$753 Million is the total value of Oxbow Advisors, LLC's 298 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 13.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | Sell | iShares Trust Barclays 20 Year | $86,943,000 | -18.0% | 607,653 | -23.9% | 11.55% | -9.5% |
| EPD | Buy | Enterprise Products Partners L | $25,085,000 | -0.7% | 877,721 | +0.3% | 3.33% | +9.5% |
| CTR | Buy | Clearbridge Energy MLP Total R | $20,627,000 | +0.5% | 2,315,005 | +5.8% | 2.74% | +10.9% |
| TGE | Sell | Tallgrass Energy LP | $19,175,000 | -47.1% | 952,074 | -44.6% | 2.55% | -41.7% |
| NAD | Buy | Nuveen Quality Advantage Muni | $18,262,000 | +3.3% | 1,271,720 | +0.7% | 2.43% | +14.1% |
| NEA | Buy | Nuveen Amt Free Quality Muni I | $16,266,000 | +4.5% | 1,136,680 | +0.8% | 2.16% | +15.3% |
| NTG | Buy | Tortoise MLP Fd Inc | $15,683,000 | -3.7% | 1,276,058 | +5.7% | 2.08% | +6.2% |
| MSFT | Sell | Microsoft Corp | $13,821,000 | -3.6% | 99,409 | -7.1% | 1.84% | +6.4% |
| NZF | Sell | Nuveen Enhanced Muni Credit Op | $13,263,000 | +1.9% | 817,190 | -1.1% | 1.76% | +12.4% |
| AAPL | Sell | Apple Inc | $12,538,000 | +1.8% | 55,979 | -10.1% | 1.67% | +12.3% |
| JPS | Buy | Nuveen Quality Pfd Income Fd 2fdstx | $11,905,000 | +226.5% | 1,208,628 | +214.9% | 1.58% | +260.4% |
| XOM | Buy | Exxon Mobil Corp | $11,448,000 | +0.7% | 162,130 | +9.3% | 1.52% | +11.1% |
| NVG | Sell | Nuveen Enhanced AMT L&N Muni C | $11,070,000 | +4.4% | 661,666 | -0.9% | 1.47% | +15.3% |
| BACPRL | Buy | Bank of America Series L Pfd 7pfd | $10,398,000 | +9.4% | 6,935 | +0.1% | 1.38% | +20.7% |
| RSP | Sell | Invesco S&P 500 Eqwt ETF | $9,065,000 | -2.5% | 83,875 | -2.8% | 1.20% | +7.6% |
| JNJ | Buy | Johnson & Johnson | $8,662,000 | +90.5% | 66,949 | +105.1% | 1.15% | +110.4% |
| CEN | Buy | Center Coast MLP & Infrastruct | $8,652,000 | -7.2% | 1,215,115 | +2.5% | 1.15% | +2.4% |
| GOOG | Sell | Alphabet Inc Non Voting Cap St | $8,560,000 | +7.5% | 7,022 | -4.7% | 1.14% | +18.6% |
| MPW | Sell | Medical Properties Trust Inc | $8,251,000 | +11.7% | 421,820 | -0.4% | 1.10% | +23.1% |
| NSRGY | Sell | Nestle SA Spons ADR Repstg Reg | $7,973,000 | -8.6% | 73,549 | -12.8% | 1.06% | +0.9% |
| Sell | Redwood Trust Incconv | $7,422,000 | +1.7% | 7,310,000 | -0.4% | 0.99% | +12.2% | |
| WFCPRL | Buy | Wells Fargo & CO 7.5 Prp Cnvpfd | $7,118,000 | +17.4% | 4,675 | +5.2% | 0.95% | +29.6% |
| FAX | Buy | Aberdeen Asia Pacific Income F | $7,000,000 | +1.8% | 1,670,709 | +1.5% | 0.93% | +12.3% |
| GGN | Sell | Gamco Glbl Gold Natural Resour | $6,844,000 | -32.2% | 1,573,296 | -28.7% | 0.91% | -25.2% |
| GSPRD | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $6,502,000 | +37.9% | 295,002 | +25.6% | 0.86% | +52.1% |
| JPC | Buy | Nuveen Multi-Strategy Income A | $6,410,000 | +1.9% | 637,842 | +0.5% | 0.85% | +12.5% |
| BANX | Buy | Stonecastle Financial Corp | $6,390,000 | +3.0% | 288,351 | +1.4% | 0.85% | +13.7% |
| PAGP | Buy | Plains GP Holdings LP | $6,383,000 | -8.9% | 300,666 | +7.2% | 0.85% | +0.5% |
| DIAX | Sell | Nuveen Dow 30 Dynamic Overwrit | $6,246,000 | -2.8% | 350,525 | -4.0% | 0.83% | +7.2% |
| KMI | Sell | Kinder Morgan Inc Del | $5,817,000 | -1.4% | 282,218 | -0.1% | 0.77% | +8.7% |
| GNT | Sell | Gamco Natural Resources Gold & | $5,689,000 | -34.4% | 996,259 | -33.2% | 0.76% | -27.7% |
| CMCSA | Sell | Comcast Corp New Cl A | $5,644,000 | +2.3% | 125,192 | -4.1% | 0.75% | +13.0% |
| MSPRF | Buy | Morgan Stan Fix/Flt Non-Cum Pepfd | $5,581,000 | +3.3% | 199,187 | +1.2% | 0.74% | +14.0% |
| RFPRA | Sell | Regions Fin. A Non-Cum Perp Pfpfd | $5,569,000 | -0.2% | 216,115 | -1.7% | 0.74% | +10.1% |
| JPST | Sell | JPMorgan ETF Ultra-Short Incom | $5,440,000 | -9.7% | 107,881 | -9.7% | 0.72% | -0.3% |
| TEL | Buy | Te Connectivity Ltd | $5,303,000 | +1.8% | 56,915 | +4.7% | 0.70% | +12.4% |
