$389 Million is the total value of West Family Investments, Inc.'s 91 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 22.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CIM | Sell | CHIMERA INVT CORP | $50,966,000 | -2.5% | 2,757,881 | -0.1% | 13.10% | +107.2% |
| LUMN | New | CENTURYLINK INC | $42,320,000 | – | 2,537,148 | +100.0% | 10.87% | – |
| EPD | ENTERPRISE PRODS PARTNERS L | $18,399,000 | +1.7% | 694,022 | 0.0% | 4.73% | +116.1% | |
| CYS | Sell | CYS INVTS INC | $16,567,000 | -8.6% | 2,063,092 | -1.6% | 4.26% | +94.3% |
| SYK | STRYKER CORP | $12,576,000 | +9.0% | 81,220 | 0.0% | 3.23% | +131.6% | |
| NLY | Sell | ANNALY CAP MGMT INC | $12,318,000 | -20.3% | 1,036,022 | -18.3% | 3.16% | +69.3% |
| MVC | MVC CAPITAL INC | $11,673,000 | +5.5% | 1,105,397 | 0.0% | 3.00% | +124.1% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $10,038,000 | -14.3% | 39,400 | -20.2% | 2.58% | +82.0% |
| SLRC | SOLAR CAP LTD | $9,681,000 | -6.6% | 479,013 | 0.0% | 2.49% | +98.4% | |
| SUNS | SOLAR SR CAP LTD | $8,802,000 | +3.1% | 495,609 | 0.0% | 2.26% | +119.0% | |
| BKD | BROOKDALE SR LIVING INC | $8,448,000 | -8.5% | 870,940 | 0.0% | 2.17% | +94.5% | |
| GOLD | BARRICK GOLD CORP | $8,424,000 | -10.1% | 582,197 | 0.0% | 2.16% | +91.1% | |
| TWO | New | TWO HBRS INVT CORP | $7,407,000 | – | 455,562 | +100.0% | 1.90% | – |
| NEM | NEWMONT MINING CORP | $7,232,000 | +0.0% | 192,763 | 0.0% | 1.86% | +112.6% | |
| EFC | Buy | ELLINGTON FINANCIAL LLC | $7,104,000 | +1.7% | 489,584 | +10.7% | 1.82% | +116.0% |
| PNNT | Buy | PENNANTPARK INVT CORP | $6,595,000 | +2.2% | 954,457 | +11.1% | 1.70% | +117.0% |
| SLD | Sell | SUTHERLAND ASSET MGMT CORP M | $6,216,000 | -9.3% | 410,322 | -6.0% | 1.60% | +92.6% |
| AMLP | New | ALPS ETF TRalerian mlp | $6,197,000 | – | 574,312 | +100.0% | 1.59% | – |
| STWD | Buy | STARWOOD PPTY TR INC | $5,996,000 | +71.6% | 280,853 | +74.6% | 1.54% | +264.3% |
| FDUS | Buy | FIDUS INVT CORP | $5,956,000 | +17.8% | 392,328 | +24.8% | 1.53% | +150.4% |
| MFA | Sell | MFA FINL INC | $5,763,000 | -12.9% | 727,604 | -3.7% | 1.48% | +85.1% |
| New | CORPORATE CAP TR INC | $5,711,000 | – | 357,494 | +100.0% | 1.47% | – | |
| TCRD | Buy | THL CR INC | $5,554,000 | -2.9% | 613,713 | +0.2% | 1.43% | +106.5% |
| SYF | SYNCHRONY FINL | $5,033,000 | +24.3% | 130,362 | 0.0% | 1.29% | +163.9% | |
| AMZN | AMAZON COM INCcall | $4,918,000 | +432.3% | 400 | 0.0% | 1.26% | +1028.6% | |
| CMCSA | COMCAST CORP NEWcl a | $4,806,000 | +4.1% | 120,000 | 0.0% | 1.24% | +121.3% | |
| CSCO | CISCO SYS INC | $4,596,000 | +13.9% | 120,000 | 0.0% | 1.18% | +142.0% | |
| CGBD | Sell | TCG BDC INC | $4,254,000 | -34.6% | 212,300 | -38.5% | 1.09% | +39.1% |
| BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $3,814,000 | +148.1% | 76,963 | +185.4% | 0.98% | +426.9% |
| NMFC | Sell | NEW MTN FIN CORP | $3,739,000 | -8.7% | 275,939 | -4.0% | 0.96% | +94.1% |
| HACK | New | ETF MANAGERS TRprime cybr scrty | $3,689,000 | – | 116,600 | +100.0% | 0.95% | – |
