$638 Million is the total value of Warberg Asset Management LLC's 271 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 70.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | SPDR S&P 500 ETF TRput | $283,724,817 | – | 741,900 | +100.0% | 44.44% | – | |
| OXYWS | Sell | OCCIDENTAL PETE CORP*w exp 08/03/202 | $45,871,924 | +3.2% | 1,115,447 | -0.6% | 7.19% | -6.5% |
| Buy | PIONEER NAT RES COnote 0.250% 5/1 | $41,090,996 | +71.5% | 17,638,000 | +66.9% | 6.44% | +55.4% | |
| Buy | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $32,090,385 | +0.7% | 10,659,000 | +0.7% | 5.03% | -8.8% | |
| Buy | TERADYNE INCnote 1.250%12/1 | $19,862,319 | +4732.7% | 7,179,000 | +4049.7% | 3.11% | +4281.7% | |
| Buy | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $17,504,175 | +521.4% | 4,664,000 | +441.1% | 2.74% | +463.0% | |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $11,103,013 | +8.7% | 6,651,000 | +4.1% | 1.74% | -1.6% | |
| SJIV | Buy | SOUTH JERSEY INDS INCunit 04/01/2024 | $10,705,002 | +793.6% | 155,100 | +763.6% | 1.68% | +710.1% |
| Buy | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $9,858,874 | +103.5% | 3,179,000 | +73.7% | 1.54% | +84.2% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $9,573,455 | -12.5% | 6,053,000 | +2.6% | 1.50% | -20.8% | |
| Buy | PLUG PWR INCnote 3.750% 6/0 | $8,852,966 | -39.6% | 3,535,000 | +1.4% | 1.39% | -45.3% | |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $7,941,095 | -3.9% | 5,024,000 | +0.5% | 1.24% | -12.9% | |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 1/0 | $7,155,551 | +24.4% | 5,011,000 | +11.4% | 1.12% | +12.7% | |
| Buy | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $7,060,412 | +2.7% | 4,368,000 | +0.8% | 1.11% | -7.0% | |
| New | ALLEGHENY TECHNOLOGIES INCnote 3.500% 6/1 | $6,048,735 | – | 3,000,000 | +100.0% | 0.95% | – | |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $5,405,208 | +124.1% | 5,000,000 | +134.7% | 0.85% | +103.1% | |
| Buy | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $5,404,098 | +4.6% | 3,206,000 | +2.5% | 0.85% | -5.3% | |
| HTZZW | Buy | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $5,124,835 | -4.9% | 687,436 | +13.6% | 0.80% | -13.8% |
| GFLU | Buy | GFL ENVIRONMENTAL INCunit 99/99/9999t | $4,916,569 | +25.6% | 76,002 | +11.9% | 0.77% | +13.7% |
| Buy | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $4,830,455 | -9.0% | 4,533,000 | +1.2% | 0.76% | -17.5% | |
| Buy | ETSY INCnote 0.125%10/0 | $4,548,063 | +20.0% | 2,939,000 | +3.7% | 0.71% | +8.7% | |
| Sell | MIDDLEBY CORPnote 1.000% 9/0 | $4,427,524 | -23.3% | 3,761,000 | -25.4% | 0.69% | -30.5% | |
| New | ANTHEM INCnote 2.750%10/1 | $4,070,251 | – | 556,000 | +100.0% | 0.64% | – | |
| New | INVESCO QQQ TRput | $3,994,200 | – | 15,000 | +100.0% | 0.63% | – | |
| New | PARSONS CORP DELnote 0.250% 8/1 | $3,566,063 | – | 3,126,000 | +100.0% | 0.56% | – | |
| COLLIERS INTL GROUP INCnote 4.000% 6/0 | $3,348,750 | +0.3% | 2,000,000 | 0.0% | 0.52% | -9.0% | ||
| New | ACTIVISION BLIZZARD INCcall | $3,345,235 | – | 43,700 | +100.0% | 0.52% | – | |
| New | APPLE INCput | $3,248,250 | – | 25,000 | +100.0% | 0.51% | – | |
| Buy | SURGEPAYS INC*w exp 10/22/202 | $2,695,664 | +131.2% | 1,147,091 | +25.9% | 0.42% | +108.9% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $2,450,500 | -11.3% | 2,320,000 | -14.3% | 0.38% | -19.7% | |
| New | HARMONIC INCdbcv 2.000% 9/0 | $2,169,295 | – | 1,375,000 | +100.0% | 0.34% | – | |
| Sell | LUMENTUM HLDGS INCnote 0.250% 3/1 | $2,110,990 | -61.8% | 2,000,000 | -55.4% | 0.33% | -65.4% | |
| Sell | SILICON LABORATORIES INCnote 0.625% 6/1 | $1,939,755 | +3.1% | 1,545,000 | -2.5% | 0.30% | -6.5% | |
| New | EXXON MOBIL CORPcall | $1,875,100 | – | 17,000 | +100.0% | 0.29% | – | |
| Buy | NICE SYS INCnote 1.250% 1/1 | $1,853,763 | +28.5% | 804,000 | +25.8% | 0.29% | +16.0% | |
| NEN | Buy | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $1,791,912 | +38.8% | 25,264 | +50.7% | 0.28% | +26.0% |
| New | RAMBUS INC DELnote 1.375% 2/0 | $1,790,476 | – | 946,000 | +100.0% | 0.28% | – | |
| New | VANECK ETF TRUSTcall | $1,762,590 | – | 61,500 | +100.0% | 0.28% | – | |
| VNLA | New | JANUS DETROIT STR TRhendrsn shrt etf | $1,619,895 | – | 34,175 | +100.0% | 0.25% | – |
| New | FISKER INCput | $1,485,261 | – | 204,300 | +100.0% | 0.23% | – | |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $1,464,815 | -84.6% | 5,500 | -84.5% | 0.23% | -86.0% |
| New | MCDONALDS CORPput | $1,317,650 | – | 5,000 | +100.0% | 0.21% | – | |
