$237 Million is the total value of D. SCOTT NEAL, INC.'s 52 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 16.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IGIB | Sell | ISHARES TR | $44,965,000 | -23.1% | 748,663 | -22.5% | 19.01% | -28.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $41,197,000 | +0.8% | 115,088 | -0.2% | 17.42% | -6.1% |
| SPHB | Buy | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $20,500,000 | -3.0% | 280,444 | +0.3% | 8.67% | -9.6% |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $17,942,000 | – | 341,232 | +100.0% | 7.58% | – |
| LQD | New | ISHARES TRiboxx inv cp etf | $17,892,000 | – | 134,499 | +100.0% | 7.56% | – |
| MDYV | New | SPDR SER TRs&p 400 mdcp val | $14,199,000 | – | 214,385 | +100.0% | 6.00% | – |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $8,993,000 | +5.0% | 70,646 | +3.9% | 3.80% | -2.1% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $8,743,000 | -3.7% | 18,180 | -1.7% | 3.70% | -10.3% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $8,611,000 | +1.7% | 19,987 | +1.5% | 3.64% | -5.2% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $8,330,000 | +15.1% | 121,008 | +17.0% | 3.52% | +7.3% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $8,300,000 | -17.8% | 82,449 | -13.9% | 3.51% | -23.4% |
| PDBC | Buy | INVESCO ACTIVLY MANGD ETC FDoptimum yield | $7,630,000 | +41.9% | 362,476 | +35.4% | 3.23% | +32.2% |
| SCZ | New | ISHARES TReafe sml cp etf | $5,101,000 | – | 68,555 | +100.0% | 2.16% | – |
| MSFT | Buy | MICROSOFT CORP | $1,964,000 | +13.1% | 6,967 | +8.7% | 0.83% | +5.3% |
| QLD | Buy | PROSHARES TR | $1,908,000 | +1.8% | 26,217 | +0.4% | 0.81% | -5.2% |
| SPTM | Sell | SPDR SER TRportfoli s&p1500 | $1,749,000 | -0.3% | 33,009 | -0.4% | 0.74% | -7.2% |
| FNDF | Sell | SCHWAB STRATEGIC TRschwb fdt int lg | $1,512,000 | -78.4% | 46,053 | -78.1% | 0.64% | -79.9% |
| CAT | Buy | CATERPILLAR INC | $1,471,000 | -10.5% | 7,661 | +1.5% | 0.62% | -16.5% |
| SSO | PROSHARES TR | $1,448,000 | +0.3% | 12,088 | 0.0% | 0.61% | -6.6% | |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $1,302,000 | -0.5% | 12,536 | -0.0% | 0.55% | -7.3% |
| RBCAA | REPUBLIC BANCORP INC KYcl a | $1,064,000 | +9.8% | 21,000 | 0.0% | 0.45% | +2.3% | |
| T | Buy | AT&T INC | $1,051,000 | -6.0% | 38,904 | +0.2% | 0.44% | -12.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $806,000 | +8.2% | 2,950 | +10.1% | 0.34% | +0.9% |
| PFE | Buy | PFIZER INC | $614,000 | +10.4% | 14,283 | +0.5% | 0.26% | +3.2% |
| IWR | Sell | ISHARES TRrus mid cap etf | $609,000 | -11.2% | 7,789 | -10.1% | 0.26% | -17.4% |
| IWM | ISHARES TRrussell 2000 etf | $483,000 | -4.5% | 2,208 | 0.0% | 0.20% | -11.3% | |
| TFC | Buy | TRUIST FINL CORP | $473,000 | +6.1% | 8,064 | +0.4% | 0.20% | -1.0% |
| RF | REGIONS FINANCIAL CORP NEW | $457,000 | +5.5% | 21,434 | 0.0% | 0.19% | -1.5% | |
