$507 Million is the total value of Warberg Asset Management LLC's 249 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 59.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | SPDR S&P 500 ETF TRput | $117,904,320 | -58.4% | 288,000 | -61.2% | 23.23% | -47.7% | |
| Buy | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $51,804,415 | +61.4% | 13,070,000 | +22.6% | 10.21% | +103.1% | |
| OXYWS | Sell | OCCIDENTAL PETE CORP*w exp 08/03/202 | $41,743,216 | -9.0% | 1,022,594 | -8.3% | 8.23% | +14.5% |
| Buy | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $35,972,192 | +105.5% | 8,062,000 | +72.9% | 7.09% | +158.5% | |
| Buy | TERADYNE INCnote 1.250%12/1 | $25,293,492 | +27.3% | 7,423,000 | +3.4% | 4.98% | +60.2% | |
| Buy | INVESCO QQQ TRput | $21,502,310 | +438.3% | 67,000 | +346.7% | 4.24% | +576.8% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $14,216,127 | +48.5% | 6,339,000 | +4.7% | 2.80% | +86.7% | |
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $11,984,221 | +21.6% | 3,179,000 | 0.0% | 2.36% | +53.0% | ||
| New | CHART INDS INCnote 1.000%11/1 | $10,896,752 | – | 5,000,000 | +100.0% | 2.15% | – | |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $9,865,604 | +24.2% | 5,056,000 | +0.6% | 1.94% | +56.3% | |
| Sell | PIONEER NAT RES COnote 0.250% 5/1 | $9,752,722 | -76.3% | 4,542,000 | -74.2% | 1.92% | -70.1% | |
| New | SEA LTDnote 1.000%12/0 | $8,781,250 | – | 5,000,000 | +100.0% | 1.73% | – | |
| Buy | ETSY INCnote 0.125%10/0 | $7,812,848 | +71.8% | 5,450,000 | +85.4% | 1.54% | +116.3% | |
| ALLEGHENY TECHNOLOGIES INCnote 3.500% 6/1 | $7,779,705 | +28.6% | 3,000,000 | 0.0% | 1.53% | +61.7% | ||
| Buy | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $6,427,045 | +18.9% | 3,209,000 | +0.1% | 1.27% | +49.5% | |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 1/0 | $6,216,430 | -13.1% | 5,500,000 | +9.8% | 1.22% | +9.3% | |
| Sell | PLUG PWR INCnote 3.750% 6/0 | $6,001,655 | -32.2% | 2,535,000 | -28.3% | 1.18% | -14.7% | |
| HTZZW | Sell | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $5,035,493 | -1.7% | 567,060 | -17.5% | 0.99% | +23.5% |
| New | ISHARES TRput | $4,638,400 | – | 26,000 | +100.0% | 0.91% | – | |
| Buy | SILICON LABORATORIES INCnote 0.625% 6/1 | $4,127,809 | +112.8% | 2,749,000 | +77.9% | 0.81% | +167.4% | |
| New | BOX INCnote 1/1 | $4,099,025 | – | 3,500,000 | +100.0% | 0.81% | – | |
| New | INVESCO QQQ TRcall | $3,851,160 | – | 12,000 | +100.0% | 0.76% | – | |
| Buy | PARSONS CORP DELnote 0.250% 8/1 | $3,846,018 | +7.9% | 3,473,000 | +11.1% | 0.76% | +35.6% | |
| New | PEABODY ENGR CORPnote 3.250% 3/0 | $3,807,828 | – | 2,500,000 | +100.0% | 0.75% | – | |
| Buy | RHnote 9/1 | $3,754,754 | +982.8% | 2,907,000 | +1062.8% | 0.74% | +1270.4% | |
| New | SPDR GOLD TRput | $3,664,400 | – | 20,000 | +100.0% | 0.72% | – | |
| Sell | COLLIERS INTL GROUP INCnote 4.000% 6/0 | $3,655,914 | +9.2% | 1,950,000 | -2.5% | 0.72% | +37.1% | |
| Buy | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $3,444,191 | +262.4% | 1,446,000 | +203.8% | 0.68% | +355.7% | |
| New | CLOROX CO DELput | $3,164,800 | – | 20,000 | +100.0% | 0.62% | – | |
| Sell | APPLE INCput | $3,116,610 | -4.1% | 18,900 | -24.4% | 0.61% | +20.6% | |
| Sell | MIDDLEBY CORPnote 1.000% 9/0 | $3,108,756 | -29.8% | 2,501,000 | -33.5% | 0.61% | -11.7% | |
| Buy | NICE SYS INCnote 1.250% 1/1 | $2,892,165 | +56.0% | 1,054,000 | +31.1% | 0.57% | +96.6% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $2,408,809 | -1.7% | 2,390,000 | +3.0% | 0.48% | +23.7% | |
| New | BARCLAYS BANK PLCcall | $2,380,230 | – | 53,000 | +100.0% | 0.47% | – | |
| HARMONIC INCdbcv 2.000% 9/0 | $2,365,351 | +9.0% | 1,375,000 | 0.0% | 0.47% | +37.1% | ||
| Buy | VANECK ETF TRUSTcall | $2,102,750 | +19.3% | 65,000 | +5.7% | 0.41% | +50.0% | |
| New | TESLA INCput | $2,074,600 | – | 10,000 | +100.0% | 0.41% | – | |
| Buy | RHnote 6/1 | $1,972,990 | +5858.2% | 1,575,000 | +6462.5% | 0.39% | +7680.0% | |
| New | REPLIGEN CORPnote 0.375% 7/1 | $1,560,826 | – | 1,015,000 | +100.0% | 0.31% | – | |