| AAPL | Sell | APPLE INC | $1,299,300 | -41.2% | 10,000 | -37.5% | 0.20% | -46.6% |
| New | ISHARES TRput | $1,294,280 | – | 13,000 | +100.0% | 0.20% | – | |
| New | SPDR S&P 500 ETF TRcall | $1,147,290 | – | 3,000 | +100.0% | 0.18% | – | |
| New | GENERAC HLDGS INCcall | $1,107,260 | – | 11,000 | +100.0% | 0.17% | – | |
| New | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $1,021,556 | – | 679,000 | +100.0% | 0.16% | – | |
| New | STARBUCKS CORPput | $992,000 | – | 10,000 | +100.0% | 0.16% | – | |
| New | ROGERS CORPcall | $954,720 | – | 8,000 | +100.0% | 0.15% | – | |
| Buy | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $950,364 | +19.1% | 476,000 | +1.1% | 0.15% | +8.0% | |
| BSJO | Sell | INVESCO EXCH TRD SLF IDX FD | $883,694 | -60.9% | 39,950 | -61.8% | 0.14% | -64.6% |
| Buy | TESLA INCnote 2.000% 5/1 | $827,398 | -44.8% | 139,000 | +18.8% | 0.13% | -49.8% | |
| PXSAP | New | PYXIS TANKERS INC7.75% cnv pfd a | $721,579 | – | 29,910 | +100.0% | 0.11% | – |
| ELAT | New | ELANCO ANIMAL HEALTH INCunit 02/01/2023t | $691,948 | – | 35,430 | +100.0% | 0.11% | – |
| New | ISHARES SILVER TRcall | $660,600 | – | 30,000 | +100.0% | 0.10% | – | |
| ADER | Buy | 26 CAPITAL ACQUISITION CORP | $561,773 | +42.2% | 55,429 | +38.6% | 0.09% | +29.4% |
| Sell | KBR INCnote 2.500%11/0 | $561,929 | -90.6% | 266,000 | -92.3% | 0.09% | -91.5% | |
| IGAC | New | IG ACQUISITION CORP | $550,740 | – | 54,800 | +100.0% | 0.09% | – |
| New | PEABODY ENGR CORPcall | $501,980 | – | 19,000 | +100.0% | 0.08% | – | |
| Sell | ACRI CAPITAL ACQUISITION COR | $451,724 | +1.1% | 44,200 | -0.7% | 0.07% | -7.8% | |
| PXSAW | Buy | PYXIS TANKERS INC*w exp 09/15/202 | $446,389 | +669.6% | 333,126 | +154.2% | 0.07% | +600.0% |
| New | TESLA INCcall | $443,448 | – | 3,600 | +100.0% | 0.07% | – | |
| New | SELECT SECTOR SPDR TRput | $437,350 | – | 5,000 | +100.0% | 0.07% | – | |
| IGICW | Sell | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $432,285 | -5.0% | 751,800 | -5.9% | 0.07% | -13.9% |
| New | MICROSTRATEGY INCput | $424,710 | – | 3,000 | +100.0% | 0.07% | – | |
| RAM | New | ARIES I ACQUISITION CORP | $423,916 | – | 41,237 | +100.0% | 0.07% | – |
| New | UNITED STS NAT GAS FD LPcall | $423,000 | – | 30,000 | +100.0% | 0.07% | – | |
| VISION SENSING ACQUISITION C | $413,844 | +2.2% | 40,043 | 0.0% | 0.06% | -7.1% | ||
| HNR ACQUISITION CORP | $409,220 | +2.0% | 40,002 | 0.0% | 0.06% | -7.2% | ||
| PRIME NO ACQUISITION I CORP | $410,677 | +2.2% | 40,421 | 0.0% | 0.06% | -8.6% | ||
| GLOBAL BLOCKCHAIN ACQUI CORP | $403,600 | +2.2% | 40,000 | 0.0% | 0.06% | -7.4% | ||
| GSQD | G SQUARED ASCEND I INC | $404,200 | +1.8% | 40,000 | 0.0% | 0.06% | -8.7% | |
| New | FREEPORT-MCMORAN INCcall | $380,000 | – | 10,000 | +100.0% | 0.06% | – | |
| OPHC | Buy | OPTIMUMBANK HLDGS INC | $362,407 | +26.7% | 88,608 | +26.0% | 0.06% | +16.3% |
| VALUENCE MERGER CORP I | $365,252 | +1.7% | 35,205 | 0.0% | 0.06% | -8.1% | ||
| MONTEREY CAP ACQUISITION COR | $357,757 | +1.1% | 35,740 | 0.0% | 0.06% | -8.2% | ||
| New | CASSAVA SCIENCES INCput | $354,480 | – | 12,000 | +100.0% | 0.06% | – | |
| New | AESTHER HEALTHCARE ACQSTN CO | $351,614 | – | 33,809 | +100.0% | 0.06% | – | |
| RHnote 9/1 | $346,751 | +7.0% | 250,000 | 0.0% | 0.05% | -3.6% | ||
| CHKEL | Sell | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $334,814 | -98.5% | 4,328 | -98.6% | 0.05% | -98.6% |
| New | PONO CAPITAL CORP | $334,830 | – | 31,919 | +100.0% | 0.05% | – | |
| New | AMPRIUS TECHNOLOGIES INCcall | $317,200 | – | 40,000 | +100.0% | 0.05% | – | |
| MLAC | New | MALACCA STRAITS ACQUISITION | $315,531 | – | 30,889 | +100.0% | 0.05% | – |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $305,815 | – | 3,100 | +100.0% | 0.05% | – |
| Buy | DEXCOM INCnote 0.750%12/0 | $300,690 | +103.2% | 109,000 | +45.3% | 0.05% | +80.8% | |
| TLT | New | ISHARES TR20 yr tr bd etf | $298,710 | – | 3,000 | +100.0% | 0.05% | – |
| VRIG | New | INVESCO ACTIVELY MANAGED ETFvar rate invt | $296,291 | – | 11,998 | +100.0% | 0.05% | – |
| New | HUBSPOT INCnote 0.375% 6/0 | $293,169 | – | 237,000 | +100.0% | 0.05% | – | |
| GOLDENSTONE ACQUISITION LTD | $284,351 | +2.7% | 27,823 | 0.0% | 0.04% | -6.2% | ||
| Buy | INSULET CORPnote 0.375% 9/0 | $280,096 | +88.0% | 198,000 | +57.1% | 0.04% | +69.2% | |
| AURA FAT PROJS ACQUISITION Cclass a ord | $256,375 | +1.7% | 25,000 | 0.0% | 0.04% | -9.1% | ||
| FEUTUNE LIGHT ACQUISITION CO | $253,233 | +2.1% | 24,900 | 0.0% | 0.04% | -7.0% | ||
