$367 Million is the total value of NINE MASTS CAPITAL Ltd's 294 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 94.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDRLF | New | SEADRILL LTD | $37,675,000 | – | 1,520,362 | +100.0% | 10.27% | – |
| PBRA | Buy | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $30,207,000 | +87.7% | 2,887,906 | +58.7% | 8.24% | +163.9% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $11,543,000 | -65.5% | 135,000 | -55.9% | 3.15% | -51.4% |
| KT | Buy | KT CORPsponsored adr | $10,185,000 | +149.6% | 685,857 | +123.2% | 2.78% | +250.6% |
| HDB | New | HDFC BANK LTD | $10,005,000 | – | 106,319 | +100.0% | 2.73% | – |
| BHP | New | BHP BILLITON LTDsponsored adr | $9,287,000 | – | 185,600 | +100.0% | 2.53% | – |
| MUFG | Buy | MITSUBISHI UFJ FINL GROUP INsponsored ads | $8,762,000 | +87.5% | 1,403,459 | +70.9% | 2.39% | +163.4% |
| STG | Sell | SUNLANDS ONLINE ED GROUPads | $6,338,000 | -46.3% | 1,047,620 | -21.0% | 1.73% | -24.6% |
| EMLC | New | VANECK VECTORS ETF TRjp morgan mkts | $5,612,000 | – | 342,700 | +100.0% | 1.53% | – |
| SHYG | Sell | ISHARES TR0-5yr hi yl cp | $5,235,000 | -31.4% | 111,700 | -31.7% | 1.43% | -3.5% |
| BKNG | Buy | BOOKING HLDGS INC | $4,700,000 | +21.0% | 2,369 | +23.6% | 1.28% | +70.1% |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $4,515,000 | -18.4% | 164,400 | -18.9% | 1.23% | +14.7% |
| SMFG | Buy | SUMITOMO MITSUI FINL GROUP Isponsored adr | $4,468,000 | +181.5% | 553,325 | +170.8% | 1.22% | +295.5% |
| New | CHINA LODGING GROUP LTDdebt 0.375%11/0 | $4,138,000 | – | 4,000,000 | +100.0% | 1.13% | – | |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $3,948,000 | -83.3% | 89,400 | -86.2% | 1.08% | -76.5% |
| SKX | Buy | SKECHERS U S A INCcl a | $3,888,000 | +867.2% | 13,900 | +3.7% | 1.06% | +1259.0% |
| TRIP | New | TRIPADVISOR INC | $3,728,000 | – | 73,002 | +100.0% | 1.02% | – |
| KYN | New | KAYNE ANDERSN MLP MIDS INVT | $3,643,000 | – | 204,100 | +100.0% | 0.99% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $3,584,000 | +161.6% | 449,700 | +161.0% | 0.98% | +267.3% |
| PKX | New | POSCOsponsored adr | $3,571,000 | – | 53,792 | +100.0% | 0.97% | – |
| RDY | Sell | DR REDDYS LABS LTDadr | $3,520,000 | -20.0% | 100,421 | -26.1% | 0.96% | +12.4% |
| JPC | Buy | NUVEEN PFD & INCM OPPORTNYS | $3,359,000 | +249.2% | 362,400 | +251.5% | 0.92% | +389.8% |
| YY | Buy | YY INC | $3,290,000 | +137.4% | 43,918 | +218.4% | 0.90% | +233.5% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $3,161,000 | +109.2% | 304,200 | +110.4% | 0.86% | +194.2% |
| AMD | ADVANCED MICRO DEVICES INCcall | $3,158,000 | +284.7% | 1,500 | 0.0% | 0.86% | +441.5% | |
| JPS | Buy | NUVEEN PFD & INCM SECURTIES | $3,107,000 | +85.7% | 353,100 | +85.9% | 0.85% | +161.4% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $3,065,000 | – | 138,500 | +100.0% | 0.84% | – |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OV | $3,021,000 | +629.7% | 125,700 | +695.6% | 0.82% | +930.0% |
| IDTI | New | INTEGRATED DEVICE TECHNOLOGY | $3,013,000 | – | 64,100 | +100.0% | 0.82% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $2,887,000 | – | 2,392 | +100.0% | 0.79% | – |
| CRF | Sell | CORNERSTONE TOTAL RTRN FD IN | $2,852,000 | -1.3% | 205,500 | -0.5% | 0.78% | +38.9% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $2,758,000 | +280.4% | 553,900 | +284.1% | 0.75% | +433.3% |
| TIF | New | TIFFANY & CO NEWput | $2,723,000 | – | 20,537 | +100.0% | 0.74% | – |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $2,471,000 | +2396.0% | 52,185 | +2865.1% | 0.67% | +3447.4% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $2,455,000 | +2152.3% | 174,600 | +2197.4% | 0.67% | +3085.7% |
| TY | Buy | TRI CONTL CORP | $2,379,000 | +1016.9% | 88,200 | +998.7% | 0.65% | +1482.9% |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $2,293,000 | – | 181,100 | +100.0% | 0.62% | – |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $2,230,000 | +32.6% | 4,907 | +25.8% | 0.61% | +86.5% |
| AMAT | New | APPLIED MATLS INC | $2,114,000 | – | 54,691 | +100.0% | 0.58% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $2,003,000 | – | 156,600 | +100.0% | 0.55% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $1,947,000 | – | 90,900 | +100.0% | 0.53% | – |
| QD | Sell | QUDIAN INCadr | $1,887,000 | -68.0% | 362,163 | -45.6% | 0.51% | -55.1% |
| DLTR | Buy | DOLLAR TREE INC | $1,865,000 | +4.8% | 22,866 | +9.2% | 0.51% | +47.2% |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $1,847,000 | +208.3% | 142,700 | +218.5% | 0.50% | +334.5% |
| CLM | Sell | CORNERSTONE STRATEGIC VALUE | $1,809,000 | -63.7% | 129,200 | -63.5% | 0.49% | -49.0% |
| BOE | New | BLACKROCK ENHANCED GBL DIV T | $1,794,000 | – | 163,200 | +100.0% | 0.49% | – |
