$14.6 Million is the total value of D. SCOTT NEAL, INC.'s 44 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 13.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $53,760,000 | +18.5% | 171,351 | +4.9% | 26.28% | +3.1% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $48,239,000 | -4.0% | 558,447 | -3.9% | 23.58% | -16.4% |
| IGIB | Buy | ISHARES TR | $29,915,000 | +14.0% | 484,143 | +12.2% | 14.62% | -0.7% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $14,057,000 | +30.2% | 66,287 | +10.6% | 6.87% | +13.4% |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $12,264,000 | -1.2% | 92,227 | -0.8% | 5.99% | -14.0% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $11,156,000 | +38.0% | 41,680 | +10.8% | 5.45% | +20.2% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,237,000 | +1230.3% | 19,277 | +1090.7% | 3.54% | +1059.7% |
| EFG | Buy | ISHARES TReafe grwth etf | $5,609,000 | +23.8% | 55,585 | +10.3% | 2.74% | +7.8% |
| QLD | Buy | PROSHARES TR | $1,658,000 | +27.9% | 14,402 | +1.8% | 0.81% | +11.3% |
| FPXI | Buy | FIRST TR EXCHANGE TRADED FDintl equity opp | $1,641,000 | +97.9% | 23,859 | +63.6% | 0.80% | +72.5% |
| SPTM | Sell | SPDR SER TRportfoli s&p1500 | $1,550,000 | +11.8% | 33,638 | -0.9% | 0.76% | -2.7% |
| CAT | Sell | CATERPILLAR INC | $1,459,000 | +21.6% | 8,014 | -0.4% | 0.71% | +5.8% |
| MSFT | Buy | MICROSOFT CORP | $1,425,000 | +171.4% | 6,407 | +156.5% | 0.70% | +135.9% |
| T | Buy | AT&T INC | $1,385,000 | +2.9% | 48,152 | +2.0% | 0.68% | -10.4% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort term treas | $1,357,000 | -64.3% | 22,033 | -64.0% | 0.66% | -68.9% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $1,160,000 | +11.9% | 12,747 | -2.1% | 0.57% | -2.6% |
| SSO | PROSHARES TR | $976,000 | +24.3% | 10,688 | 0.0% | 0.48% | +8.2% | |
| PFE | Buy | PFIZER INC | $830,000 | +1.6% | 22,547 | +1.3% | 0.41% | -11.5% |
| RBCAA | REPUBLIC BANCORP INC KYcl a | $757,000 | +28.1% | 21,000 | 0.0% | 0.37% | +11.4% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $711,000 | +23.2% | 3,624 | -5.8% | 0.35% | +7.4% |
| IWR | Sell | ISHARES TRrus mid cap etf | $648,000 | -10.2% | 9,448 | -24.9% | 0.32% | -21.7% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $622,000 | +8.9% | 2,680 | 0.0% | 0.30% | -5.3% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $603,000 | +25.9% | 1,613 | +12.9% | 0.30% | +9.7% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $440,000 | +23.9% | 1,049 | 0.0% | 0.22% | +8.0% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $380,000 | +50.2% | 3,017 | +45.2% | 0.19% | +31.0% |
| TFC | Sell | TRUIST FINL CORP | $378,000 | +24.8% | 7,885 | -1.1% | 0.18% | +8.8% |
| IJH | ISHARES TRcore s&p mcp etf | $353,000 | +23.9% | 1,538 | 0.0% | 0.17% | +8.1% | |
| RF | REGIONS FINANCIAL CORP NEW | $346,000 | +40.1% | 21,434 | 0.0% | 0.17% | +21.6% | |
| PG | Buy | PROCTER AND GAMBLE CO | $315,000 | +6.8% | 2,267 | +6.9% | 0.15% | -7.2% |
| XOM | EXXON MOBIL CORP | $311,000 | +20.1% | 7,542 | 0.0% | 0.15% | +4.8% | |
| NEE | Buy | NEXTERA ENERGY INC | $297,000 | +10.8% | 3,856 | +300.0% | 0.14% | -3.3% |
| CVX | Sell | CHEVRON CORP NEW | $277,000 | -12.1% | 3,276 | -25.1% | 0.14% | -23.7% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $272,000 | -17.1% | 1,727 | -14.2% | 0.13% | -27.7% |
| PNC | New | PNC FINL SVCS GROUP INC | $263,000 | – | 1,764 | +100.0% | 0.13% | – |
| DVY | New | ISHARES TRselect divid etf | $257,000 | – | 2,667 | +100.0% | 0.13% | – |
| WMT | WALMART INC | $237,000 | +3.0% | 1,644 | 0.0% | 0.12% | -10.1% | |
| QCOM | New | QUALCOMM INC | $235,000 | – | 1,541 | +100.0% | 0.12% | – |
| IEF | ISHARES TRbarclays 7 10 yr | $236,000 | -1.7% | 1,968 | 0.0% | 0.12% | -14.8% | |
| LOW | LOWES COS INC | $231,000 | -3.3% | 1,438 | 0.0% | 0.11% | -15.7% | |
| NVDA | Buy | NVIDIA CORPORATION | $211,000 | -0.5% | 404 | +3.1% | 0.10% | -13.4% |
| JNJ | New | JOHNSON & JOHNSON | $207,000 | – | 1,314 | +100.0% | 0.10% | – |
| AMZN | New | AMAZON COM INC | $202,000 | – | 62 | +100.0% | 0.10% | – |
| GE | Buy | GENERAL ELECTRIC CO | $128,000 | +77.8% | 11,832 | +2.8% | 0.06% | +57.5% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.4% |
| ISHARES TR | 40 | Q3 2023 | 13.1% |
| ProSharesUltraQQQ | 40 | Q3 2023 | 1.9% |
| CATERPILLAR INC DEL | 40 | Q3 2023 | 1.8% |
| ProsharesUltraS&P500 | 40 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 0.4% |
| Proctor&Gamble | 39 | Q3 2023 | 0.4% |
| SPDRS&P500Index | 36 | Q3 2023 | 21.1% |
| ExxonMobilCorporation | 35 | Q3 2023 | 7.7% |
| ISHARES TR | 34 | Q3 2023 | 6.3% |
View D. SCOTT NEAL, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-17 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-01-21 |
View D. SCOTT NEAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.