| New | ALAMOS GOLD INC NEWcall | $252,750 | – | 25,000 | +100.0% | 0.04% | – | |
| FLTR | New | VANECK ETF TRUSTinvestment grd | $249,944 | – | 10,046 | +100.0% | 0.04% | – |
| JPST | New | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $238,218 | – | 4,752 | +100.0% | 0.04% | – |
| MOBIV ACQUISITION CORP | $233,870 | +2.6% | 22,750 | 0.0% | 0.04% | -5.1% | ||
| FLRN | New | SPDR SER TRbloomberg invt | $230,964 | – | 7,600 | +100.0% | 0.04% | – |
| BANNIX ACQUISITION CORP | $228,825 | +1.7% | 22,500 | 0.0% | 0.04% | -7.7% | ||
| ERES | New | EAST RES ACQUISITION CO | $221,579 | – | 21,809 | +100.0% | 0.04% | – |
| FG MERGER CORP | $225,425 | +2.0% | 22,068 | 0.0% | 0.04% | -7.9% | ||
| New | SAB BIOTHERAPEUTICS INC | $218,518 | – | 370,370 | +100.0% | 0.03% | – | |
| ALPHA STAR ACQUISITION CORPordinary shares | $216,411 | +1.6% | 21,103 | 0.0% | 0.03% | -8.1% | ||
| New | SOUTHWESTERN ENERGY COcall | $219,960 | – | 37,600 | +100.0% | 0.03% | – | |
| NRAC | NOBLE ROCK ACQUISITION CORP | $215,372 | +1.6% | 21,324 | 0.0% | 0.03% | -8.1% | |
| Sell | OXBRIDGE ACQUISITION CORP | $209,000 | -48.1% | 20,000 | -50.0% | 0.03% | -52.9% | |
| EVERGREEN CORPORATION | $212,138 | +2.0% | 20,636 | 0.0% | 0.03% | -8.3% | ||
| NBST | NEWBURY STREET ACQUISITN COR | $207,507 | +2.2% | 20,730 | 0.0% | 0.03% | -5.7% | |
| New | BEYOND MEAT INCput | $209,270 | – | 17,000 | +100.0% | 0.03% | – | |
| New | CIIG CAPITAL PARTNERS II INC | $203,800 | – | 20,000 | +100.0% | 0.03% | – | |
| CHKEW | Sell | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $202,248 | -99.4% | 2,402 | -99.4% | 0.03% | -99.4% |
| AIMFINITY INVESTMENT CORP Iunit 04/21/2027 | $200,800 | +1.9% | 20,000 | 0.0% | 0.03% | -8.8% | ||
| Buy | MACONDRAY CAP ACQUISITN CORP | $200,743 | +33.8% | 19,700 | +31.3% | 0.03% | +19.2% | |
| PONO CAP TWO INC | $186,150 | +1.7% | 18,250 | 0.0% | 0.03% | -9.4% | ||
| SPREE ACQUISITION CORP 1 LTD | $181,735 | +1.5% | 17,713 | 0.0% | 0.03% | -9.7% | ||
| DENALI CAPITAL ACQUISITN CORclass a ord | $179,550 | +2.0% | 17,500 | 0.0% | 0.03% | -6.7% | ||
| New | GLOBAL STAR ACQUISITION INC | $176,829 | – | 17,456 | +100.0% | 0.03% | – | |
| PGRW | New | PROGRESS ACQUISITION CORP | $171,906 | – | 16,970 | +100.0% | 0.03% | – |
| Buy | FINTECH ECOSYSTEM DEVE | $170,232 | +3.8% | 16,608 | +2.2% | 0.03% | -3.6% | |
| New | MAXPRO CAPITAL ACQUISITN COR | $170,961 | – | 16,502 | +100.0% | 0.03% | – | |
| GENESIS UNICORN CAPITAL CORP | $173,924 | +1.7% | 17,043 | 0.0% | 0.03% | -10.0% | ||
| PTOC | PINE TECHNOLOGY ACQUISITN CO | $175,545 | +2.1% | 17,502 | 0.0% | 0.03% | -10.0% | |
| FSR | Buy | FISKER INC | $162,848 | +3.7% | 22,400 | +7.7% | 0.03% | -3.7% |
| New | PLUTONIAN ACQUISITION CORPunit 10/26/2027 | $159,264 | – | 15,800 | +100.0% | 0.02% | – | |
| COLISEUM ACQUISITION CORP | $150,600 | +2.4% | 15,000 | 0.0% | 0.02% | -4.0% | ||
| BANYAN ACQUISITION CORPORATI | $153,150 | +2.1% | 15,000 | 0.0% | 0.02% | -7.7% | ||
| New | GIGCAPITAL 5 INC | $146,890 | – | 14,401 | +100.0% | 0.02% | – | |
| PEPPERLIME HEALTH ACQUSTN CO | $144,329 | +2.4% | 14,136 | 0.0% | 0.02% | -4.2% | ||
| New | SEABRIDGE GOLD INCcall | $138,380 | – | 11,000 | +100.0% | 0.02% | – | |
| INTEGRATED RAIL AND RES ACQ | $131,320 | +1.8% | 12,843 | 0.0% | 0.02% | -4.5% | ||
| New | EF HUTTON ACQUISITION CORP I | $133,296 | – | 13,303 | +100.0% | 0.02% | – | |
| New | PALISADE BIO INC | $136,843 | – | 26,316 | +100.0% | 0.02% | – | |
| Buy | HEARTBEAM INC*w exp 10/31/202 | $128,075 | +172.5% | 117,500 | +46.9% | 0.02% | +150.0% | |
| NUSCALE PWR CORPw exp 05/02/202 | $120,293 | -23.4% | 75,656 | 0.0% | 0.02% | -29.6% | ||
| Buy | GLADSTONE ACQUISITION CORP | $112,824 | +2.6% | 10,922 | +0.9% | 0.02% | -5.3% | |
| New | KIORA PHARMACEUTICALS INC | $113,190 | – | 33,000 | +100.0% | 0.02% | – | |
| Buy | CALLAWAY GOLF COMPANYnote 2.750% 5/0 | $116,188 | +19.8% | 89,000 | +18.7% | 0.02% | +5.9% | |
| JAWS HURRICANE ACQUISITN COR | $110,428 | +2.2% | 11,076 | 0.0% | 0.02% | -10.5% | ||
| New | MARATHON DIGITAL HOLDINGS INcall | $111,150 | – | 32,500 | +100.0% | 0.02% | – | |
| JATT ACQUISITION CORP | $102,100 | +1.1% | 10,000 | 0.0% | 0.02% | -5.9% | ||
| ELLIOTT OPPORTUNITY II CORP | $100,800 | +2.9% | 10,000 | 0.0% | 0.02% | -5.9% | ||
| New | AMPRIUS TECHNOLOGIES INCw exp 09/14/202 | $93,861 | – | 319,068 | +100.0% | 0.02% | – | |
| New | ENPHASE ENERGY INCnote 3/0 | $90,120 | – | 77,000 | +100.0% | 0.01% | – | |
| OSATW | Sell | NEXTPLAT CORP*w exp 06/02/202 | $74,555 | -25.4% | 120,289 | -5.7% | 0.01% | -29.4% |
