Newtyn Management, LLC - Q3 2021 holdings

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$375 Million is the total value of Newtyn Management, LLC's 37 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 88.7% .

All

			Value		Shares		↓ Weighting
STMP	Sell	STAMPS COM INC	$23,085,000	-25.6%	70,000	-54.8%	6.16%	-28.4%
CPLG	Sell	COREPOINT LODGING INC	$18,368,000	+16.1%	1,185,000	-19.8%	4.90%	+11.9%
VTOL	Sell	BRISTOW GROUP INC	$17,666,000	+12.4%	555,000	-9.5%	4.71%	+8.3%
CUBI	Sell	CUSTOMERS BANCORP INC	$7,744,000	-0.7%	180,000	-10.0%	2.07%	-4.3%
NODK	Sell	NI HLDGS INC	$7,463,000	-11.2%	425,000	-3.8%	1.99%	-14.4%
AMR	Sell	ALPHA METALLURGICAL RESOUR I	$5,477,000	-14.5%	110,000	-56.0%	1.46%	-17.6%
ATAI	Sell	ATAI LIFE SCIENCES NV	$3,626,000	+0.4%	245,136	-3.9%	0.97%	-3.3%
FET	Sell	FORUM ENERGY TECHNOLOGIES IN	$2,254,000	-32.4%	100,000	-29.6%	0.60%	-34.9%
NGABWS	Exit	NORTHERN GENESIS ACQUISITION*w exp 01/15/202	$0	–	-3,332	-100.0%	-0.00%	–
GSAQW	Exit	GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999	$0	–	-12,500	-100.0%	-0.00%	–
SSAAW	Exit	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$0	–	-16,666	-100.0%	-0.00%	–
SLACWS	Exit	SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202	$0	–	-12,500	-100.0%	-0.00%	–
AACWS	Exit	ARES ACQUISITION CORPORATION*w exp 99/99/999	$0	–	-10,000	-100.0%	-0.00%	–
CSTAWS	Exit	CONSTELLATION ACQUISITN CORP*w exp 01/29/202	$0	–	-16,666	-100.0%	-0.00%	–
JWSMWS	Exit	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	-12,499	-100.0%	-0.00%	–
FCAXWS	Exit	FORTRESS CAPITAL ACQUISITION*w exp 99/99/999	$0	–	-14,934	-100.0%	-0.00%	–
SWETW	Exit	ATHLON ACQUISITION CORP*w exp 01/12/202	$0	–	-25,000	-100.0%	-0.01%	–
EACPW	Exit	EDIFY ACQUISITION CORP*w exp 11/25/202	$0	–	-25,000	-100.0%	-0.01%	–
DCRNW	Exit	DECARBONIZATION PLUS ACQU II*w exp 01/19/202	$0	–	-13,332	-100.0%	-0.01%	–
KURIW	Exit	ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202	$0	–	-12,500	-100.0%	-0.01%	–
GMBTW	Exit	QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202	$0	–	-16,666	-100.0%	-0.01%	–
TINVWS	Exit	TIGA ACQUISITION CORP*w exp 11/06/202	$0	–	-16,050	-100.0%	-0.01%	–
SPAQWS	Exit	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$0	–	-18,749	-100.0%	-0.01%	–
PDOTWS	Exit	PERIDOT ACQUISITION CORP II*w exp 04/30/202	$0	–	-20,000	-100.0%	-0.01%	–
SHACW	Exit	SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202	$0	–	-25,000	-100.0%	-0.01%	–
JOFFW	Exit	JOFF FINTECH ACQUISITION COR*w exp 02/04/202	$0	–	-24,999	-100.0%	-0.01%	–
OCAXW	Exit	OCA ACQUISITION CORP*w exp 01/14/202	$0	–	-37,500	-100.0%	-0.01%	–
CLASWS	Exit	CLASS ACCELERATION CORP*w exp 03/31/202	$0	–	-37,500	-100.0%	-0.01%	–
GNACW	Exit	GROUP NINE ACQUISITION CORP*w exp 01/15/202	$0	–	-24,999	-100.0%	-0.01%	–
JCICW	Exit	JACK CREEK INVESTMENT CORP*w exp 10/01/202	$0	–	-37,500	-100.0%	-0.01%	–
RKTAWS	Exit	ROCKET INTERNET GRWT OPRT CO*w exp 99/99/999	$0	–	-25,000	-100.0%	-0.01%	–
ROCRW	Exit	ROTH CH ACQUISITION III CO*w exp 02/26/202	$0	–	-18,749	-100.0%	-0.01%	–
TMKRW	Exit	TASTEMAKER ACQUISITION CORP*w exp 01/07/202	$0	–	-50,000	-100.0%	-0.01%	–
LHCWS	Exit	LEO HLDGS CORP II*w exp 01/07/202	$0	–	-48,759	-100.0%	-0.01%	–
COLIW	Exit	COLICITY INC*w exp 02/24/202	$0	–	-40,000	-100.0%	-0.02%	–
ENFAW	Exit	890 5TH AVE PARTNERS INC*w exp 01/12/202	$0	–	-50,000	-100.0%	-0.02%	–
ENVIW	Exit	ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202	$0	–	-62,500	-100.0%	-0.02%	–
AGGRW	Exit	AGILE GROWTH CORP*w exp 03/09/202	$0	–	-94,003	-100.0%	-0.02%	–
NGAB	Exit	NORTHERN GENESIS ACQUISITION	$0	–	-10,000	-100.0%	-0.03%	–
SPKBU	Exit	SILVER SPIKE ACQUISITN CORPunit 02/26/2026	$0	–	-16,140	-100.0%	-0.04%	–
GRCY	Exit	GREENCITY ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.14%	–
CMLF	Exit	CM LIFE SCIENCES INC	$0	–	-50,000	-100.0%	-0.19%	–
JOFF	Exit	JOFF FINTECH ACQUISITION COR	$0	–	-75,000	-100.0%	-0.20%	–
TMKR	Exit	TASTEMAKER ACQUISITION CORP	$0	–	-75,000	-100.0%	-0.20%	–
SPAQ	Exit	SPARTAN ACQUISITION CORP III	$0	–	-75,000	-100.0%	-0.20%	–
ROCR	Exit	ROTH CH ACQUISITION III CO	$0	–	-75,000	-100.0%	-0.20%	–
OCAX	Exit	OCA ACQUISITION CORP	$0	–	-75,000	-100.0%	-0.21%	–
CAP	Exit	CAPITOL INVESTMENT CORP V	$0	–	-75,000	-100.0%	-0.21%	–
FCAC	Exit	FALCON CAPITAL ACQUISITN COR	$0	–	-100,000	-100.0%	-0.26%	–
LHC	Exit	LEO HLDGS CORP II	$0	–	-100,000	-100.0%	-0.27%	–
PDOT	Exit	PERIDOT ACQUISITION CORP II	$0	–	-100,000	-100.0%	-0.27%	–
RKTA	Exit	ROCKET INTERNET GRWT OPRT CO	$0	–	-100,000	-100.0%	-0.27%	–
ALUS	Exit	ALUSSA ENERGY ACQUISITION CO	$0	–	-100,000	-100.0%	-0.27%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-100,000	-100.0%	-0.27%	–
BMTX	Exit	BM TECHNOLOGIES INC	$0	–	-92,334	-100.0%	-0.27%	–
ACEV	Exit	ACE CONVERGENCE ACQU CORPcl a	$0	–	-100,000	-100.0%	-0.28%	–
BREZ	Exit	BREEZE HOLDINGS ACQUISITN CO	$0	–	-100,000	-100.0%	-0.28%	–
VMAC	Exit	VISTAS MEDIA ACQUISITION CO	$0	–	-100,000	-100.0%	-0.28%	–
GLEO	Exit	GALILEO ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.28%	–
ENVI	Exit	ENVIRONMENTAL IMPACT ACQU CO	$0	–	-125,000	-100.0%	-0.34%	–
ENFA	Exit	890 5TH AVE PARTNERS INC	$0	–	-150,000	-100.0%	-0.41%	–
SOAC	Exit	SUSTAINABLE OPPORTNTS ACQ CO	$0	–	-150,000	-100.0%	-0.41%	–
CAAP	Exit	CORPORACION AMER ARPTS S A	$0	–	-300,000	-100.0%	-0.48%	–
JILL	Exit	J JILL INC	$0	–	-98,000	-100.0%	-0.54%	–
COLI	Exit	COLICITY INC	$0	–	-200,000	-100.0%	-0.54%	–
AGGR	Exit	AGILE GROWTH CORPclass a ord	$0	–	-282,012	-100.0%	-0.76%	–
CHNG	Exit	CHANGE HEALTHCARE INC	$0	–	-150,002	-100.0%	-0.96%	–
GTX	Exit	GARRETT MOTION INC	$0	–	-1,018,147	-100.0%	-2.25%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-265,325	-100.0%	-3.47%	–
MIC	Exit	MACQUARIE INFRASTRUCTURE COR	$0	–	-475,000	-100.0%	-5.03%	–
GLNG	Exit	GOLAR LNG LTD	$0	–	-1,395,000	-100.0%	-5.12%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-11-15

