$390 Million is the total value of NINE MASTS CAPITAL Ltd's 62 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 90.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SOUFUN HLDGS LTDnote 2.000%12/1 | $51,435,000 | +44.4% | 48,000,000 | +126884.1% | 13.20% | +13.1% | |
| CHAD | New | DIREXION SHS ETF TRcsi300 china1x | $38,010,000 | – | 751,396 | +100.0% | 9.76% | – |
| SONY | Buy | SONY CORPadr new | $31,850,000 | +318.8% | 1,318,260 | +390.6% | 8.17% | +228.1% |
| FXI | New | ISHARES TRchina lg-cap etf | $30,020,000 | – | 846,351 | +100.0% | 7.70% | – |
| Buy | QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1 | $24,172,000 | +49.3% | 25,000,000 | +151415.2% | 6.20% | +16.9% | |
| WX | Buy | WUXI PHARMATECH CAYMAN INC | $22,730,000 | +284.7% | 525,985 | +276.2% | 5.83% | +201.4% |
| HSBC | Sell | HSBC HLDGS PLCspon adr new | $22,480,000 | -30.1% | 604,428 | -14.9% | 5.77% | -45.2% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $14,600,000 | -67.7% | 703,615 | -64.6% | 3.75% | -74.7% |
| IBN | Buy | ICICI BK LTDadr | $12,440,000 | +460.1% | 1,483,917 | +596.2% | 3.19% | +338.6% |
| CHL | New | CHINA MOBILE LIMITEDsponsored adr | $11,810,000 | – | 199,430 | +100.0% | 3.03% | – |
| HMC | Buy | HONDA MOTOR LTD | $10,310,000 | +462.5% | 349,627 | +517.7% | 2.65% | +341.0% |
| GAME | Buy | SHANDA GAMES LTDsp adr reptg a | $10,220,000 | +90.4% | 1,525,876 | +95.5% | 2.62% | +49.1% |
| SMFG | Buy | SUMITOMO MITSUI FINL GROUP Isponsored adr | $9,470,000 | +35.2% | 1,259,306 | +60.5% | 2.43% | +5.9% |
| AVOL | New | AVOLON HLDGS LTD | $7,900,000 | – | 259,683 | +100.0% | 2.03% | – |
| ISSI | Sell | INTEGRATED SILICON SOLUTION | $7,790,000 | -39.4% | 362,363 | -37.6% | 2.00% | -52.6% |
| CEO | New | CNOOC LTDsponsored adr | $6,750,000 | – | 65,973 | +100.0% | 1.73% | – |
| New | MICRON TECHNOLOGY INCnote 3.000%11/1 | $5,919,000 | – | 7,000,000 | +100.0% | 1.52% | – | |
| VNET | Buy | 21VIANET GROUP INCsponsored adr | $5,800,000 | +18.0% | 317,380 | +32.5% | 1.49% | -7.6% |
| VIMC | New | VIMICRO INTL CORPadr | $4,600,000 | – | 368,919 | +100.0% | 1.18% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $4,521,000 | – | 1,700,000 | +100.0% | 1.16% | – |
| ASX | Buy | ADVANCED SEMICONDUCTOR ENGRsponsored adr | $4,100,000 | +26.5% | 746,899 | +56.0% | 1.05% | -0.9% |
| AMCN | New | AIRMEDIA GROUP INCsponsored adr | $4,020,000 | – | 748,000 | +100.0% | 1.03% | – |
| TM | New | TOYOTA MOTOR CORP | $3,940,000 | – | 33,932 | +100.0% | 1.01% | – |
| EJ | Buy | E HOUSE CHINA HLDGS LTDadr | $3,490,000 | -3.4% | 587,387 | +9.3% | 0.90% | -24.3% |
| BONA | Sell | BONA FILM GROUP LTDsponsored ads | $3,480,000 | -22.2% | 292,551 | -20.2% | 0.89% | -39.0% |
| CCL | New | CARNIVAL CORPpaired ctf | $3,100,000 | – | 62,400 | +100.0% | 0.80% | – |
| HMIN | New | HOMEINNS HOTEL GROUPsponsored adr | $2,940,000 | – | 102,275 | +100.0% | 0.76% | – |
| RYAAY | Sell | RYANAIR HLDGS PLCsponsored adr | $2,700,000 | -46.9% | 34,430 | -51.6% | 0.69% | -58.4% |
| New | QIHOO 360 TECHNOLOGY CO LTDnote 1.750% 8/1 | $2,539,000 | – | 3,000,000 | +100.0% | 0.65% | – | |
| FXI | Sell | ISHARES TRput | $2,380,000 | +12426.3% | 700,000 | -60.5% | 0.61% | +10083.3% |
| PTR | Buy | PETROCHINA CO LTDsponsored adr | $2,180,000 | +8620.0% | 31,512 | +14223.6% | 0.56% | +6887.5% |
| MOMO | Sell | MOMO INCadr | $1,970,000 | -49.3% | 157,408 | -34.8% | 0.51% | -60.3% |