| Sell | ONFOLIO HOLDINGS INCw exp 01/02/202 | $67,711 | +32.8% | 282,128 | -0.2% | 0.01% | +22.2% | |
| SBEVWS | Buy | SPLASH BEVERAGE GROUP INC*w exp 06/15/202 | $68,096 | -42.3% | 453,974 | +58.3% | 0.01% | -45.0% |
| Sell | PETVIVO HLDGS INC*w exp 08/13/202 | $60,736 | -37.4% | 221,977 | -0.9% | 0.01% | -41.2% | |
| GOEDWS | Buy | 1847 GOEDEKER INC*w exp 06/02/202 | $61,849 | -33.5% | 773,118 | +4.2% | 0.01% | -37.5% |
| Buy | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $64,893 | +15.9% | 41,000 | +2.5% | 0.01% | 0.0% | |
| New | MARATHON DIGITAL HOLDINGS INput | $54,378 | – | 15,900 | +100.0% | 0.01% | – | |
| New | KWESST MICRO SYSTEMS INCw exp 12/09/202 | $57,600 | – | 64,000 | +100.0% | 0.01% | – | |
| Buy | DIRECT DIGITAL HOLDINGS INC*w exp 02/15/202 | $48,840 | +205.2% | 62,616 | +3.8% | 0.01% | +166.7% | |
| FGI INDUSTRIES LTD*w exp 01/21/202 | $52,062 | +4.1% | 121,074 | 0.0% | 0.01% | -11.1% | ||
| New | KWESST MICRO SYSTEMS INC | $47,557 | – | 13,865 | +100.0% | 0.01% | – | |
| New | THE LION ELECTRIC COMPANYw exp 12/16/202 | $41,860 | – | 60,667 | +100.0% | 0.01% | – | |
| Sell | TWIN VEE POWERCATS CO | $37,881 | -61.7% | 20,700 | -48.9% | 0.01% | -64.7% | |
| ZIVOW | Buy | ZIVO BIOSCIENCE INC*w exp 05/14/202 | $41,091 | -19.4% | 86,508 | +2.2% | 0.01% | -33.3% |
| TALKW | Buy | TALKSPACE INC*w exp 06/21/202 | $38,013 | -41.5% | 521,442 | +113.9% | 0.01% | -45.5% |
| VIRI | Sell | VIRIOS THERAPEUTICS INC | $37,760 | -49.0% | 160,000 | -20.0% | 0.01% | -53.8% |
| MARA | New | MARATHON DIGITAL HOLDINGS IN | $41,040 | – | 12,000 | +100.0% | 0.01% | – |
| New | GROM SOCIAL ENTRPRISES INC | $32,340 | – | 21,000 | +100.0% | 0.01% | – | |
| NAVB | New | NAVIDEA BIOPHARMACEUTICALS I | $33,863 | – | 161,250 | +100.0% | 0.01% | – |
| New | NEOVOLTA INCw exp 04/01/202 | $34,482 | – | 38,527 | +100.0% | 0.01% | – | |
| Buy | NETCAPITAL INCw exp 07/12/202 | $31,290 | +30.4% | 105,000 | +17.4% | 0.01% | +25.0% | |
| Sell | APPTECH PMTS CORP*w exp 12/17/202 | $29,598 | -12.9% | 205,831 | -8.6% | 0.01% | -16.7% | |
| New | SEASTAR MEDICAL HOLDING CORPw exp 10/28/202 | $31,609 | – | 351,211 | +100.0% | 0.01% | – | |
| Buy | NEXALIN TECHNOLOGY INCw exp 09/15/202 | $33,297 | +375.7% | 166,483 | +308.9% | 0.01% | +400.0% | |
| Buy | RHnote 6/1 | $33,114 | +57.7% | 24,000 | +50.0% | 0.01% | +25.0% | |
| FRBK | New | REPUBLIC FIRST BANCORP INC | $32,250 | – | 15,000 | +100.0% | 0.01% | – |
| New | MIRION TECHNOLOGIES INC*w exp 10/20/202 | $33,708 | – | 30,096 | +100.0% | 0.01% | – | |
| New | ASP ISOTOPES INC | $23,460 | – | 14,848 | +100.0% | 0.00% | – | |
| Buy | CEA INDUSTRIES INC*w exp 02/11/202 | $23,769 | -37.4% | 264,095 | +2.9% | 0.00% | -42.9% | |
| CINGULATE INC*w exp 12/03/202 | $26,419 | +5.7% | 110,032 | 0.0% | 0.00% | 0.0% | ||
| New | NRG ENERGY INCdbcv 2.750% 6/0 | $26,809 | – | 27,000 | +100.0% | 0.00% | – | |
| New | CASTELLUM INC | $25,200 | – | 20,000 | +100.0% | 0.00% | – | |
| HYMCW | New | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $18,675 | – | 250,000 | +100.0% | 0.00% | – |
| DTSTW | DATA STORAGE CORP*w exp 05/13/202 | $16,797 | -16.0% | 105,312 | 0.0% | 0.00% | 0.0% | |
| EVGOW | Sell | EVGO INC*w exp 07/01/202 | $17,337 | -85.8% | 25,500 | -60.8% | 0.00% | -85.7% |
| GCMGW | Sell | GCM GROSVENOR INC*w exp 11/17/202 | $18,938 | -51.4% | 43,042 | -35.0% | 0.00% | -57.1% |
| New | IBIO INC | $22,200 | – | 50,000 | +100.0% | 0.00% | – | |
| New | INVITAE CORPcall | $18,600 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PEAK BIO INCw exp 10/26/202 | $20,522 | – | 101,345 | +100.0% | 0.00% | – | |
| Buy | SAVERONE 2014 LTDw exp 05/04/202 | $19,411 | -62.7% | 194,497 | +11.8% | 0.00% | -66.7% | |
| New | SNAIL INC | $19,110 | – | 13,000 | +100.0% | 0.00% | – | |
| STXS | STEREOTAXIS INC | $20,600 | +14.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| Buy | STRAN & COMPANY INC*w exp 11/01/202 | $19,453 | -46.0% | 168,494 | +9.0% | 0.00% | -50.0% | |
| VICARIOUS SURGICAL INC*w exp 08/05/202 | $19,040 | -61.9% | 112,000 | 0.0% | 0.00% | -66.7% | ||
| Buy | MICROCLOUD HOLOGRAM INCw exp 01/31/202 | $22,097 | +215.7% | 315,673 | +214.7% | 0.00% | +200.0% | |
| Buy | MARIS TECH LTD*w exp 02/04/202 | $22,324 | -30.2% | 223,236 | +0.1% | 0.00% | -50.0% | |
| HARBOR CUSTOM DEVELOPMENT IN*w exp 10/04/202 | $11,517 | -60.3% | 165,000 | 0.0% | 0.00% | -60.0% | ||
| APWS | AMPCO-PITTSBURG CORP*w exp 08/01/202 | $13,262 | -36.8% | 84,200 | 0.0% | 0.00% | -50.0% | |
| Buy | MOBILICOM LTDw exp 08/31/202 | $14,010 | -70.8% | 127,366 | +0.4% | 0.00% | -75.0% | |
