$378 Million is the total value of West Family Investments, Inc.'s 85 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 29.2% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
CIM | Buy | CHIMERA INVT CORP | $49,132,000 | -3.6% | 2,822,081 | +2.3% | 12.99% | -0.8% |
LUMN | Buy | CENTURYLINK INC | $41,825,000 | -1.2% | 2,545,668 | +0.3% | 11.06% | +1.7% |
EPD | ENTERPRISE PRODS PARTNERS L | $16,990,000 | -7.7% | 694,022 | 0.0% | 4.49% | -5.0% | |
CYS | CYS INVTS INC | $13,864,000 | -16.3% | 2,063,092 | 0.0% | 3.67% | -13.9% | |
SYK | STRYKER CORP | $13,070,000 | +3.9% | 81,220 | 0.0% | 3.46% | +7.0% | |
NLY | Buy | ANNALY CAP MGMT INC | $11,670,000 | -5.3% | 1,118,922 | +8.0% | 3.09% | -2.5% |
MVC | MVC CAPITAL INC | $10,977,000 | -6.0% | 1,105,397 | 0.0% | 2.90% | -3.2% | |
GS | GOLDMAN SACHS GROUP INC | $9,923,000 | -1.1% | 39,400 | 0.0% | 2.62% | +1.7% | |
SLRC | SOLAR CAP LTD | $9,729,000 | +0.5% | 479,013 | 0.0% | 2.57% | +3.4% | |
Buy | CORPORATE CAP TR INC | $9,242,000 | +61.8% | 564,487 | +57.9% | 2.44% | +66.6% | |
UNH | New | UNITEDHEALTH GROUP INC | $8,560,000 | – | 40,000 | +100.0% | 2.26% | – |
SUNS | SOLAR SR CAP LTD | $8,326,000 | -5.4% | 495,609 | 0.0% | 2.20% | -2.7% | |
FDUS | Buy | FIDUS INVT CORP | $7,777,000 | +30.6% | 603,824 | +53.9% | 2.06% | +34.4% |
NEM | NEWMONT MINING CORP | $7,531,000 | +4.1% | 192,763 | 0.0% | 1.99% | +7.2% | |
EFC | Buy | ELLINGTON FINANCIAL LLC | $7,280,000 | +2.5% | 491,555 | +0.4% | 1.92% | +5.5% |
GOLD | BARRICK GOLD CORP | $7,248,000 | -14.0% | 582,197 | 0.0% | 1.92% | -11.5% | |
TWO | Buy | TWO HBRS INVT CORP | $7,079,000 | -4.4% | 460,562 | +1.1% | 1.87% | -1.6% |
PNNT | Buy | PENNANTPARK INVT CORP | $6,437,000 | -2.4% | 963,557 | +1.0% | 1.70% | +0.4% |
SLD | SUTHERLAND ASSET MGMT CORP M | $6,216,000 | 0.0% | 410,322 | 0.0% | 1.64% | +2.9% | |
STWD | STARWOOD PPTY TR INC | $5,884,000 | -1.9% | 280,853 | 0.0% | 1.56% | +1.0% | |
BKD | BROOKDALE SR LIVING INC | $5,844,000 | -30.8% | 870,940 | 0.0% | 1.54% | -28.8% | |
MFA | MFA FINL INC | $5,479,000 | -4.9% | 727,604 | 0.0% | 1.45% | -2.2% | |
AMLP | ALPS ETF TRalerian mlp | $5,471,000 | -11.7% | 574,312 | 0.0% | 1.45% | -9.1% | |
TCRD | Buy | THL CR INC | $5,247,000 | -5.5% | 675,305 | +10.0% | 1.39% | -2.8% |
CSCO | CISCO SYS INC | $5,147,000 | +12.0% | 120,000 | 0.0% | 1.36% | +15.2% | |
GPMT | Buy | GRANITE PT MTG TR INC | $4,425,000 | +76.4% | 267,518 | +89.2% | 1.17% | +81.7% |
CMCSA | COMCAST CORP NEWcl a | $4,100,000 | -14.7% | 120,000 | 0.0% | 1.08% | -12.2% | |
HACK | ETF MANAGERS TRprime cybr scrty | $3,996,000 | +8.3% | 116,600 | 0.0% | 1.06% | +11.5% | |
MSFT | MICROSOFT CORP | $3,870,000 | +6.7% | 42,400 | 0.0% | 1.02% | +9.8% | |
BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $3,812,000 | -0.1% | 101,963 | +32.5% | 1.01% | +2.9% |
CGBD | TCG BDC INC | $3,800,000 | -10.7% | 212,300 | 0.0% | 1.00% | -8.1% | |
GE | Buy | GENERAL ELECTRIC CO | $3,774,000 | +31.3% | 279,952 | +69.9% | 1.00% | +35.0% |
SYF | Sell | SYNCHRONY FINL | $3,700,000 | -26.5% | 110,362 | -15.3% | 0.98% | -24.4% |