| WFC | New | WELLS FARGO CO NEW | $1,790,000 | – | 34,061 | +100.0% | 0.49% | – |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $1,694,000 | – | 81,800 | +100.0% | 0.46% | – |
| PRU | New | PRUDENTIAL FINL INC | $1,677,000 | – | 16,550 | +100.0% | 0.46% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $1,675,000 | – | 159,400 | +100.0% | 0.46% | – |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $1,663,000 | – | 103,200 | +100.0% | 0.45% | – |
| LPL | Sell | LG DISPLAY CO LTDspons adr rep | $1,585,000 | -29.4% | 184,128 | -32.7% | 0.43% | -0.9% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $1,525,000 | +146.4% | 98,200 | +155.1% | 0.42% | +246.7% |
| BG | Sell | BUNGE LIMITED | $1,520,000 | -7.2% | 22,126 | -5.8% | 0.41% | +30.2% |
| GT | Sell | GOODYEAR TIRE & RUBR CO | $1,518,000 | -49.1% | 64,903 | -49.3% | 0.41% | -28.4% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $1,490,000 | +1969.4% | 125,400 | +2062.1% | 0.41% | +2800.0% |
| DVN | New | DEVON ENERGY CORP NEW | $1,483,000 | – | 37,123 | +100.0% | 0.40% | – |
| BZUN | Sell | BAOZUN INCsponsored adr | $1,461,000 | -67.4% | 30,072 | -63.3% | 0.40% | -54.1% |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $1,453,000 | – | 152,900 | +100.0% | 0.40% | – |
| VVR | Buy | INVESCO SR INCOME TR | $1,421,000 | +156.5% | 330,400 | +155.1% | 0.39% | +261.7% |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $1,420,000 | – | 142,000 | +100.0% | 0.39% | – |
| X | Buy | UNITED STATES STL CORP NEW | $1,393,000 | +99.3% | 45,709 | +127.2% | 0.38% | +179.4% |
| VIPS | Buy | VIPSHOP HLDGS LTDsponsored adr | $1,386,000 | +90.9% | 222,068 | +232.1% | 0.38% | +168.1% |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $1,375,000 | – | 113,800 | +100.0% | 0.38% | – |
| SNAP | Buy | SNAP INCcl a | $1,372,000 | +171.1% | 161,757 | +318.2% | 0.37% | +281.6% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $1,364,000 | +6.0% | 98,900 | +6.8% | 0.37% | +48.8% |
| LRCX | New | LAM RESEARCH CORP | $1,352,000 | – | 8,911 | +100.0% | 0.37% | – |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $1,338,000 | – | 56,200 | +100.0% | 0.36% | – |
| SQ | Buy | SQUARE INCcl a | $1,312,000 | +156.8% | 13,253 | +59.9% | 0.36% | +261.6% |
| WMT | New | WALMART INC | $1,307,000 | – | 13,920 | +100.0% | 0.36% | – |
| TTM | Sell | TATA MTRS LTDsponsored adr | $1,296,000 | -84.3% | 83,400 | -80.1% | 0.35% | -78.0% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $1,271,000 | -68.7% | 87,300 | -68.7% | 0.35% | -56.0% |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $1,271,000 | – | 99,200 | +100.0% | 0.35% | – |
| MS | Sell | MORGAN STANLEY | $1,266,000 | -34.2% | 27,175 | -33.1% | 0.34% | -7.5% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $1,264,000 | +77.8% | 87,000 | +73.0% | 0.34% | +150.0% |
| EL | Buy | LAUDER ESTEE COS INCcl a | $1,232,000 | -43.3% | 29,123 | +91.4% | 0.34% | -20.2% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $1,226,000 | +386.5% | 100,800 | +399.0% | 0.33% | +581.6% |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MU | $1,194,000 | +895.0% | 92,800 | +954.5% | 0.33% | +1317.4% |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM | $1,193,000 | – | 65,500 | +100.0% | 0.32% | – |
| BIDU | Sell | BAIDU INCspon adr rep a | $1,173,000 | -81.7% | 8,762 | -66.8% | 0.32% | -74.3% |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $1,174,000 | -38.1% | 129,400 | -36.6% | 0.32% | -13.0% |
| JD | Sell | JD COM INCspon adr cl a | $1,170,000 | -83.8% | 44,856 | -75.9% | 0.32% | -77.3% |
| SYY | New | SYSCO CORP | $1,164,000 | – | 15,893 | +100.0% | 0.32% | – |
| FPL | Buy | FST TR NEW OPPORT MLP & ENE | $1,134,000 | +269.4% | 119,000 | +302.0% | 0.31% | +415.0% |
| CAF | Sell | MORGAN STANLEY CHINA A SH FD | $1,133,000 | -52.1% | 52,734 | -48.6% | 0.31% | -32.7% |
| JMF | Buy | NUVEEN ENERGY MLP TOTL RTRNF | $1,130,000 | +597.5% | 102,100 | +576.2% | 0.31% | +893.5% |
| ANGL | Buy | VANECK VECTORS ETF TRfallen angel hg | $1,126,000 | +192.5% | 38,900 | +189.7% | 0.31% | +309.3% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,106,000 | -67.1% | 9,475 | -70.0% | 0.30% | -53.6% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $1,099,000 | – | 54,400 | +100.0% | 0.30% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $1,087,000 | – | 123,800 | +100.0% | 0.30% | – |
| EOS | Buy | EATON VANCE ENH EQTY INC FD | $1,077,000 | +564.8% | 61,000 | +535.4% | 0.29% | +848.4% |
| RL | New | RALPH LAUREN CORPcl a | $1,067,000 | – | 7,756 | +100.0% | 0.29% | – |
| CAR | New | AVIS BUDGET GROUP | $1,054,000 | – | 32,782 | +100.0% | 0.29% | – |
