$414 Million is the total value of West Family Investments, Inc.'s 90 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 21.5% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
CIM | Sell | CHIMERA INVT CORP | $53,536,000 | -2.4% | 2,599,081 | -7.1% | 12.94% | -5.0% |
LUMN | CENTURYLINK INC | $34,157,000 | +5.9% | 2,585,668 | 0.0% | 8.26% | +3.0% | |
SYK | STRYKER CORP | $23,857,000 | -2.9% | 113,620 | 0.0% | 5.77% | -5.6% | |
TWO | TWO HBRS INVT CORP | $21,055,000 | +11.2% | 1,426,085 | 0.0% | 5.09% | +8.2% | |
EPD | ENTERPRISE PRODS PARTNERS L | $19,544,000 | -1.5% | 694,022 | 0.0% | 4.72% | -4.1% | |
FSK | FS KKR CAPITAL CORP | $13,290,000 | +5.2% | 2,167,969 | 0.0% | 3.21% | +2.3% | |
MVC | MVC CAPITAL INC | $11,202,000 | +3.0% | 1,221,628 | 0.0% | 2.71% | +0.3% | |
NLY | ANNALY CAP MGMT INC | $10,540,000 | +7.0% | 1,118,922 | 0.0% | 2.55% | +4.2% | |
SLRC | SOLAR CAP LTD | $9,924,000 | -0.1% | 479,013 | 0.0% | 2.40% | -2.8% | |
FDUS | Buy | FIDUS INVT CORP | $9,587,000 | +0.9% | 646,024 | +0.8% | 2.32% | -1.9% |
GS | GOLDMAN SACHS GROUP INC | $9,059,000 | +10.9% | 39,400 | 0.0% | 2.19% | +7.9% | |
EFC | Sell | ELLINGTON FINANCIAL INC | $8,981,000 | +1.1% | 489,953 | -0.3% | 2.17% | -1.6% |
SUNS | SOLAR SR CAP LTD | $8,389,000 | -0.9% | 476,059 | 0.0% | 2.03% | -3.6% | |
NEM | NEWMONT GOLDCORP CORPORATION | $8,376,000 | +14.6% | 192,763 | 0.0% | 2.02% | +11.5% | |
STWD | STARWOOD PPTY TR INC | $6,989,000 | +2.6% | 280,853 | 0.0% | 1.69% | -0.2% | |
BKD | BROOKDALE SR LIVING INC | $6,841,000 | -4.1% | 940,940 | 0.0% | 1.65% | -6.7% | |
PNNT | PENNANTPARK INVT CORP | $6,829,000 | +4.1% | 1,042,062 | 0.0% | 1.65% | +1.4% | |
MSFT | MICROSOFT CORP | $6,686,000 | +13.4% | 42,400 | 0.0% | 1.62% | +10.3% | |
ET | Buy | ENERGY TRANSFER LP | $6,632,000 | +38.7% | 516,909 | +41.3% | 1.60% | +34.9% |
AMLP | Buy | ALPS ETF TRalerian mlp | $6,462,000 | -2.4% | 760,212 | +5.0% | 1.56% | -5.0% |
OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $6,123,000 | +7.3% | 1,121,457 | +1.8% | 1.48% | +4.4% |
CSCO | CISCO SYS INC | $5,755,000 | -2.9% | 120,000 | 0.0% | 1.39% | -5.6% | |
TCRD | THL CREDIT INC | $5,690,000 | -7.2% | 901,763 | 0.0% | 1.38% | -9.7% | |
MFA | MFA FINL INC | $5,569,000 | +3.9% | 727,604 | 0.0% | 1.35% | +1.1% | |
CMCSA | COMCAST CORP NEWcl a | $5,396,000 | -0.3% | 120,000 | 0.0% | 1.30% | -3.0% | |
GPMT | GRANITE PT MTG TR INC | $4,939,000 | -1.5% | 267,518 | 0.0% | 1.19% | -4.1% | |
HACK | ETF MANAGERS TRprime cybr scrty | $4,841,000 | +11.0% | 116,600 | 0.0% | 1.17% | +8.0% | |
RC | READY CAP CORP | $4,720,000 | -3.1% | 299,659 | 0.0% | 1.14% | -5.7% | |
NS | Buy | NUSTAR ENERGY LP | $4,665,000 | +56.3% | 180,456 | +71.2% | 1.13% | +52.0% |
TCP | TC PIPELINES LP | $4,653,000 | +4.0% | 110,000 | 0.0% | 1.12% | +1.2% | |
BBDC | BARINGS BDC INC | $4,530,000 | +1.3% | 440,682 | 0.0% | 1.10% | -1.4% | |
