$370 Million is the total value of Newtyn Management, LLC's 102 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 55.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EBC | Sell | EASTERN BANKSHARES INC | $31,829,000 | -2.4% | 1,650,000 | -17.5% | 8.59% | +14.4% |
| CPLG | Sell | COREPOINT LODGING INC | $22,036,000 | +29.9% | 2,440,295 | -1.1% | 5.95% | +52.2% |
| ADNT | Sell | ADIENT PLC | $19,890,000 | -35.0% | 450,000 | -48.9% | 5.37% | -23.8% |
| PCG | Sell | PG&E CORP | $16,980,000 | -20.9% | 1,450,000 | -15.8% | 4.58% | -7.3% |
| VTOL | Sell | BRISTOW GROUP INC | $16,200,000 | -5.3% | 625,958 | -3.7% | 4.37% | +11.0% |
| RFL | Sell | RAFAEL HLDGS INC | $14,756,000 | +56.1% | 376,717 | -7.1% | 3.98% | +82.9% |
| CUBI | Sell | CUSTOMERS BANCORP INC | $13,863,000 | +35.3% | 435,682 | -22.7% | 3.74% | +58.6% |
| Sell | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $12,049,000 | +33.5% | 12,750,000 | -6.1% | 3.25% | +56.5% | |
| NODK | Sell | NI HLDGS INC | $8,316,000 | +2.7% | 450,000 | -8.8% | 2.24% | +20.3% |
| FVE | Sell | FIVE STAR SENIOR LIVING INC | $6,178,000 | -14.7% | 1,009,527 | -3.9% | 1.67% | -0.1% |
| RKT | Sell | ROCKET COS INC | $4,151,000 | +11.9% | 179,787 | -2.0% | 1.12% | +31.3% |
| NHF | Sell | NEXPOINT STRATEGIC OPPORTES | $3,417,000 | -7.2% | 300,000 | -14.3% | 0.92% | +8.7% |
| CHNG | Sell | CHANGE HEALTHCARE INC | $3,315,000 | -85.2% | 150,002 | -87.5% | 0.90% | -82.6% |
| RVP | Sell | RETRACTABLE TECHNOLOGIES INC | $2,564,000 | +6.1% | 200,000 | -11.1% | 0.69% | +24.2% |
| CAAP | Sell | CORPORACION AMER ARPTS S A | $1,964,000 | -38.5% | 400,000 | -50.0% | 0.53% | -27.9% |
| WBS | Sell | WEBSTER FINL CORP CONN | $995,000 | -80.3% | 18,050 | -85.0% | 0.27% | -76.9% |
| LAZR | Sell | LUMINAR TECHNOLOGIES INC | $365,000 | -57.1% | 15,000 | -40.0% | 0.10% | -49.5% |
| FTK | Sell | FLOTEK INDS INC DEL | $315,000 | -94.6% | 187,279 | -93.3% | 0.08% | -93.7% |
| CRSA | Exit | CRESCENT ACQUISITION CORP | $0 | – | -29,000 | -100.0% | -0.07% | – |
| TINVU | Exit | TIGA ACQUISITION CORPunit 99/99/9999 | $0 | – | -31,098 | -100.0% | -0.08% | – |
| PANA | Exit | PANACEA ACQUISITION CORPcl a | $0 | – | -50,000 | -100.0% | -0.14% | – |
| CWH | Exit | CAMPING WORLD HLDGS INCcl a | $0 | – | -56,819 | -100.0% | -0.34% | – |
| REPH | Exit | RECRO PHARMA INC | $0 | – | -700,000 | -100.0% | -0.46% | – |
| AAOI | Exit | APPLIED OPTOELECTRONICS INC | $0 | – | -316,050 | -100.0% | -0.62% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -250,000 | -100.0% | -0.66% | – |
| RHP | Exit | RYMAN HOSPITALITY PPTYS INC | $0 | – | -50,000 | -100.0% | -0.78% | – |
| PRVL | Exit | PREVAIL THERAPEUTICS INC | $0 | – | -153,617 | -100.0% | -0.82% | – |
| Exit | TILRAY INCnote 5.000%10/0 | $0 | – | -5,000,000 | -100.0% | -0.98% | – | |
| BKH | Exit | BLACK HILLS CORP | $0 | – | -75,000 | -100.0% | -1.06% | – |
| ESRT | Exit | EMPIRE ST RLTY TR INCcl a | $0 | – | -500,000 | -100.0% | -1.07% | – |
| ALE | Exit | ALLETE INC | $0 | – | -80,000 | -100.0% | -1.14% | – |
| NWE | Exit | NORTHWESTERN CORP | $0 | – | -90,000 | -100.0% | -1.21% | – |
| AIV | Exit | APARTMENT INVT & MGMT COcl a | $0 | – | -1,003,100 | -100.0% | -1.22% | – |
| PEIX | Exit | PACIFIC ETHANOL INC | $0 | – | -1,000,000 | -100.0% | -1.25% | – |
| AAN | Exit | THE AARONS COMPANY INC | $0 | – | -391,644 | -100.0% | -1.71% | – |
| POR | Exit | PORTLAND GEN ELEC CO | $0 | – | -200,000 | -100.0% | -1.97% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv pfd a | $0 | – | -495,000 | -100.0% | -2.90% | – |
| LAUR | Exit | LAUREATE EDUCATION INCcl a | $0 | – | -900,000 | -100.0% | -3.02% | – |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -700,000 | -100.0% | -3.42% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -125,000 | -100.0% | -4.91% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.