| MGI | Sell | MONEYGRAM INTL INC | $1,045,000 | -40.4% | 195,400 | -25.5% | 0.28% | -16.2% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $1,034,000 | – | 250,400 | +100.0% | 0.28% | – |
| PCI | New | PIMCO DYNMIC CREDIT AND MRT | $1,028,000 | – | 42,600 | +100.0% | 0.28% | – |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $981,000 | +172.5% | 171,200 | +173.0% | 0.27% | +281.4% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $972,000 | +17.0% | 66,600 | +16.2% | 0.26% | +64.6% |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $963,000 | – | 56,900 | +100.0% | 0.26% | – |
| GS | Sell | GOLDMAN SACHS GROUP INC | $951,000 | -77.2% | 4,242 | -77.6% | 0.26% | -68.0% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $935,000 | +157.6% | 81,500 | +161.2% | 0.26% | +264.3% |
| NTES | Sell | NETEASE INCsponsored adr | $936,000 | -92.3% | 4,100 | -91.5% | 0.26% | -89.2% |
| KMF | Buy | KAYNE ANDERSON MDSTM ENERGY | $908,000 | +273.7% | 70,901 | +277.1% | 0.25% | +427.7% |
| ETY | Buy | EATON VANCE TX MGD DIV EQ IN | $909,000 | +391.4% | 70,800 | +362.7% | 0.25% | +588.9% |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $906,000 | – | 79,200 | +100.0% | 0.25% | – |
| VIPS | Buy | VIPSHOP HLDGS LTDput | $890,000 | +345.0% | 2,500 | +25.0% | 0.24% | +523.1% |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $885,000 | – | 139,600 | +100.0% | 0.24% | – |
| PG | New | PROCTER AND GAMBLE CO | $870,000 | – | 10,452 | +100.0% | 0.24% | – |
| UMC | Sell | UNITED MICROELECTRONICS CORPspon adr new | $846,000 | -11.3% | 319,739 | -6.8% | 0.23% | +24.9% |
| YY | Sell | YY INCput | $841,000 | +195.1% | 988 | -1.2% | 0.23% | +316.4% |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $823,000 | – | 38,800 | +100.0% | 0.22% | – |
| FMO | Buy | FIDUCIARY CLAYMORE MLP OPP F | $817,000 | +33.9% | 66,900 | +27.9% | 0.22% | +89.0% |
| BLW | New | BLACKROCK LTD DURATION INC T | $795,000 | – | 53,400 | +100.0% | 0.22% | – |
| IIM | New | INVESCO VALUE MUN INCOME TR | $794,000 | – | 57,400 | +100.0% | 0.22% | – |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $776,000 | -46.6% | 75,300 | -46.1% | 0.21% | -24.8% |
| SPXX | Sell | NUVEEN S&P 500 DYN OVERWRITE | $747,000 | -11.6% | 44,200 | -12.6% | 0.20% | +24.4% |
| BFK | New | BLACKROCK MUN INCOME TRsh ben int | $745,000 | – | 59,900 | +100.0% | 0.20% | – |
| GAM | New | GENERAL AMERN INVS INC | $740,000 | – | 20,000 | +100.0% | 0.20% | – |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $740,000 | +10.4% | 56,000 | +11.8% | 0.20% | +55.4% |
| TLT | New | ISHARES TR20 yr tr bd etf | $734,000 | – | 6,270 | +100.0% | 0.20% | – |
| EIM | New | EATON VANCE MUN BD FD | $704,000 | – | 61,100 | +100.0% | 0.19% | – |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $688,000 | +631.9% | 54,800 | +671.8% | 0.19% | +944.4% |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $687,000 | – | 59,300 | +100.0% | 0.19% | – |
| TRIP | New | TRIPADVISOR INCput | $684,000 | – | 1,637 | +100.0% | 0.19% | – |
| NML | Buy | NEUBERGER BERMAN MLP INCOME | $682,000 | +595.9% | 78,500 | +600.9% | 0.19% | +878.9% |
| BTO | Sell | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $673,000 | -43.6% | 18,200 | -43.3% | 0.18% | -21.1% |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $669,000 | – | 45,700 | +100.0% | 0.18% | – |
| VMW | New | VMWARE INC | $657,000 | – | 4,211 | +100.0% | 0.18% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $657,000 | – | 62,300 | +100.0% | 0.18% | – |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP F | $646,000 | – | 51,500 | +100.0% | 0.18% | – |
| HES | Sell | HESS CORPcall | $642,000 | +1.6% | 800 | -33.3% | 0.18% | +42.3% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $641,000 | +522.3% | 40,100 | +536.5% | 0.18% | +775.0% |
| MU | Buy | MICRON TECHNOLOGY INC | $636,000 | +93.9% | 14,058 | +124.7% | 0.17% | +170.3% |
| NZF | Sell | NUVEEN MUNICIPAL CREDIT INC | $623,000 | -14.0% | 43,200 | -14.5% | 0.17% | +21.4% |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $616,000 | – | 51,800 | +100.0% | 0.17% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $611,000 | – | 130,100 | +100.0% | 0.17% | – |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $589,000 | +229.1% | 52,524 | +201.9% | 0.16% | +360.0% |
| UTG | Buy | REAVES UTIL INCOME FD | $579,000 | +40.2% | 18,900 | +32.2% | 0.16% | +97.5% |
| RMT | New | ROYCE MICRO-CAP TR INC | $575,000 | – | 56,300 | +100.0% | 0.16% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $568,000 | – | 34,600 | +100.0% | 0.16% | – |
| MFL | New | BLACKROCK MUNIHLDS INVSTM QL | $548,000 | – | 43,800 | +100.0% | 0.15% | – |
| BB | Sell | BLACKBERRY LTD | $541,000 | -38.4% | 47,571 | -47.7% | 0.15% | -13.5% |
| BKNG | BOOKING HLDGS INCput | $513,000 | -14.2% | 40 | 0.0% | 0.14% | +20.7% | |