| New | ATHERSYS INC NEW | $14,095 | – | 16,780 | +100.0% | 0.00% | – | |
| TC BIOPHARM HOLDINGS PLC*w exp 02/08/202 | $10,937 | -0.6% | 86,667 | 0.0% | 0.00% | 0.0% | ||
| Buy | BT BRANDS INC*w exp 11/12/202 | $11,218 | +2.0% | 74,786 | +15.6% | 0.00% | 0.0% | |
| Sell | ARQIT QUANTUM INC*w exp 11/02/202 | $12,421 | -43.5% | 24,355 | -1.0% | 0.00% | -50.0% | |
| GMBL | Sell | ESPORTS ENTMT GROUP INC | $10,657 | -76.8% | 135,756 | -63.3% | 0.00% | -75.0% |
| Buy | PAGAYA TECHNOLOGIES LTDw exp 09/01/202 | $11,790 | -26.3% | 124,231 | +48.4% | 0.00% | -33.3% | |
| GOEVW | CANOO INC*w exp 12/21/202 | $9,660 | -43.2% | 42,000 | 0.0% | 0.00% | -33.3% | |
| VRPX | Sell | VIRPAX PHARMACEUTICALS INC | $10,561 | -54.1% | 17,012 | -10.5% | 0.00% | -50.0% |
| VSSYW | New | VERSUS SYSTEMS INC*w exp 12/17/202 | $12,721 | – | 443,244 | +100.0% | 0.00% | – |
| COMERA LIFE SCIENCES HLDGS Iw exp 03/15/202 | $14,569 | -14.3% | 305,440 | 0.0% | 0.00% | -33.3% | ||
| Sell | LIVEONE INC | $10,927 | -50.3% | 16,981 | -43.4% | 0.00% | -50.0% | |
| Sell | NEUROSENSE THERAPEUTICS LTD*w exp 11/09/202 | $14,380 | -24.3% | 79,668 | -2.7% | 0.00% | -33.3% | |
| WEARABLE DEVICES LTDw exp 09/14/202 | $11,631 | -41.8% | 95,965 | 0.0% | 0.00% | -33.3% | ||
| New | SELINA HOSPITALITY PLCw exp 10/27/202 | $14,670 | – | 183,376 | +100.0% | 0.00% | – | |
| IVEDA SOLUTIONS INCw exp 04/01/202 | $4,354 | -27.4% | 36,286 | 0.0% | 0.00% | 0.0% | ||
| Sell | NEXTNAV INC*w exp 10/28/202 | $3,725 | -83.8% | 10,000 | -77.8% | 0.00% | -75.0% | |
| MOBIQUITY TECHNOLOGIES INC*w exp 12/03/202 | $4,029 | -49.6% | 50,368 | 0.0% | 0.00% | 0.0% | ||
| ACLARION INCw exp 04/21/202 | $4,440 | -36.6% | 28,647 | 0.0% | 0.00% | 0.0% | ||
| MDNA | Sell | MEDICENNA THERAPEUTICS CORP | $9,160 | -61.8% | 20,000 | -32.2% | 0.00% | -75.0% |
| LIXT | LIXTE BIOTECHNOLOGY HLDGS IN | $7,359 | -8.0% | 14,500 | 0.0% | 0.00% | 0.0% | |
| SHARPS TECHNOLOGY INCw exp 04/13/202 | $5,054 | -63.9% | 38,847 | 0.0% | 0.00% | -50.0% | ||
| NORTHVIEW ACQUISITION CORP*w exp 08/02/202 | $3,325 | -16.9% | 77,770 | 0.0% | 0.00% | 0.0% | ||
| KLRWS | Sell | KALEYRA INC*w exp 11/25/202 | $3,250 | -63.9% | 86,316 | -4.2% | 0.00% | -50.0% |
| Buy | INNOVATIVE EYEWEAR INCw exp 08/16/202 | $8,381 | -65.1% | 67,265 | +15.0% | 0.00% | -75.0% | |
| Sell | PASITHEA THERAPEUTICS CORP*w exp 08/12/202 | $9,554 | -76.1% | 289,968 | -6.7% | 0.00% | -85.7% | |
| Sell | SYSTEM1 INC*w exp 99/99/999 | $8,070 | -69.0% | 17,400 | -27.8% | 0.00% | -75.0% | |
| TRKA | New | TROIKA MEDIA GROUP INC | $5,233 | – | 44,999 | +100.0% | 0.00% | – |
| WINT | New | WINDTREE THERAPEUTICS INC | $4,263 | – | 25,000 | +100.0% | 0.00% | – |
| AGRIW | AGRIFORCE GROWING SYSTEMS LT*w exp 02/01/202 | $5,496 | -60.7% | 60,401 | 0.0% | 0.00% | -50.0% | |
| New | BONE BIOLOGICS CORP | $6,291 | – | 30,000 | +100.0% | 0.00% | – | |
| BIOAFFINITY TECHNOLOGIES INCw exp 09/07/202 | $8,159 | +16.6% | 19,426 | 0.0% | 0.00% | 0.0% | ||
| ENERGEM CORP*w exp 11/15/202 | $7,110 | -21.0% | 90,000 | 0.0% | 0.00% | -50.0% | ||
| GORILLA TECHNOLOGY GROUP INCw exp 07/13/202 | $4,100 | -41.4% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | AURORA INNOVATION INC*w exp 11/03/202 | $9,114 | – | 70,109 | +100.0% | 0.00% | – | |
| INFINT ACQUISITION CORP*w exp 99/99/999 | $7,208 | -19.9% | 90,100 | 0.0% | 0.00% | -50.0% | ||
| Sell | KAIROUS ACQUISITION CORP LTD*w exp 09/15/202 | $6,656 | +66.4% | 80,677 | -6.9% | 0.00% | 0.0% | |
| PTIX | New | PROTAGENIC THERAPEUTICS INC | $8,000 | – | 20,000 | +100.0% | 0.00% | – |
| ASSURE HLDGS CORP | $5,206 | -60.0% | 20,000 | 0.0% | 0.00% | -50.0% | ||
| AWH | ASPIRA WOMENS HEALTH INC | $5,100 | -15.0% | 15,000 | 0.0% | 0.00% | 0.0% | |
| AROGO CAPITAL ACQUISITION CO*w exp 03/23/202 | $5,175 | +3.5% | 90,000 | 0.0% | 0.00% | 0.0% | ||
| APTOSE BIOSCIENCES INC | $6,670 | -4.7% | 11,500 | 0.0% | 0.00% | 0.0% | ||
| AMST | Sell | AMESITE INC | $7,765 | -92.3% | 44,348 | -89.4% | 0.00% | -94.1% |
| Sell | AMERICAN REBEL HOLDINGS INC*w exp 01/20/202 | $4,517 | -58.9% | 130,921 | -31.1% | 0.00% | -50.0% | |
| Sell | AINOS INCw exp 07/29/202 | $8,670 | -67.9% | 34,695 | -2.3% | 0.00% | -80.0% | |
| Sell | ALPHA TAU MEDICAL LTD*w exp 03/07/202 | $5,727 | -47.9% | 22,900 | -5.4% | 0.00% | -50.0% | |
| Sell | INSPIRA TECHNOLOGIES OXY BHN*w exp 06/30/202 | $4,445 | -25.9% | 24,000 | -4.0% | 0.00% | 0.0% | |
| PTIXW | Sell | PROTAGENIC THERAPEUTICS INC*w exp 04/13/202 | $7,265 | -39.5% | 177,196 | -37.9% | 0.00% | -50.0% |
