Sell | AMGEN INC | $577,000 | -8.7% | 2,560 | -1.5% | 0.05% | -1.9% |
| NVDA | Buy | NVIDIA CORPORATION | $580,000 | -9.4% | 4,778 | +13.1% | 0.05% | -1.9% |
| PFE | Buy | PFIZER INC | $529,000 | -13.0% | 12,088 | +4.2% | 0.05% | -5.8% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $525,000 | -4.9% | 36,032 | +0.1% | 0.05% | +2.1% |
| CVX | Buy | CHEVRON CORP NEW | $513,000 | +4.5% | 3,573 | +5.4% | 0.05% | +11.9% |
| Buy | PORTILLOS INC | $497,000 | +34.0% | 25,247 | +11.2% | 0.05% | +43.8% | |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $499,000 | -16.3% | 44,372 | +1.1% | 0.05% | -9.8% |
| DFAI | Sell | DIMENSIONAL ETF TRUSTintl core eqt mk | $486,000 | -97.6% | 22,540 | -97.3% | 0.04% | -97.4% |
| GWW | GRAINGER W W INC | $489,000 | +7.7% | 1,000 | 0.0% | 0.04% | +15.4% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $489,000 | +54.3% | 5,081 | +3404.1% | 0.04% | +66.7% |
| TXN | Buy | TEXAS INSTRS INC | $474,000 | +35.0% | 3,061 | +33.9% | 0.04% | +46.7% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $480,000 | -3.6% | 5,314 | +0.4% | 0.04% | +4.8% |
| IWV | ISHARES TRrussell 3000 etf | $466,000 | -4.7% | 2,248 | 0.0% | 0.04% | +2.4% | |
| MA | New | MASTERCARD INCORPORATEDcl a | $462,000 | – | 1,624 | +100.0% | 0.04% | – |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $453,000 | -33.2% | 62,167 | +0.0% | 0.04% | -27.6% |
| JEPI | New | J P MORGAN EXCHANGE TRADED Fequity premium | $446,000 | – | 8,715 | +100.0% | 0.04% | – |
| ESGV | Buy | VANGUARD WORLD FDesg us stk etf | $443,000 | +50.2% | 7,047 | +58.6% | 0.04% | +64.0% |
| CAT | Sell | CATERPILLAR INC | $442,000 | -20.2% | 2,695 | -13.0% | 0.04% | -12.8% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $430,000 | +3.6% | 5,349 | +0.0% | 0.04% | +14.3% |
| ETN | Buy | EATON CORP PLC | $423,000 | +14.9% | 3,172 | +8.6% | 0.04% | +25.8% |
| PG | Buy | PROCTER AND GAMBLE CO | $404,000 | -8.0% | 3,202 | +4.9% | 0.04% | 0.0% |
| VEA | Sell | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $393,000 | -37.8% | 10,814 | -30.2% | 0.04% | -33.3% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $384,000 | +5.8% | 761 | +7.8% | 0.04% | +12.9% |
| CMG | CHIPOTLE MEXICAN GRILL INC | $367,000 | +15.0% | 244 | 0.0% | 0.03% | +25.9% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $360,000 | -27.7% | 9,487 | -3.3% | 0.03% | -21.4% |
| ALK | ALASKA AIR GROUP INC | $362,000 | -2.2% | 9,238 | 0.0% | 0.03% | +6.5% | |
| T | Buy | AT&T INC | $348,000 | -26.1% | 22,685 | +1.0% | 0.03% | -20.0% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $332,000 | -4.6% | 1,244 | +0.1% | 0.03% | +3.3% |
| CL | Sell | COLGATE PALMOLIVE CO | $337,000 | -14.5% | 4,800 | -2.3% | 0.03% | -8.8% |
| ESTC | ELASTIC N V | $332,000 | +6.1% | 4,625 | 0.0% | 0.03% | +14.8% | |
| KMX | CARMAX INC | $330,000 | -27.0% | 5,000 | 0.0% | 0.03% | -21.1% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $325,000 | -5.2% | 907 | +0.3% | 0.03% | +3.4% |