| DVY | Sell | IShares Dow Jones Select Div I | $5,255,000 | -0.6% | 51,549 | -2.9% | 0.70% | +9.6% |
| PAA | Sell | Plains All American Pipeline L | $5,167,000 | -14.8% | 249,000 | -0.1% | 0.69% | -6.0% |
| UNH | Buy | Unitedhealth Group Inc | $5,036,000 | +2052.1% | 23,171 | +2318.7% | 0.67% | +2289.3% |
| MCO | Sell | Moodys Corp | $4,816,000 | -0.1% | 23,514 | -4.7% | 0.64% | +10.2% |
| Sell | Flaherty & Crumrine Dynamic Pf | $4,683,000 | -42.5% | 179,408 | -44.8% | 0.62% | -36.5% | |
| BAC | Sell | Bank of America Corp | $4,657,000 | -3.0% | 159,665 | -3.5% | 0.62% | +7.1% |
| PFE | Buy | Pfizer Incorporated | $4,573,000 | -12.0% | 127,285 | +6.1% | 0.61% | -2.9% |
| TPR | New | Tapestry Inc | $4,480,000 | – | 171,965 | +100.0% | 0.60% | – |
| C | Sell | Citigroup Inc New | $4,449,000 | -5.7% | 64,399 | -4.4% | 0.59% | +4.0% |
| WMB | Sell | Williams Companies Inc | $4,400,000 | -18.3% | 182,864 | -4.7% | 0.58% | -9.7% |
| SPG | Buy | Simon Property Group Inc | $4,265,000 | +3.6% | 27,401 | +6.4% | 0.57% | +14.3% |
| SCHW | Sell | Charles Schwab Corp | $4,270,000 | -3.1% | 102,070 | -6.9% | 0.57% | +7.0% |
| KEYPRJ | Buy | Keycorp Perp Pfd 5.65 NonCum 1pfd | $4,175,000 | +7.2% | 156,314 | +2.2% | 0.56% | +18.3% |
| CHKP | New | Check Point Software Technolog | $3,942,000 | – | 36,000 | +100.0% | 0.52% | – |
| DLTR | Sell | Dollar Tree Inc | $3,881,000 | +2.6% | 34,000 | -3.4% | 0.52% | +13.4% |
| BKNG | Sell | Booking Holdings Inc | $3,880,000 | -0.5% | 1,977 | -4.9% | 0.52% | +10.0% |
| FB | Sell | Facebook Inc Class A | $3,615,000 | -11.8% | 20,299 | -4.4% | 0.48% | -2.8% |
| KKR | Sell | KKR & Co Inc | $3,484,000 | +4.7% | 129,740 | -1.5% | 0.46% | +15.5% |
| WU | Sell | Western Union Co | $3,448,000 | +13.7% | 148,813 | -2.4% | 0.46% | +25.5% |
| ANTM | New | Anthem Inc | $3,428,000 | – | 14,279 | +100.0% | 0.46% | – |
| EIM | Buy | Eaton Vance Municipal Bond Fd | $3,305,000 | +10.4% | 255,001 | +5.9% | 0.44% | +21.9% |
| T | Sell | AT&T Inc | $3,253,000 | +12.2% | 85,966 | -0.6% | 0.43% | +23.8% |
| NEM | Sell | Newmont Goldcorp Corp | $3,158,000 | -8.7% | 83,276 | -7.4% | 0.42% | +0.7% |
| EXPE | Sell | Expedia Inc | $3,078,000 | -4.4% | 22,901 | -5.3% | 0.41% | +5.4% |
| EBAY | Sell | eBay Inc | $3,015,000 | -18.1% | 77,360 | -17.0% | 0.40% | -9.5% |
| V | Buy | Visa Inc Cl A | $3,011,000 | -0.1% | 17,505 | +0.8% | 0.40% | +10.2% |
| RDSA | Sell | Royal Dutch Shell PLC Sponsore | $2,961,000 | -34.9% | 50,319 | -28.0% | 0.39% | -28.3% |
| TCEHY | Sell | Tencent Holdings Ltd Unsp ADR | $2,898,000 | -14.3% | 69,602 | -6.8% | 0.38% | -5.4% |
| GOLD | Sell | Barrick Gold Corp | $2,838,000 | +9.3% | 163,754 | -0.6% | 0.38% | +20.4% |
| ALLPRECL | Buy | Allstate 6.625 Pfd Ser E QDIpfd | $2,827,000 | -0.5% | 113,250 | +1.2% | 0.38% | +9.9% |
| BABA | New | Alibaba Grp Holding ADR Ltd Sp | $2,744,000 | – | 16,409 | +100.0% | 0.36% | – |
| ADI | Sell | Analog Devices Inc | $2,740,000 | -6.4% | 24,525 | -5.4% | 0.36% | +3.4% |
| ORCL | Sell | Oracle Corp | $2,730,000 | -8.3% | 49,615 | -5.0% | 0.36% | +1.1% |
| VTR | Ventas Inc | $2,626,000 | +6.8% | 35,959 | 0.0% | 0.35% | +17.9% | |
| ADP | Sell | Automatic Data Processing Inc | $2,622,000 | -6.3% | 16,241 | -4.0% | 0.35% | +3.3% |
| DBL | Sell | Doubleline Opportunistic Cr Fd | $2,608,000 | -50.7% | 125,917 | -50.2% | 0.35% | -45.6% |
| DIS | Sell | Walt Disney Company | $2,582,000 | -15.2% | 19,809 | -9.2% | 0.34% | -6.5% |
| HON | Sell | Honeywell International Inc | $2,568,000 | -7.8% | 15,178 | -4.9% | 0.34% | +1.5% |
| MMM | Sell | 3M Company | $2,537,000 | -5.8% | 15,433 | -0.7% | 0.34% | +4.0% |
| INTC | Buy | Intel Corp | $2,513,000 | +39.2% | 48,765 | +29.3% | 0.33% | +53.9% |
| WSM | Sell | Williams Sonoma Inc | $2,498,000 | +2.7% | 36,743 | -1.8% | 0.33% | +13.3% |
| MBINP | Sell | Merchants Bancorp Fx/Flt A Perpfd | $2,468,000 | -7.9% | 91,700 | -7.9% | 0.33% | +1.5% |