| RAIL VISION LTD*w exp 03/27/202 | $4,163 | -16.7% | 59,563 | 0.0% | 0.00% | 0.0% | ||
| FORAFRIC GLOBAL PLCw exp 06/09/202 | $7,140 | +78.5% | 10,500 | 0.0% | 0.00% | 0.0% | ||
| AGILE THERAPEUTICS INC | $3,973 | -20.5% | 17,500 | 0.0% | 0.00% | 0.0% | ||
| BRUUSH ORAL CARE INCw exp 08/03/202 | $876 | -85.4% | 15,000 | 0.0% | 0.00% | -100.0% | ||
| FAT PROJECTS ACQUISITION COR*w exp 08/31/202 | $2,125 | -46.9% | 85,000 | 0.0% | 0.00% | -100.0% | ||
| Exit | AURA FAT PROJS ACQUISITION Cw exp 03/31/202 | $0 | – | -11,392 | -100.0% | 0.00% | – | |
| Exit | ACRI CAPITAL ACQUISITION CORw exp 02/01/202 | $0 | – | -15,261 | -100.0% | 0.00% | – | |
| ACCRETION ACQUISITION CORP*w exp 03/01/202 | $1,633 | -59.2% | 87,348 | 0.0% | 0.00% | -100.0% | ||
| AUUDW | AUDDIA INC*w exp 10/17/202 | $2,231 | -62.8% | 12,768 | 0.0% | 0.00% | -100.0% | |
| FINANCIAL STRATEGIES ACQUISI*w exp 03/31/202 | $1,200 | -70.0% | 80,000 | 0.0% | 0.00% | -100.0% | ||
| Sell | BOXED INC*w exp 12/08/202 | $2,793 | -74.6% | 71,618 | -38.8% | 0.00% | -100.0% | |
| FG MERGER CORPw exp 06/17/202 | $1,448 | -27.6% | 16,546 | 0.0% | 0.00% | – | ||
| Sell | BONE BIOLOGICS CORP*w exp 10/13/202 | $1,215 | -90.7% | 41,100 | -58.7% | 0.00% | -100.0% | |
| SHAPEWAYS HOLDINGS INC*w exp 10/31/202 | $248 | -75.2% | 14,668 | 0.0% | 0.00% | – | ||
| New | EMBRACE CHANGE ACQUISITN CORw exp 10/25/202 | $406 | – | 12,500 | +100.0% | 0.00% | – | |
| ALLEGO N V*w exp 03/16/202 | $2,250 | -77.5% | 22,500 | 0.0% | 0.00% | -100.0% | ||
| BANNIX ACQUISITION CORP*w exp 07/31/202 | $1,500 | -62.5% | 85,700 | 0.0% | 0.00% | -100.0% | ||
| Exit | CHICKEN SOUP FOR THE SOUL ENw exp 10/22/202 | $0 | – | -19,016 | -100.0% | 0.00% | – | |
| MDHWS | Exit | MDH ACQUISITION CORP*w exp 02/02/202 | $0 | – | -11,019 | -100.0% | 0.00% | – |
| DBGI | Exit | DIGITAL BRANDS GROUP INC | $0 | – | -10,100 | -100.0% | 0.00% | – |
| Exit | GETTY IMAGES HOLDINGS INCw exp 07/22/202 | $0 | – | -29,137 | -100.0% | 0.00% | – | |
| GELESIS HLDGS INC*w exp 01/13/202 | $796 | -80.1% | 89,400 | 0.0% | 0.00% | -100.0% | ||
| PSTV | PLUS THERAPEUTICS INC | $3,170 | -36.6% | 10,000 | 0.0% | 0.00% | -100.0% | |
| GROMW | Exit | GROM SOCIAL ENTERPRISES INC*w exp 06/17/202 | $0 | – | -25,021 | -100.0% | 0.00% | – |
| SPREE ACQUISITION CORP 1 LTD*w exp 12/22/202 | $1,900 | -36.7% | 47,154 | 0.0% | 0.00% | -100.0% | ||
| Exit | SEQLL INC*w exp 08/31/202 | $0 | – | -22,795 | -100.0% | 0.00% | – | |
| NEXGEL INC*w exp 12/01/202 | $1,500 | -50.0% | 10,000 | 0.0% | 0.00% | -100.0% | ||
| Sell | DERMATA THERAPEUTICS INC*w exp 08/13/202 | $1,214 | -86.5% | 60,711 | -39.2% | 0.00% | -100.0% | |
| EDIBLE GARDEN AG INCw exp 04/18/202 | $1,464 | -85.4% | 103,861 | 0.0% | 0.00% | -100.0% | ||
| PRIME NO ACQUISITION I CORPw exp 07/31/202 | $888 | -11.2% | 13,658 | 0.0% | 0.00% | – | ||
| New | EF HUTTON ACQUISITION CORP Iw exp 11/18/202 | $160 | – | 10,000 | +100.0% | 0.00% | – | |
| CLVRW | CLEVER LEAVES HOLDINGS INC*w exp 12/18/202 | $873 | -56.4% | 25,000 | 0.0% | 0.00% | – | |
| CELULARITY INC*w exp 05/24/202 | $1,456 | -79.2% | 18,200 | 0.0% | 0.00% | -100.0% | ||
| New | EF HUTTON ACQUISITION CORP Iright 11/18/2027 | $1,656 | – | 13,246 | +100.0% | 0.00% | – | |
| INCEPTION GROWTH ACQUSTN LTD*w exp 10/15/202 | $2,925 | -51.2% | 90,000 | 0.0% | 0.00% | -100.0% | ||
| Sell | WORKSPORT LTD*w exp 06/01/202 | $2,094 | -58.1% | 14,960 | -24.1% | 0.00% | -100.0% | |
| CANNA GLOBAL ACQUISITION COR*w exp 11/30/202 | $1,577 | -21.2% | 90,100 | 0.0% | 0.00% | – | ||
| New | BUZZFEED INC*w exp 12/03/202 | $1,771 | – | 44,284 | +100.0% | 0.00% | – | |
| Sell | FEUTUNE LIGHT ACQUISITION COw exp 06/01/202 | $624 | -37.6% | 20,796 | -3.7% | 0.00% | – | |
| ALPHA STAR ACQUISITION CORP*w exp 12/13/202 | $1,192 | -60.3% | 80,000 | 0.0% | 0.00% | -100.0% | ||
| Sell | ANGHAMI INC*w exp 02/03/202 | $1,063 | -86.7% | 40,409 | -23.4% | 0.00% | -100.0% | |
| Exit | SPIRE GLOBAL INC*w exp 08/16/202 | $0 | – | -28,867 | -100.0% | -0.00% | – | |
| GMVDW | Exit | G MED INNOVATIONS HLDGS LTD*w exp 06/30/202 | $0 | – | -87,576 | -100.0% | -0.00% | – |
| Exit | TC BIOPHARM HOLDINGS PLCsponsored ads | $0 | – | -12,500 | -100.0% | -0.00% | – | |
| Exit | CONNEXA SPORTS TECHNOLOGIES | $0 | – | -20,001 | -100.0% | -0.00% | – | |
| CDAK | Exit | CODIAK BIOSCIENCES INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | SMART FOR LIFE INC | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| AGTC | Exit | APPLIED GENETIC TECHNOLOGIES | $0 | – | -30,000 | -100.0% | -0.00% | – |