| MSFT | MICROSOFT CORP | $3,627,000 | +14.9% | 42,400 | 0.0% | 0.93% | +144.0% | |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $3,381,000 | +9.2% | 246,417 | +15.3% | 0.87% | +132.4% |
| PFE | PFIZER INC | $3,051,000 | +1.4% | 84,247 | 0.0% | 0.78% | +115.4% | |
| GE | Buy | GENERAL ELECTRIC CO | $2,875,000 | +48.7% | 164,752 | +106.1% | 0.74% | +215.8% |
| NS | NUSTAR ENERGY LP | $2,738,000 | -26.2% | 91,406 | 0.0% | 0.70% | +56.8% | |
| ZBH | ZIMMER BIOMET HLDGS INC | $2,667,000 | +3.1% | 22,100 | 0.0% | 0.68% | +118.8% | |
| GPMT | New | GRANITE PT MTG TR INC | $2,508,000 | – | 141,402 | +100.0% | 0.64% | – |
| SMTS | Buy | SIERRA METALS INC | $2,499,000 | +4.6% | 1,044,725 | +10.6% | 0.64% | +122.1% |
| TRGP | TARGA RES CORP | $2,284,000 | +2.3% | 47,178 | 0.0% | 0.59% | +117.4% | |
| MOS | MOSAIC CO NEW | $2,181,000 | +18.9% | 85,000 | 0.0% | 0.56% | +152.3% | |
| ABBV | ABBVIE INC | $2,128,000 | +8.8% | 22,000 | 0.0% | 0.55% | +131.8% | |
| GM | Sell | GENERAL MTRS CO | $2,117,000 | -33.8% | 51,649 | -34.7% | 0.54% | +40.9% |
| TAT | Buy | TRANSATLANTIC PETROLEUM LTD | $2,030,000 | +100.2% | 1,460,392 | +23.9% | 0.52% | +324.4% |
| TCP | TC PIPELINES LP | $2,018,000 | +1.5% | 38,000 | 0.0% | 0.52% | +116.2% | |
| KGC | KINROSS GOLD CORP | $2,002,000 | +1.9% | 463,352 | 0.0% | 0.51% | +116.0% | |
| XOM | EXXON MOBIL CORP | $1,944,000 | +2.0% | 23,240 | 0.0% | 0.50% | +117.4% | |
| MCC | MEDLEY CAP CORP | $1,917,000 | -12.5% | 367,236 | 0.0% | 0.49% | +86.0% | |
| JPMWS | Sell | JPMORGAN CHASE & CO*w exp 10/28/201 | $1,840,000 | -3.3% | 27,700 | -21.3% | 0.47% | +105.7% |
| AGNC | Buy | AGNC INVT CORP | $1,837,000 | +2.4% | 87,633 | +5.9% | 0.47% | +117.5% |
| NEOVASC INC | $1,800,000 | -64.7% | 3,000,010 | 0.0% | 0.46% | -25.0% | ||
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,745,000 | -0.2% | 24,600 | 0.0% | 0.45% | +112.3% | |
| ETP | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $1,650,000 | -2.0% | 92,071 | 0.0% | 0.42% | +107.8% | |
| MBFI | MB FINANCIAL INC NEW | $1,558,000 | -1.1% | 35,000 | 0.0% | 0.40% | +109.4% | |
| ZTS | ZOETIS INCcl a | $1,525,000 | +13.0% | 21,174 | 0.0% | 0.39% | +140.5% | |
| LLY | LILLY ELI & CO | $1,520,000 | -1.3% | 18,000 | 0.0% | 0.39% | +110.2% | |
| RIG | TRANSOCEAN LTD | $1,294,000 | -0.7% | 121,138 | 0.0% | 0.33% | +110.1% | |
| ABT | ABBOTT LABS | $1,256,000 | +7.0% | 22,000 | 0.0% | 0.32% | +127.5% | |
| THC | New | TENET HEALTHCARE CORP | $1,137,000 | – | 75,000 | +100.0% | 0.29% | – |
| GOOG | ALPHABET INCcall | $1,137,000 | +53.0% | 50 | 0.0% | 0.29% | +224.4% | |
| TSLX | TPG SPECIALTY LENDING INC | $1,093,000 | -5.5% | 55,220 | 0.0% | 0.28% | +100.7% | |
| VALE | VALE S Aadr | $1,078,000 | +21.5% | 88,132 | 0.0% | 0.28% | +158.9% | |
| SYNA | SYNAPTICS INC | $1,001,000 | +1.9% | 25,073 | 0.0% | 0.26% | +116.0% | |
| LAYNE CHRISTENSEN COnote 4.250%11/2 | $972,000 | 0.0% | 1,000,000 | 0.0% | 0.25% | +111.9% | ||
| MDLZ | MONDELEZ INTL INCcl a | $856,000 | +5.3% | 20,000 | 0.0% | 0.22% | +124.5% | |