SMTS | Buy | SIERRA METALS INC | $4,242,000 | +83.7% | 2,556,082 | +31.2% | 1.02% | +78.6% |
CGBD | Buy | TCG BDC INC | $4,149,000 | +2.9% | 310,063 | +10.7% | 1.00% | +0.1% |
SYF | SYNCHRONY FINL | $3,974,000 | +5.6% | 110,362 | 0.0% | 0.96% | +2.8% | |
ZBH | ZIMMER BIOMET HLDGS INC | $3,308,000 | +9.0% | 22,100 | 0.0% | 0.80% | +6.1% | |
GE | GENERAL ELECTRIC CO | $3,124,000 | +24.8% | 279,952 | 0.0% | 0.76% | +21.4% | |
KYN | New | KAYNE ANDERSN MLP MIDS INVT | $2,999,000 | – | 215,300 | +100.0% | 0.72% | – |
PFLT | PENNANTPARK FLOATING RATE CA | $2,829,000 | +5.0% | 232,014 | 0.0% | 0.68% | +2.1% | |
ZTS | ZOETIS INCcl a | $2,802,000 | +6.2% | 21,174 | 0.0% | 0.68% | +3.4% | |
OCSI | Buy | OAKTREE STRATEGIC INCOME COR | $2,312,000 | +8.8% | 282,329 | +9.6% | 0.56% | +5.9% |
KGC | KINROSS GOLD CORP | $2,196,000 | +3.1% | 463,352 | 0.0% | 0.53% | +0.4% | |
IIPR | INNOVATIVE INDL PPTYS INCput | $1,987,000 | +41.9% | 450 | 0.0% | 0.48% | +37.9% | |
TRGP | TARGA RES CORP | $1,926,000 | +1.6% | 47,178 | 0.0% | 0.47% | -1.1% | |
GM | GENERAL MTRS CO | $1,908,000 | -2.4% | 52,126 | 0.0% | 0.46% | -4.9% | |
PDLI | PDL BIOPHARMA INC | $1,751,000 | +50.3% | 539,450 | 0.0% | 0.42% | +46.4% | |
THC | TENET HEALTHCARE CORP | $1,711,000 | +72.0% | 45,000 | 0.0% | 0.41% | +67.6% | |
GRUB | New | GRUBHUB INC | $1,620,000 | – | 33,300 | +100.0% | 0.39% | – |
XOM | EXXON MOBIL CORP | $1,622,000 | -1.2% | 23,240 | 0.0% | 0.39% | -3.9% | |
PTON | New | PELOTON INTERACTIVE INCcall | $1,584,000 | – | 1,850 | +100.0% | 0.38% | – |
FITB | FIFTH THIRD BANCORP | $1,560,000 | +12.2% | 50,750 | 0.0% | 0.38% | +9.3% | |
AGNC | AGNC INVT CORP | $1,555,000 | +9.8% | 87,633 | 0.0% | 0.38% | +6.8% | |
NMFC | Sell | NEW MTN FIN CORP | $1,552,000 | -15.7% | 112,968 | -16.4% | 0.38% | -17.9% |
MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,547,000 | -5.1% | 24,600 | 0.0% | 0.37% | -7.7% | |
TSLA | New | TESLA INCput | $1,306,000 | – | 350 | +100.0% | 0.32% | – |
TSLX | TPG SPECIALTY LENDING INC | $1,186,000 | +2.3% | 55,220 | 0.0% | 0.29% | -0.3% | |
IIPR | New | INNOVATIVE INDL PPTYS INC | $1,168,000 | – | 15,400 | +100.0% | 0.28% | – |
VALE | VALE S Asponsored ads | $1,163,000 | +14.7% | 88,132 | 0.0% | 0.28% | +11.5% | |
CDTX | CIDARA THERAPEUTICS INC | $1,152,000 | +92.3% | 300,000 | 0.0% | 0.28% | +86.6% | |
SMLP | SUMMIT MIDSTREAM PARTNERS LP | $1,111,000 | -31.9% | 335,692 | 0.0% | 0.27% | -33.6% | |
MDLZ | MONDELEZ INTL INCcl a | $1,102,000 | -0.4% | 20,000 | 0.0% | 0.27% | -3.3% | |
YETI | New | YETI HLDGS INC | $1,070,000 | – | 30,775 | +100.0% | 0.26% | – |
TAT | Buy | TRANSATLANTIC PETROLEUM LTD | $1,073,000 | -17.0% | 2,198,040 | +15.2% | 0.26% | -19.3% |
PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $1,000,000 | – | 52,788 | +100.0% | 0.24% | – |
PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $920,000 | – | 50,000 | +100.0% | 0.22% | – |
