$223 Million is the total value of D. SCOTT NEAL, INC.'s 48 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 37.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IGIB | Buy | ISHARES TR | $65,445,000 | +118.8% | 1,104,926 | +128.2% | 29.34% | +100.6% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $35,589,000 | -33.8% | 111,518 | -34.9% | 15.95% | -39.3% |
| SPHB | New | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $16,897,000 | – | 243,020 | +100.0% | 7.57% | – |
| VXF | New | VANGUARD INDEX FDSextend mkt etf | $14,466,000 | – | 81,768 | +100.0% | 6.48% | – |
| SPSB | New | SPDR SER TRportfolio short | $12,403,000 | – | 396,127 | +100.0% | 5.56% | – |
| IEI | Buy | ISHARES TR3 7 yr treas bd | $12,170,000 | -0.8% | 93,695 | +1.6% | 5.46% | -9.0% |
| IJS | New | ISHARES TRsp smcp600vl etf | $11,119,000 | – | 110,373 | +100.0% | 4.98% | – |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $8,825,000 | +1905.7% | 18,538 | +1667.2% | 3.96% | +1740.0% |
| FNDF | New | SCHWAB STRATEGIC TRschwb fdt int lg | $7,701,000 | – | 239,910 | +100.0% | 3.45% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,671,000 | +6.0% | 19,284 | +0.0% | 3.44% | -2.8% |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $7,109,000 | – | 104,071 | +100.0% | 3.19% | – |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $3,163,000 | -93.4% | 36,678 | -93.4% | 1.42% | -94.0% |
| CAT | Sell | CATERPILLAR INC | $1,742,000 | +19.4% | 7,514 | -6.2% | 0.78% | +9.5% |
| SPTM | Sell | SPDR SER TRportfoli s&p1500 | $1,630,000 | +5.2% | 33,130 | -1.5% | 0.73% | -3.6% |
| QLD | Sell | PROSHARES TR | $1,620,000 | -2.3% | 13,826 | -4.0% | 0.73% | -10.4% |
| MSFT | MICROSOFT CORP | $1,511,000 | +6.0% | 6,407 | 0.0% | 0.68% | -2.7% | |
| T | AT&T INC | $1,458,000 | +5.3% | 48,152 | 0.0% | 0.65% | -3.4% | |
| SSO | Buy | PROSHARES TR | $1,253,000 | +28.4% | 12,248 | +14.6% | 0.56% | +17.8% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $1,227,000 | +5.8% | 12,687 | -0.5% | 0.55% | -3.0% |
| RBCAA | REPUBLIC BANCORP INC KYcl a | $930,000 | +22.9% | 21,000 | 0.0% | 0.42% | +12.7% | |
| IWR | ISHARES TRrus mid cap etf | $698,000 | +7.7% | 9,448 | 0.0% | 0.31% | -1.3% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $684,000 | +10.0% | 2,680 | 0.0% | 0.31% | +1.0% | |
| PFE | Sell | PFIZER INC | $514,000 | -38.1% | 14,199 | -37.0% | 0.23% | -43.3% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $480,000 | -32.5% | 2,171 | -40.1% | 0.22% | -38.2% |
| TFC | TRUIST FINL CORP | $460,000 | +21.7% | 7,885 | 0.0% | 0.21% | +11.4% | |
| RF | REGIONS FINANCIAL CORP NEW | $443,000 | +28.0% | 21,434 | 0.0% | 0.20% | +17.8% | |
| IJH | ISHARES TRcore s&p mcp etf | $400,000 | +13.3% | 1,538 | 0.0% | 0.18% | +3.5% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $390,000 | +2.6% | 2,923 | -3.1% | 0.18% | -5.9% |
| XOM | Sell | EXXON MOBIL CORP | $364,000 | +17.0% | 6,517 | -13.6% | 0.16% | +7.2% |
| ROST | New | ROSS STORES INC | $343,000 | – | 2,857 | +100.0% | 0.15% | – |
| CVX | CHEVRON CORP NEW | $343,000 | +23.8% | 3,276 | 0.0% | 0.15% | +14.1% | |
| PG | Buy | PROCTER AND GAMBLE CO | $311,000 | -1.3% | 2,298 | +1.4% | 0.14% | -9.7% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $309,000 | +17.5% | 1,760 | -0.2% | 0.14% | +7.8% |
| DVY | ISHARES TRselect divid etf | $304,000 | +18.3% | 2,667 | 0.0% | 0.14% | +7.9% | |
| NEE | NEXTERA ENERGY INC | $292,000 | -1.7% | 3,856 | 0.0% | 0.13% | -9.7% | |
| AMZN | Buy | AMAZON COM INC | $275,000 | +36.1% | 89 | +43.5% | 0.12% | +24.2% |
| LOW | LOWES COS INC | $273,000 | +18.2% | 1,438 | 0.0% | 0.12% | +8.0% | |
| FNDC | New | SCHWAB STRATEGIC TRschwb fdt int sc | $243,000 | – | 6,491 | +100.0% | 0.11% | – |
| NVDA | Buy | NVIDIA CORPORATION | $242,000 | +14.7% | 454 | +12.4% | 0.11% | +4.9% |
| AAPL | New | APPLE INC | $241,000 | – | 1,970 | +100.0% | 0.11% | – |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $239,000 | +1.3% | 2,115 | +7.5% | 0.11% | -7.0% |
| TLT | ISHARES TR20 yr tr bd etf | $234,000 | -14.0% | 1,727 | 0.0% | 0.10% | -21.1% | |
| WMT | WALMART INC | $223,000 | -5.9% | 1,644 | 0.0% | 0.10% | -13.8% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $221,000 | -63.3% | 557 | -65.5% | 0.10% | -66.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $218,000 | +5.3% | 1,324 | +0.8% | 0.10% | -3.0% |
| MCD | New | MCDONALDS CORP | $202,000 | – | 902 | +100.0% | 0.09% | – |
| QCOM | QUALCOMM INC | $204,000 | -13.2% | 1,541 | 0.0% | 0.09% | -20.9% | |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -11,832 | -100.0% | -0.06% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -22,033 | -100.0% | -0.66% | – |
| FPXI | Exit | FIRST TR EXCHANGE TRADED FDintl equity opp | $0 | – | -23,859 | -100.0% | -0.80% | – |
| EFG | Exit | ISHARES TReafe grwth etf | $0 | – | -55,585 | -100.0% | -2.74% | – |
| VBK | Exit | VANGUARD INDEX FDSsml cp grw etf | $0 | – | -41,680 | -100.0% | -5.45% | – |
| VOT | Exit | VANGUARD INDEX FDSmcap gr idxvip | $0 | – | -66,287 | -100.0% | -6.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.4% |
| ISHARES TR | 40 | Q3 2023 | 13.1% |
| ProSharesUltraQQQ | 40 | Q3 2023 | 1.9% |
| CATERPILLAR INC DEL | 40 | Q3 2023 | 1.8% |
| ProsharesUltraS&P500 | 40 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 0.4% |
| Proctor&Gamble | 39 | Q3 2023 | 0.4% |
| SPDRS&P500Index | 36 | Q3 2023 | 21.1% |
| ExxonMobilCorporation | 35 | Q3 2023 | 7.7% |
| ISHARES TR | 34 | Q3 2023 | 6.3% |
View D. SCOTT NEAL, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-17 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-01-21 |
View D. SCOTT NEAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.