Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TFLO | Buy | ISHARES TRtrs flt rt bd | $86,876,040 | +13.7% | 1,712,181 | +13.5% | 13.68% | +13.9% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $38,325,195 | +4.2% | 1,400,263 | +0.3% | 6.03% | +4.4% |
| IAU | Sell | ISHARES GOLD TRishares new | $29,657,751 | -5.0% | 847,607 | -1.2% | 4.67% | -4.8% |
| MSFT | Sell | MICROSOFT CORP | $29,021,566 | -7.5% | 91,913 | -0.2% | 4.57% | -7.3% |
| AAPL | Sell | APPLE INC | $26,016,214 | -12.6% | 151,955 | -0.9% | 4.10% | -12.4% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $19,688,238 | +8.5% | 149,323 | -0.5% | 3.10% | +8.7% |
| BACPRL | Buy | BANK AMERICA CORP7.25%cnv pfd l | $16,008,960 | -3.7% | 14,394 | +1.4% | 2.52% | -3.5% |
| WFCPRL | Buy | WELLS FARGO CO NEWperp pfd cnv a | $15,290,278 | -1.5% | 13,713 | +1.8% | 2.41% | -1.3% |
| FNV | Sell | FRANCO NEV CORP | $14,032,867 | -6.6% | 105,123 | -0.2% | 2.21% | -6.4% |
| KMI | Buy | KINDER MORGAN INC DEL | $11,561,229 | +11.7% | 697,300 | +16.1% | 1.82% | +12.0% |
| RGLD | Buy | ROYAL GOLD INC | $11,468,009 | +1829.9% | 107,853 | +1983.3% | 1.80% | +1840.9% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $11,181,331 | +0.4% | 28,242 | -0.2% | 1.76% | +0.6% |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $10,927,785 | +6.1% | 329,547 | -1.8% | 1.72% | +6.3% |
| PAGP | Sell | PLAINS GP HLDGS L Pltd partnr int a | $10,906,378 | +7.7% | 676,574 | -0.9% | 1.72% | +7.9% |
| ADBE | Sell | ADOBE INC | $10,497,821 | +3.5% | 20,588 | -0.8% | 1.65% | +3.6% |
| MPLX | Buy | MPLX LP | $10,476,694 | +31.0% | 294,537 | +25.0% | 1.65% | +31.2% |
| V | Buy | VISA INC | $9,574,447 | -3.1% | 41,626 | +0.0% | 1.51% | -3.0% |
| New | RBB FD INCus treas 3 mnth | $9,333,248 | – | 186,404 | – | 1.47% | – | |
| DSTL | Buy | ETF SER SOLUTIONSdistillate us | $8,683,357 | +2.3% | 194,520 | +3.7% | 1.37% | +2.5% |
| ORLY | Sell | OREILLY AUTOMOTIVE INC | $8,552,373 | -4.9% | 9,410 | -0.0% | 1.35% | -4.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $8,359,324 | +10.1% | 16,580 | +5.0% | 1.32% | +10.3% |
| ACN | Sell | ACCENTURE PLC IRELAND | $7,694,057 | -0.6% | 25,053 | -0.1% | 1.21% | -0.4% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $7,468,921 | -12.9% | 164,333 | -4.2% | 1.18% | -12.7% |
| LOW | Buy | LOWES COS INC | $7,243,936 | -7.7% | 34,853 | +0.3% | 1.14% | -7.5% |
| MCO | Sell | MOODYS CORP | $6,816,710 | -9.6% | 21,560 | -0.6% | 1.07% | -9.5% |
| NOW | Sell | SERVICENOW INC | $6,700,812 | -0.8% | 11,988 | -0.2% | 1.06% | -0.6% |
| TPL | New | TEXAS PACIFIC LAND CORPORATI | $6,621,426 | – | 3,631 | – | 1.04% | – |
| TPYP | Sell | MANAGED PORTFOLIO SERIEStortoise nram pi | $6,318,013 | -1.4% | 258,405 | -0.6% | 1.00% | -1.1% |
| NKE | Buy | NIKE INCcl b | $6,191,940 | +39.6% | 64,756 | +61.1% | 0.98% | +39.9% |
| PXD | New | PIONEER NAT RES CO | $6,100,291 | – | 26,575 | – | 0.96% | – |
| JPST | Sell | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $6,039,820 | -2.1% | 120,363 | -2.1% | 0.95% | -1.9% |