| RHHBY | Buy | Roche Hldgs Ltd Spons ADR | $2,422,000 | +5.3% | 66,441 | +1.4% | 0.32% | +16.2% |
| PH | Buy | Parker-Hannifin Corp | $2,424,000 | +150.2% | 13,419 | +135.4% | 0.32% | +175.2% |
| AMZN | Sell | Amazon.Com Inc | $2,420,000 | -8.9% | 1,394 | -0.6% | 0.32% | +0.6% |
| TSCAP | Sell | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,411,000 | -0.6% | 88,650 | -2.8% | 0.32% | +9.6% |
| HBI | Sell | Hanesbrands Inc | $2,364,000 | -13.0% | 154,308 | -2.2% | 0.31% | -4.0% |
| CTSH | Sell | Cognizant Technology Solutions | $2,320,000 | -8.1% | 38,500 | -3.3% | 0.31% | +1.3% |
| MSPRA | New | Morgan Stanley Pfd Ser A Perp/pfd | $2,308,000 | – | 105,560 | +100.0% | 0.31% | – |
| CHTR | Sell | Charter Communications Inc | $2,306,000 | -1.9% | 5,596 | -5.9% | 0.31% | +8.1% |
| DISCA | Sell | Discovery Communications Inc C | $2,293,000 | -15.5% | 86,090 | -2.6% | 0.30% | -6.7% |
| WFC | Buy | Wells Fargo & Co New | $2,234,000 | +26.4% | 44,297 | +18.7% | 0.30% | +39.4% |
| AVK | Buy | Advent Claymore Convertible & | $2,190,000 | +0.4% | 150,183 | +3.7% | 0.29% | +10.6% |
| LUV | Sell | Southwest Airlines Co | $2,184,000 | +1.0% | 40,443 | -5.0% | 0.29% | +11.5% |
| FPE | Sell | First Trust III ETF Preferred | $2,140,000 | -1.9% | 108,483 | -3.6% | 0.28% | +8.0% |
| NSS | Sell | Nustar Logistics L.P. Due 2043pfd | $2,069,000 | +0.2% | 79,905 | -3.1% | 0.28% | +10.4% |
| CEM | Buy | Clearbridge Energy MLP Fund | $2,052,000 | +6.0% | 180,278 | +11.3% | 0.27% | +17.2% |
| CLF | Buy | Cleveland-Cliffs Inc New | $2,045,000 | +11.1% | 283,280 | +64.2% | 0.27% | +22.5% |
| RNP | Buy | Cohen & Steers REIT & Pfd Inco | $1,952,000 | +14.9% | 79,325 | +0.9% | 0.26% | +26.3% |
| GLOPPRA | Sell | Gaslog Partners Fix/Flt Pfd Apfd | $1,822,000 | +1.5% | 72,320 | -1.6% | 0.24% | +12.0% |
| UTF | Sell | Cohen & Steers Infrastructure | $1,805,000 | +2.7% | 66,276 | -2.2% | 0.24% | +13.2% |
| AGNCN | Sell | AGNC Investment Corp Pfd 7 Fipfd | $1,761,000 | -13.7% | 68,300 | -12.9% | 0.23% | -4.9% |
| LEG | Buy | Leggett & Platt Inc | $1,736,000 | +35.7% | 42,395 | +27.2% | 0.23% | +50.0% |
| VZ | Buy | Verizon Communications | $1,735,000 | +7.1% | 28,744 | +1.3% | 0.23% | +18.5% |
| TTAC | Buy | Trimtabs Tr ETF All Cap US Fre | $1,698,000 | +1.9% | 45,690 | +2.0% | 0.23% | +12.4% |
| MO | Sell | Altria Group Inc | $1,701,000 | -16.2% | 41,597 | -3.0% | 0.23% | -7.4% |
| MDT | Sell | Medtronic PLC | $1,634,000 | +1.7% | 15,042 | -8.8% | 0.22% | +12.4% |
| RNRPRF | Buy | Renaissancere Pfd F 5.75 QDIpfd | $1,568,000 | +8.1% | 58,635 | +4.6% | 0.21% | +18.9% |
| PG | Procter & Gamble Co | $1,545,000 | +13.4% | 12,420 | 0.0% | 0.20% | +25.0% | |
| AEM | Sell | Agnico Eagle Mines Limited | $1,541,000 | +1.9% | 28,745 | -2.7% | 0.20% | +12.6% |
| HCA | Sell | HCA Holdings Inc | $1,539,000 | -12.0% | 12,782 | -1.2% | 0.20% | -2.8% |
| FAM | Buy | First Trust/Aberdeen Global Op | $1,538,000 | +3.0% | 145,633 | +1.4% | 0.20% | +13.3% |
| PNFP | Sell | Pinnacle Financial Partners In | $1,490,000 | -1.8% | 26,254 | -0.6% | 0.20% | +8.2% |
| PEP | Pepsico Incorporated | $1,474,000 | +4.5% | 10,749 | 0.0% | 0.20% | +15.3% | |
| GSPRA | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $1,473,000 | +17.4% | 70,460 | +7.9% | 0.20% | +29.8% |
| TCBIP | Sell | TX Cap Bancshs 6.5 Non-Cum Pepfd | $1,459,000 | +0.4% | 55,200 | -0.9% | 0.19% | +10.9% |
| QQQ | Invesco QQQ Tr ETF Unit Ser 1 | $1,422,000 | +1.1% | 7,530 | 0.0% | 0.19% | +11.8% | |
| PCEF | Sell | Invesco II Income Composite CE | $1,412,000 | -0.6% | 62,460 | -0.4% | 0.19% | +9.9% |
| JPM | Sell | JPMorgan Chase & Co | $1,415,000 | -51.3% | 12,021 | -53.7% | 0.19% | -46.3% |
| UTX | Buy | United Technologies Corp | $1,410,000 | +9.0% | 10,325 | +4.0% | 0.19% | +19.9% |
| GLD | SPDR Gold Tr ETF | $1,396,000 | +4.3% | 10,051 | 0.0% | 0.19% | +15.5% | |
| MSGS | Madison Square Garden | $1,386,000 | -5.8% | 5,259 | 0.0% | 0.18% | +4.0% | |