| CBA | Buy | CLEARBRIDGE AMERN ENERG MLP | $482,000 | +677.4% | 61,200 | +646.3% | 0.13% | +991.7% |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $476,000 | – | 39,500 | +100.0% | 0.13% | – |
| EDI | New | STONE HBR EMERG MKTS TL INC | $461,000 | – | 35,400 | +100.0% | 0.13% | – |
| VKQ | New | INVESCO MUN TR | $463,000 | – | 40,100 | +100.0% | 0.13% | – |
| JD | Sell | JD COM INCput | $450,000 | +135.6% | 500 | -68.2% | 0.12% | +232.4% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $426,000 | -37.9% | 27,300 | -38.5% | 0.12% | -12.8% |
| NSC | New | NORFOLK SOUTHERN CORP | $422,000 | – | 2,338 | +100.0% | 0.12% | – |
| SHOP | Sell | SHOPIFY INCcl a | $417,000 | -85.2% | 2,534 | -86.9% | 0.11% | -79.1% |
| CROX | Sell | CROCS INC | $419,000 | +6.3% | 19,700 | -12.1% | 0.11% | +50.0% |
| NKE | Sell | NIKE INCcl b | $407,000 | -7.1% | 4,800 | -12.7% | 0.11% | +30.6% |
| STX | Sell | SEAGATE TECHNOLOGY PLCput | $395,000 | +9.1% | 1,300 | -23.7% | 0.11% | +54.3% |
| SNAP | SNAP INCput | $392,000 | +203.9% | 2,200 | 0.0% | 0.11% | +328.0% | |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $383,000 | – | 52,800 | +100.0% | 0.10% | – |
| KORS | Sell | MICHAEL KORS HLDGS LTD | $377,000 | -5.8% | 5,500 | -8.3% | 0.10% | +32.1% |
| COST | Sell | COSTCO WHSL CORP NEW | $378,000 | -76.0% | 1,610 | -78.7% | 0.10% | -66.3% |
| VFC | New | V F CORP | $376,000 | – | 4,027 | +100.0% | 0.10% | – |
| SYMC | New | SYMANTEC CORPcall | $375,000 | – | 1,000 | +100.0% | 0.10% | – |
| GHY | Buy | PGIM GLOBAL SHORT DURATION H | $372,000 | +68.3% | 26,800 | +65.4% | 0.10% | +134.9% |
| PEO | New | ADAM NAT RES FD INC | $371,000 | – | 18,600 | +100.0% | 0.10% | – |
| MOMO | Sell | MOMO INCadr | $369,000 | -50.2% | 8,432 | -50.5% | 0.10% | -29.9% |
| CF | New | CF INDS HLDGS INC | $358,000 | – | 6,570 | +100.0% | 0.10% | – |
| DPG | Buy | DUFF & PHELPS GLB UTL INC FD | $355,000 | +61.4% | 24,500 | +60.1% | 0.10% | +125.6% |
| AMAT | New | APPLIED MATLS INCput | $335,000 | – | 1,200 | +100.0% | 0.09% | – |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $326,000 | -74.9% | 26,600 | -75.3% | 0.09% | -64.7% |
| FL | Sell | FOOT LOCKER INC | $322,000 | -28.6% | 6,319 | -26.2% | 0.09% | +1.1% |
| BZUN | BAOZUN INCput | $323,000 | -12.7% | 850 | 0.0% | 0.09% | +22.2% | |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INCput | $315,000 | +59.9% | 250 | +66.7% | 0.09% | +126.3% |
| GOOGL | New | ALPHABET INCput | $313,000 | – | 50 | +100.0% | 0.08% | – |
| EOI | Buy | EATON VANCE ENHANCED EQ INC | $309,000 | +312.0% | 19,300 | +293.9% | 0.08% | +460.0% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $298,000 | -77.6% | 23,500 | -77.8% | 0.08% | -68.6% |
| BGR | New | BLACKROCK ENERGY & RES TR | $287,000 | – | 19,700 | +100.0% | 0.08% | – |
| FTF | New | FRANKLIN LTD DURATION INC TR | $287,000 | – | 28,200 | +100.0% | 0.08% | – |
| WMT | New | WALMART INCput | $281,000 | – | 1,000 | +100.0% | 0.08% | – |
| EXPE | Sell | EXPEDIA GROUP INCput | $271,000 | +261.3% | 700 | -46.2% | 0.07% | +393.3% |
| FEN | Buy | FIRST TR ENERGY INCOME & GRW | $260,000 | +122.2% | 11,700 | +129.4% | 0.07% | +208.7% |
| EXPE | Sell | EXPEDIA GROUP INCcall | $248,000 | -23.9% | 300 | -20.0% | 0.07% | +7.9% |
| GDV | New | GABELLI DIVD & INCOME TR | $244,000 | – | 10,200 | +100.0% | 0.07% | – |
| COST | COSTCO WHSL CORP NEWcall | $243,000 | +252.2% | 150 | 0.0% | 0.07% | +407.7% | |
| QQQ | Sell | INVESCO QQQ TRput | $241,000 | -82.0% | 1,650 | -38.9% | 0.07% | -74.5% |
| SQ | Sell | SQUARE INCput | $240,000 | +344.4% | 800 | -55.2% | 0.06% | +550.0% |
| WM | New | WASTE MGMT INC DEL | $240,000 | – | 2,660 | +100.0% | 0.06% | – |
| COST | Buy | COSTCO WHSL CORP NEWput | $234,000 | +10.4% | 1,150 | +155.6% | 0.06% | +56.1% |
| LRCX | New | LAM RESEARCH CORPput | $227,000 | – | 150 | +100.0% | 0.06% | – |
| CAR | New | AVIS BUDGET GROUPput | $223,000 | – | 1,000 | +100.0% | 0.06% | – |
| WFC | Sell | WELLS FARGO CO NEWput | $215,000 | -13.7% | 1,400 | -41.7% | 0.06% | +22.9% |
| K | New | KELLOGG COput | $208,000 | – | 1,000 | +100.0% | 0.06% | – |
| SYMC | SYMANTEC CORPput | $208,000 | -40.2% | 2,400 | 0.0% | 0.06% | -14.9% | |
| WDC | New | WESTERN DIGITAL CORP | $205,000 | – | 3,500 | +100.0% | 0.06% | – |
| NUS | New | NU SKIN ENTERPRISES INCcl a | $206,000 | – | 2,500 | +100.0% | 0.06% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $201,000 | – | 15,300 | +100.0% | 0.06% | – |
| MKC | New | MCCORMICK & CO INC | $198,000 | – | 1,505 | +100.0% | 0.05% | – |
| INTC | New | INTEL CORP | $194,000 | – | 4,100 | +100.0% | 0.05% | – |
| MSFT | New | MICROSOFT CORPcall | $190,000 | – | 240 | +100.0% | 0.05% | – |
| CLX | Buy | CLOROX CO DEL | $188,000 | +138.0% | 1,252 | +115.1% | 0.05% | +240.0% |