| ABT | Buy | ABBOTT LABS | $320,000 | -5.6% | 3,312 | +6.1% | 0.03% | +3.4% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $318,000 | -10.7% | 7,168 | +0.6% | 0.03% | -3.3% |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $314,000 | -4.0% | 26,423 | 0.0% | 0.03% | +3.6% | |
| BA | Buy | BOEING CO | $292,000 | -3.3% | 2,410 | +9.0% | 0.03% | +3.8% |
| MS | Sell | MORGAN STANLEY | $271,000 | +2.3% | 3,427 | -1.6% | 0.02% | +8.7% |
| QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $270,000 | -5.9% | 13,145 | 0.0% | 0.02% | +4.2% | |
| DIS | Sell | DISNEY WALT CO | $276,000 | -16.9% | 2,923 | -16.8% | 0.02% | -10.7% |
| BXMT | BLACKSTONE MTG TR INC | $261,000 | -15.8% | 11,200 | 0.0% | 0.02% | -7.7% | |
| NVS | New | NOVARTIS AGsponsored adr | $264,000 | – | 3,479 | +100.0% | 0.02% | – |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $245,000 | -2.4% | 10,301 | +0.0% | 0.02% | +9.5% |
| BY | Buy | BYLINE BANCORP INC | $247,000 | -10.2% | 12,221 | +5.8% | 0.02% | 0.0% |
| SO | Buy | SOUTHERN CO | $245,000 | +3.8% | 3,607 | +9.1% | 0.02% | +15.0% |
| YUM | New | YUM BRANDS INC | $238,000 | – | 2,238 | +100.0% | 0.02% | – |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $235,000 | -4.5% | 464 | +2.4% | 0.02% | +4.8% |
| IJR | New | ISHARES TRcore s&p scp etf | $241,000 | – | 2,761 | +100.0% | 0.02% | – |
| NFLX | New | NETFLIX INC | $213,000 | – | 903 | +100.0% | 0.02% | – |
| LOW | New | LOWES COS INC | $212,000 | – | 1,130 | +100.0% | 0.02% | – |
| CRM | New | SALESFORCE INC | $211,000 | – | 1,465 | +100.0% | 0.02% | – |
| MYOV | MYOVANT SCIENCES LTD | $207,000 | +44.8% | 11,500 | 0.0% | 0.02% | +58.3% | |
| DPG | DUFF & PHELPS UTLITY AND INF | $175,000 | -7.9% | 13,647 | 0.0% | 0.02% | 0.0% | |
| ET | Buy | ENERGY TRANSFER L P | $114,000 | +11.8% | 10,376 | +1.9% | 0.01% | +22.2% |
| NDLS | NOODLES & CO | $118,000 | 0.0% | 25,000 | 0.0% | 0.01% | +10.0% | |
| TV | Buy | GRUPO TELEVISA S A Bspon adr rep ord | $108,000 | +31.7% | 20,000 | +100.0% | 0.01% | +42.9% |
| VINP | VINCI PARTNERS INVTS LTD | $103,000 | -3.7% | 10,000 | 0.0% | 0.01% | +11.1% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $86,000 | -9.5% | 10,000 | 0.0% | 0.01% | 0.0% | |
| PLTR | PALANTIR TECHNOLOGIES INCcl a | $92,000 | -10.7% | 11,375 | 0.0% | 0.01% | -11.1% | |
| NEO | NEOGENOMICS INC | $86,000 | +4.9% | 10,000 | 0.0% | 0.01% | +14.3% | |
| USX | U S XPRESS ENTERPRISES INC | $49,000 | -9.3% | 20,000 | 0.0% | 0.01% | 0.0% | |
| FAX | Sell | ABRDN ASIA PACIFIC INCOME FU | $48,000 | -43.5% | 19,000 | -34.5% | 0.00% | -42.9% |
| LDI | LOANDEPOT INC | $33,000 | -8.3% | 25,000 | 0.0% | 0.00% | 0.0% | |
| FOA | FINANCE OF AMERICA COMPAN | $37,000 | -5.1% | 25,000 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB DE CVspon adr new | $34,000 | -12.8% | 10,000 | 0.0% | 0.00% | 0.0% | |