| CF | CF INDS HLDGS INC | $851,000 | +21.1% | 20,000 | 0.0% | 0.22% | +157.6% | |
| TCPC | TCP CAP CORP | $750,000 | -7.4% | 49,093 | 0.0% | 0.19% | +96.9% | |
| EXC | EXELON CORP | $709,000 | +4.6% | 18,000 | 0.0% | 0.18% | +122.0% | |
| ARCC | ARES CAP CORP | $704,000 | -4.1% | 44,796 | 0.0% | 0.18% | +103.4% | |
| CDTX | CIDARA THERAPEUTICS INC | $680,000 | -16.0% | 100,000 | 0.0% | 0.18% | +78.6% | |
| HRZN | Sell | HORIZON TECHNOLOGY FIN CORP | $658,000 | -20.4% | 58,641 | -21.3% | 0.17% | +69.0% |
| PMT | PENNYMAC MTG INVT TR | $570,000 | -7.6% | 35,500 | 0.0% | 0.15% | +94.7% | |
| MRCC | MONROE CAP CORP | $538,000 | -3.9% | 39,116 | 0.0% | 0.14% | +102.9% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $526,000 | -0.8% | 37,385 | 0.0% | 0.14% | +110.9% | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $439,000 | -17.3% | 36,573 | 0.0% | 0.11% | +76.6% | |
| COP | CONOCOPHILLIPS | $395,000 | +9.7% | 7,200 | 0.0% | 0.10% | +129.5% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $384,000 | -2.3% | 30,674 | 0.0% | 0.10% | +106.2% | |
| NRZ | NEW RESIDENTIAL INVT CORP | $351,000 | +6.7% | 19,646 | 0.0% | 0.09% | +125.0% | |
| SLB | New | SCHLUMBERGER LTD | $337,000 | – | 5,000 | +100.0% | 0.09% | – |
| PAGP | PLAINS GP HLDGS L Pltd partnr int a | $264,000 | +0.4% | 12,016 | 0.0% | 0.07% | +112.5% | |
| MDLY | MEDLEY MGMT INC | $261,000 | +5.7% | 40,134 | 0.0% | 0.07% | +123.3% | |
| CVS | New | CVS HEALTH CORPcall | $239,000 | – | 300 | +100.0% | 0.06% | – |
| COP | CONOCOPHILLIPScall | $188,000 | +89.9% | 250 | 0.0% | 0.05% | +300.0% | |
| OCN | OCWEN FINL CORP | $125,000 | -9.4% | 40,000 | 0.0% | 0.03% | +88.2% | |
| AINV | APOLLO INVT CORP | $85,000 | -7.6% | 15,000 | 0.0% | 0.02% | +100.0% | |
| AMLP | New | ALPS ETF TRcall | $36,000 | – | 500 | +100.0% | 0.01% | – |
| FSAM | FIFTH STR ASSET MGMT INC | $23,000 | -66.7% | 17,793 | 0.0% | 0.01% | -25.0% | |
| MDLZ | MONDELEZ INTL INCcall | $3,000 | -86.4% | 500 | 0.0% | 0.00% | -66.7% | |
| BKD | BROOKDALE SR LIVING INCcall | $0 | -100.0% | 69 | 0.0% | 0.00% | – | |
| SLB | New | SCHLUMBERGER LTDcall | $0 | – | 200 | +100.0% | 0.00% | – |
| GE | GENERAL ELECTRIC COcall | $1,000 | -85.7% | 2,000 | 0.0% | 0.00% | -100.0% | |
| HTGC | Exit | HERCULES CAPITAL INC | $0 | – | -20,000 | -100.0% | -0.03% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -1,000 | -100.0% | -0.06% | – |
| THC | Exit | TENET HEALTHCARE CORP | $0 | – | -75,000 | -100.0% | -0.15% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -25,000 | -100.0% | -0.17% | – |
| HACK | Exit | FACTORSHARES TRise cyber sec | $0 | – | -116,600 | -100.0% | -0.42% | – |
| NEWT | Exit | NEWTEK BUSINESS SVCS CORP | $0 | – | -214,261 | -100.0% | -0.46% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -1,047,043 | -100.0% | -1.28% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -1,775,970 | -100.0% | -11.44% | – |
| WSTC | Exit | WEST CORP | $0 | – | -1,591,636 | -100.0% | -47.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2018-02-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.