| FBT | Sell | First Trust Biotech Index ETF | $1,379,000 | -16.8% | 11,145 | -5.3% | 0.18% | -8.5% |
| PBA | Sell | Pembina Pipeline Corp | $1,350,000 | -9.0% | 36,410 | -8.7% | 0.18% | 0.0% |
| CVX | Sell | Chevron Corporation | $1,315,000 | -46.4% | 11,090 | -43.8% | 0.18% | -40.9% |
| BP | BP PLC Sponsored ADR (Frm BP A | $1,307,000 | -8.9% | 34,400 | 0.0% | 0.17% | +0.6% | |
| TAP | Sell | Molson Coors Brewing Co Cl B | $1,301,000 | +1.3% | 22,623 | -1.3% | 0.17% | +11.6% |
| RGLD | Sell | Royal Gold Inc | $1,293,000 | +18.6% | 10,495 | -1.4% | 0.17% | +31.3% |
| Buy | Crestwood Eqty Partners Perp Ppfd | $1,272,000 | +43.9% | 137,780 | +45.0% | 0.17% | +59.4% | |
| BBN | Buy | BlackRock Build America Bond T | $1,270,000 | +8.1% | 51,365 | +3.7% | 0.17% | +19.0% |
| SYY | Buy | Sysco Corp | $1,267,000 | +86.6% | 15,960 | +66.2% | 0.17% | +104.9% |
| CAT | Caterpillar Inc | $1,259,000 | -7.3% | 9,967 | 0.0% | 0.17% | +1.8% | |
| BUD | Sell | Anheuser Busch Inbev SA/NV-Spo | $1,237,000 | -64.4% | 13,000 | -66.9% | 0.16% | -60.8% |
| VTI | Vanguard Total Stock Fund | $1,187,000 | +0.6% | 7,860 | 0.0% | 0.16% | +11.3% | |
| SDIV | Sell | Global X Super Dividend 100 ET | $1,177,000 | -5.8% | 69,330 | -4.6% | 0.16% | +3.3% |
| NLYPRF | Sell | Annaly Cap Mgmt 6.95 Pfd Fix/pfd | $1,162,000 | -3.2% | 45,120 | -4.5% | 0.15% | +6.2% |
| ALLYPRA | Sell | GMAC Capital Trust I Var Ser 2pfd | $1,157,000 | -13.7% | 44,130 | -14.0% | 0.15% | -4.3% |
| LVS | Sell | Las Vegas Sands Corp | $1,162,000 | -68.9% | 20,115 | -68.2% | 0.15% | -65.8% |
| SPY | SPDR S&P 500 ETF Tr Unit Ser I | $1,153,000 | +1.3% | 3,885 | 0.0% | 0.15% | +11.7% | |
| EFR | Eaton Vance Senior Floating Rafdstx | $1,146,000 | -0.3% | 87,880 | 0.0% | 0.15% | +10.1% | |
| PAAS | Pan Amern Silver Corp | $1,132,000 | +21.5% | 72,215 | 0.0% | 0.15% | +33.9% | |
| SNVPRD | Synovus Finl Crp Fix/Flt PerpPpfd | $1,090,000 | +5.2% | 40,207 | 0.0% | 0.14% | +16.0% | |
| WM | Waste Management Inc Del | $1,058,000 | -0.3% | 9,198 | 0.0% | 0.14% | +10.2% | |
| BSL | Sell | Blackstone / Gso Senior Floatifdstx | $1,059,000 | -1.6% | 62,602 | -1.8% | 0.14% | +8.5% |
| BX | New | Blackstone Goup Inc Cl A | $1,042,000 | – | 21,335 | +100.0% | 0.14% | – |
| BIDU | Sell | Baidu INC Sponsored ADR Repstg | $1,034,000 | -16.1% | 10,066 | -4.1% | 0.14% | -7.4% |
| BKT | Sell | BlackRock Income Trust Inc | $1,032,000 | -2.7% | 169,801 | -3.1% | 0.14% | +7.0% |
| ADX | New | Adams Diversified Equity Fund | $1,007,000 | – | 63,595 | +100.0% | 0.13% | – |
| ABBV | Sell | Abbvie Inc | $986,000 | -87.7% | 13,022 | -88.2% | 0.13% | -86.4% |
| BSJM | Invesco Bulletshares 2022 Hi Yfdstx | $980,000 | -0.6% | 40,225 | 0.0% | 0.13% | +9.2% | |
| BLW | BlackRock Limited Duration Inc | $967,000 | +4.2% | 61,851 | 0.0% | 0.13% | +14.3% | |
| UN | Sell | Unilever N V New York Shs New | $967,000 | -3.3% | 16,110 | -2.2% | 0.13% | +6.7% |
| KMB | Sell | Kimberly Clark Corp | $959,000 | +4.9% | 6,753 | -1.6% | 0.13% | +15.5% |
| IHD | Buy | Voya Emerging Markets High Div | $941,000 | +7.5% | 131,275 | +16.4% | 0.12% | +19.0% |
| ACBI | Atlantic Capital Bancshares In | $907,000 | +1.3% | 52,293 | 0.0% | 0.12% | +12.0% | |
| GRX | Buy | Gabelli Healthcare & Wellness | $898,000 | +0.6% | 86,165 | +1.6% | 0.12% | +10.2% |
| MMP | Magellan Midstream Partners LP | $893,000 | +3.6% | 13,470 | 0.0% | 0.12% | +14.4% | |
| GWW | W W Grainger Inc | $891,000 | +10.7% | 3,000 | 0.0% | 0.12% | +21.6% | |
| JRS | Buy | Nuveen Real Estate Income Fd | $853,000 | +5.6% | 77,610 | +0.9% | 0.11% | +16.5% |
| VB | Vanguard Index Fund Vanguard S | $839,000 | -1.8% | 5,450 | 0.0% | 0.11% | +7.8% | |
| BCX | Buy | BlackRock Resources And Commod | $818,000 | -8.2% | 109,360 | +0.4% | 0.11% | +1.9% |
| COP | Sell | ConocoPhillips | $819,000 | -9.0% | 14,374 | -2.6% | 0.11% | +0.9% |