| ICSH | New | ISHARES TRblackrock ultra | $1,544,886 | – | 30,744 | +100.0% | 0.30% | – |
| Buy | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $1,523,747 | +49.2% | 727,000 | +7.1% | 0.30% | +87.5% | |
| Buy | TESLA INCnote 2.000% 5/1 | $1,443,938 | +74.5% | 144,000 | +3.6% | 0.28% | +119.2% | |
| Buy | SURGEPAYS INC*w exp 10/22/202 | $1,432,631 | -46.9% | 1,211,492 | +5.6% | 0.28% | -33.2% | |
| MCDONALDS CORPput | $1,398,050 | +6.1% | 5,000 | 0.0% | 0.28% | +33.5% | ||
| New | CONMED CORPnote 2.625% 2/0 | $1,313,440 | – | 1,066,000 | +100.0% | 0.26% | – | |
| FISKER INCput | $1,254,402 | -15.5% | 204,300 | 0.0% | 0.25% | +6.0% | ||
| APTVPRA | New | APTIV PLC5.5% cnv pfd a | $1,107,927 | – | 9,127 | +100.0% | 0.22% | – |
| Buy | KBR INCnote 2.500%11/0 | $1,010,505 | +79.8% | 464,000 | +74.4% | 0.20% | +126.1% | |
| New | FIRST REP BK SAN FRANCISCO Cput | $919,143 | – | 65,700 | +100.0% | 0.18% | – | |
| NEN | Sell | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $909,147 | -49.3% | 12,557 | -50.3% | 0.18% | -36.3% |
| New | MICROSOFT CORPcall | $864,900 | – | 3,000 | +100.0% | 0.17% | – | |
| PXSAP | Sell | PYXIS TANKERS INC7.75% cnv pfd a | $694,205 | -3.8% | 28,627 | -4.3% | 0.14% | +21.2% |
| New | OAK WOODS ACQUISITION CORPunit 03/23/2028 | $663,000 | – | 65,000 | +100.0% | 0.13% | – | |
| New | SELECT SECTOR SPDR TRput | $643,000 | – | 20,000 | +100.0% | 0.13% | – | |
| Sell | ISHARES SILVER TRcall | $641,480 | -2.9% | 29,000 | -3.3% | 0.13% | +22.3% | |
| Buy | GOLDENSTONE ACQUISITION LTD | $623,496 | +119.3% | 60,096 | +116.0% | 0.12% | +173.3% | |
| CHKEL | Buy | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $607,962 | +81.6% | 10,512 | +142.9% | 0.12% | +130.8% |
| MAQC | New | MAQUIA CAPITAL ACQUISITION C | $600,170 | – | 56,407 | +100.0% | 0.12% | – |
| CHKEW | Buy | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $588,108 | +190.8% | 9,152 | +281.0% | 0.12% | +262.5% |
| Buy | OXBRIDGE ACQUISITION CORP | $589,066 | +181.8% | 55,002 | +175.0% | 0.12% | +251.5% | |
| Buy | ACRI CAPITAL ACQUISITION COR | $577,500 | +27.8% | 55,000 | +24.4% | 0.11% | +60.6% | |
| Buy | DEXCOM INCnote 0.750%12/0 | $548,923 | +82.6% | 194,000 | +78.0% | 0.11% | +129.8% | |
| Sell | ACTIVISION BLIZZARD INCcall | $530,658 | -84.1% | 6,200 | -85.8% | 0.10% | -80.0% | |
| Buy | HNR ACQUISITION CORP | $533,505 | +30.4% | 51,102 | +27.7% | 0.10% | +64.1% | |
| FLOT | New | ISHARES TRfltg rate nt etf | $533,388 | – | 10,581 | +100.0% | 0.10% | – |
| New | MONTEREY BIO ACQUISITION COR | $533,117 | – | 49,894 | +100.0% | 0.10% | – | |
| ADER | Sell | 26 CAPITAL ACQUISITION CORP | $529,780 | -5.7% | 51,236 | -7.6% | 0.10% | +18.2% |
| New | AMC ENTMT HLDGS INCput | $518,034 | – | 103,400 | +100.0% | 0.10% | – | |
| Buy | UNITED STS NAT GAS FD LPcall | $506,620 | +19.8% | 73,000 | +143.3% | 0.10% | +51.5% | |
| Buy | MONTEREY CAP ACQUISITION COR | $507,254 | +41.8% | 49,440 | +38.3% | 0.10% | +78.6% | |
| Buy | INTEGRATED RAIL AND RES ACQ | $467,164 | +255.7% | 44,323 | +245.1% | 0.09% | +338.1% | |
| PXSAW | Sell | PYXIS TANKERS INC*w exp 09/15/202 | $458,021 | +2.6% | 286,281 | -14.1% | 0.09% | +28.6% |
| GSY | New | INVESCO ACTIVELY MANAGED ETFultra shrt dur | $454,485 | – | 9,163 | +100.0% | 0.09% | – |
| Buy | GLOBAL BLOCKCHAIN ACQUI CORP | $439,984 | +9.0% | 42,800 | +7.0% | 0.09% | +38.1% | |
| Sell | GENERAC HLDGS INCcall | $432,040 | -61.0% | 4,000 | -63.6% | 0.08% | -50.9% | |
| VISION SENSING ACQUISITION C | $421,653 | +1.9% | 40,043 | 0.0% | 0.08% | +27.7% | ||
| PRIME NO ACQUISITION I CORP | $419,166 | +2.1% | 40,421 | 0.0% | 0.08% | +29.7% | ||
| New | BANK HAWAII CORPput | $380,184 | – | 7,300 | +100.0% | 0.08% | – | |
| Sell | VALUENCE MERGER CORP I | $369,858 | +1.3% | 35,041 | -0.5% | 0.07% | +28.1% | |
| Buy | EF HUTTON ACQUISITION CORP I | $353,391 | +165.1% | 34,410 | +158.7% | 0.07% | +233.3% | |
| Buy | CASSAVA SCIENCES INCput | $337,680 | -4.7% | 14,000 | +16.7% | 0.07% | +19.6% | |
| IGICW | Sell | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $335,573 | -22.4% | 610,133 | -18.8% | 0.07% | -2.9% |
