$265 Million is the total value of D. SCOTT NEAL, INC.'s 58 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 35.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $81,769,000 | +355.7% | 1,590,838 | +366.2% | 30.82% | +306.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $44,726,000 | +8.6% | 112,418 | -2.3% | 16.86% | -3.2% |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $13,690,000 | – | 53,766 | +100.0% | 5.16% | – |
| SPHB | Sell | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $12,938,000 | -36.9% | 163,737 | -41.6% | 4.88% | -43.7% |
| SPYG | New | SPDR SER TRprtflo s&p500 gw | $12,015,000 | – | 165,790 | +100.0% | 4.53% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $10,778,000 | +25.2% | 22,597 | +13.1% | 4.06% | +11.6% |
| REKR | New | REKOR SYSTEMS INC | $10,552,000 | – | 1,610,920 | +100.0% | 3.98% | – |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $9,849,000 | +9.5% | 69,905 | -1.0% | 3.71% | -2.3% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $9,527,000 | +14.4% | 123,547 | +2.1% | 3.59% | +2.0% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $9,247,000 | +5.8% | 17,863 | -1.7% | 3.49% | -5.7% |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $7,076,000 | – | 136,585 | +100.0% | 2.67% | – |
| PDBC | Buy | INVESCO ACTIVLY MANGD ETC FDoptimum yield | $5,834,000 | -23.5% | 414,918 | +14.5% | 2.20% | -31.8% |
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $3,950,000 | -72.2% | 55,557 | -74.1% | 1.49% | -75.2% |
| MSFT | Buy | MICROSOFT CORP | $3,370,000 | +71.6% | 10,020 | +43.8% | 1.27% | +53.0% |
| QLD | Buy | PROSHARES TR | $2,393,000 | +25.4% | 26,881 | +2.5% | 0.90% | +11.8% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $2,325,000 | -72.0% | 22,251 | -73.0% | 0.88% | -75.0% |
| SPTM | SPDR SER TRportfoli s&p1500 | $1,929,000 | +10.3% | 33,009 | 0.0% | 0.73% | -1.6% | |
| SSO | PROSHARES TR | $1,769,000 | +22.2% | 12,088 | 0.0% | 0.67% | +9.0% | |
| CAT | CATERPILLAR INC | $1,584,000 | +7.7% | 7,661 | 0.0% | 0.60% | -4.0% | |
| SCHB | SCHWAB STRATEGIC TRus brd mkt etf | $1,417,000 | +8.8% | 12,536 | 0.0% | 0.53% | -2.9% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,324,000 | +64.3% | 4,430 | +50.2% | 0.50% | +46.3% |
| RBCAA | REPUBLIC BANCORP INC KYcl a | $1,068,000 | +0.4% | 21,000 | 0.0% | 0.40% | -10.4% | |
| T | Sell | AT&T INC | $935,000 | -11.0% | 38,002 | -2.3% | 0.35% | -20.7% |
| IGIB | Sell | ISHARES TR | $797,000 | -98.2% | 13,451 | -98.2% | 0.30% | -98.4% |
| AMZN | Buy | AMAZON COM INC | $787,000 | +157.2% | 236 | +153.8% | 0.30% | +130.2% |
| AAPL | Buy | APPLE INC | $761,000 | +121.2% | 4,287 | +76.4% | 0.29% | +97.9% |
| PFE | Sell | PFIZER INC | $726,000 | +18.2% | 12,297 | -13.9% | 0.27% | +5.4% |
| HD | Buy | HOME DEPOT INC | $715,000 | +200.4% | 1,724 | +138.1% | 0.27% | +167.3% |
| IWR | Sell | ISHARES TRrus mid cap etf | $646,000 | +6.1% | 7,778 | -0.1% | 0.24% | -5.1% |
| LOW | Buy | LOWES COS INC | $644,000 | +109.8% | 2,491 | +64.4% | 0.24% | +86.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $602,000 | +110.5% | 3,518 | +98.8% | 0.23% | +87.6% |
| NKE | New | NIKE INCcl b | $531,000 | – | 3,185 | +100.0% | 0.20% | – |
| NVDA | Sell | NVIDIA CORPORATION | $516,000 | +37.2% | 1,755 | -3.4% | 0.20% | +22.6% |