Signatures

The EDGAR filing(s) were signed by:

Eugene Dozortsev — Managing Member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPIRIT AEROSYSTEMS HLDGS INC	33	Q2 2021	24.0%
NI HLDGS INC	27	Q3 2023	2.9%
ADIENT PLC	26	Q1 2023	17.3%
MERRIMACK PHARMACEUTICALS IN	25	Q3 2023	5.7%
PG&E CORP	24	Q3 2023	19.2%
SPECTRUM BRANDS HLDGS INC NE	21	Q3 2023	6.7%
RAFAEL HLDGS INC	18	Q2 2022	7.4%
CUSTOMERS BANCORP INC	18	Q1 2023	3.7%
BRISTOW GROUP INC	14	Q3 2023	4.8%
APPLIED OPTOELECTRONICS INC	14	Q3 2021	2.2%

View Newtyn Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Newtyn Management, LLC Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PFSWEB INC	February 14, 2023	1,206,502	5.3%
Garrett Motion Inc.	February 14, 2022	1,571,451	2.4%
Flexion Therapeutics Inc	November 24, 2021	4,400,000	8.7%
FLOTEK INDUSTRIES INC/CN/	February 16, 2021	2,789,059	3.8%
Forward Pharma A/S^{Sold out}	February 16, 2021	0	0.0%
Pfenex Inc.	October 02, 2020	650,000	1.9%
CymaBay Therapeutics, Inc.^{Sold out}	February 14, 2020	0	0.0%
Recro Pharma, Inc.^{Sold out}	February 14, 2020	0	0.0%
Stable Road Acquisition Corp.	February 14, 2020	700,000	3.9%
CSW INDUSTRIALS, INC.	February 14, 2017	330,000	2.1%

View Newtyn Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2024-03-08
SC 13D/A	2024-03-07
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13D/A	2024-02-13
SC 13D/A	2024-01-25

View Newtyn Management, LLC's complete filings history.

All filings

View complete filings history.

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