| ALAMOS GOLD INC NEWcall | $305,750 | +21.0% | 25,000 | 0.0% | 0.06% | +50.0% | ||
| New | FINANCIAL STRATEGIES ACQUISI | $305,660 | – | 29,000 | +100.0% | 0.06% | – | |
| New | COMPOSECURE INC*w exp 12/27/202 | $294,882 | – | 249,900 | +100.0% | 0.06% | – | |
| Sell | MICROSTRATEGY INCput | $292,320 | -31.2% | 1,000 | -66.7% | 0.06% | -13.4% | |
| Buy | BEYOND MEAT INCput | $292,140 | +39.6% | 18,000 | +5.9% | 0.06% | +75.8% | |
| New | BLOCKCHAIN MOON ACQUISITN CO | $290,217 | – | 27,379 | +100.0% | 0.06% | – | |
| Buy | AMPRIUS TECHNOLOGIES INCw exp 09/14/202 | $272,108 | +189.9% | 544,216 | +70.6% | 0.05% | +260.0% | |
| Buy | FEUTUNE LIGHT ACQUISITION CO | $269,878 | +6.6% | 25,900 | +4.0% | 0.05% | +32.5% | |
| New | SCHWAB CHARLES CORPcall | $261,900 | – | 5,000 | +100.0% | 0.05% | – | |
| New | ENPHASE ENERGY INCnote 0.250% 3/0 | $265,673 | – | 100,000 | +100.0% | 0.05% | – | |
| New | PONO CAP THREE INCunit 01/11/2028 | $259,578 | – | 25,300 | +100.0% | 0.05% | – | |
| XLF | New | SELECT SECTOR SPDR TRfinancial | $257,120 | – | 8,000 | +100.0% | 0.05% | – |
| AURA FAT PROJS ACQUISITION Cclass a ord | $261,000 | +1.8% | 25,000 | 0.0% | 0.05% | +27.5% | ||
| PGRW | Buy | PROGRESS ACQUISITION CORP | $248,664 | +44.7% | 23,570 | +38.9% | 0.05% | +81.5% |
| Buy | SPREE ACQUISITION CORP 1 LTD | $244,807 | +34.7% | 23,494 | +32.6% | 0.05% | +71.4% | |
| MOBIV ACQUISITION CORP | $237,169 | +1.4% | 22,750 | 0.0% | 0.05% | +27.0% | ||
| New | HCM ACQUISITION CO | $230,450 | – | 22,000 | +100.0% | 0.04% | – | |
| Buy | FG MERGER CORP | $230,897 | +2.4% | 22,159 | +0.4% | 0.04% | +28.6% | |
| ALPHA STAR ACQUISITION CORPordinary shares | $221,370 | +2.3% | 21,103 | 0.0% | 0.04% | +29.4% | ||
| MLAC | Sell | MALACCA STRAITS ACQUISITION | $220,511 | -30.1% | 20,862 | -32.5% | 0.04% | -12.2% |
| FLRN | Sell | SPDR SER TRbloomberg invt | $206,163 | -10.7% | 6,775 | -10.9% | 0.04% | +13.9% |
| CIIG CAPITAL PARTNERS II INC | $208,000 | +2.1% | 20,000 | 0.0% | 0.04% | +28.1% | ||
| Buy | JAWS HURRICANE ACQUISITN COR | $201,580 | +82.5% | 19,821 | +79.0% | 0.04% | +135.3% | |
| AIMFINITY INVESTMENT CORP Iunit 04/21/2027 | $201,600 | +0.4% | 20,000 | 0.0% | 0.04% | +29.0% | ||
| Buy | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $197,972 | +205.1% | 147,000 | +258.5% | 0.04% | +290.0% | |
| Buy | FINTECH ECOSYSTEM DEVE | $193,947 | +13.9% | 18,401 | +10.8% | 0.04% | +40.7% | |
| SOUTHWESTERN ENERGY COcall | $188,000 | -14.5% | 37,600 | 0.0% | 0.04% | +8.8% | ||
| DENALI CAPITAL ACQUISITN CORclass a ord | $183,225 | +2.0% | 17,500 | 0.0% | 0.04% | +28.6% | ||
| GLOBAL STAR ACQUISITION INC | $179,797 | +1.7% | 17,456 | 0.0% | 0.04% | +25.0% | ||
| Sell | AMPRIUS TECHNOLOGIES INCcall | $174,200 | -45.1% | 20,000 | -50.0% | 0.03% | -32.0% | |
| New | NORDSTROM INCcall | $162,700 | – | 10,000 | +100.0% | 0.03% | – | |
| Sell | PONO CAP TWO INC | $164,430 | -11.7% | 15,750 | -13.7% | 0.03% | +10.3% | |
| New | PLUTONIAN ACQUISITION CORP | $162,029 | – | 15,800 | +100.0% | 0.03% | – | |
| New | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $159,497 | – | 79,000 | +100.0% | 0.03% | – | |
| New | FIRST REP BK SAN FRANCISCO Ccall | $139,900 | – | 10,000 | +100.0% | 0.03% | – | |
| New | SURGEPAYS INCput | $136,496 | – | 30,400 | +100.0% | 0.03% | – | |
| New | AVALON ACQUISITION INC | $134,211 | – | 12,874 | +100.0% | 0.03% | – | |
| New | PROOF ACQUISITION CORP I | $131,588 | – | 12,671 | +100.0% | 0.03% | – | |
| New | ATLANTIC COASTAL AQSTN CORP | $120,989 | – | 11,656 | +100.0% | 0.02% | – | |
| Sell | BANYAN ACQUISITION CORPORATI | $121,836 | -20.4% | 11,715 | -21.9% | 0.02% | 0.0% | |
| New | AIB ACQUISITION CORPORATIONclass a ord | $118,823 | – | 11,295 | +100.0% | 0.02% | – | |
| New | BROAD CAPITAL ACQUISITION CO | $109,162 | – | 10,308 | +100.0% | 0.02% | – | |
| FSR | Sell | FISKER INC | $110,250 | -32.3% | 18,000 | -19.6% | 0.02% | -15.4% |
| New | ISRAEL ACQUISITIONS CORPclass a ord | $110,996 | – | 10,850 | +100.0% | 0.02% | – | |