| FLR | Buy | FLUOR CORP NEWcall | $184,000 | +275.5% | 321 | +8.1% | 0.05% | +400.0% |
| HLF | New | HERBALIFE NUTRITION LTD | $185,000 | – | 3,400 | +100.0% | 0.05% | – |
| AWP | New | ABERDEEN GLOBAL PREMIER PPTY | $177,000 | – | 29,200 | +100.0% | 0.05% | – |
| EL | LAUDER ESTEE COS INCput | $174,000 | -56.4% | 400 | 0.0% | 0.05% | -39.0% | |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $174,000 | – | 23,800 | +100.0% | 0.05% | – |
| EXPE | New | EXPEDIA GROUP INC | $173,000 | – | 1,326 | +100.0% | 0.05% | – |
| UPS | Buy | UNITED PARCEL SERVICE INCput | $171,000 | -55.1% | 925 | +76.2% | 0.05% | -36.5% |
| MMM | Sell | 3M CO | $169,000 | -64.7% | 804 | -67.0% | 0.05% | -50.5% |
| LB | Sell | L BRANDS INCput | $165,000 | +28.9% | 674 | -32.6% | 0.04% | +80.0% |
| AAP | New | ADVANCE AUTO PARTS INC | $164,000 | – | 972 | +100.0% | 0.04% | – |
| LB | Sell | L BRANDS INCcall | $163,000 | -11.9% | 674 | -32.6% | 0.04% | +22.2% |
| CSX | Sell | CSX CORP | $158,000 | -88.2% | 2,139 | -89.8% | 0.04% | -83.5% |
| HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $159,000 | -42.4% | 6,800 | -42.4% | 0.04% | -20.4% |
| WMT | New | WALMART INCcall | $155,000 | – | 500 | +100.0% | 0.04% | – |
| DVN | New | DEVON ENERGY CORP NEWput | $145,000 | – | 600 | +100.0% | 0.04% | – |
| UNP | New | UNION PAC CORP | $144,000 | – | 882 | +100.0% | 0.04% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $134,000 | – | 10,000 | +100.0% | 0.04% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $132,000 | – | 14,100 | +100.0% | 0.04% | – |
| FLR | Buy | FLUOR CORP NEWput | $128,000 | +64.1% | 1,847 | +389.9% | 0.04% | +133.3% |
| DLTR | DOLLAR TREE INCput | $130,000 | -40.4% | 684 | 0.0% | 0.04% | -16.7% | |
| PRU | New | PRUDENTIAL FINL INCput | $119,000 | – | 1,100 | +100.0% | 0.03% | – |
| EXAS | New | EXACT SCIENCES CORP | $112,000 | – | 1,425 | +100.0% | 0.03% | – |
| RL | New | RALPH LAUREN CORPput | $114,000 | – | 400 | +100.0% | 0.03% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $115,000 | +57.5% | 14,500 | +59.3% | 0.03% | +121.4% |
| K | New | KELLOGG COcall | $112,000 | – | 652 | +100.0% | 0.03% | – |
| GT | Sell | GOODYEAR TIRE & RUBR COput | $105,000 | -73.7% | 1,750 | -34.0% | 0.03% | -62.3% |
| BGT | New | BLACKROCK FLOATING RATE INCO | $107,000 | – | 8,100 | +100.0% | 0.03% | – |
| BG | Buy | BUNGE LIMITEDput | $105,000 | -52.7% | 1,000 | +150.0% | 0.03% | -32.6% |
| New | ALBEMARLE CORPcall | $104,000 | – | 192 | +100.0% | 0.03% | – | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $103,000 | +8.4% | 16,800 | +8.4% | 0.03% | +55.6% |
| BHC | New | BAUSCH HEALTH COS INC | $100,000 | – | 3,910 | +100.0% | 0.03% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $100,000 | – | 8,300 | +100.0% | 0.03% | – |
| NBB | New | NUVEEN BUILD AMER BD FD | $98,000 | – | 4,900 | +100.0% | 0.03% | – |
| BAC | BANK AMER CORPcall | $94,000 | -1.1% | 750 | 0.0% | 0.03% | +44.4% | |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $95,000 | – | 4,100 | +100.0% | 0.03% | – |
| TAPA | New | MOLSON COORS BREWING COcall | $91,000 | – | 400 | +100.0% | 0.02% | – |
| OEF | New | ISHARES TRput | $92,000 | – | 250 | +100.0% | 0.02% | – |
| WM | New | WASTE MGMT INC DELput | $89,000 | – | 520 | +100.0% | 0.02% | – |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $86,000 | -84.2% | 16,400 | -84.2% | 0.02% | -78.1% |
| SYY | New | SYSCO CORPput | $79,000 | – | 500 | +100.0% | 0.02% | – |
| MOMO | Sell | MOMO INCput | $77,000 | -58.8% | 950 | -61.2% | 0.02% | -41.7% |
| HES | Buy | HESS CORPput | $78,000 | -80.9% | 2,550 | +8.5% | 0.02% | -73.4% |
| BB | BLACKBERRY LTDput | $76,000 | -69.7% | 2,000 | 0.0% | 0.02% | -57.1% | |
| STK | Buy | COLUMBIA SELIGM PREM TECH GR | $73,000 | +5.8% | 3,400 | +6.2% | 0.02% | +53.8% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $70,000 | – | 3,600 | +100.0% | 0.02% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $71,000 | -89.9% | 64,000 | +1.7% | 0.02% | -86.0% |
| MS | MORGAN STANLEYput | $67,000 | -68.2% | 1,300 | 0.0% | 0.02% | -56.1% | |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $66,000 | – | 800 | +100.0% | 0.02% | – |
| TEVA | TEVA PHARMACEUTICAL INDS LTDcall | $66,000 | -68.9% | 800 | 0.0% | 0.02% | -56.1% | |
| VMW | New | VMWARE INCput | $65,000 | – | 300 | +100.0% | 0.02% | – |
| WM | New | WASTE MGMT INC DELcall | $67,000 | – | 400 | +100.0% | 0.02% | – |
| New | ALBEMARLE CORPput | $62,000 | – | 600 | +100.0% | 0.02% | – | |
| L100PS | ARCONIC INCcall | $62,000 | +416.7% | 192 | 0.0% | 0.02% | +750.0% | |
| SHOP | Sell | SHOPIFY INCput | $61,000 | -81.2% | 250 | -78.3% | 0.02% | -73.0% |