| TAST | CARROLS RESTAURANT GROUP INC | $33,000 | -17.5% | 20,000 | 0.0% | 0.00% | 0.0% | |
| DHF | BNY MELLON HIGH YIELD STRATEsh ben int | $36,000 | -7.7% | 17,000 | 0.0% | 0.00% | 0.0% | |
| AVYA | New | AVAYA HLDGS CORP | $32,000 | – | 20,000 | +100.0% | 0.00% | – |
| UPH | UPHEALTH INC | $27,000 | -10.0% | 50,000 | 0.0% | 0.00% | -33.3% | |
| COMP | COMPASS INCcl a | $23,000 | -36.1% | 10,000 | 0.0% | 0.00% | -33.3% | |
| FUV | ARCIMOTO INC | $21,000 | -57.1% | 15,000 | 0.0% | 0.00% | -50.0% | |
| WPRT | WESTPORT FUEL SYSTEMS INC | $19,000 | -13.6% | 21,512 | 0.0% | 0.00% | 0.0% | |
| GOED | POLISHED COM INC | $8,000 | -55.6% | 15,000 | 0.0% | 0.00% | -50.0% | |
| HCDIW | HARBOR CUSTOM DEVELOPMENT IN*w exp 05/09/202 | $6,000 | +20.0% | 30,000 | 0.0% | 0.00% | – | |
| FVE | ALERISLIFE INC | $9,000 | -25.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| RGS | REGIS CORP MINN | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | |
| GOEDWS | POLISHED COM INC*w exp 06/02/202 | $6,000 | -53.8% | 50,000 | 0.0% | 0.00% | 0.0% | |
| ATIP | ATI PHYSICAL THERAPY INC | $15,000 | -28.6% | 15,000 | 0.0% | 0.00% | -50.0% | |
| UPHWS | UPHEALTH INC*w exp 06/08/202 | $1,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | |
| VINO | GAUCHO GROUP HLDGS INC | $4,000 | -66.7% | 20,000 | 0.0% | 0.00% | -100.0% | |
| New | BLACKROCK CORPOR HI YLD FD Iright 10/13/2022 | $0 | – | 10,000 | +100.0% | 0.00% | – | |
| PSTHWS | Exit | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVERAGEut ser 1 | $0 | – | -702 | -100.0% | -0.02% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -4,910 | -100.0% | -0.02% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -2,291 | -100.0% | -0.02% | – |
| GSG | Exit | ISHARES S&P GSCI COMMODITY-unit ben int | $0 | – | -9,600 | -100.0% | -0.02% | – |
| AGGY | Exit | WISDOMTREE TRyield enhancd us | $0 | – | -6,414 | -100.0% | -0.02% | – |
| BNDW | Exit | VANGUARD SCOTTSDALE FDStotal wld bd etf | $0 | – | -12,143 | -100.0% | -0.07% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -24,945 | -100.0% | -0.12% | – |
| DFAU | Exit | DIMENSIONAL ETF TRUSTus core eqt mkt | $0 | – | -740,477 | -100.0% | -1.67% | – |
| IGF | Exit | ISHARES TRglb infrastr etf | $0 | – | -1,293,947 | -100.0% | -5.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 38.4% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.1% |
| MCDONALDS CORP | 40 | Q3 2023 | 10.2% |
| APPLE INC | 40 | Q3 2023 | 5.0% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 2.6% |
| GRAINGER W W INC | 40 | Q3 2023 | 3.4% |
| CME GROUP INC | 40 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 1.5% |
| JOHNSON & JOHNSON | 40 | Q3 2023 | 0.9% |
| QUALCOMM INC | 40 | Q3 2023 | 0.9% |
View Capstone Financial Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-09-02 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Capstone Financial Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.