| New | BEAMR IMAGING LTD | $106,889 | – | 53,713 | +100.0% | 0.02% | – | |
| New | PHP VENTURES ACQUISITION COR | $106,386 | – | 10,027 | +100.0% | 0.02% | – | |
| KVSA | New | KHOSLA VENTURES ACQUISITIONcl a | $101,400 | – | 10,000 | +100.0% | 0.02% | – |
| Buy | PETVIVO HLDGS INC*w exp 08/13/202 | $103,283 | +70.1% | 258,208 | +16.3% | 0.02% | +100.0% | |
| Buy | DIRECT DIGITAL HOLDINGS INC*w exp 02/15/202 | $100,037 | +104.8% | 133,382 | +113.0% | 0.02% | +150.0% | |
| New | TIVIC HEALTH SYSTEMS INC | $81,568 | – | 541,618 | +100.0% | 0.02% | – | |
| SBEVWS | Sell | SPLASH BEVERAGE GROUP INC*w exp 06/15/202 | $76,018 | +11.6% | 271,493 | -40.2% | 0.02% | +36.4% |
| Sell | SAB BIOTHERAPEUTICS INC | $78,170 | -64.2% | 177,659 | -52.0% | 0.02% | -55.9% | |
| GOEDWS | 1847 GOEDEKER INC*w exp 06/02/202 | $76,461 | +23.6% | 773,118 | 0.0% | 0.02% | +50.0% | |
| New | BULLFROG AI HLDGS INCw exp 01/18/202 | $72,598 | – | 128,193 | +100.0% | 0.01% | – | |
| Buy | KWESST MICRO SYSTEMS INCw exp 12/09/202 | $65,851 | +14.3% | 137,190 | +114.4% | 0.01% | +44.4% | |
| Buy | SAVERONE 2014 LTDw exp 05/04/202 | $65,275 | +236.3% | 199,497 | +2.6% | 0.01% | +333.3% | |
| ZIVOW | Buy | ZIVO BIOSCIENCE INC*w exp 05/14/202 | $65,346 | +59.0% | 112,163 | +29.7% | 0.01% | +116.7% |
| OSATW | Sell | NEXTPLAT CORP*w exp 06/02/202 | $61,430 | -17.6% | 104,119 | -13.4% | 0.01% | 0.0% |
| New | RENEW ENERGY GLOBAL PLC*w exp 08/21/202 | $59,826 | – | 69,614 | +100.0% | 0.01% | – | |
| Buy | TWIN VEE POWERCATS CO | $60,681 | +60.2% | 35,800 | +72.9% | 0.01% | +100.0% | |
| Sell | HEARTBEAM INC*w exp 10/31/202 | $53,650 | -58.1% | 107,300 | -8.7% | 0.01% | -45.0% | |
| BOIL | New | PROSHARES TR IIultra bloomberg | $48,735 | – | 13,500 | +100.0% | 0.01% | – |
| MIRION TECHNOLOGIES INC*w exp 10/20/202 | $48,455 | +43.7% | 30,096 | 0.0% | 0.01% | +100.0% | ||
| New | SURGEPAYS INCcall | $44,900 | – | 10,000 | +100.0% | 0.01% | – | |
| TDWWSA | New | TIDEWATER INC NEW*w exp 07/31/202 | $44,891 | – | 37,100 | +100.0% | 0.01% | – |
| VICARIOUS SURGICAL INC*w exp 08/05/202 | $41,194 | +116.4% | 112,000 | 0.0% | 0.01% | +166.7% | ||
| FGI INDUSTRIES LTD*w exp 01/21/202 | $42,376 | -18.6% | 121,074 | 0.0% | 0.01% | 0.0% | ||
| OPHC | Sell | OPTIMUMBANK HLDGS INC | $39,045 | -89.2% | 11,796 | -86.7% | 0.01% | -86.0% |
| TALKW | Sell | TALKSPACE INC*w exp 06/21/202 | $40,637 | +6.9% | 520,540 | -0.2% | 0.01% | +33.3% |
| THWWW | New | TARGET HOSPITALITY CORP*w exp 03/15/202 | $39,442 | – | 10,325 | +100.0% | 0.01% | – |
| Buy | ONFOLIO HOLDINGS INCw exp 01/02/202 | $42,127 | -37.8% | 299,946 | +6.3% | 0.01% | -27.3% | |
| Sell | NUSCALE PWR CORPw exp 05/02/202 | $36,724 | -69.5% | 22,257 | -70.6% | 0.01% | -63.2% | |
| Sell | NEOVOLTA INCw exp 04/01/202 | $34,583 | +0.3% | 38,425 | -0.3% | 0.01% | +40.0% | |
| Sell | APPTECH PMTS CORP*w exp 12/17/202 | $28,948 | -2.2% | 101,428 | -50.7% | 0.01% | +20.0% | |
| Buy | MARIS TECH LTD*w exp 02/04/202 | $29,192 | +30.8% | 224,553 | +0.6% | 0.01% | +100.0% | |
| New | APOLLOMICS INCw exp 04/01/202 | $30,310 | – | 281,850 | +100.0% | 0.01% | – | |
| New | LUCY SCIENTIFIC DISCOVERY IN | $30,030 | – | 27,300 | +100.0% | 0.01% | – | |
| Sell | NEUROSENSE THERAPEUTICS LTD*w exp 11/09/202 | $30,266 | +110.5% | 77,765 | -2.4% | 0.01% | +200.0% | |
| Buy | SEASTAR MEDICAL HOLDING CORPw exp 10/28/202 | $30,981 | -2.0% | 366,011 | +4.2% | 0.01% | +20.0% | |
| MOBILICOM LTDw exp 08/31/202 | $22,926 | +63.6% | 127,366 | 0.0% | 0.01% | +150.0% | ||
| Sell | THE LION ELECTRIC COMPANYw exp 12/16/202 | $23,221 | -44.5% | 39,298 | -35.2% | 0.01% | -28.6% | |
| VIRI | Sell | VIRIOS THERAPEUTICS INC | $27,471 | -27.2% | 74,750 | -53.3% | 0.01% | -16.7% |
| Buy | SHARPS TECHNOLOGY INCw exp 04/13/202 | $19,734 | +290.5% | 151,799 | +290.8% | 0.00% | +300.0% | |
| Buy | BT BRANDS INC*w exp 11/12/202 | $22,584 | +101.3% | 132,808 | +77.6% | 0.00% | +100.0% | |
| New | BIGBEAR AI HLDGS INC*w exp 12/08/202 | $17,936 | – | 67,000 | +100.0% | 0.00% | – | |