| ATNX | Exit | ATHENEX INC | $0 | – | -35,500 | -100.0% | -0.00% | – |
| Exit | APPTECH PMTS CORP | $0 | – | -16,954 | -100.0% | -0.00% | – | |
| TRKAW | Exit | TROIKA MEDIA GROUP INC*w exp 04/13/202 | $0 | – | -169,464 | -100.0% | -0.00% | – |
| RELIW | Exit | RELIANCE GLOBAL GROUP INC*w exp 02/01/202 | $0 | – | -41,519 | -100.0% | -0.00% | – |
| IKT | Exit | INHIBIKASE THERAPEUTICS INC | $0 | – | -14,493 | -100.0% | -0.00% | – |
| VRMEW | Exit | VERIFYME INC*w exp 06/22/202 | $0 | – | -38,642 | -100.0% | -0.00% | – |
| AYTU | Exit | AYTU BIOPHARMA INC | $0 | – | -65,002 | -100.0% | -0.00% | – |
| Exit | EDIBLE GARDEN AG INC | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | TIZIANA LIFE SCIENCES LTD | $0 | – | -22,000 | -100.0% | -0.00% | – | |
| Exit | EZFILL HOLDINGS INC | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| IMAC | Exit | IMAC HLDGS INC | $0 | – | -45,000 | -100.0% | -0.00% | – |
| PALI | Exit | PALISADE BIO INC | $0 | – | -150,000 | -100.0% | -0.00% | – |
| PAVMZ | Exit | PAVMED INC*w exp 04/30/202 | $0 | – | -38,000 | -100.0% | -0.00% | – |
| SVFD | Exit | SAVE FOODS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | MOBILE GLOBAL ESPORTS INC | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | STRONGHOLD DIGITAL MINING IN | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | IN8BIO INC | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| VEV | Exit | VICINITY MOTOR CORP | $0 | – | -27,157 | -100.0% | -0.01% | – |
| OCUP | Exit | OCUPHIRE PHARMA INC | $0 | – | -21,000 | -100.0% | -0.01% | – |
| ASRT | Exit | ASSERTIO HOLDINGS INC | $0 | – | -19,000 | -100.0% | -0.01% | – |
| Exit | ONFOLIO HOLDINGS INC | $0 | – | -35,000 | -100.0% | -0.01% | – | |
| Exit | LASER PHOTONICS CORP | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| Exit | BAUDAX BIO INC | $0 | – | -270,000 | -100.0% | -0.01% | – | |
| NVTA | Exit | INVITAE CORPcall | $0 | – | -30,000 | -100.0% | -0.01% | – |
| DSKE | Exit | DASEKE INCcall | $0 | – | -14,000 | -100.0% | -0.01% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
| VJET | Exit | VOXELJET AGads | $0 | – | -29,240 | -100.0% | -0.02% | – |
| Exit | AETHERIUM ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| BITE | Exit | BITE ACQUISITION CORP | $0 | – | -10,700 | -100.0% | -0.02% | – |
| Exit | WILLIAMS ROWLAND ACQUISITION | $0 | – | -11,084 | -100.0% | -0.02% | – | |
| ISAA | Exit | IRON SPARK I INC | $0 | – | -12,283 | -100.0% | -0.02% | – |
| ASAQ | Exit | ATLANTIC AVE ACQUISITION COR | $0 | – | -11,850 | -100.0% | -0.02% | – |
| Exit | LARKSPUR HEALTH ACQUISITION | $0 | – | -12,000 | -100.0% | -0.02% | – | |
| Exit | EMBRACE CHANGE ACQUISITN CORunit 03/17/2027 | $0 | – | -12,500 | -100.0% | -0.02% | – | |
| Exit | EF HUTTON ACQUISITION CORP Iunit 11/18/2027 | $0 | – | -13,303 | -100.0% | -0.02% | – | |
| BBBY | Exit | BED BATH & BEYOND INCput | $0 | – | -22,000 | -100.0% | -0.02% | – |
| TMKR | Exit | TASTEMAKER ACQUISITION CORP | $0 | – | -14,500 | -100.0% | -0.02% | – |
| CONX | Exit | CONX CORP | $0 | – | -15,044 | -100.0% | -0.03% | – |
| BMTXWS | Exit | BM TECHNOLOGIES INC*w exp 01/04/202 | $0 | – | -219,926 | -100.0% | -0.03% | – |
| PSAG | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -16,000 | -100.0% | -0.03% | – |
| RCLF | Exit | ROSECLIFF ACQUISITION CORP I | $0 | – | -16,077 | -100.0% | -0.03% | – |
| Exit | HUBSPOT INCnote 0.375% 6/0 | $0 | – | -130,000 | -100.0% | -0.03% | – | |
| TMPM | Exit | TURMERIC ACQUISITION CORPcl a | $0 | – | -16,867 | -100.0% | -0.03% | – |
| MARA | Exit | MARATHON DIGITAL HOLDINGS INput | $0 | – | -15,900 | -100.0% | -0.03% | – |
| Exit | GLOBAL STAR ACQUISITION INCunit 07/15/2028 | $0 | – | -17,456 | -100.0% | -0.03% | – | |
| Exit | DRAFTKINGS INC NEWput | $0 | – | -12,000 | -100.0% | -0.03% | – | |
| LUXA | Exit | LUX HEALTH TECH ACQUISITION | $0 | – | -18,900 | -100.0% | -0.03% | – |
| CVNA | Exit | CARVANA COput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| CVNA | Exit | CARVANA COcl a | $0 | – | -10,000 | -100.0% | -0.04% | – |
| SWN | Exit | SOUTHWESTERN ENERGY COcall | $0 | – | -32,600 | -100.0% | -0.04% | – |
| ARKK | Exit | ARK ETF TRinnovation etf | $0 | – | -5,500 | -100.0% | -0.04% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| Exit | PENN NATL GAMING INCnote 2.750% 5/1 | $0 | – | -156,000 | -100.0% | -0.04% | – | |
| PAAS | Exit | PAN AMERN SILVER CORPcall | $0 | – | -15,200 | -100.0% | -0.04% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcall | $0 | – | -10,000 | -100.0% | -0.05% | – |