RIG | TRANSOCEAN LTD | $833,000 | +54.0% | 121,138 | 0.0% | 0.20% | +50.0% | |
EXC | EXELON CORP | $821,000 | -5.6% | 18,000 | 0.0% | 0.20% | -8.3% | |
PMT | PENNYMAC MTG INVT TR | $791,000 | +0.3% | 35,500 | 0.0% | 0.19% | -2.6% | |
TCPC | BLACKROCK TCP CAP CORP | $690,000 | +3.8% | 49,093 | 0.0% | 0.17% | +1.2% | |
XMPT | VANECK VECTORS ETF TRUST | $579,000 | 0.0% | 20,995 | 0.0% | 0.14% | -2.8% | |
UBER | New | UBER TECHNOLOGIES INCcall | $555,000 | – | 1,000 | +100.0% | 0.13% | – |
NAD | NUVEEN QUALITY MUNCP INCOME | $546,000 | +1.7% | 37,385 | 0.0% | 0.13% | -0.8% | |
SD | SANDRIDGE ENERGY INC | $539,000 | -9.7% | 127,100 | 0.0% | 0.13% | -12.2% | |
MCC | MEDLEY CAP CORP | $524,000 | -15.8% | 240,237 | 0.0% | 0.13% | -18.1% | |
COP | CONOCOPHILLIPS | $468,000 | +14.1% | 7,200 | 0.0% | 0.11% | +10.8% | |
EQS | EQUUS TOTAL RETURN INC | $445,000 | +13.2% | 243,803 | 0.0% | 0.11% | +10.2% | |
CVS | New | CVS HEALTH CORPcall | $431,000 | – | 300 | +100.0% | 0.10% | – |
BA | New | BOEING COcall | $407,000 | – | 250 | +100.0% | 0.10% | – |
HUM | Sell | HUMANA INC | $403,000 | -84.2% | 1,100 | -89.0% | 0.10% | -84.7% |
EARN | ELLINGTON RESIDENTIAL MTG RE | $397,000 | +3.1% | 36,573 | 0.0% | 0.10% | 0.0% | |
IQI | INVESCO QUALITY MUNI INC TRS | $386,000 | -1.5% | 30,674 | 0.0% | 0.09% | -4.1% | |
GOLD | Sell | BARRICK GOLD CORPORATION | $364,000 | -96.4% | 19,562 | -96.7% | 0.09% | -96.5% |
MOV | Buy | MOVODA GROUP INC | $328,000 | +31.7% | 15,100 | +51.0% | 0.08% | +27.4% |
NEWT | NEWTEK BUSINESS SVCS CORP | $227,000 | +0.4% | 10,005 | 0.0% | 0.06% | -1.8% | |
CTRA | CONTURA ENERGY INC | $217,000 | -67.7% | 24,032 | 0.0% | 0.05% | -68.9% | |
SLB | New | SCHLUMBERGER LTD | $201,000 | – | 5,000 | +100.0% | 0.05% | – |
MDLY | MEDLEY MGMT INC | $118,000 | -15.7% | 40,134 | 0.0% | 0.03% | -17.1% | |
GM | New | GENERAL MTRS COcall | $102,000 | – | 300 | +100.0% | 0.02% | – |
GRUB | New | GRUBHUB INCcall | $1,000 | – | 350 | +100.0% | 0.00% | – |
HUM | HUMANA INCput | $1,000 | -99.6% | 100 | 0.0% | 0.00% | -100.0% | |
AMLP | ALPS ETF TRcall | $2,000 | 0.0% | 750 | 0.0% | 0.00% | – | |
PAGP | Exit | PLAINS GP HLDGS L Pltd partnr int a | $0 | – | -12,016 | -100.0% | -0.06% | – |
SYNA | Exit | SYNAPTICS INC | $0 | – | -25,073 | -100.0% | -0.25% | – |
BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -101,963 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CISCO SYS INC | 42 | Q3 2023 | 6.4% |
STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
VALE S A | 41 | Q3 2023 | 0.5% |
ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-06 |
13F-HR | 2023-11-02 |
13F-HR | 2023-08-16 |
13F-HR | 2023-05-03 |
13F-HR/A | 2023-02-08 |
13F-HR/A | 2023-02-08 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-04 |
13F-HR | 2022-08-12 |
13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.