| HQH | Buy | Tekla Healthcare Investors | $778,000 | +1.7% | 42,445 | +11.5% | 0.10% | +12.0% |
| JQC | Sell | Nuveen Credit Strategies Incom | $769,000 | -6.4% | 102,773 | -1.0% | 0.10% | +3.0% |
| TCBI | Texas Capital Bancshares | $765,000 | -10.9% | 14,000 | 0.0% | 0.10% | -1.0% | |
| VLYPO | Sell | Valley Natl Bancrp Prp Sr B Pfpfd | $751,000 | -20.3% | 29,075 | -20.8% | 0.10% | -11.5% |
| PGX | Sell | Invesco TR II ETF Pfd | $747,000 | +2.3% | 49,716 | -0.3% | 0.10% | +12.5% |
| ENB | Sell | Enbridge Inc | $745,000 | -9.8% | 21,225 | -7.3% | 0.10% | 0.0% |
| AHLPRC | Sell | Aspen Ins Ltd Fxd/Fltg Perp Pfpfd | $748,000 | +7.9% | 26,482 | -0.9% | 0.10% | +19.3% |
| NBB | Buy | Nuveen Taxable Municipal Incom | $732,000 | +5.8% | 32,861 | +0.9% | 0.10% | +16.9% |
| MCD | McDonalds Corp | $726,000 | +3.4% | 3,381 | 0.0% | 0.10% | +12.9% | |
| BLK | Sell | BlackRock Inc | $717,000 | -75.7% | 1,608 | -74.4% | 0.10% | -73.2% |
| UL | Unilever PLC Sponsored ADR New | $711,000 | -3.0% | 11,835 | 0.0% | 0.09% | +6.8% | |
| VCIT | Sell | Vanguard Intermediate ETF Term | $700,000 | +0.3% | 7,674 | -1.2% | 0.09% | +10.7% |
| MGK | Vanguard World Fd Mega Cap 300 | $690,000 | +2.5% | 5,200 | 0.0% | 0.09% | +13.6% | |
| AUB | Atlantic Union Bankshares Corp | $692,000 | +5.5% | 18,577 | 0.0% | 0.09% | +16.5% | |
| VTEB | Sell | Vanguard Muni Bd Fds ETF Tax E | $684,000 | +0.9% | 12,759 | -0.2% | 0.09% | +11.0% |
| ET | Energy Transfer Equity LP | $678,000 | -7.1% | 51,833 | 0.0% | 0.09% | +2.3% | |
| TTAI | Sell | Trimtabs ETF Tr All Cap Intl F | $668,000 | -8.0% | 25,842 | -6.1% | 0.09% | +2.3% |
| BTO | New | John Hancock Financial Opportu | $673,000 | – | 20,935 | +100.0% | 0.09% | – |
| UBS | Sell | UBS Group AG | $664,000 | -37.7% | 58,685 | -34.7% | 0.09% | -31.2% |
| MQT | BlackRock Muniyield Quality Fu | $639,000 | +3.2% | 49,250 | 0.0% | 0.08% | +13.3% | |
| VO | Vanguard Index Funds Vanguard | $637,000 | +0.3% | 3,800 | 0.0% | 0.08% | +11.8% | |
| COWNZ | Sell | Cowen Inc Senior Note Pfd 7.35pfd | $641,000 | -6.3% | 24,725 | -7.7% | 0.08% | +3.7% |
| BSJK | Sell | Invesco Bulletshares 2020 Hi Yfdstx | $630,000 | -2.0% | 26,299 | -1.5% | 0.08% | +9.1% |
| ABT | Sell | Abbott Laboratories | $629,000 | -0.9% | 7,516 | -0.5% | 0.08% | +10.5% |
| BTZ | Sell | BlackRock Credit Alloc Income | $633,000 | -11.1% | 46,486 | -15.3% | 0.08% | -2.3% |
| BSJJ | Sell | Invesco Bulletshares 2019 Hi Yfdstx | $627,000 | -45.8% | 26,223 | -45.7% | 0.08% | -40.3% |
| TCBIL | Sell | TX Cap Bancshs 6.5 Pfd Note Dpfd | $598,000 | -8.0% | 22,900 | -6.9% | 0.08% | +1.3% |
| GDX | Sell | Vaneck Vectors ETF Tr Gold Min | $588,000 | +3.3% | 21,999 | -1.1% | 0.08% | +13.0% |
| CLX | Clorox Company (Del) | $588,000 | -0.8% | 3,870 | 0.0% | 0.08% | +9.9% | |
| GIS | General Mills Inc | $579,000 | +4.9% | 10,510 | 0.0% | 0.08% | +16.7% | |
| RSG | Republic Services Inc | $574,000 | -0.2% | 6,635 | 0.0% | 0.08% | +10.1% | |
| MTG | MGIC Investment Corp-Wisc | $566,000 | -4.2% | 45,000 | 0.0% | 0.08% | +5.6% | |
| LGFA | Lions Gate Entertainment Corp | $549,000 | -24.5% | 59,360 | 0.0% | 0.07% | -17.0% | |
| MRK | Buy | Merck & Co Inc New | $517,000 | +2.2% | 6,136 | +1.8% | 0.07% | +13.1% |
| MLPA | Sell | Global X Fund ETF MLP | $516,000 | -5.7% | 61,555 | -0.8% | 0.07% | +4.5% |
| VNQ | Sell | Vanguard REIT ETF | $509,000 | +6.5% | 5,454 | -0.3% | 0.07% | +17.2% |
| TCP | TC Pipelines LP Unit Com Ltd P | $512,000 | +8.0% | 12,600 | 0.0% | 0.07% | +19.3% | |
| SSRM | SSR Mng Inc | $512,000 | +6.2% | 35,230 | 0.0% | 0.07% | +17.2% | |
| BRKB | Berkshire Hathaway Inc Del Cl | $503,000 | -2.5% | 2,419 | 0.0% | 0.07% | +8.1% | |
| CEQP | Crestwood Equity Partners LP | $486,000 | +2.1% | 13,306 | 0.0% | 0.06% | +14.0% | |
| SAN | Banco Santander Cent Hispano S | $489,000 | -12.2% | 121,675 | 0.0% | 0.06% | -3.0% | |