| Exit | GARDINER HEALTHCARE ACQTS CO | $0 | – | -27,873 | -100.0% | -0.05% | – | |
| AUS | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -29,600 | -100.0% | -0.05% | – |
| SAVA | Exit | CASSAVA SCIENCES INCput | $0 | – | -7,000 | -100.0% | -0.05% | – |
| Exit | ROBINHOOD MKTS INCput | $0 | – | -30,000 | -100.0% | -0.05% | – | |
| KKRPRC | Exit | KKR & CO INC6% mconv pfd c | $0 | – | -6,010 | -100.0% | -0.06% | – |
| ARKK | Exit | ARK ETF TRput | $0 | – | -10,000 | -100.0% | -0.06% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDcall | $0 | – | -9,000 | -100.0% | -0.07% | – |
| ASZ | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -40,000 | -100.0% | -0.07% | – |
| Exit | BLOCKCHAIN MOON ACQUISITN CO | $0 | – | -40,000 | -100.0% | -0.07% | – | |
| MDH | Exit | MDH ACQUISITION CORP | $0 | – | -40,461 | -100.0% | -0.07% | – |
| Exit | DEEP MEDICINE ACQUISITION CO | $0 | – | -40,389 | -100.0% | -0.07% | – | |
| Exit | SANABY HEALTH ACQUISITION CO | $0 | – | -40,000 | -100.0% | -0.07% | – | |
| MSTR | Exit | MICROSTRATEGY INCput | $0 | – | -2,000 | -100.0% | -0.07% | – |
| BTU | Exit | PEABODY ENGR CORPcall | $0 | – | -20,000 | -100.0% | -0.09% | – |
| UNG | Exit | UNITED STS NAT GAS FD LPcall | $0 | – | -25,000 | -100.0% | -0.10% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -25,000 | -100.0% | -0.11% | – |
| Exit | CONMED CORPnote 2.625% 2/0 | $0 | – | -807,000 | -100.0% | -0.15% | – | |
| SLV | Exit | ISHARES SILVER TRcall | $0 | – | -55,000 | -100.0% | -0.17% | – |
| DTP | Exit | DTE ENERGY COunit 11/01/2022s | $0 | – | -20,000 | -100.0% | -0.17% | – |
| Exit | HCI GROUP INCnote 4.250% 3/0 | $0 | – | -1,209,000 | -100.0% | -0.18% | – | |
| JNK | Exit | SPDR SER TRbloomberg high y | $0 | – | -12,366 | -100.0% | -0.19% | – |
| MCD | Exit | MCDONALDS CORPput | $0 | – | -5,000 | -100.0% | -0.20% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -19,000 | -100.0% | -0.24% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -17,000 | -100.0% | -0.26% | – |
| FSR | Exit | FISKER INCput | $0 | – | -204,300 | -100.0% | -0.27% | – |
| GDX | Exit | VANECK ETF TRUSTcall | $0 | – | -73,800 | -100.0% | -0.31% | – |
| XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -25,000 | -100.0% | -0.31% | – |
| BSJP | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -87,215 | -100.0% | -0.33% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -20,000 | -100.0% | -0.35% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -20,000 | -100.0% | -0.35% | – |
| Exit | Q2 HLDGS INCnote 0.750% 2/1 | $0 | – | -2,400,000 | -100.0% | -0.41% | – | |
| Exit | CLOUDFLARE INCnote 0.750% 5/1 | $0 | – | -1,485,000 | -100.0% | -0.41% | – | |
| Exit | ZENDESK INCnote 0.250% 3/1 | $0 | – | -2,500,000 | -100.0% | -0.53% | – | |
| Exit | OMNICELL COMnote 0.250% 9/1 | $0 | – | -2,900,000 | -100.0% | -0.54% | – | |
| AAPL | Exit | APPLE INCput | $0 | – | -25,000 | -100.0% | -0.60% | – |
| Exit | NOVA LTDnote 10/1 | $0 | – | -2,760,000 | -100.0% | -0.60% | – | |
| Exit | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $0 | – | -3,000,000 | -100.0% | -0.60% | – | |
| Exit | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $0 | – | -3,286,000 | -100.0% | -0.64% | – | |
| TSLA | Exit | TESLA INCput | $0 | – | -15,000 | -100.0% | -0.69% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -66,500 | -100.0% | -0.86% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -21,000 | -100.0% | -1.30% | – |
| CHKEZ | Exit | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $0 | – | -241,808 | -100.0% | -3.19% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -70,000 | -100.0% | -4.32% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -140,000 | -100.0% | -6.47% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -334,600 | -100.0% | -20.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NICE SYS INC | 12 | Q3 2023 | 2.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
| PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
| KBR INC | 11 | Q3 2023 | 7.5% |
| RH | 11 | Q3 2023 | 2.3% |
| ETSY INC | 11 | Q3 2023 | 1.9% |
| AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
| INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
| OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
| ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
| HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
| PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-11 |
| 13F-HR/A | 2022-05-13 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.