| Sell | CINGULATE INC*w exp 12/03/202 | $18,391 | -30.4% | 105,151 | -4.4% | 0.00% | 0.0% | |
| LABP | New | LANDOS BIOPHARMA INC | $21,904 | – | 73,504 | +100.0% | 0.00% | – |
| FRBK | REPUBLIC FIRST BANCORP INC | $20,400 | -36.7% | 15,000 | 0.0% | 0.00% | -20.0% | |
| New | SILVERGATE CAP CORPput | $18,630 | – | 11,500 | +100.0% | 0.00% | – | |
| Buy | STRAN & COMPANY INC*w exp 11/01/202 | $18,506 | -4.9% | 181,724 | +7.9% | 0.00% | +33.3% | |
| Buy | CEA INDUSTRIES INC*w exp 02/11/202 | $21,254 | -10.6% | 268,016 | +1.5% | 0.00% | 0.0% | |
| New | G MED INNOVATIONS HLDGS LTD | $22,750 | – | 25,000 | +100.0% | 0.00% | – | |
| New | ICZOOM GROUP INC. | $19,030 | – | 11,000 | +100.0% | 0.00% | – | |
| Sell | MICROCLOUD HOLOGRAM INCw exp 01/31/202 | $18,486 | -16.3% | 154,049 | -51.2% | 0.00% | +33.3% | |
| SELINA HOSPITALITY PLCw exp 10/27/202 | $19,525 | +33.1% | 183,376 | 0.0% | 0.00% | +100.0% | ||
| Sell | AURORA INNOVATION INC*w exp 11/03/202 | $13,870 | +52.2% | 70,009 | -0.1% | 0.00% | +200.0% | |
| Sell | COMERA LIFE SCIENCES HLDGS Iw exp 03/15/202 | $13,680 | -6.1% | 300,000 | -1.8% | 0.00% | +50.0% | |
| VRPX | VIRPAX PHARMACEUTICALS INC | $13,354 | +26.4% | 17,012 | 0.0% | 0.00% | +50.0% | |
| SNAIL INC | $17,290 | -9.5% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| NEXALIN TECHNOLOGY INCw exp 09/15/202 | $15,816 | -52.5% | 166,483 | 0.0% | 0.00% | -40.0% | ||
| New | SIENTRA INC | $15,400 | – | 10,000 | +100.0% | 0.00% | – | |
| New | SEMANTIX INCw exp 08/03/202 | $12,882 | – | 95,600 | +100.0% | 0.00% | – | |
| VSSYW | Sell | VERSUS SYSTEMS INC*w exp 12/17/202 | $8,320 | -34.6% | 223,352 | -49.6% | 0.00% | 0.0% |
| Buy | PAGAYA TECHNOLOGIES LTDw exp 09/01/202 | $10,507 | -10.9% | 128,138 | +3.1% | 0.00% | 0.0% | |
| NETCAPITAL INCw exp 07/12/202 | $10,500 | -66.4% | 105,000 | 0.0% | 0.00% | -60.0% | ||
| DTSTW | Sell | DATA STORAGE CORP*w exp 05/13/202 | $8,099 | -51.8% | 73,624 | -30.1% | 0.00% | -33.3% |
| KLRWS | Sell | KALEYRA INC*w exp 11/25/202 | $10,559 | +224.9% | 83,899 | -2.8% | 0.00% | +100.0% |
| Sell | ENPHASE ENERGY INCnote 3/0 | $11,480 | -87.3% | 11,000 | -85.7% | 0.00% | -85.7% | |
| WEARABLE DEVICES LTDw exp 09/14/202 | $11,036 | -5.1% | 95,965 | 0.0% | 0.00% | 0.0% | ||
| Sell | EDIBLE GARDEN AG INCw exp 04/18/202 | $9,426 | +543.9% | 52,661 | -49.3% | 0.00% | – | |
| New | T2 BIOSYSTEMS INC | $11,939 | – | 25,955 | +100.0% | 0.00% | – | |
| PASITHEA THERAPEUTICS CORP*w exp 08/12/202 | $8,699 | -8.9% | 289,968 | 0.0% | 0.00% | +100.0% | ||
| BONE BIOLOGICS CORP | $7,755 | +23.3% | 30,000 | 0.0% | 0.00% | +100.0% | ||
| New | HUB CYBER SECURITY LTDw exp 02/27/202 | $12,500 | – | 100,000 | +100.0% | 0.00% | – | |
| Sell | IVEDA SOLUTIONS INCw exp 04/01/202 | $11,557 | +165.4% | 29,513 | -18.7% | 0.00% | +100.0% | |
| ASP ISOTOPES INC | $12,472 | -46.8% | 14,848 | 0.0% | 0.00% | -50.0% | ||
| New | PANBELA THERAPEUTICS INC | $8,800 | – | 20,000 | +100.0% | 0.00% | – | |
| Sell | AINOS INCw exp 07/29/202 | $9,607 | +10.8% | 30,595 | -11.8% | 0.00% | +100.0% | |
| New | SEQLL INC*w exp 08/31/202 | $2,811 | – | 56,000 | +100.0% | 0.00% | – | |
| INFINT ACQUISITION CORP*w exp 99/99/999 | $7,181 | -0.4% | 90,100 | 0.0% | 0.00% | 0.0% | ||
| CANNA GLOBAL ACQUISITION COR*w exp 11/30/202 | $2,676 | +69.7% | 90,100 | 0.0% | 0.00% | – | ||
| Sell | BUZZFEED INC*w exp 12/03/202 | $4,000 | +125.9% | 40,000 | -9.7% | 0.00% | – | |
| KAIROUS ACQUISITION CORP LTD*w exp 09/15/202 | $6,454 | -3.0% | 80,677 | 0.0% | 0.00% | 0.0% | ||
| PTIXW | PROTAGENIC THERAPEUTICS INC*w exp 04/13/202 | $4,288 | -41.0% | 177,196 | 0.0% | 0.00% | 0.0% | |
| RNAZ | New | TRANSCODE THERAPEUTICS INC | $6,770 | – | 20,000 | +100.0% | 0.00% | – |
| Buy | BIOAFFINITY TECHNOLOGIES INCw exp 09/07/202 | $7,388 | -9.4% | 24,626 | +26.8% | 0.00% | 0.0% | |
| LIXTW | New | LIXTE BIOTECHNOLOGY HLDGS IN*w exp 01/01/202 | $4,579 | – | 53,181 | +100.0% | 0.00% | – |
| AROGO CAPITAL ACQUISITION CO*w exp 03/23/202 | $5,400 | +4.3% | 90,000 | 0.0% | 0.00% | 0.0% | ||
