$403 Million is the total value of West Family Investments, Inc.'s 79 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 11.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CIM | CHIMERA INVT CORP | $54,849,000 | +3.7% | 2,799,081 | 0.0% | 13.63% | +2.3% | |
| LUMN | CENTURYLINK INC | $32,269,000 | +6.1% | 2,585,668 | 0.0% | 8.02% | +4.8% | |
| SYK | STRYKER CORP | $24,579,000 | +5.2% | 113,620 | 0.0% | 6.11% | +3.9% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $19,835,000 | -1.0% | 694,022 | 0.0% | 4.93% | -2.2% | |
| TWO | TWO HBRS INVT CORP | $18,931,000 | +3.6% | 1,426,085 | 0.0% | 4.70% | +2.3% | |
| FSK | FS KKR CAPITAL CORP | $12,639,000 | -2.2% | 2,167,969 | 0.0% | 3.14% | -3.4% | |
| MVC | MVC CAPITAL INC | $10,872,000 | -3.4% | 1,221,628 | 0.0% | 2.70% | -4.6% | |
| GOLD | Buy | BARRICK GOLD CORPORATION | $10,238,000 | +11.5% | 590,503 | +1.4% | 2.54% | +10.1% |
| SLRC | SOLAR CAP LTD | $9,938,000 | +0.6% | 479,013 | 0.0% | 2.47% | -0.7% | |
| NLY | ANNALY CAP MGMT INC | $9,847,000 | -3.6% | 1,118,922 | 0.0% | 2.45% | -4.9% | |
| FDUS | Buy | FIDUS INVT CORP | $9,503,000 | -4.0% | 640,824 | +3.2% | 2.36% | -5.3% |
| EFC | ELLINGTON FINANCIAL INC | $8,882,000 | +0.6% | 491,555 | 0.0% | 2.21% | -0.7% | |
| SUNS | Sell | SOLAR SR CAP LTD | $8,465,000 | +7.2% | 476,059 | -3.9% | 2.10% | +5.8% |
| GS | GOLDMAN SACHS GROUP INC | $8,165,000 | +1.3% | 39,400 | 0.0% | 2.03% | +0.0% | |
| NEM | NEWMONT GOLDCORP CORPORATION | $7,310,000 | -1.4% | 192,763 | 0.0% | 1.82% | -2.7% | |
| BKD | BROOKDALE SR LIVING INC | $7,132,000 | +5.1% | 940,940 | 0.0% | 1.77% | +3.8% | |
| STWD | STARWOOD PPTY TR INC | $6,809,000 | +6.6% | 280,853 | 0.0% | 1.69% | +5.3% | |
| AMLP | Buy | ALPS ETF TRalerian mlp | $6,620,000 | +7.7% | 724,312 | +16.0% | 1.64% | +6.3% |
| PNNT | Buy | PENNANTPARK INVT CORP | $6,558,000 | +0.3% | 1,042,062 | +1.1% | 1.63% | -1.0% |
| TCRD | Buy | THL CREDIT INC | $6,132,000 | +4.2% | 901,763 | +1.7% | 1.52% | +2.8% |
| CSCO | CISCO SYS INC | $5,929,000 | -9.7% | 120,000 | 0.0% | 1.47% | -10.9% | |
| MSFT | MICROSOFT CORP | $5,895,000 | +3.8% | 42,400 | 0.0% | 1.46% | +2.5% | |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $5,706,000 | +1.6% | 1,101,457 | +6.3% | 1.42% | +0.4% |
| CMCSA | COMCAST CORP NEWcl a | $5,410,000 | +6.6% | 120,000 | 0.0% | 1.34% | +5.2% | |
| MFA | MFA FINL INC | $5,358,000 | +2.5% | 727,604 | 0.0% | 1.33% | +1.2% | |
| GPMT | GRANITE PT MTG TR INC | $5,013,000 | -2.4% | 267,518 | 0.0% | 1.24% | -3.6% | |
| RC | READY CAP CORP | $4,870,000 | +6.7% | 299,659 | 0.0% | 1.21% | +5.4% | |