| XOM | Sell | EXXON MOBIL CORP | $5,373,735 | -10.4% | 45,703 | -18.3% | 0.85% | -10.3% |
| PFE | Buy | PFIZER INC | $5,018,028 | +603.0% | 151,282 | +677.4% | 0.79% | +605.4% |
| New | GSK PLCsponsored adr | $4,798,630 | – | 132,376 | – | 0.76% | – | |
| ANTM | Buy | ELEVANCE HEALTH INC | $4,620,479 | +1241.9% | 10,612 | +1269.3% | 0.73% | +1246.3% |
| MDT | New | MEDTRONIC PLC | $4,475,845 | – | 57,119 | – | 0.70% | – |
| DOC | Sell | PHYSICIANS RLTY TR | $4,397,854 | -49.0% | 360,776 | -41.5% | 0.69% | -49.0% |
| KO | Buy | COCA COLA CO | $4,394,508 | +1813.3% | 78,501 | +1958.2% | 0.69% | +1822.2% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $4,366,576 | -72.5% | 30,818 | -70.9% | 0.69% | -72.4% |
| GTY | New | GETTY RLTY CORP NEW | $4,358,712 | – | 157,184 | – | 0.69% | – |
| HUM | Buy | HUMANA INC | $4,345,375 | +10.3% | 8,932 | +1.4% | 0.68% | +10.5% |
| NSA | Sell | NATIONAL STORAGE AFFILIATES | $4,306,677 | -9.8% | 135,686 | -1.0% | 0.68% | -9.6% |
| FTS | New | FORTIS INC | $4,142,961 | – | 109,054 | – | 0.65% | – |
| CNC | Buy | CENTENE CORP DEL | $4,055,930 | +3.4% | 58,884 | +1.3% | 0.64% | +3.6% |
| ETR | Buy | ENTERGY CORP NEW | $3,818,645 | -3.1% | 41,283 | +2.0% | 0.60% | -2.9% |
| ULTA | New | ULTA BEAUTY INC | $3,765,615 | – | 9,427 | – | 0.59% | – |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $3,291,537 | +3.7% | 14,441 | -0.1% | 0.52% | +3.8% |
| CAT | Sell | CATERPILLAR INC | $2,265,900 | -8.4% | 8,300 | -17.4% | 0.36% | -8.0% |
| DVY | Sell | ISHARES TRselect divid etf | $2,238,961 | -73.2% | 20,800 | -71.8% | 0.35% | -73.2% |
| GSY | Sell | INVESCO ACTIVELY MANAGED ETFultra shrt dur | $2,176,810 | -1.7% | 43,799 | -1.8% | 0.34% | -1.4% |
| CVX | Sell | CHEVRON CORP NEW | $1,866,556 | +5.4% | 11,070 | -1.7% | 0.29% | +5.8% |
| UL | Sell | UNILEVER PLCspon adr new | $1,735,483 | -65.1% | 35,131 | -63.2% | 0.27% | -65.0% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,678,464 | -15.2% | 7,902 | -12.0% | 0.26% | -15.1% |
| Sell | JACKSON FINANCIAL INC | $1,507,435 | -63.1% | 39,441 | -70.5% | 0.24% | -63.1% | |
| PEP | Sell | PEPSICO INC | $1,496,540 | -9.4% | 8,832 | -0.9% | 0.24% | -8.9% |
| VOO | Sell | VANGUARD INDEX FDS | $1,466,566 | -3.8% | 3,735 | -0.2% | 0.23% | -3.8% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,384,941 | -8.1% | 9,495 | -4.4% | 0.22% | -8.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,341,378 | -52.1% | 8,612 | -49.1% | 0.21% | -52.0% |
| BR | Sell | BROADRIDGE FINL SOLUTIONS IN | $1,269,749 | +7.5% | 7,092 | -0.5% | 0.20% | +8.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $1,253,246 | +7.7% | 9,577 | -1.4% | 0.20% | +7.7% |
| COP | Buy | CONOCOPHILLIPS | $1,172,646 | +23.7% | 9,788 | +6.9% | 0.18% | +24.2% |
| MCD | Buy | MCDONALDS CORP | $1,151,394 | -6.9% | 4,371 | +5.5% | 0.18% | -6.7% |
| ABBV | Buy | ABBVIE INC | $1,130,119 | +31.7% | 7,582 | +19.0% | 0.18% | +31.9% |
| CTR | Sell | CLEARBRIDGE MLP AND MIDSTRM | $1,067,193 | -1.2% | 33,277 | -2.2% | 0.17% | -1.2% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $1,070,429 | +2.1% | 12,069 | +18.5% | 0.17% | +1.8% |