| ALPHA TAU MEDICAL LTD*w exp 03/07/202 | $6,639 | +15.9% | 22,900 | 0.0% | 0.00% | 0.0% | ||
| APTOSE BIOSCIENCES INC | $7,360 | +10.3% | 11,500 | 0.0% | 0.00% | 0.0% | ||
| Sell | INSPIRA TECHNOLOGIES OXY BHN*w exp 06/30/202 | $4,364 | -1.8% | 19,000 | -20.8% | 0.00% | 0.0% | |
| Sell | AMERICAN REBEL HOLDINGS INC*w exp 01/20/202 | $4,756 | +5.3% | 123,521 | -5.7% | 0.00% | 0.0% | |
| Sell | RAIL VISION LTD*w exp 03/27/202 | $3,178 | -23.7% | 52,192 | -12.4% | 0.00% | 0.0% | |
| ALLEGO N V*w exp 03/16/202 | $4,500 | +100.0% | 22,500 | 0.0% | 0.00% | – | ||
| FORAFRIC GLOBAL PLCw exp 06/09/202 | $7,034 | -1.5% | 10,500 | 0.0% | 0.00% | 0.0% | ||
| ACCRETION ACQUISITION CORP*w exp 03/01/202 | $3,057 | +87.2% | 87,348 | 0.0% | 0.00% | – | ||
| HARBOR CUSTOM DEVELOPMENT IN*w exp 10/04/202 | $7,285 | -36.7% | 165,000 | 0.0% | 0.00% | -50.0% | ||
| Buy | FINANCIAL STRATEGIES ACQUISI*w exp 03/31/202 | $3,255 | +171.2% | 93,000 | +16.2% | 0.00% | – | |
| Sell | SYSTEM1 INC*w exp 99/99/999 | $5,790 | -28.3% | 15,224 | -12.5% | 0.00% | 0.0% | |
| AGRIW | Sell | AGRIFORCE GROWING SYSTEMS LT*w exp 02/01/202 | $5,717 | +4.0% | 58,159 | -3.7% | 0.00% | 0.0% |
| ANGHAMI INC*w exp 02/03/202 | $3,029 | +184.9% | 40,409 | 0.0% | 0.00% | – | ||
| NAVB | Sell | NAVIDEA BIOPHARMACEUTICALS I | $7,287 | -78.5% | 28,026 | -82.6% | 0.00% | -80.0% |
| NORTHVIEW ACQUISITION CORP*w exp 08/02/202 | $6,222 | +87.1% | 77,770 | 0.0% | 0.00% | 0.0% | ||
| ENERGEM CORP*w exp 11/15/202 | $7,425 | +4.4% | 90,000 | 0.0% | 0.00% | 0.0% | ||
| MDNA | Sell | MEDICENNA THERAPEUTICS CORP | $6,296 | -31.3% | 10,000 | -50.0% | 0.00% | 0.0% |
| FAT PROJECTS ACQUISITION COR*w exp 08/31/202 | $5,100 | +140.0% | 85,000 | 0.0% | 0.00% | – | ||
| SYTA | New | SIYATA MOBILE INC | $6,831 | – | 44,825 | +100.0% | 0.00% | – |
| GORILLA TECHNOLOGY GROUP INCw exp 07/13/202 | $4,800 | +17.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOEVW | CANOO INC*w exp 12/21/202 | $3,780 | -60.9% | 42,000 | 0.0% | 0.00% | -50.0% | |
| PSTV | Exit | PLUS THERAPEUTICS INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | EF HUTTON ACQUISITION CORP Iright 11/18/2027 | $0 | – | -13,246 | -100.0% | 0.00% | – | |
| ACLARION INCw exp 04/21/202 | $2,150 | -51.6% | 28,647 | 0.0% | 0.00% | -100.0% | ||
| NEXGEL INC*w exp 12/01/202 | $1,550 | +3.3% | 10,000 | 0.0% | 0.00% | – | ||
| MOBIQUITY TECHNOLOGIES INC*w exp 12/03/202 | $1,506 | -62.6% | 50,368 | 0.0% | 0.00% | -100.0% | ||
| INCEPTION GROWTH ACQUSTN LTD*w exp 10/15/202 | $2,259 | -22.8% | 90,000 | 0.0% | 0.00% | – | ||
| FEUTUNE LIGHT ACQUISITION COw exp 06/01/202 | $1,373 | +120.0% | 20,796 | 0.0% | 0.00% | – | ||
| FG MERGER CORPw exp 06/17/202 | $1,328 | -8.3% | 16,546 | 0.0% | 0.00% | – | ||
| Sell | DERMATA THERAPEUTICS INC*w exp 08/13/202 | $1,319 | +8.6% | 38,069 | -37.3% | 0.00% | – | |
| ALPHA STAR ACQUISITION CORP*w exp 12/13/202 | $1,104 | -7.4% | 80,000 | 0.0% | 0.00% | – | ||
| CLVRW | CLEVER LEAVES HOLDINGS INC*w exp 12/18/202 | $1,250 | +43.2% | 25,000 | 0.0% | 0.00% | – | |
| EMBRACE CHANGE ACQUISITN CORw exp 10/25/202 | $500 | +23.2% | 12,500 | 0.0% | 0.00% | – | ||
| CELULARITY INC*w exp 05/24/202 | $1,092 | -25.0% | 18,200 | 0.0% | 0.00% | – | ||
| BRUUSH ORAL CARE INCw exp 08/03/202 | $1,800 | +105.5% | 15,000 | 0.0% | 0.00% | – | ||
| Sell | BONE BIOLOGICS CORP*w exp 10/13/202 | $1,973 | +62.4% | 38,690 | -5.9% | 0.00% | – | |
| BANNIX ACQUISITION CORP*w exp 07/31/202 | $2,151 | +43.4% | 85,700 | 0.0% | 0.00% | – | ||
| New | SMX SEC MATTERS PLCw exp 03/07/202 | $1,085 | – | 21,700 | +100.0% | 0.00% | – | |
| AUUDW | AUDDIA INC*w exp 10/17/202 | $2,426 | +8.7% | 12,768 | 0.0% | 0.00% | – | |
| SPREE ACQUISITION CORP 1 LTD*w exp 12/22/202 | $1,424 | -25.1% | 47,154 | 0.0% | 0.00% | – | ||
| SHAPEWAYS HOLDINGS INC*w exp 10/31/202 | $323 | +30.2% | 14,668 | 0.0% | 0.00% | – | ||
| Exit | WORKSPORT LTD*w exp 06/01/202 | $0 | – | -14,960 | -100.0% | 0.00% | – | |
| Exit | BOXED INC*w exp 12/08/202 | $0 | – | -71,618 | -100.0% | 0.00% | – | |