| MUFG | Buy | MITSUBISHI UFJ FINL GROUP INsponsored adr | $1,940,000 | +785.8% | 324,086 | +966.4% | 0.50% | +591.7% |
| MR | Buy | MINDRAY MEDICAL INTL LTDspon adr | $1,680,000 | +157.3% | 77,000 | +236.2% | 0.43% | +101.4% |
| NMR | Buy | NOMURA HLDGS INCsponsored adr | $1,570,000 | +26.6% | 273,105 | +49.5% | 0.40% | -0.7% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $1,570,000 | +135.7% | 217,800 | +161.2% | 0.40% | +84.9% |
| PG | New | PROCTER & GAMBLE CO | $1,550,000 | – | 21,501 | +100.0% | 0.40% | – |
| MU | New | MICRON TECHNOLOGY INC | $1,500,000 | – | 100,000 | +100.0% | 0.38% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $1,215,000 | – | 495,400 | +100.0% | 0.31% | – |
| HTD | Buy | HANCOCK JOHN TAX-ADV DIV INC | $1,020,000 | +39.9% | 52,200 | +40.7% | 0.26% | +9.6% |
| QIHU | Sell | QIHOO 360 TECHNOLOGY CO LTDads | $950,000 | -90.7% | 19,818 | -86.8% | 0.24% | -92.7% |
| NTTYY | Sell | NIPPON TELEG & TEL CORPsponsored adr | $910,000 | -49.4% | 26,054 | -47.5% | 0.23% | -60.3% |
| LFC | CHINA LIFE INS CO LTDspon adr rep h | $720,000 | -20.5% | 41,600 | 0.0% | 0.18% | -37.7% | |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $500,000 | – | 52,000 | +100.0% | 0.13% | – |
| IWM | Sell | ISHARES TRput | $493,000 | +2638.9% | 200,000 | -75.7% | 0.13% | +2016.7% |
| RMD | RESMED INC | $480,000 | -9.6% | 9,420 | 0.0% | 0.12% | -29.3% | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $470,000 | +52.1% | 92,911 | +73.0% | 0.12% | +19.8% |
| YY | New | YY INC | $460,000 | – | 8,350 | +100.0% | 0.12% | – |
| GAB | GABELLI EQUITY TR INC | $440,000 | -16.3% | 84,000 | 0.0% | 0.11% | -34.3% | |
| EOS | Sell | EATON VANCE ENH EQTY INC FD | $420,000 | -49.3% | 33,000 | -44.6% | 0.11% | -60.1% |
| PDT | Buy | HANCOCK JOHN PREMUIM DIV FD | $410,000 | +40.9% | 32,748 | +47.5% | 0.10% | +10.5% |
| SUNEQ | New | SUNEDISON INC | $330,000 | – | 45,700 | +100.0% | 0.08% | – |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $270,000 | – | 9,700 | +100.0% | 0.07% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTcall | $235,000 | +23400.0% | 350,000 | -22.2% | 0.06% | – |
| RVT | ROYCE VALUE TR INC | $190,000 | -14.8% | 16,203 | 0.0% | 0.05% | -32.9% | |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $180,000 | – | 10,400 | +100.0% | 0.05% | – |
| PG | New | PROCTER & GAMBLE COput | $171,000 | – | 84,200 | +100.0% | 0.04% | – |
| VEDL | Sell | VEDANTA LTDsponsored adr | $150,000 | -94.0% | 29,500 | -87.3% | 0.04% | -95.4% |
| EOI | EATON VANCE ENHANCED EQ INC | $90,000 | -10.0% | 7,600 | 0.0% | 0.02% | -30.3% | |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $40,000 | – | 2,900 | +100.0% | 0.01% | – |
| PG | New | PROCTER & GAMBLE COcall | $27,000 | – | 28,700 | +100.0% | 0.01% | – |
| HAL | Buy | HALLIBURTON COcall | $5,000 | +400.0% | 510,000 | +716.0% | 0.00% | – |
| HD | Exit | HOME DEPOT INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -4,500 | -100.0% | 0.00% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -250,000 | -100.0% | 0.00% | – |
| FXI | Exit | ISHARES TRcall | $0 | – | -200,000 | -100.0% | 0.00% | – |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| HAL | Exit | HALLIBURTON COput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| XLE | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -24,600 | -100.0% | 0.00% | – |
| C | Exit | CITIGROUP INCput | $0 | – | -150,000 | -100.0% | 0.00% | – |