| WMT | Sell | WALMART INC | $956,701 | +0.9% | 5,982 | -0.8% | 0.15% | +1.3% |
| AVGO | Sell | BROADCOM INC | $926,994 | -43.6% | 1,116 | -41.1% | 0.15% | -43.4% |
| VTR | Buy | VENTAS INC | $917,573 | -10.8% | 21,780 | +0.1% | 0.14% | -11.1% |
| AMZN | Sell | AMAZON COM INC | $913,611 | -4.9% | 7,187 | -2.4% | 0.14% | -4.6% |
| ABT | Buy | ABBOTT LABS | $829,908 | -8.8% | 8,569 | +2.6% | 0.13% | -8.4% |
| NEM | Sell | NEWMONT CORP | $832,763 | -88.6% | 22,538 | -86.8% | 0.13% | -88.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $824,256 | +54.5% | 2,353 | +50.4% | 0.13% | +54.8% |
| MRK | Sell | MERCK & CO INC | $790,364 | -44.4% | 7,677 | -37.7% | 0.12% | -44.4% |
| COST | Sell | COSTCO WHSL CORP NEW | $764,956 | -2.3% | 1,354 | -6.9% | 0.12% | -2.4% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $763,633 | -52.2% | 2,805 | -48.5% | 0.12% | -52.2% |
| FBT | Sell | FIRST TR EXCHANGE-TRADED FDny arca biotech | $733,065 | -58.8% | 5,009 | -56.9% | 0.12% | -58.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $733,348 | -63.1% | 5,227 | -64.8% | 0.12% | -63.3% |
| GWW | New | GRAINGER W W INC | $702,218 | – | 1,015 | – | 0.11% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $706,553 | +143.8% | 4,562 | +106.8% | 0.11% | +141.3% |
| JEPI | New | J P MORGAN EXCHANGE TRADED Fequity premium | $696,280 | – | 13,000 | – | 0.11% | – |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $699,893 | +7.2% | 8,644 | +7.3% | 0.11% | +6.8% |
| QQEW | Sell | FIRST TR NAS100 EQ WEIGHTED | $683,214 | -37.7% | 6,570 | -36.0% | 0.11% | -37.2% |
| KMB | Buy | KIMBERLY-CLARK CORP | $678,098 | -8.7% | 5,611 | +4.3% | 0.11% | -8.5% |
| LLY | Buy | ELI LILLY & CO | $678,605 | +71.2% | 1,263 | +49.5% | 0.11% | +72.6% |
| SH | Buy | PROSHARES TRshort s&p 500 ne | $647,098 | +12.3% | 44,720 | +7.7% | 0.10% | +12.1% |
| OKE | Buy | ONEOK INC NEW | $631,122 | +16.7% | 9,950 | +13.6% | 0.10% | +16.5% |
| HD | Sell | HOME DEPOT INC | $594,953 | -8.5% | 1,969 | -6.0% | 0.09% | -7.8% |
| SBUX | Sell | STARBUCKS CORP | $584,220 | -8.2% | 6,401 | -0.4% | 0.09% | -8.0% |
| DVN | Buy | DEVON ENERGY CORP NEW | $562,378 | +2.6% | 11,790 | +4.0% | 0.09% | +3.5% |
| ADT | Sell | ADT INC DEL | $533,994 | -77.2% | 88,999 | -77.1% | 0.08% | -77.2% |
| ZTS | Sell | ZOETIS INCcl a | $531,509 | -2.9% | 3,055 | -3.9% | 0.08% | -2.3% |
| TXN | Buy | TEXAS INSTRS INC | $425,779 | -10.5% | 2,678 | +1.3% | 0.07% | -10.7% |
| VLO | Sell | VALERO ENERGY CORP | $405,645 | +2.8% | 2,863 | -14.9% | 0.06% | +3.2% |
| ETN | Sell | EATON CORP PLC | $405,232 | -4.0% | 1,900 | -9.5% | 0.06% | -3.0% |
| CSCO | Sell | CISCO SYS INC | $383,094 | -19.7% | 7,126 | -22.8% | 0.06% | -20.0% |
| OIH | Buy | VANECK ETF TRUSToil services etf | $360,321 | +21.8% | 1,044 | +1.5% | 0.06% | +23.9% |
| NVDA | Buy | NVIDIA CORPORATION | $360,607 | +16.9% | 829 | +13.7% | 0.06% | +18.8% |