NMFC | NEW MTN FIN CORP | $3,629,000 | -2.9% | 275,939 | 0.0% | 0.96% | -0.1% | |
PFLT | Buy | PENNANTPARK FLOATING RATE CA | $3,487,000 | +3.1% | 266,417 | +8.1% | 0.92% | +6.1% |
UAL | New | UNITED CONTL HLDGS INC | $2,779,000 | – | 40,000 | +100.0% | 0.74% | – |
SMTS | Buy | SIERRA METALS INC | $2,774,000 | +11.0% | 1,082,625 | +3.6% | 0.73% | +14.3% |
ZBH | ZIMMER BIOMET HLDGS INC | $2,410,000 | -9.6% | 22,100 | 0.0% | 0.64% | -7.0% | |
TRGP | TARGA RES CORP | $2,076,000 | -9.1% | 47,178 | 0.0% | 0.55% | -6.5% | |
MOS | MOSAIC CO NEW | $2,064,000 | -5.4% | 85,000 | 0.0% | 0.55% | -2.5% | |
OCSL | New | OAKTREE SPECIALTY LENDING CO | $2,020,000 | – | 468,849 | +100.0% | 0.53% | – |
TAT | TRANSATLANTIC PETROLEUM LTD | $1,884,000 | -7.2% | 1,460,392 | 0.0% | 0.50% | -4.6% | |
GM | GENERAL MTRS CO | $1,877,000 | -11.3% | 51,649 | 0.0% | 0.50% | -8.8% | |
NS | NUSTAR ENERGY LP | $1,864,000 | -31.9% | 91,406 | 0.0% | 0.49% | -30.0% | |
KGC | KINROSS GOLD CORP | $1,830,000 | -8.6% | 463,352 | 0.0% | 0.48% | -5.8% | |
ZTS | ZOETIS INCcl a | $1,768,000 | +15.9% | 21,174 | 0.0% | 0.47% | +19.4% | |
XOM | EXXON MOBIL CORP | $1,734,000 | -10.8% | 23,240 | 0.0% | 0.46% | -8.2% | |
ESRX | New | EXPRESS SCRIPTS HLDG CO | $1,727,000 | – | 25,000 | +100.0% | 0.46% | – |
AGNC | AGNC INVT CORP | $1,658,000 | -9.7% | 87,633 | 0.0% | 0.44% | -7.2% | |
THC | Sell | TENET HEALTHCARE CORP | $1,576,000 | +38.6% | 65,000 | -13.3% | 0.42% | +42.8% |
ETP | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $1,493,000 | -9.5% | 92,071 | 0.0% | 0.40% | -6.8% | |
MCC | MEDLEY CAP CORP | $1,462,000 | -23.7% | 367,236 | 0.0% | 0.39% | -21.5% | |
MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,435,000 | -17.8% | 24,600 | 0.0% | 0.38% | -15.4% | |
MBFI | MB FINANCIAL INC NEW | $1,417,000 | -9.1% | 35,000 | 0.0% | 0.38% | -6.2% | |
LLY | LILLY ELI & CO | $1,393,000 | -8.4% | 18,000 | 0.0% | 0.37% | -5.9% | |
TCP | TC PIPELINES LP | $1,318,000 | -34.7% | 38,000 | 0.0% | 0.35% | -32.8% | |
RIG | TRANSOCEAN LTD | $1,199,000 | -7.3% | 121,138 | 0.0% | 0.32% | -4.5% | |
SMLP | New | SUMMIT MIDSTREAM PARTNERS LP | $1,163,000 | – | 82,774 | +100.0% | 0.31% | – |
SYNA | SYNAPTICS INC | $1,147,000 | +14.6% | 25,073 | 0.0% | 0.30% | +17.9% | |
VALE | VALE S Aadr | $1,121,000 | +4.0% | 88,132 | 0.0% | 0.30% | +6.9% | |
TSLX | TPG SPECIALTY LENDING INC | $986,000 | -9.8% | 55,220 | 0.0% | 0.26% | -7.1% | |
MDLZ | MONDELEZ INTL INCcl a | $835,000 | -2.5% | 20,000 | 0.0% | 0.22% | +0.5% | |
JPM | New | JPMORGAN CHASE & CO | $793,000 | – | 7,210 | +100.0% | 0.21% | – |
ARCC | ARES CAP CORP | $711,000 | +1.0% | 44,796 | 0.0% | 0.19% | +3.9% | |
EXC | EXELON CORP | $702,000 | -1.0% | 18,000 | 0.0% | 0.19% | +2.2% | |
TCPC | TCP CAP CORP | $698,000 | -6.9% | 49,093 | 0.0% | 0.18% | -4.1% | |
PMT | PENNYMAC MTG INVT TR | $640,000 | +12.3% | 35,500 | 0.0% | 0.17% | +15.8% | |
TCAP | New | TRIANGLE CAP CORP | $509,000 | – | 45,700 | +100.0% | 0.14% | – |
UAL | New | UNITED CONTL HLDGS INCcall | $505,000 | – | 500 | +100.0% | 0.13% | – |