| FFC | Sell | Flaherty & Crumrine / Claymore | $487,000 | -85.7% | 23,231 | -86.4% | 0.06% | -84.1% |
| AOD | Buy | Aberdeen Total Dynamic Dividen | $481,000 | +10.1% | 57,650 | +10.1% | 0.06% | +20.8% |
| DOW | Sell | Dow Inc | $484,000 | -4.5% | 10,164 | -1.2% | 0.06% | +4.9% |
| BA | Buy | Boeing Co | $479,000 | +8.6% | 1,259 | +4.0% | 0.06% | +20.8% |
| PHYS | Sprott Physical Gold Trust | $467,000 | +4.2% | 39,500 | 0.0% | 0.06% | +14.8% | |
| GSPRC | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $455,000 | +52.2% | 20,400 | +38.1% | 0.06% | +66.7% |
| WH | Sell | Wyndham Hotels & Resorts Inc | $448,000 | -72.2% | 8,650 | -70.1% | 0.06% | -69.1% |
| HOG | Sell | Harley Davidson | $448,000 | -3.0% | 12,460 | -3.3% | 0.06% | +7.1% |
| LMBS | New | First Trust Low Duration Opp E | $446,000 | – | 8,570 | +100.0% | 0.06% | – |
| BIL | Sell | SPDR Bloomberg Barclays 1-3 Mn | $430,000 | -1.1% | 4,697 | -1.1% | 0.06% | +9.6% |
| SH | Buy | Proshares Tr ETF Short S&P 500 | $422,000 | +30.2% | 16,160 | +32.9% | 0.06% | +43.6% |
| BTA | BlackRock Long Term Mun Adviso | $420,000 | 0.0% | 33,287 | 0.0% | 0.06% | +9.8% | |
| TSC | Tristate Capital Holdings Inc | $414,000 | -1.4% | 19,688 | 0.0% | 0.06% | +7.8% | |
| AGI | Alamos Gold Inc New Class A | $414,000 | -4.2% | 71,340 | 0.0% | 0.06% | +5.8% | |
| WPM | Sell | Wheaton Precious Metals Corp | $417,000 | +6.9% | 15,882 | -1.6% | 0.06% | +17.0% |
| GHII | Buy | Invesco S&P High Income Infrasfdstx | $403,000 | +3.3% | 14,815 | +1.4% | 0.05% | +14.9% |
| DD | Sell | Dupont De Nemours Inc | $397,000 | -7.0% | 5,564 | -2.2% | 0.05% | +3.9% |
| ZTS | Sell | Zoetis Inc Cl A | $401,000 | +7.5% | 3,215 | -2.3% | 0.05% | +17.8% |
| GDVPRH | Gabelli Dv Inc Tr Prp Ser H Pfpfd | $394,000 | +3.4% | 15,000 | 0.0% | 0.05% | +13.0% | |
| NNC | Nuveen NC Prem Income Muni Fd | $380,000 | +1.3% | 28,160 | 0.0% | 0.05% | +11.1% | |
| WMT | Buy | Wal-Mart Stores Inc | $370,000 | +10.8% | 3,119 | +3.3% | 0.05% | +22.5% |
| AVGO | Broadcom Ltd | $358,000 | -4.3% | 1,298 | 0.0% | 0.05% | +6.7% | |
| NYCBPRA | New York Banc Fix/Flt Perp Pfdpfd | $356,000 | +8.9% | 12,780 | 0.0% | 0.05% | +20.5% | |
| COST | Costco Wholesale Corp-New | $344,000 | +8.9% | 1,195 | 0.0% | 0.05% | +21.1% | |
| FL | Foot Locker Inc | $341,000 | +3.0% | 7,904 | 0.0% | 0.04% | +12.5% | |
| IBM | Sell | International Business Machine | $342,000 | -1.7% | 2,352 | -6.8% | 0.04% | +7.1% |
| AXP | American Express Company | $324,000 | -4.1% | 2,740 | 0.0% | 0.04% | +4.9% | |
| RFPRB | Regions Fin. B Fx/Flt Perp Pfdpfd | $326,000 | +1.6% | 11,725 | 0.0% | 0.04% | +10.3% | |
| IFN | Buy | The India Fund Inc | $314,000 | +12.1% | 15,310 | +16.4% | 0.04% | +23.5% |
| BRKA | Berkshire Hathaway Inc-Del Cl | $312,000 | -1.9% | 1 | 0.0% | 0.04% | +7.9% | |
| BSJL | Invesco Bulletshares 2021 Hi Yfdstx | $303,000 | -0.3% | 12,313 | 0.0% | 0.04% | +8.1% | |
| BTG | B2Gold Corp | $293,000 | +6.9% | 90,580 | 0.0% | 0.04% | +18.2% | |
| Perseus Mining Ltd | $290,000 | +15.1% | 615,000 | 0.0% | 0.04% | +30.0% | ||
| NTRSP | New | Northern Trust Ser C Prp Mty Ppfd | $288,000 | – | 11,370 | +100.0% | 0.04% | – |
| GNRC | Sell | Generac Holdings Inc | $286,000 | +3.6% | 3,645 | -8.3% | 0.04% | +15.2% |
| CMP | Compass Minerals Intl Inc | $282,000 | +2.5% | 5,000 | 0.0% | 0.04% | +12.1% | |
| IWP | Sell | iShares ETF Russell Midcap Gro | $275,000 | -2.5% | 1,945 | -1.8% | 0.04% | +8.8% |
| SEMFF | Semafo Inc Com | $276,000 | -18.6% | 86,000 | 0.0% | 0.04% | -9.8% | |
| YUM | Yum Brands Inc | $275,000 | +2.6% | 2,426 | 0.0% | 0.04% | +15.6% | |
| UGLDF | Credit Suisse Nassau Brh Veloc | $265,000 | +10.0% | 2,000 | 0.0% | 0.04% | +20.7% | |
| Ramelius Resources Ltd | $262,000 | +48.9% | 345,000 | 0.0% | 0.04% | +66.7% | ||
| AMGN | Sell | Amgen Inc | $259,000 | -2.6% | 1,340 | -7.3% | 0.03% | +6.2% |
| NS | Sell | Nustar Energy LP | $253,000 | -4.2% | 8,933 | -8.2% | 0.03% | +6.2% |