| Exit | EF HUTTON ACQUISITION CORP Iw exp 11/18/202 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | GELESIS HLDGS INC*w exp 01/13/202 | $0 | – | -89,400 | -100.0% | 0.00% | – | |
| Exit | PRIME NO ACQUISITION I CORPw exp 07/31/202 | $0 | – | -13,658 | -100.0% | 0.00% | – | |
| AMST | Exit | AMESITE INC | $0 | – | -44,348 | -100.0% | -0.00% | – |
| LIXT | Exit | LIXTE BIOTECHNOLOGY HLDGS IN | $0 | – | -14,500 | -100.0% | -0.00% | – |
| Exit | ASSURE HLDGS CORP | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | NEXTNAV INC*w exp 10/28/202 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| WINT | Exit | WINDTREE THERAPEUTICS INC | $0 | – | -25,000 | -100.0% | -0.00% | – |
| Exit | AGILE THERAPEUTICS INC | $0 | – | -17,500 | -100.0% | -0.00% | – | |
| TRKA | Exit | TROIKA MEDIA GROUP INC | $0 | – | -44,999 | -100.0% | -0.00% | – |
| AWH | Exit | ASPIRA WOMENS HEALTH INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| PTIX | Exit | PROTAGENIC THERAPEUTICS INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | INNOVATIVE EYEWEAR INCw exp 08/16/202 | $0 | – | -67,265 | -100.0% | -0.00% | – | |
| Exit | ARQIT QUANTUM INC*w exp 11/02/202 | $0 | – | -24,355 | -100.0% | -0.00% | – | |
| APWS | Exit | AMPCO-PITTSBURG CORP*w exp 08/01/202 | $0 | – | -84,200 | -100.0% | -0.00% | – |
| Exit | TC BIOPHARM HOLDINGS PLC*w exp 02/08/202 | $0 | – | -86,667 | -100.0% | -0.00% | – | |
| Exit | ATHERSYS INC NEW | $0 | – | -16,780 | -100.0% | -0.00% | – | |
| Exit | LIVEONE INC | $0 | – | -16,981 | -100.0% | -0.00% | – | |
| GMBL | Exit | ESPORTS ENTMT GROUP INC | $0 | – | -135,756 | -100.0% | -0.00% | – |
| STXS | Exit | STEREOTAXIS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| HYMCW | Exit | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $0 | – | -250,000 | -100.0% | -0.00% | – |
| EVGOW | Exit | EVGO INC*w exp 07/01/202 | $0 | – | -25,500 | -100.0% | -0.00% | – |
| GCMGW | Exit | GCM GROSVENOR INC*w exp 11/17/202 | $0 | – | -43,042 | -100.0% | -0.00% | – |
| Exit | INVITAE CORPcall | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | PEAK BIO INCw exp 10/26/202 | $0 | – | -101,345 | -100.0% | -0.00% | – | |
| Exit | IBIO INC | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | NRG ENERGY INCdbcv 2.750% 6/0 | $0 | – | -27,000 | -100.0% | -0.00% | – | |
| Exit | CASTELLUM INC | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | GROM SOCIAL ENTRPRISES INC | $0 | – | -21,000 | -100.0% | -0.01% | – | |
| MARA | Exit | MARATHON DIGITAL HOLDINGS IN | $0 | – | -12,000 | -100.0% | -0.01% | – |
| Exit | KWESST MICRO SYSTEMS INC | $0 | – | -13,865 | -100.0% | -0.01% | – | |
| Exit | MARATHON DIGITAL HOLDINGS INput | $0 | – | -15,900 | -100.0% | -0.01% | – | |
| Exit | JATT ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| Exit | ELLIOTT OPPORTUNITY II CORP | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| Exit | MARATHON DIGITAL HOLDINGS INcall | $0 | – | -32,500 | -100.0% | -0.02% | – | |
| Exit | CALLAWAY GOLF COMPANYnote 2.750% 5/0 | $0 | – | -89,000 | -100.0% | -0.02% | – | |
| Exit | KIORA PHARMACEUTICALS INC | $0 | – | -33,000 | -100.0% | -0.02% | – | |
| Exit | GLADSTONE ACQUISITION CORP | $0 | – | -10,922 | -100.0% | -0.02% | – | |
| Exit | PALISADE BIO INC | $0 | – | -26,316 | -100.0% | -0.02% | – | |
| Exit | SEABRIDGE GOLD INCcall | $0 | – | -11,000 | -100.0% | -0.02% | – | |
| Exit | GIGCAPITAL 5 INC | $0 | – | -14,401 | -100.0% | -0.02% | – | |
| Exit | PEPPERLIME HEALTH ACQUSTN CO | $0 | – | -14,136 | -100.0% | -0.02% | – | |
| Exit | COLISEUM ACQUISITION CORP | $0 | – | -15,000 | -100.0% | -0.02% | – | |
| Exit | PLUTONIAN ACQUISITION CORPunit 10/26/2027 | $0 | – | -15,800 | -100.0% | -0.02% | – | |
| Exit | GENESIS UNICORN CAPITAL CORP | $0 | – | -17,043 | -100.0% | -0.03% | – | |
| PTOC | Exit | PINE TECHNOLOGY ACQUISITN CO | $0 | – | -17,502 | -100.0% | -0.03% | – |
| Exit | MAXPRO CAPITAL ACQUISITN COR | $0 | – | -16,502 | -100.0% | -0.03% | – | |
| Exit | MACONDRAY CAP ACQUISITN CORP | $0 | – | -19,700 | -100.0% | -0.03% | – | |
| Exit | EVERGREEN CORPORATION | $0 | – | -20,636 | -100.0% | -0.03% | – | |