| BANX | Sell | ARROWMARK FINANCIAL CORP | $353,648 | -74.5% | 20,220 | -75.7% | 0.06% | -74.3% |
| MTDR | New | MATADOR RES CO | $353,906 | – | 5,950 | – | 0.06% | – |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $327,404 | -14.9% | 32,288 | -5.4% | 0.05% | -13.3% |
| MPC | Buy | MARATHON PETE CORP | $325,590 | +30.0% | 2,151 | +0.1% | 0.05% | +30.8% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $324,936 | -24.9% | 33,568 | -15.2% | 0.05% | -25.0% |
| WSM | Sell | WILLIAMS SONOMA INC | $326,495 | -82.1% | 2,101 | -85.6% | 0.05% | -82.2% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $310,107 | -0.9% | 28,320 | +2.9% | 0.05% | 0.0% |
| FAM | Sell | FIRST TR ABRDN GBL OPP INCM | $299,393 | -58.7% | 52,525 | -54.9% | 0.05% | -58.8% |
| SBR | Sell | SABINE RTY TRunit ben int | $281,840 | -77.1% | 4,278 | -77.1% | 0.04% | -77.2% |
| ORCL | Sell | ORACLE CORP | $282,065 | -57.3% | 2,663 | -52.0% | 0.04% | -57.7% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $269,516 | -4.5% | 2,058 | +0.9% | 0.04% | -4.5% |
| HON | Buy | HONEYWELL INTL INC | $267,688 | -8.8% | 1,449 | +2.4% | 0.04% | -8.7% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $226,357 | -5.8% | 851 | -2.5% | 0.04% | -5.3% |
| New | ANGLOGOLD ASHANTI PLC | $226,493 | – | 14,335 | – | 0.04% | – | |
| AVK | Sell | ADVENT CONV & INCOME FD | $223,175 | -66.9% | 21,275 | -63.0% | 0.04% | -67.0% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $219,807 | -6.1% | 2,905 | +3.7% | 0.04% | -5.4% |
| AMGN | Sell | AMGEN INC | $219,846 | -72.2% | 818 | -77.0% | 0.04% | -71.8% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $208,558 | -48.5% | 17,222 | -50.1% | 0.03% | -48.4% |
| TJX | New | TJX COS INC NEW | $211,179 | – | 2,376 | – | 0.03% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $210,127 | – | 4,739 | – | 0.03% | – |
| PSLV | Buy | SPROTT PHYSICAL SILVER TRtr unit | $202,750 | +47.5% | 26,748 | +51.5% | 0.03% | +45.5% |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $87,256 | -3.2% | 17,699 | +2.5% | 0.01% | 0.0% |
| SAND | New | SANDSTORM GOLD LTD | $71,307 | – | 15,302 | – | 0.01% | – |
| Exit | UNICYCIVE THERAPEUTICS INC | $0 | – | -11,861 | – | -0.00% | – | |
| FISV | Exit | FISERV INC | $0 | – | -1,676 | – | -0.03% | – |
| Exit | SITIO ROYALTIES CORP | $0 | – | -8,278 | – | -0.03% | – | |
| BLW | Exit | BLACKROCK LTD DURATION INCOM | $0 | – | -17,533 | – | -0.04% | – |
| MBOX | Exit | EA SERIES TRUSTfreedom day | $0 | – | -9,077 | – | -0.04% | – |
| DE | Exit | DEERE & CO | $0 | – | -693 | – | -0.04% | – |
| AU | Exit | ANGLOGOLD ASHANTI LIMITEDsponsored adr | $0 | – | -14,335 | – | -0.05% | – |
| ESRT | Exit | EMPIRE ST RLTY TR INCcl a | $0 | – | -50,760 | – | -0.06% | – |
| BSL | Exit | BLACKSTONE SENI FLTN RAT 202 | $0 | – | -34,240 | – | -0.07% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -1,900 | – | -0.07% | – |
| AUB | Exit | ATLANTIC UN BANKSHARES CORP | $0 | – | -18,577 | – | -0.08% | – |
| Exit | FLAHERTY & CRUMRINE DYNAMIC | $0 | – | -36,587 | – | -0.10% | – | |