| Resolute Mining Ltd | $259,000 | +2.4% | 270,000 | 0.0% | 0.03% | +13.3% | ||
| USLVF | New | Credit Suisse Nassau ETN Brh-V | $252,000 | – | 3,015 | +100.0% | 0.03% | – |
| JNK | Sell | SPDR Ser Tr ETF Bloomberg Barc | $245,000 | -0.8% | 2,249 | -0.9% | 0.03% | +10.0% |
| ADBE | Adobe Systems Inc | $249,000 | -6.4% | 903 | 0.0% | 0.03% | +3.1% | |
| HPI | John Hancock Preferred Income | $250,000 | +4.2% | 10,370 | 0.0% | 0.03% | +13.8% | |
| CSCO | Sell | Cisco Systems Inc | $247,000 | -25.2% | 5,008 | -17.1% | 0.03% | -17.5% |
| HD | Home Depot Inc | $239,000 | +11.7% | 1,030 | 0.0% | 0.03% | +23.1% | |
| SBR | Sabine Royalty Tr Unit Benefic | $232,000 | -10.1% | 5,375 | 0.0% | 0.03% | 0.0% | |
| GBAB | Guggenheim Taxable Muni Manage | $237,000 | -0.4% | 9,900 | 0.0% | 0.03% | +6.9% | |
| BBTPRG | BB&T Corp Non-Cum Perp Pfd G 5pfd | $231,000 | +1.8% | 9,147 | 0.0% | 0.03% | +14.8% | |
| EMR | Emerson Electric Co | $234,000 | +0.4% | 3,495 | 0.0% | 0.03% | +10.7% | |
| ALPPRQ | New | Alabama Power Co Series Q Pfdpfd | $226,000 | – | 8,530 | +100.0% | 0.03% | – |
| CHY | Calamos Conv & High Income Fd | $223,000 | 0.0% | 20,251 | 0.0% | 0.03% | +11.1% | |
| IWF | Sell | iShares ETF Russell 1000 Growt | $229,000 | -0.9% | 1,434 | -2.1% | 0.03% | +7.1% |
| SBRA | New | Sabra Health Care REIT | $228,000 | – | 9,929 | +100.0% | 0.03% | – |
| JPMPRACL | JPMorgan Chase Non-Cum Perp Pfpfd | $221,000 | -2.2% | 8,710 | 0.0% | 0.03% | +7.4% | |
| GOOGL | New | Alphabet Inc Voting Cap Stk Cl | $214,000 | – | 175 | +100.0% | 0.03% | – |
| MUI | BlackRock Muni Inter Duration | $207,000 | +0.5% | 14,630 | 0.0% | 0.03% | +12.0% | |
| GIM | Buy | Templeton Global Income Fund | $207,000 | -3.3% | 33,649 | +0.1% | 0.03% | +7.7% |
| DSTL | New | Distillate US Fundamental Stab | $214,000 | – | 7,697 | +100.0% | 0.03% | – |
| BPOP | Sell | Popular Inc | $206,000 | -76.2% | 3,815 | -76.1% | 0.03% | -74.0% |
| SLV | iShares Silver Tr | $192,000 | +11.0% | 12,070 | 0.0% | 0.03% | +23.8% | |
| DPMLF | Dundee Precious Metals Inc | $199,000 | -9.5% | 59,000 | 0.0% | 0.03% | 0.0% | |
| GFI | Gold Fields Ltd New Adr Rand | $190,000 | -9.1% | 38,675 | 0.0% | 0.02% | 0.0% | |
| Centamin PLC Ord Flondon Share | $178,000 | +6.6% | 115,000 | 0.0% | 0.02% | +20.0% | ||
| Evolution Mining Ltd | $183,000 | -0.5% | 60,000 | 0.0% | 0.02% | +9.1% | ||
| PNNT | Pennantpark Investment Corp | $175,000 | -0.6% | 27,900 | 0.0% | 0.02% | +9.5% | |
| PSLV | Sprott Physical Silver Trust | $176,000 | +9.3% | 28,200 | 0.0% | 0.02% | +21.1% | |
| BWG | Sell | Brandywine Global Income Oppor | $176,000 | -4.9% | 14,553 | -7.7% | 0.02% | +4.5% |
| GHY | Sell | PGIM Global Short Duration Hig | $164,000 | -48.3% | 11,425 | -48.0% | 0.02% | -42.1% |
| OCANF | Oceanagold Corp | $165,000 | -4.1% | 63,000 | 0.0% | 0.02% | +4.8% | |
| Saracen Mineral Holdings Ltd | $163,000 | -9.9% | 70,000 | 0.0% | 0.02% | 0.0% | ||
| CHW | Sell | Calamos Global Dynamic Income | $161,000 | -52.8% | 20,610 | -51.1% | 0.02% | -48.8% |
| MUH | BlackRock Muni Holdings Fund I | $152,000 | 0.0% | 10,100 | 0.0% | 0.02% | +11.1% | |
| IGR | CBRE Clarion Global Real Estat | $147,000 | +5.8% | 18,540 | 0.0% | 0.02% | +17.6% | |
| BYM | BlackRock Insured Municipal In | $154,000 | +2.7% | 10,900 | 0.0% | 0.02% | +11.1% | |
| NPV | Nuveen VA Premium Income Muni | $143,000 | +5.9% | 10,325 | 0.0% | 0.02% | +18.8% | |
| Northern Star Resources Ltd | $142,000 | -8.4% | 19,000 | 0.0% | 0.02% | 0.0% | ||
| NCV | Buy | Allianzgi Conv & Income Fund | $133,000 | +0.8% | 23,624 | +0.7% | 0.02% | +12.5% |
| PFO | Flaherty & Crumrine Pfd Incomepfd | $139,000 | +4.5% | 11,355 | 0.0% | 0.02% | +12.5% | |
| EDD | Morgan Stanley Emerging Mkts D | $111,000 | -4.3% | 16,822 | 0.0% | 0.02% | +7.1% | |
| Regis Resources NL | $74,000 | -10.8% | 22,500 | 0.0% | 0.01% | 0.0% | ||