| ET | Buy | ENERGY TRANSFER LP | $4,783,000 | +188.3% | 365,709 | +210.3% | 1.19% | +184.9% |
| TCP | TC PIPELINES LP | $4,474,000 | +8.1% | 110,000 | 0.0% | 1.11% | +6.8% | |
| BBDC | Buy | BARINGS BDC INC | $4,473,000 | +14.1% | 440,682 | +10.6% | 1.11% | +12.7% |
| HACK | ETF MANAGERS TRprime junir slvr | $4,361,000 | -6.0% | 116,600 | 0.0% | 1.08% | -7.2% | |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $4,190,000 | +0.1% | 101,963 | 0.0% | 1.04% | -1.1% | |
| CGBD | TCG BDC INC | $4,032,000 | -5.5% | 280,000 | 0.0% | 1.00% | -6.7% | |
| SYF | SYNCHRONY FINL | $3,762,000 | -1.7% | 110,362 | 0.0% | 0.94% | -2.9% | |
| ZBH | ZIMMER BIOMET HLDGS INC | $3,034,000 | +16.6% | 22,100 | 0.0% | 0.75% | +15.1% | |
| NS | NUSTAR ENERGY LP | $2,985,000 | +4.3% | 105,406 | 0.0% | 0.74% | +3.1% | |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $2,695,000 | +1.3% | 232,014 | +0.9% | 0.67% | +0.1% |
| ZTS | ZOETIS INCcl a | $2,638,000 | +9.8% | 21,174 | 0.0% | 0.66% | +8.3% | |
| HUM | HUMANA INC | $2,557,000 | -3.6% | 10,000 | 0.0% | 0.64% | -4.9% | |
| GE | GENERAL ELECTRIC CO | $2,503,000 | -14.9% | 279,952 | 0.0% | 0.62% | -15.9% | |
| SMTS | SIERRA METALS INC | $2,309,000 | -15.5% | 1,947,538 | 0.0% | 0.57% | -16.4% | |
| KGC | KINROSS GOLD CORP | $2,131,000 | +18.5% | 463,352 | 0.0% | 0.53% | +17.0% | |
| OCSI | OAKTREE STRATEGIC INCOME COR | $2,125,000 | -2.8% | 257,529 | 0.0% | 0.53% | -4.0% | |
| GM | Buy | GENERAL MTRS CO | $1,954,000 | -1.8% | 52,126 | +0.9% | 0.48% | -3.2% |
| TRGP | TARGA RES CORP | $1,895,000 | +2.3% | 47,178 | 0.0% | 0.47% | +1.1% | |
| NMFC | Sell | NEW MTN FIN CORP | $1,841,000 | -52.2% | 135,068 | -51.1% | 0.46% | -52.9% |
| XOM | EXXON MOBIL CORP | $1,641,000 | -7.9% | 23,240 | 0.0% | 0.41% | -8.9% | |
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $1,631,000 | -34.7% | 335,692 | 0.0% | 0.40% | -35.6% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,630,000 | +3.6% | 24,600 | 0.0% | 0.40% | +2.3% | |
| AGNC | AGNC INVT CORP | $1,416,000 | -4.3% | 87,633 | 0.0% | 0.35% | -5.4% | |
| IIPR | New | INNOVATIVE INDL PPTYS INCput | $1,400,000 | – | 450 | +100.0% | 0.35% | – |
| FITB | FIFTH THIRD BANCORP | $1,390,000 | -1.8% | 50,750 | 0.0% | 0.34% | -3.1% | |
| TAT | Buy | TRANSATLANTIC PETROLEUM LTD | $1,292,000 | +8.3% | 1,908,771 | +15.2% | 0.32% | +7.0% |
| PDLI | PDL BIOPHARMA INC | $1,165,000 | -31.2% | 539,450 | 0.0% | 0.29% | -32.2% | |
| TSLX | TPG SPECIALTY LENDING INC | $1,159,000 | +7.1% | 55,220 | 0.0% | 0.29% | +5.9% | |