| LOW | Sell | LOWES COS INC | $59,000 | -89.0% | 511 | -90.9% | 0.02% | -84.6% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $56,000 | – | 3,600 | +100.0% | 0.02% | – |
| ETP | New | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $56,000 | – | 2,507 | +100.0% | 0.02% | – |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $53,000 | -45.9% | 2,600 | -44.7% | 0.01% | -26.3% |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $48,000 | – | 2,246 | +100.0% | 0.01% | – |
| TAPA | New | MOLSON COORS BREWING COput | $49,000 | – | 1,268 | +100.0% | 0.01% | – |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $43,000 | -14.0% | 800 | 0.0% | 0.01% | +20.0% | |
| AGO | New | ASSURED GUARANTY LTD | $45,000 | – | 1,077 | +100.0% | 0.01% | – |
| MU | MICRON TECHNOLOGY INCput | $44,000 | -26.7% | 300 | 0.0% | 0.01% | 0.0% | |
| GS | Sell | GOLDMAN SACHS GROUP INCput | $39,000 | -90.8% | 500 | -23.1% | 0.01% | -86.6% |
| VFC | New | V F CORPput | $39,000 | – | 400 | +100.0% | 0.01% | – |
| FL | FOOT LOCKER INCput | $40,000 | -52.9% | 1,000 | 0.0% | 0.01% | -31.2% | |
| CF | New | CF INDS HLDGS INCput | $39,000 | – | 332 | +100.0% | 0.01% | – |
| OEF | New | ISHARES TRcall | $37,000 | – | 250 | +100.0% | 0.01% | – |
| ETP | New | ENERGY TRANSFER PARTNERS LPput | $35,000 | – | 300 | +100.0% | 0.01% | – |
| NSC | New | NORFOLK SOUTHERN CORPput | $34,000 | – | 90 | +100.0% | 0.01% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELput | $32,000 | – | 125 | +100.0% | 0.01% | – |
| DVN | New | DEVON ENERGY CORP NEWcall | $24,000 | – | 200 | +100.0% | 0.01% | – |
| BAC | BANK AMER CORPput | $27,000 | -82.1% | 1,400 | 0.0% | 0.01% | -75.9% | |
| EXAS | New | EXACT SCIENCES CORPput | $27,000 | – | 400 | +100.0% | 0.01% | – |
| MSFT | New | MICROSOFT CORPput | $24,000 | – | 240 | +100.0% | 0.01% | – |
| PG | PROCTER AND GAMBLE COput | $21,000 | -87.9% | 1,100 | 0.0% | 0.01% | -82.4% | |
| UPS | New | UNITED PARCEL SERVICE INCcall | $22,000 | – | 400 | +100.0% | 0.01% | – |
| ETP | New | ENERGY TRANSFER PARTNERS LPcall | $22,000 | – | 300 | +100.0% | 0.01% | – |
| GT | Sell | GOODYEAR TIRE & RUBR COcall | $19,000 | +5.6% | 200 | -77.8% | 0.01% | +66.7% |
| WFC | Sell | WELLS FARGO CO NEWcall | $17,000 | -91.7% | 500 | -50.0% | 0.01% | -87.5% |
| CLX | Sell | CLOROX CO DELput | $14,000 | +600.0% | 50 | -9.1% | 0.00% | – |
| BHC | New | BAUSCH HEALTH COS INCcall | $15,000 | – | 1,000 | +100.0% | 0.00% | – |
| UROV | New | UROVANT SCIENCES LTD | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| CSX | CSX CORPput | $12,000 | -91.4% | 900 | 0.0% | 0.00% | -88.9% | |
| MMM | 3M COput | $12,000 | -77.8% | 110 | 0.0% | 0.00% | -70.0% | |
| IRBT | Sell | IROBOT CORP | $9,000 | -99.1% | 86 | -99.3% | 0.00% | -99.0% |
| WW | Sell | WEIGHT WATCHERS INTL INC NEW | $6,000 | -45.5% | 83 | -26.5% | 0.00% | 0.0% |
| LOW | Buy | LOWES COS INCput | $7,000 | -87.7% | 143 | +12.6% | 0.00% | -81.8% |
| MKC | New | MCCORMICK & CO INCput | $9,000 | – | 168 | +100.0% | 0.00% | – |
| AMD | Sell | ADVANCED MICRO DEVICES INCput | $8,000 | -93.5% | 1,900 | -11.6% | 0.00% | -91.7% |
| UNP | New | UNION PAC CORPput | $7,000 | – | 300 | +100.0% | 0.00% | – |
| AGO | New | ASSURED GUARANTY LTDput | $4,000 | – | 36 | +100.0% | 0.00% | – |
| ADSK | Sell | AUTODESK INCput | $3,000 | -98.6% | 400 | -28.8% | 0.00% | -97.6% |
| L100PS | ARCONIC INCput | $2,000 | -94.3% | 192 | 0.0% | 0.00% | -85.7% | |
| ADSK | Sell | AUTODESK INC | $3,000 | -99.8% | 20 | -99.9% | 0.00% | -99.7% |
| WW | Sell | WEIGHT WATCHERS INTL INC NEWput | $1,000 | – | 2 | -97.8% | 0.00% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROcall | $0 | – | -800 | -100.0% | 0.00% | – |
| NTGRT | Exit | TORTOISE MLP FD INCright 07/18/2018 | $0 | – | -90,603 | -100.0% | 0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE Ccall | $0 | – | -30 | -100.0% | 0.00% | – |
| FFIV | Exit | F5 NETWORKS INCput | $0 | – | -9 | -100.0% | 0.00% | – |
| DQ | Exit | DAQO NEW ENERGY CORPspnsrd adr new | $0 | – | 0 | +100.0% | 0.00% | – |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -100 | -100.0% | 0.00% | – |
| ATHN | Exit | ATHENAHEALTH INCput | $0 | – | -3 | -100.0% | 0.00% | – |
| UAA | Exit | UNDER ARMOUR INCput | $0 | – | -1,250 | -100.0% | 0.00% | – |
| IRBT | Sell | IROBOT CORPput | $1,000 | -99.7% | 9 | -99.1% | 0.00% | -100.0% |
| APC | Exit | ANADARKO PETE CORPput | $0 | – | -8 | -100.0% | 0.00% | – |
| ISD | Exit | PGIM SHORT DURATION HIGH YIE | $0 | – | -200 | -100.0% | -0.00% | – |
| XRX | Exit | XEROX CORPcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| APC | Exit | ANADARKO PETE CORPcall | $0 | – | -8 | -100.0% | -0.00% | – |
| KR | Exit | KROGER COput | $0 | – | -1,052 | -100.0% | -0.00% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -18 | -100.0% | -0.00% | – |