| TCBI | Exit | TEXAS CAP BANCSHARES INC | $0 | – | -14,000 | – | -0.11% | – |
| Exit | SL GREEN RLTY CORP | $0 | – | -30,721 | – | -0.14% | – | |
| PCEF | Exit | INVESCO EXCH TRADED FD TR II | $0 | – | -60,176 | – | -0.17% | – |
| SSB | Exit | SOUTHSTATE CORPORATION | $0 | – | -18,825 | – | -0.20% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -38,368 | – | -0.20% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -47,558 | – | -0.21% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -117,381 | – | -0.22% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -75,489 | – | -0.54% | – |
| T | Exit | AT&T INC | $0 | – | -296,577 | – | -0.74% | – |
| WPC | Exit | WP CAREY INC | $0 | – | -71,395 | – | -0.76% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -164,746 | – | -0.96% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TFLO | New | ISHARES TRtrs flt rt bd | $76,419,355 | – | 1,508,178 | – | 12.00% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $36,773,413 | – | 1,395,575 | – | 5.78% | – |
| MSFT | New | MICROSOFT CORP | $31,359,968 | – | 92,089 | – | 4.93% | – |
| IAU | New | ISHARES GOLD TRishares new | $31,218,999 | – | 857,901 | – | 4.90% | – |
| AAPL | New | APPLE INC | $29,754,603 | – | 153,398 | – | 4.67% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $18,149,008 | – | 150,029 | – | 2.85% | – |
| BACPRL | New | BANK AMERICA CORP7.25%cnv pfd l | $16,628,587 | – | 14,190 | – | 2.61% | – |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $15,867,115 | – | 106,035 | – | 2.49% | – |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $15,517,543 | – | 13,470 | – | 2.44% | – |
| FNV | New | FRANCO NEV CORP | $15,017,596 | – | 105,313 | – | 2.36% | – |
| MA | New | MASTERCARD INCORPORATEDcl a | $11,134,560 | – | 28,311 | – | 1.75% | – |
| KMI | New | KINDER MORGAN INC DEL | $10,345,866 | – | 600,805 | – | 1.62% | – |
| OHI | New | OMEGA HEALTHCARE INVS INC | $10,300,847 | – | 335,642 | – | 1.62% | – |
| ADBE | New | ADOBE SYSTEMS INCORPORATED | $10,146,054 | – | 20,749 | – | 1.59% | – |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $10,129,321 | – | 683,029 | – | 1.59% | – |
| V | New | VISA INC | $9,883,996 | – | 41,620 | – | 1.55% | – |
| ORLY | New | OREILLY AUTOMOTIVE INC | $8,993,194 | – | 9,414 | – | 1.41% | – |
| DOC | New | PHYSICIANS RLTY TR | $8,630,457 | – | 616,902 | – | 1.36% | – |
| AEM | New | AGNICO EAGLE MINES LTD | $8,577,703 | – | 171,623 | – | 1.35% | – |
| DSTL | New | ETF SER SOLUTIONSdistillate us | $8,490,077 | – | 187,564 | – | 1.33% | – |
| DVY | New | ISHARES TRselect divid etf | $8,360,375 | – | 73,790 | – | 1.31% | – |
| MPLX | New | MPLX LP | $7,999,319 | – | 235,690 | – | 1.26% | – |
| LOW | New | LOWES COS INC | $7,844,143 | – | 34,755 | – | 1.23% | – |
| ACN | New | ACCENTURE PLC IRELAND | $7,740,455 | – | 25,084 | – | 1.22% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $7,591,793 | – | 15,795 | – | 1.19% | – |
| MCO | New | MOODYS CORP | $7,541,735 | – | 21,689 | – | 1.18% | – |
| NEM | New | NEWMONT CORP | $7,287,652 | – | 170,831 | – | 1.14% | – |