| ABT | New | ABBOTT LABS | $488,000 | – | 3,466 | +100.0% | 0.18% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $472,000 | – | 163 | +100.0% | 0.18% | – |
| TFC | TRUIST FINL CORP | $472,000 | -0.2% | 8,064 | 0.0% | 0.18% | -11.0% | |
| RF | REGIONS FINANCIAL CORP NEW | $467,000 | +2.2% | 21,434 | 0.0% | 0.18% | -8.8% | |
| PG | Sell | PROCTER AND GAMBLE CO | $462,000 | +15.5% | 2,825 | -1.3% | 0.17% | +3.0% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $430,000 | +10.5% | 9,741 | -4.3% | 0.16% | -1.2% |
| IVOL | KRANESHARES TRquadrtc int rt | $424,000 | -3.6% | 15,775 | 0.0% | 0.16% | -14.0% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $414,000 | -14.3% | 1,860 | -15.8% | 0.16% | -23.5% |
| V | New | VISA INC | $398,000 | – | 1,838 | +100.0% | 0.15% | – |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $390,000 | – | 2,397 | +100.0% | 0.15% | – |
| ABBV | New | ABBVIE INC | $386,000 | – | 2,848 | +100.0% | 0.15% | – |
| VOO | New | VANGUARD INDEX FDS | $377,000 | – | 863 | +100.0% | 0.14% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $371,000 | -7.0% | 2,773 | -3.5% | 0.14% | -17.2% |
| DVY | ISHARES TRselect divid etf | $327,000 | +6.9% | 2,667 | 0.0% | 0.12% | -4.7% | |
| WMT | Sell | WALMART INC | $312,000 | +1.6% | 2,157 | -2.0% | 0.12% | -9.2% |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $302,000 | -11.7% | 34,000 | 0.0% | 0.11% | -21.4% | |
| QCOM | QUALCOMM INC | $302,000 | +41.8% | 1,651 | 0.0% | 0.11% | +26.7% | |
| SHY | ISHARES TR1 3 yr treas bd | $292,000 | -0.7% | 3,414 | 0.0% | 0.11% | -11.3% | |
| SPY | SPDR S&P 500 ETF TRtr unit | $265,000 | +10.9% | 557 | 0.0% | 0.10% | -1.0% | |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $257,000 | +3.2% | 1,736 | +0.5% | 0.10% | -7.6% |
| MCD | MCDONALDS CORP | $244,000 | +11.4% | 910 | 0.0% | 0.09% | -1.1% | |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $234,000 | -98.7% | 1,763 | -98.7% | 0.09% | -98.8% |
| XOM | Sell | EXXON MOBIL CORP | $211,000 | -42.0% | 3,442 | -44.4% | 0.08% | -48.1% |
| WPC | New | WP CAREY INC | $204,000 | – | 2,490 | +100.0% | 0.08% | – |
| SPSB | Exit | SPDR SER TRportfolio short | $0 | – | -7,071 | -100.0% | -0.09% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -2,857 | -100.0% | -0.13% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -4,166 | -100.0% | -0.14% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -1,769 | -100.0% | -0.15% | – |
| FNDF | Exit | SCHWAB STRATEGIC TRschwb fdt int lg | $0 | – | -46,053 | -100.0% | -0.64% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -68,555 | -100.0% | -2.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.4% |
| ISHARES TR | 40 | Q3 2023 | 13.1% |
| ProSharesUltraQQQ | 40 | Q3 2023 | 1.9% |
| CATERPILLAR INC DEL | 40 | Q3 2023 | 1.8% |
| ProsharesUltraS&P500 | 40 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 0.4% |
| Proctor&Gamble | 39 | Q3 2023 | 0.4% |
| SPDRS&P500Index | 36 | Q3 2023 | 21.1% |
| ExxonMobilCorporation | 35 | Q3 2023 | 7.7% |
| ISHARES TR | 34 | Q3 2023 | 6.3% |
View D. SCOTT NEAL, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-17 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-01-21 |
View D. SCOTT NEAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.