| MMT | Sell | MFS Multimarket Income Trust S | $73,000 | -3.9% | 12,362 | -4.6% | 0.01% | +11.1% |
| SWN | Southwestern Energy Co | $68,000 | -39.3% | 35,400 | 0.0% | 0.01% | -30.8% | |
| HIO | Western Asset High Income Oppo | $50,000 | -2.0% | 10,000 | 0.0% | 0.01% | +16.7% | |
| VVR | Sell | Invesco Van Kampen Sr Income T | $56,000 | -72.8% | 13,332 | -72.0% | 0.01% | -72.0% |
| Wal-Mart DE Mexico Lj9 Sab DE | $44,000 | +7.3% | 14,861 | 0.0% | 0.01% | +20.0% | ||
| GPORQ | Gulfport Energy Corp Com | $41,000 | -44.6% | 15,000 | 0.0% | 0.01% | -44.4% | |
| PEYUF | Peyto Exploration & Developmen | $27,000 | -15.6% | 10,712 | 0.0% | 0.00% | 0.0% | |
| NGD | New Gold Inc | $32,000 | +6.7% | 31,300 | 0.0% | 0.00% | 0.0% | |
| Buy | Paleo Resources Inc | $10,000 | +25.0% | 267,000 | +18.7% | 0.00% | 0.0% | |
| WFTIQ | Weatherford International PLC | $1,000 | -50.0% | 48,000 | 0.0% | 0.00% | – | |
| HYCTW | Hycroft Mng Corp Wts Exp 10/22wt | $1,000 | 0.0% | 10,084 | 0.0% | 0.00% | – | |
| Linn CO Llc Escrow Com Shs Rps | $0 | – | 12,425 | 0.0% | 0.00% | – | ||
| Exit | Cion Investment Corp Fund | $0 | – | -11,483 | -100.0% | -0.01% | – | |
| NRO | Exit | Neuberger Berman Re Es Com | $0 | – | -23,495 | -100.0% | -0.02% | – |
| AU | Exit | Anglogold Ashanti Ltd (New) Sp | $0 | – | -11,560 | -100.0% | -0.02% | – |
| VLO | Exit | Valero Energy Corp New | $0 | – | -2,405 | -100.0% | -0.02% | – |
| BSCL | Exit | Invesco Bulletshares 2021 Hi Y | $0 | – | -10,135 | -100.0% | -0.03% | – |
| HAL | Exit | Halliburton Co | $0 | – | -10,012 | -100.0% | -0.03% | – |
| VOD | Exit | Vodafone Group PLC New Sponsor | $0 | – | -14,735 | -100.0% | -0.03% | – |
| USA | Exit | Liberty All Star Equity Fund | $0 | – | -67,965 | -100.0% | -0.05% | – |
| RFI | Exit | Cohen & Steers Total Return Re | $0 | – | -36,367 | -100.0% | -0.06% | – |
| BX | Exit | Blackstone Group LP/XXX | $0 | – | -21,335 | -100.0% | -0.11% | – |
| PVH | Exit | PVH Corp | $0 | – | -10,061 | -100.0% | -0.12% | – |
| WBK | Exit | Westpac Banking Ltd Spons ADR | $0 | – | -50,272 | -100.0% | -0.12% | – |
| BMY | Exit | Bristol-Myers Squibb Co | $0 | – | -23,152 | -100.0% | -0.13% | – |
| TRP | Exit | TC Energy Corp | $0 | – | -21,988 | -100.0% | -0.13% | – |
| ING | Exit | ING Groep Nv- Spons ADR | $0 | – | -94,739 | -100.0% | -0.13% | – |
| SNY | Exit | Sanofi Aventis Sponsored ADR | $0 | – | -36,294 | -100.0% | -0.19% | – |
| EWBC | Exit | East West Bancorp Inc | $0 | – | -38,676 | -100.0% | -0.22% | – |
| IRM | Exit | Iron Mountain Inc | $0 | – | -66,305 | -100.0% | -0.25% | – |
| BANCPRE | Exit | Banc of Cal. Non-Cum Perp Pfdpfd | $0 | – | -82,790 | -100.0% | -0.26% | – |
| MS | Exit | Morgan Stanley & Co | $0 | – | -56,136 | -100.0% | -0.30% | – |
| STT | Exit | State Street Corp | $0 | – | -49,526 | -100.0% | -0.33% | – |
| AMAT | Exit | Applied Materials Inc | $0 | – | -74,462 | -100.0% | -0.40% | – |
| BBTPRDCL | Exit | BB&T Corp Non-Cum Perp Pfd D 5pfd | $0 | – | -170,064 | -100.0% | -0.52% | – |
| LYB | Exit | Lyondellbasell Industries Af S | $0 | – | -81,086 | -100.0% | -0.84% | – |
| SLB | Exit | Schlumberger Ltd | $0 | – | -249,649 | -100.0% | -1.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ENTERPRISE PRODUCTS PARTNERS L | 42 | Q3 2023 | 6.3% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.9% |
| KINDER MORGAN INC DEL | 42 | Q3 2023 | 11.0% |
| APPLE INC | 42 | Q3 2023 | 4.7% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 2.6% |
| GAMCO NATURAL RESOURCES GOLD & | 42 | Q3 2023 | 2.3% |
| Pfizer Incorporated | 42 | Q3 2023 | 2.1% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.9% |
| PLAINS ALL AMERN PIPELINE L | 42 | Q3 2023 | 1.2% |
View Oxbow Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-04-26 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-10 |
View Oxbow Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.