| NOW | New | SERVICENOW INC | $6,753,755 | – | 12,018 | – | 1.06% | – |
| TPYP | New | MANAGED PORTFOLIO SERIEStortoise nram pi | $6,406,138 | – | 259,851 | – | 1.01% | – |
| JPST | New | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $6,167,375 | – | 123,003 | – | 0.97% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $6,126,912 | – | 164,746 | – | 0.96% | – |
| XOM | New | EXXON MOBIL CORP | $6,000,583 | – | 55,949 | – | 0.94% | – |
| UL | New | UNILEVER PLCspon adr new | $4,972,926 | – | 95,395 | – | 0.78% | – |
| WPC | New | WP CAREY INC | $4,823,446 | – | 71,395 | – | 0.76% | – |
| NSA | New | NATIONAL STORAGE AFFILIATES | $4,774,297 | – | 137,074 | – | 0.75% | – |
| T | New | AT&T INC | $4,730,402 | – | 296,577 | – | 0.74% | – |
| NKE | New | NIKE INCcl b | $4,435,868 | – | 40,191 | – | 0.70% | – |
| New | JACKSON FINANCIAL INC | $4,087,292 | – | 133,528 | – | 0.64% | – | |
| ETR | New | ENTERGY CORP NEW | $3,939,201 | – | 40,456 | – | 0.62% | – |
| HUM | New | HUMANA INC | $3,940,668 | – | 8,813 | – | 0.62% | – |
| CNC | New | CENTENE CORP DEL | $3,921,610 | – | 58,141 | – | 0.62% | – |
| MO | New | ALTRIA GROUP INC | $3,419,652 | – | 75,489 | – | 0.54% | – |
| AJG | New | GALLAGHER ARTHUR J & CO | $3,174,323 | – | 14,457 | – | 0.50% | – |
| GLD | New | SPDR GOLD TR | $3,165,719 | – | 17,758 | – | 0.50% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,801,575 | – | 16,926 | – | 0.44% | – |
| CAT | New | CATERPILLAR INC | $2,472,803 | – | 10,050 | – | 0.39% | – |
| WMB | New | WILLIAMS COS INC | $2,398,468 | – | 73,505 | – | 0.38% | – |
| ADT | New | ADT INC DEL | $2,339,785 | – | 388,024 | – | 0.37% | – |
| BX | New | BLACKSTONE INC | $2,277,300 | – | 24,495 | – | 0.36% | – |
| GSY | New | INVESCO ACTIVELY MANAGED ETFultra shrt dur | $2,214,639 | – | 44,614 | – | 0.35% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $2,124,904 | – | 5,752 | – | 0.33% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,989,487 | – | 14,868 | – | 0.31% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $1,978,996 | – | 8,984 | – | 0.31% | – |
| WSM | New | WILLIAMS SONOMA INC | $1,827,169 | – | 14,601 | – | 0.29% | – |
| FBT | New | FIRST TR EXCHANGE-TRADED FDny arca biotech | $1,777,955 | – | 11,610 | – | 0.28% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $1,776,666 | – | 4,008 | – | 0.28% | – |
| CVX | New | CHEVRON CORP NEW | $1,771,726 | – | 11,260 | – | 0.28% | – |
| PEP | New | PEPSICO INC | $1,651,471 | – | 8,916 | – | 0.26% | – |
| AVGO | New | BROADCOM INC | $1,644,702 | – | 1,896 | – | 0.26% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $1,596,030 | – | 5,442 | – | 0.25% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,586,498 | – | 112,518 | – | 0.25% | – |
| VOO | New | VANGUARD INDEX FDS | $1,524,988 | – | 3,744 | – | 0.24% | – |
| PG | New | PROCTER AND GAMBLE CO | $1,506,475 | – | 9,928 | – | 0.24% | – |
| WM | New | WASTE MGMT INC DEL | $1,435,051 | – | 8,275 | – | 0.22% | – |
| MRK | New | MERCK & CO INC | $1,422,528 | – | 12,328 | – | 0.22% | – |