| NBST | Exit | NEWBURY STREET ACQUISITN COR | $0 | – | -20,730 | -100.0% | -0.03% | – |
| NRAC | Exit | NOBLE ROCK ACQUISITION CORP | $0 | – | -21,324 | -100.0% | -0.03% | – |
| ERES | Exit | EAST RES ACQUISITION CO | $0 | – | -21,809 | -100.0% | -0.04% | – |
| Exit | BANNIX ACQUISITION CORP | $0 | – | -22,500 | -100.0% | -0.04% | – | |
| JPST | Exit | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $0 | – | -4,752 | -100.0% | -0.04% | – |
| FLTR | Exit | VANECK ETF TRUSTinvestment grd | $0 | – | -10,046 | -100.0% | -0.04% | – |
| Exit | INSULET CORPnote 0.375% 9/0 | $0 | – | -198,000 | -100.0% | -0.04% | – | |
| Exit | HUBSPOT INCnote 0.375% 6/0 | $0 | – | -237,000 | -100.0% | -0.05% | – | |
| VRIG | Exit | INVESCO ACTIVELY MANAGED ETFvar rate invt | $0 | – | -11,998 | -100.0% | -0.05% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -3,000 | -100.0% | -0.05% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -3,100 | -100.0% | -0.05% | – |
| Exit | PONO CAPITAL CORP | $0 | – | -31,919 | -100.0% | -0.05% | – | |
| Exit | AESTHER HEALTHCARE ACQSTN CO | $0 | – | -33,809 | -100.0% | -0.06% | – | |
| Exit | FREEPORT-MCMORAN INCcall | $0 | – | -10,000 | -100.0% | -0.06% | – | |
| GSQD | Exit | G SQUARED ASCEND I INC | $0 | – | -40,000 | -100.0% | -0.06% | – |
| RAM | Exit | ARIES I ACQUISITION CORP | $0 | – | -41,237 | -100.0% | -0.07% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -5,000 | -100.0% | -0.07% | – | |
| Exit | TESLA INCcall | $0 | – | -3,600 | -100.0% | -0.07% | – | |
| Exit | PEABODY ENGR CORPcall | $0 | – | -19,000 | -100.0% | -0.08% | – | |
| IGAC | Exit | IG ACQUISITION CORP | $0 | – | -54,800 | -100.0% | -0.09% | – |
| ELAT | Exit | ELANCO ANIMAL HEALTH INCunit 02/01/2023t | $0 | – | -35,430 | -100.0% | -0.11% | – |
| BSJO | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -39,950 | -100.0% | -0.14% | – |
| Exit | ROGERS CORPcall | $0 | – | -8,000 | -100.0% | -0.15% | – | |
| Exit | STARBUCKS CORPput | $0 | – | -10,000 | -100.0% | -0.16% | – | |
| Exit | SPDR S&P 500 ETF TRcall | $0 | – | -3,000 | -100.0% | -0.18% | – | |
| Exit | ISHARES TRput | $0 | – | -13,000 | -100.0% | -0.20% | – | |
| AAPL | Exit | APPLE INC | $0 | – | -10,000 | -100.0% | -0.20% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -5,500 | -100.0% | -0.23% | – |
| VNLA | Exit | JANUS DETROIT STR TRhendrsn shrt etf | $0 | – | -34,175 | -100.0% | -0.25% | – |
| Exit | RAMBUS INC DELnote 1.375% 2/0 | $0 | – | -946,000 | -100.0% | -0.28% | – | |
| Exit | EXXON MOBIL CORPcall | $0 | – | -17,000 | -100.0% | -0.29% | – | |
| Exit | LUMENTUM HLDGS INCnote 0.250% 3/1 | $0 | – | -2,000,000 | -100.0% | -0.33% | – | |
| Exit | ANTHEM INCnote 2.750%10/1 | $0 | – | -556,000 | -100.0% | -0.64% | – | |
| Exit | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $0 | – | -4,533,000 | -100.0% | -0.76% | – | |
| GFLU | Exit | GFL ENVIRONMENTAL INCunit 99/99/9999t | $0 | – | -76,002 | -100.0% | -0.77% | – |
| Exit | PURE STORAGE INCnote 0.125% 4/1 | $0 | – | -5,000,000 | -100.0% | -0.85% | – | |
| Exit | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $0 | – | -4,368,000 | -100.0% | -1.11% | – | |
| SJIV | Exit | SOUTH JERSEY INDS INCunit 04/01/2024 | $0 | – | -155,100 | -100.0% | -1.68% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $0 | – | -6,651,000 | -100.0% | -1.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NICE SYS INC | 12 | Q3 2023 | 2.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
| PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
| KBR INC | 11 | Q3 2023 | 7.5% |
| RH | 11 | Q3 2023 | 2.3% |
| ETSY INC | 11 | Q3 2023 | 1.9% |
| AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
| INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
| OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
| ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
| HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
| PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-11 |
| 13F-HR/A | 2022-05-13 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.