| CVX | Exit | CHEVRON CORP NEWcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| EWZ | Exit | ISHARESput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| EWZ | Exit | ISHAREScall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| BIDU | Exit | BAIDU INCput | $0 | – | -51,000 | -100.0% | -0.00% | – |
| SLB | Exit | SCHLUMBERGER LTDput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| CVX | Exit | CHEVRON CORP NEWput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| INTC | Exit | INTEL CORPput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -431,600 | -100.0% | -0.00% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -500 | -100.0% | -0.00% | – |
| C | Exit | CITIGROUP INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| BIDU | Exit | BAIDU INCcall | $0 | – | -51,000 | -100.0% | -0.00% | – |
| XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -850 | -100.0% | -0.02% | – |
| CEN | Exit | CENTER COAST MLP & INFRSTR F | $0 | – | -6,500 | -100.0% | -0.03% | – |
| MIE | Exit | COHEN & STEERS MLP INC & ENR | $0 | – | -7,270 | -100.0% | -0.04% | – |
| CBA | Exit | CLEARBRIDGE AMERN ENERG MLP | $0 | – | -11,200 | -100.0% | -0.05% | – |
| GMZ | Exit | GOLDMAN SACHS MLP INC OPP FD | $0 | – | -11,500 | -100.0% | -0.06% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FD IN | $0 | – | -12,713 | -100.0% | -0.10% | – |
| RDY | Exit | DR REDDYS LABS LTDadr | $0 | – | -7,995 | -100.0% | -0.15% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -30,102 | -100.0% | -0.16% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -6,656 | -100.0% | -0.19% | – |
| FEI | Exit | FIRST TR MLP & ENERGY INCOME | $0 | – | -31,564 | -100.0% | -0.19% | – |
| SFUN | Exit | SOUFUN HLDGS LTDadr | $0 | – | -72,200 | -100.0% | -0.20% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPP F | $0 | – | -33,100 | -100.0% | -0.20% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TR FD | $0 | – | -35,500 | -100.0% | -0.21% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -45,799 | -100.0% | -0.30% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -13,100 | -100.0% | -0.48% | – |
| SNP | Exit | CHINA PETE & CHEM CORP | $0 | – | -17,020 | -100.0% | -0.48% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -175,399 | -100.0% | -0.61% | – |
| JASO | Exit | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $0 | – | -230,356 | -100.0% | -0.64% | – |
| UMC | Exit | UNITED MICROELECTRONICS CORPspon adr new | $0 | – | -1,119,395 | -100.0% | -0.78% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -62,386 | -100.0% | -0.85% | – |
| RENN | Exit | RENREN INCsponsored adr | $0 | – | -789,709 | -100.0% | -0.98% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -31,800 | -100.0% | -1.00% | – |
| DSKY | Exit | IDREAMSKY TECHNOLOGY LIMITEDsponsored ads | $0 | – | -319,000 | -100.0% | -1.31% | – |
| INTC | Exit | INTEL CORP | $0 | – | -134,805 | -100.0% | -1.34% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $0 | – | -542,000 | -100.0% | -1.45% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -44,327 | -100.0% | -1.81% | – |
| U104PS | Exit | PERFECT WORLD CO LTDspon adr rep b | $0 | – | -414,088 | -100.0% | -2.69% | – |
| T100PS | Exit | CHINA MOBILE GAMES & ENTMT Gsponsored adr | $0 | – | -470,354 | -100.0% | -3.26% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -125,000 | -100.0% | -3.37% | – |
| TTM | Exit | TATA MTRS LTDsponsored adr | $0 | – | -468,680 | -100.0% | -5.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.