| BANX | New | ARROWMARK FINANCIAL CORP | $1,389,461 | – | 83,376 | – | 0.22% | – |
| WU | New | WESTERN UN CO | $1,376,879 | – | 117,381 | – | 0.22% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $1,354,927 | – | 47,558 | – | 0.21% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $1,341,818 | – | 6,105 | – | 0.21% | – |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $1,273,818 | – | 38,368 | – | 0.20% | – |
| SSB | New | SOUTHSTATE CORPORATION | $1,238,685 | – | 18,825 | – | 0.20% | – |
| MCD | New | MCDONALDS CORP | $1,236,143 | – | 4,142 | – | 0.19% | – |
| SBR | New | SABINE RTY TRunit ben int | $1,228,811 | – | 18,661 | – | 0.19% | – |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $1,223,664 | – | 5,200 | – | 0.19% | – |
| BR | New | BROADRIDGE FINL SOLUTIONS IN | $1,180,708 | – | 7,129 | – | 0.18% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $1,163,125 | – | 9,717 | – | 0.18% | – |
| QQEW | New | FIRST TR NAS100 EQ WEIGHTED | $1,096,580 | – | 10,258 | – | 0.17% | – |
| PCEF | New | INVESCO EXCH TRADED FD TR II | $1,087,975 | – | 60,176 | – | 0.17% | – |
| CTR | New | CLEARBRIDGE MLP AND MIDSTRM | $1,079,931 | – | 34,035 | – | 0.17% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $1,083,951 | – | 5,450 | – | 0.17% | – |
| ET | New | ENERGY TRANSFER L P | $1,074,242 | – | 84,586 | – | 0.17% | – |
| TLT | New | ISHARES TR20 yr tr bd etf | $1,048,546 | – | 10,186 | – | 0.16% | – |
| VTR | New | VENTAS INC | $1,029,022 | – | 21,769 | – | 0.16% | – |
| IEI | New | ISHARES TR3 7 yr treas bd | $979,710 | – | 8,500 | – | 0.15% | – |
| AMZN | New | AMAZON COM INC | $960,362 | – | 7,367 | – | 0.15% | – |
| GOLD | New | BARRICK GOLD CORP | $949,587 | – | 56,089 | – | 0.15% | – |
| COP | New | CONOCOPHILLIPS | $948,335 | – | 9,153 | – | 0.15% | – |
| WMT | New | WALMART INC | $948,110 | – | 6,032 | – | 0.15% | – |
| KR | New | KROGER CO | $926,041 | – | 19,703 | – | 0.14% | – |
| New | SL GREEN RLTY CORP | $923,166 | – | 30,721 | – | 0.14% | – | |
| ABT | New | ABBOTT LABS | $910,317 | – | 8,350 | – | 0.14% | – |
| ABBV | New | ABBVIE INC | $858,230 | – | 6,370 | – | 0.14% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $836,608 | – | 3,800 | – | 0.13% | – |
| AMGN | New | AMGEN INC | $790,164 | – | 3,559 | – | 0.12% | – |
| COST | New | COSTCO WHSL CORP NEW | $782,805 | – | 1,454 | – | 0.12% | – |
| IBB | New | ISHARES TRishares biotech | $771,282 | – | 6,075 | – | 0.12% | – |
| KMB | New | KIMBERLY-CLARK CORP | $742,823 | – | 5,380 | – | 0.12% | – |
| New | SHELL PLCspon ads | $739,051 | – | 12,240 | – | 0.12% | – | |
| FAM | New | FIRST TR ABRDN GBL OPP INCM | $724,814 | – | 116,524 | – | 0.11% | – |
| TCBI | New | TEXAS CAP BANCSHARES INC | $721,000 | – | 14,000 | – | 0.11% | – |
| PFE | New | PFIZER INC | $713,826 | – | 19,461 | – | 0.11% | – |
| SYY | New | SYSCO CORP | $712,320 | – | 9,600 | – | 0.11% | – |
| AGI | New | ALAMOS GOLD INC NEW | $700,607 | – | 58,776 | – | 0.11% | – |