| BTI | Exit | BRITISH AMERN TOB PLCput | $0 | – | -72 | -100.0% | -0.00% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -400 | -100.0% | -0.00% | – |
| MO | Exit | ALTRIA GROUP INCcall | $0 | – | -16 | -100.0% | -0.00% | – |
| SINA | Exit | SINA CORPput | $0 | – | -11 | -100.0% | -0.00% | – |
| APA | Exit | APACHE CORPput | $0 | – | -354 | -100.0% | -0.00% | – |
| MO | Exit | ALTRIA GROUP INCput | $0 | – | -16 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -300 | -100.0% | -0.00% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -1,200 | -100.0% | -0.00% | – |
| ATHN | Exit | ATHENAHEALTH INC | $0 | – | -101 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN HLDGS PLCput | $0 | – | -150 | -100.0% | -0.00% | – |
| BA | Exit | BOEING COcall | $0 | – | -60 | -100.0% | -0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE Cput | $0 | – | -30 | -100.0% | -0.00% | – |
| GLW | Exit | CORNING INCput | $0 | – | -282 | -100.0% | -0.00% | – |
| TEL | Exit | TE CONNECTIVITY LTDput | $0 | – | -37 | -100.0% | -0.00% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLCcall | $0 | – | -350 | -100.0% | -0.00% | – |
| BG | Exit | BUNGE LIMITEDcall | $0 | – | -400 | -100.0% | -0.00% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPP F | $0 | – | -2,300 | -100.0% | -0.01% | – |
| APA | Exit | APACHE CORPcall | $0 | – | -104 | -100.0% | -0.01% | – |
| NLSN | Exit | NIELSEN HLDGS PLCcall | $0 | – | -150 | -100.0% | -0.01% | – |
| EL | Exit | LAUDER ESTEE COS INCcall | $0 | – | -63 | -100.0% | -0.01% | – |
| GLW | Exit | CORNING INCcall | $0 | – | -282 | -100.0% | -0.01% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -2,809 | -100.0% | -0.01% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| BUI | Exit | BLACKROCK UTILITIES INFRSTRC | $0 | – | -3,000 | -100.0% | -0.01% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -1,270 | -100.0% | -0.01% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -13,200 | -100.0% | -0.01% | – |
| AYI | Exit | ACUITY BRANDS INCput | $0 | – | -75 | -100.0% | -0.01% | – |
| AGC | Exit | ADVENT CLAY CONV SEC INC FD | $0 | – | -13,100 | -100.0% | -0.01% | – |
| PMF | Exit | PIMCO MUNICIPAL INCOME FD | $0 | – | -5,500 | -100.0% | -0.01% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -250 | -100.0% | -0.01% | – |
| FDEU | Exit | FIRST TR DYNAMIC EUROPE EQT | $0 | – | -4,900 | -100.0% | -0.02% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -8,500 | -100.0% | -0.02% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -10,800 | -100.0% | -0.02% | – |
| INCY | Exit | INCYTE CORPput | $0 | – | -438 | -100.0% | -0.02% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -4,757 | -100.0% | -0.02% | – |
| SPLK | Exit | SPLUNK INCput | $0 | – | -300 | -100.0% | -0.02% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -4,100 | -100.0% | -0.02% | – |
| CAT | Exit | CATERPILLAR INC DELput | $0 | – | -250 | -100.0% | -0.02% | – |
| DIAX | Exit | NUVEEN DOW 30 DYN OVERWRITE | $0 | – | -4,700 | -100.0% | -0.02% | – |
| PCN | Exit | PIMCO CORPORATE INCOME STRAT | $0 | – | -5,000 | -100.0% | -0.02% | – |
| KR | Exit | KROGER CO | $0 | – | -3,332 | -100.0% | -0.02% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -500 | -100.0% | -0.02% | – |
| IRBT | Exit | IROBOT CORPcall | $0 | – | -76 | -100.0% | -0.02% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD I | $0 | – | -6,400 | -100.0% | -0.02% | – |
| TAP | Exit | MOLSON COORS BREWING COput | $0 | – | -1,268 | -100.0% | -0.02% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -250 | -100.0% | -0.02% | – |
| SFLY | Exit | SHUTTERFLY INCput | $0 | – | -500 | -100.0% | -0.02% | – |
| NCZ | Exit | ALLIANZGI CONV & INCOME FD I | $0 | – | -22,700 | -100.0% | -0.03% | – |
| WUBA | Exit | 58 COM INCput | $0 | – | -225 | -100.0% | -0.03% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY | $0 | – | -6,600 | -100.0% | -0.03% | – |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -3,188 | -100.0% | -0.03% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -10,400 | -100.0% | -0.03% | – |
| MGU | Exit | MACQUARIE GLBL INFRA TOTL RE | $0 | – | -9,000 | -100.0% | -0.04% | – |
| BST | Exit | BLACKROCK SCIENCE & TECH TR | $0 | – | -6,300 | -100.0% | -0.04% | – |
| X | Exit | UNITED STATES STL CORP NEWput | $0 | – | -1,300 | -100.0% | -0.04% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -9,947 | -100.0% | -0.04% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -19,300 | -100.0% | -0.05% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -21,000 | -100.0% | -0.05% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -19,900 | -100.0% | -0.05% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -11,900 | -100.0% | -0.05% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -21,700 | -100.0% | -0.05% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -3,296 | -100.0% | -0.06% | – |