NAD | NUVEEN QUALITY MUNCP INCOME | $491,000 | -6.7% | 37,385 | 0.0% | 0.13% | -3.7% | |
MRCC | MONROE CAP CORP | $481,000 | -10.6% | 39,116 | 0.0% | 0.13% | -8.0% | |
COP | CONOCOPHILLIPS | $427,000 | +8.1% | 7,200 | 0.0% | 0.11% | +11.9% | |
CDTX | CIDARA THERAPEUTICS INC | $400,000 | -41.2% | 100,000 | 0.0% | 0.11% | -39.4% | |
EARN | ELLINGTON RESIDENTIAL MTG RE | $401,000 | -8.7% | 36,573 | 0.0% | 0.11% | -6.2% | |
IQI | INVESCO QUALITY MUNI INC TRS | $365,000 | -4.9% | 30,674 | 0.0% | 0.10% | -2.0% | |
SLB | SCHLUMBERGER LTD | $324,000 | -3.9% | 5,000 | 0.0% | 0.09% | -1.1% | |
NRZ | NEW RESIDENTIAL INVT CORP | $323,000 | -8.0% | 19,646 | 0.0% | 0.08% | -5.6% | |
PAGP | PLAINS GP HLDGS L Pltd partnr int a | $261,000 | -1.1% | 12,016 | 0.0% | 0.07% | +1.5% | |
MDLY | MEDLEY MGMT INC | $229,000 | -12.3% | 40,134 | 0.0% | 0.06% | -9.0% | |
NEOVASC INC | $183,000 | -89.8% | 3,000,010 | 0.0% | 0.05% | -89.6% | ||
AINV | APOLLO INVT CORP | $78,000 | -8.2% | 15,000 | 0.0% | 0.02% | -4.5% | |
ESRX | New | EXPRESS SCRIPTS HLDG COcall | $57,000 | – | 200 | +100.0% | 0.02% | – |
FSAM | FIFTH STR ASSET MGMT INC | $23,000 | 0.0% | 17,793 | 0.0% | 0.01% | 0.0% | |
AMLP | ALPS ETF TRcall | $13,000 | -63.9% | 500 | 0.0% | 0.00% | -66.7% | |
ESRX | New | EXPRESS SCRIPTS HLDG COput | $7,000 | – | 300 | +100.0% | 0.00% | – |
BKD | Exit | BROOKDALE SR LIVING INCcall | $0 | – | -69 | -100.0% | 0.00% | – |
SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -200 | -100.0% | 0.00% | – |
GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
MDLZ | Exit | MONDELEZ INTL INCcall | $0 | – | -500 | -100.0% | -0.00% | – |
OCN | Exit | OCWEN FINL CORP | $0 | – | -40,000 | -100.0% | -0.03% | – |
COP | Exit | CONOCOPHILLIPScall | $0 | – | -250 | -100.0% | -0.05% | – |
CVS | Exit | CVS HEALTH CORPcall | $0 | – | -300 | -100.0% | -0.06% | – |
HRZN | Exit | HORIZON TECHNOLOGY FIN CORP | $0 | – | -58,641 | -100.0% | -0.17% | – |
CF | Exit | CF INDS HLDGS INC | $0 | – | -20,000 | -100.0% | -0.22% | – |
Exit | LAYNE CHRISTENSEN COnote 4.250%11/2 | $0 | – | -1,000,000 | -100.0% | -0.25% | – | |
GOOG | Exit | ALPHABET INCcall | $0 | – | -50 | -100.0% | -0.29% | – |
ABT | Exit | ABBOTT LABS | $0 | – | -22,000 | -100.0% | -0.32% | – |
JPMWS | Exit | JPMORGAN CHASE & CO*w exp 10/28/201 | $0 | – | -27,700 | -100.0% | -0.47% | – |
ABBV | Exit | ABBVIE INC | $0 | – | -22,000 | -100.0% | -0.55% | – |
PFE | Exit | PFIZER INC | $0 | – | -84,247 | -100.0% | -0.78% | – |
AMZN | Exit | AMAZON COM INCcall | $0 | – | -400 | -100.0% | -1.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-10
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CISCO SYS INC | 42 | Q3 2023 | 6.4% |
STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
VALE S A | 41 | Q3 2023 | 0.5% |
ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-06 |
13F-HR | 2023-11-02 |
13F-HR | 2023-08-16 |
13F-HR | 2023-05-03 |
13F-HR/A | 2023-02-08 |
13F-HR/A | 2023-02-08 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-04 |
13F-HR | 2022-08-12 |
13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.