| IVOL | Sell | KRANESHARES TRquadrtc int rt | $440,000 | -1.3% | 15,775 | -2.3% | 0.19% | -7.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $399,000 | -3.2% | 2,875 | +2.3% | 0.17% | -9.6% |
| PG | Buy | PROCTER AND GAMBLE CO | $400,000 | +29.0% | 2,863 | +24.6% | 0.17% | +19.9% |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $389,000 | -4.0% | 10,182 | 0.0% | 0.16% | -10.9% | |
| NVDA | Buy | NVIDIA CORPORATION | $376,000 | +3.6% | 1,816 | +300.0% | 0.16% | -3.6% |
| XOM | Sell | EXXON MOBIL CORP | $364,000 | -11.4% | 6,196 | -4.9% | 0.15% | -17.2% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $346,000 | +3.0% | 1,769 | +0.5% | 0.15% | -3.9% |
| ESBA | Sell | EMPIRE ST RLTY OP L Punit ltd prtnsp | $342,000 | -19.0% | 34,000 | -2.9% | 0.14% | -24.1% |
| AAPL | Buy | APPLE INC | $344,000 | +13.5% | 2,430 | +9.7% | 0.14% | +5.8% |
| NEE | NEXTERA ENERGY INC | $327,000 | +7.2% | 4,166 | 0.0% | 0.14% | 0.0% | |
| ROST | ROSS STORES INC | $311,000 | -12.1% | 2,857 | 0.0% | 0.13% | -18.6% | |
| WMT | Buy | WALMART INC | $307,000 | +27.4% | 2,202 | +28.8% | 0.13% | +19.3% |
| LOW | Buy | LOWES COS INC | $307,000 | +6.2% | 1,515 | +1.6% | 0.13% | -0.8% |
| DVY | ISHARES TRselect divid etf | $306,000 | -1.6% | 2,667 | 0.0% | 0.13% | -8.5% | |
| AMZN | Buy | AMAZON COM INC | $306,000 | 0.0% | 93 | +4.5% | 0.13% | -7.2% |
| SHY | ISHARES TR1 3 yr treas bd | $294,000 | 0.0% | 3,414 | 0.0% | 0.12% | -6.8% | |
| JNJ | Buy | JOHNSON & JOHNSON | $286,000 | +31.2% | 1,770 | +33.7% | 0.12% | +22.2% |
| TLT | ISHARES TR20 yr tr bd etf | $249,000 | 0.0% | 1,727 | 0.0% | 0.10% | -7.1% | |
| HD | New | HOME DEPOT INC | $238,000 | – | 724 | +100.0% | 0.10% | – |
| SPY | SPDR S&P 500 ETF TRtr unit | $239,000 | +0.4% | 557 | 0.0% | 0.10% | -6.5% | |
| SPSB | Sell | SPDR SER TRportfolio short | $221,000 | -97.7% | 7,071 | -97.7% | 0.09% | -97.8% |
| MCD | Buy | MCDONALDS CORP | $219,000 | +5.3% | 910 | +0.9% | 0.09% | -1.1% |
| QCOM | QUALCOMM INC | $213,000 | -9.7% | 1,651 | 0.0% | 0.09% | -15.9% | |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -6,491 | -100.0% | -0.12% | – |
| VXF | Exit | VANGUARD INDEX FDSextend mkt etf | $0 | – | -13,936 | -100.0% | -1.19% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -36,623 | -100.0% | -4.46% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.4% |
| ISHARES TR | 40 | Q3 2023 | 13.1% |
| ProSharesUltraQQQ | 40 | Q3 2023 | 1.9% |
| CATERPILLAR INC DEL | 40 | Q3 2023 | 1.8% |
| ProsharesUltraS&P500 | 40 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 0.4% |
| Proctor&Gamble | 39 | Q3 2023 | 0.4% |
| SPDRS&P500Index | 36 | Q3 2023 | 21.1% |
| ExxonMobilCorporation | 35 | Q3 2023 | 7.7% |
| ISHARES TR | 34 | Q3 2023 | 6.3% |
View D. SCOTT NEAL, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-17 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-01-21 |
View D. SCOTT NEAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.