| MDLZ | MONDELEZ INTL INCcl a | $1,106,000 | +2.6% | 20,000 | 0.0% | 0.28% | +1.5% | |
| VALE | VALE S Asponsored ads | $1,014,000 | -14.4% | 88,132 | 0.0% | 0.25% | -15.4% | |
| SYNA | SYNAPTICS INC | $1,002,000 | +37.1% | 25,073 | 0.0% | 0.25% | +35.3% | |
| THC | TENET HEALTHCARE CORP | $995,000 | +7.0% | 45,000 | 0.0% | 0.25% | +5.6% | |
| EXC | EXELON CORP | $870,000 | +0.8% | 18,000 | 0.0% | 0.22% | -0.5% | |
| PMT | PENNYMAC MTG INVT TR | $789,000 | +1.8% | 35,500 | 0.0% | 0.20% | +0.5% | |
| CTRA | CONTURA ENERGY INC | $672,000 | -46.1% | 24,032 | 0.0% | 0.17% | -46.8% | |
| TCPC | BLACKROCK TCP CAP CORP | $665,000 | -5.0% | 49,093 | 0.0% | 0.16% | -6.2% | |
| MCC | MEDLEY CAP CORP | $622,000 | +10.7% | 240,237 | 0.0% | 0.16% | +9.9% | |
| CDTX | CIDARA THERAPEUTICS INC | $599,000 | +18.8% | 300,000 | 0.0% | 0.15% | +17.3% | |
| SD | SANDRIDGE ENERGY INC | $597,000 | -32.2% | 127,100 | 0.0% | 0.15% | -33.0% | |
| XMPT | VANECK VECTORS ETF TR | $579,000 | +2.3% | 20,995 | 0.0% | 0.14% | +1.4% | |
| RIG | TRANSOCEAN LTD | $541,000 | -30.3% | 121,138 | 0.0% | 0.13% | -31.3% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $537,000 | +2.7% | 37,385 | 0.0% | 0.13% | +0.8% | |
| COP | CONOCOPHILLIPS | $410,000 | -6.6% | 7,200 | 0.0% | 0.10% | -7.3% | |
| EQS | EQUUS TOTAL RETURN INC | $393,000 | -1.3% | 243,803 | 0.0% | 0.10% | -2.0% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $392,000 | +2.9% | 30,674 | 0.0% | 0.10% | +1.0% | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $385,000 | -2.3% | 36,573 | 0.0% | 0.10% | -3.0% | |
| PAGP | PLAINS GP HLDGS L Pltd partnr int a | $255,000 | -15.0% | 12,016 | 0.0% | 0.06% | -16.0% | |
| HUM | HUMANA INCput | $249,000 | +10.7% | 100 | 0.0% | 0.06% | +8.8% | |
| MOV | New | MOVODA GROUP INC | $249,000 | – | 10,000 | +100.0% | 0.06% | – |
| NEWT | New | NEWTEK BUSINESS SVCS CORP | $226,000 | – | 10,005 | +100.0% | 0.06% | – |
| MDLY | MEDLEY MGMT INC | $140,000 | +41.4% | 40,134 | 0.0% | 0.04% | +40.0% | |
| AMLP | ALPS ETF TRcall | $2,000 | -50.0% | 750 | 0.0% | 0.00% | -100.0% | |
| NVCN | Exit | NEOVASC INC | $0 | – | -30,000 | -100.0% | -0.00% | – |
| FSAM | Exit | FIFTH STR ASSET MGMT INC | $0 | – | -17,793 | -100.0% | -0.01% | – |
| TA | Exit | TRAVELCENTERS AMER LLCC | $0 | – | -35,000 | -100.0% | -0.03% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -4,700 | -100.0% | -0.13% | – |
| FRFHF | Exit | FAIRFAX FINL HLDGS LTD SUB VTG | $0 | – | -1,991 | -100.0% | -0.25% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -2,000 | -100.0% | -0.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.