| PG | Exit | PROCTER AND GAMBLE COcall | $0 | – | -500 | -100.0% | -0.06% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -11,260 | -100.0% | -0.06% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROput | $0 | – | -800 | -100.0% | -0.06% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -27,500 | -100.0% | -0.07% | – |
| TAP | Exit | MOLSON COORS BREWING COcall | $0 | – | -400 | -100.0% | -0.07% | – |
| SKM | Exit | SK TELECOM LTDsponsored adr | $0 | – | -18,000 | -100.0% | -0.08% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -24,700 | -100.0% | -0.08% | – |
| JRI | Exit | NUVEEN REAL ASSET INM AND GW | $0 | – | -27,100 | -100.0% | -0.08% | – |
| HQL | Exit | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | -24,277 | -100.0% | -0.09% | – |
| ALB | Exit | ALBEMARLE CORPput | $0 | – | -1,000 | -100.0% | -0.09% | – |
| AYI | Exit | ACUITY BRANDS INC | $0 | – | -4,110 | -100.0% | -0.09% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -48,900 | -100.0% | -0.10% | – |
| MYL | Exit | MYLAN N Vput | $0 | – | -800 | -100.0% | -0.10% | – |
| NXJ | Exit | NUVEEN NEW JERSEY QULT MUN F | $0 | – | -41,200 | -100.0% | -0.10% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -49,100 | -100.0% | -0.11% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -43,100 | -100.0% | -0.11% | – |
| DSE | Exit | DUFF & PHELPS SLCT ENGY MLP | $0 | – | -106,800 | -100.0% | -0.12% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -63,400 | -100.0% | -0.12% | – |
| SONY | Exit | SONY CORPsponsored adr | $0 | – | -12,393 | -100.0% | -0.12% | – |
| KYE | Exit | KAYNE ANDERSON ENRGY TTL RT | $0 | – | -67,300 | -100.0% | -0.12% | – |
| NTES | Exit | NETEASE INCput | $0 | – | -275 | -100.0% | -0.12% | – |
| WUBA | Exit | 58 COM INCspon adr rep a | $0 | – | -10,728 | -100.0% | -0.14% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -11,185 | -100.0% | -0.14% | – |
| FANH | Exit | FANHUA INCsponsored adr | $0 | – | -26,520 | -100.0% | -0.15% | – |
| KANG | Exit | IKANG HEALTHCARE GROUP INCsponsored adr | $0 | – | -37,629 | -100.0% | -0.15% | – |
| TTM | Exit | TATA MTRS LTDput | $0 | – | -1,000 | -100.0% | -0.16% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -9,332 | -100.0% | -0.18% | – |
| UAA | Exit | UNDER ARMOUR INCcall | $0 | – | -1,250 | -100.0% | -0.18% | – |
| ZLAB | Exit | ZAI LAB LTDadr | $0 | – | -44,000 | -100.0% | -0.20% | – |
| TM | Exit | TOYOTA MOTOR CORP | $0 | – | -10,100 | -100.0% | -0.25% | – |
| WB | Exit | WEIBO CORPput | $0 | – | -432 | -100.0% | -0.26% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -12,149 | -100.0% | -0.32% | – |
| SFLY | Exit | SHUTTERFLY INC | $0 | – | -21,153 | -100.0% | -0.37% | – |
| PGX | Exit | INVESCO EXCHNG TRADED FD TRpfd etf | $0 | – | -136,400 | -100.0% | -0.38% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -99,737 | -100.0% | -0.40% | – |
| CEN | Exit | CENTER COAST BRKFLD MLP ENRG | $0 | – | -233,400 | -100.0% | -0.40% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -126,200 | -100.0% | -0.42% | – |
| MYL | Exit | MYLAN N V | $0 | – | -75,212 | -100.0% | -0.53% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -230,800 | -100.0% | -0.54% | – |
| MLCO | Exit | MELCO RESORT ENTERTAINMENT Ladr | $0 | – | -99,500 | -100.0% | -0.54% | – |
| ALB | Exit | ALBEMARLE CORP | $0 | – | -34,209 | -100.0% | -0.63% | – |
| INFY | Exit | INFOSYS LTDsponsored adr | $0 | – | -174,554 | -100.0% | -0.66% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORP | $0 | – | -132,100 | -100.0% | -0.68% | – |
| NMR | Exit | NOMURA HLDGS INCsponsored adr | $0 | – | -760,438 | -100.0% | -0.72% | – |
| ASX | Exit | ASE TECHNOLOGY HOLDING CO LTsponsored ads | $0 | – | -809,023 | -100.0% | -0.72% | – |
| TLK | Exit | P T TELEKOMUNIKASI INDONESIAsponsored adr | $0 | – | -161,670 | -100.0% | -0.82% | – |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -5,000,000 | -100.0% | -1.02% | – | |
| PFF | Exit | ISHARES TRs&p us pfd stk | $0 | – | -185,800 | -100.0% | -1.36% | – |
| XL | Exit | XL GROUP LTD | $0 | – | -179,025 | -100.0% | -1.94% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -467,000 | -100.0% | -2.63% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -12,227 | -100.0% | -2.68% | – |
| Exit | CTRIP COM INTL LTDnote 1.250%10/1 | $0 | – | -18,000,000 | -100.0% | -4.27% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -84,952 | -100.0% | -4.47% | – |
| Exit | SINA CORPnote 1.000%12/0 | $0 | – | -94,000,000 | -100.0% | -18.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2018-12-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.