| GDX | New | VANECK ETF TRUSTgold miners etf | $679,866 | – | 22,579 | – | 0.11% | – |
| AVK | New | ADVENT CONV & INCOME FD | $674,062 | – | 57,514 | – | 0.11% | – |
| ORCL | New | ORACLE CORP | $660,116 | – | 5,543 | – | 0.10% | – |
| WPM | New | WHEATON PRECIOUS METALS CORP | $654,437 | – | 15,142 | – | 0.10% | – |
| SHY | New | ISHARES TR1 3 yr treas bd | $653,043 | – | 8,054 | – | 0.10% | – |
| New | STELLAR BANCORP INC | $649,344 | – | 28,368 | – | 0.10% | – | |
| HD | New | HOME DEPOT INC | $650,480 | – | 2,094 | – | 0.10% | – |
| PNFP | New | PINNACLE FINL PARTNERS INC | $645,810 | – | 11,400 | – | 0.10% | – |
| New | FLAHERTY & CRUMRINE DYNAMIC | $637,346 | – | 36,587 | – | 0.10% | – | |
| SBUX | New | STARBUCKS CORP | $636,505 | – | 6,425 | – | 0.10% | – |
| GIS | New | GENERAL MLS INC | $633,542 | – | 8,260 | – | 0.10% | – |
| IWV | New | ISHARES TRrussell 3000 etf | $634,673 | – | 2,494 | – | 0.10% | – |
| CLX | New | CLOROX CO DEL | $597,036 | – | 3,754 | – | 0.09% | – |
| RGLD | New | ROYAL GOLD INC | $594,216 | – | 5,177 | – | 0.09% | – |
| NS | New | NUSTAR ENERGY LP | $579,041 | – | 33,783 | – | 0.09% | – |
| SH | New | PROSHARES TRshort s&p 500 ne | $576,436 | – | 41,530 | – | 0.09% | – |
| RSG | New | REPUBLIC SVCS INC | $569,027 | – | 3,715 | – | 0.09% | – |
| KWEB | New | KRANESHARES TRcsi chi internet | $552,065 | – | 20,500 | – | 0.09% | – |
| ZTS | New | ZOETIS INCcl a | $547,283 | – | 3,178 | – | 0.09% | – |
| DVN | New | DEVON ENERGY CORP NEW | $548,059 | – | 11,338 | – | 0.09% | – |
| OKE | New | ONEOK INC NEW | $540,722 | – | 8,761 | – | 0.08% | – |
| GFI | New | GOLD FIELDS LTDsponsored adr | $543,367 | – | 39,289 | – | 0.08% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $533,665 | – | 1,565 | – | 0.08% | – |
| DOW | New | DOW INC | $525,623 | – | 9,869 | – | 0.08% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $517,810 | – | 1 | – | 0.08% | – |
| SSRM | New | SSR MINING IN | $499,979 | – | 35,230 | – | 0.08% | – |
| FAX | New | ABRDN ASIA PACIFIC INCOME FU | $494,279 | – | 183,066 | – | 0.08% | – |
| AUB | New | ATLANTIC UN BANKSHARES CORP | $482,073 | – | 18,577 | – | 0.08% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $474,891 | – | 4,169 | – | 0.08% | – |
| TXN | New | TEXAS INSTRS INC | $475,867 | – | 2,643 | – | 0.08% | – |
| CSCO | New | CISCO SYS INC | $477,353 | – | 9,226 | – | 0.08% | – |
| SMCI | New | SUPER MICRO COMPUTER INC | $473,575 | – | 1,900 | – | 0.07% | – |
| PSQ | New | PROSHARES TRshort qqq new | $460,006 | – | 43,520 | – | 0.07% | – |
| BSX | New | BOSTON SCIENTIFIC CORP | $443,322 | – | 8,196 | – | 0.07% | – |
| BSL | New | BLACKSTONE SENI FLTN RAT 202 | $438,956 | – | 34,240 | – | 0.07% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $432,617 | – | 39,581 | – | 0.07% | – |
| ETN | New | EATON CORP PLC | $422,310 | – | 2,100 | – | 0.07% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $405,327 | – | 34,496 | – | 0.06% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $408,530 | – | 783 | – | 0.06% | – |
| MRVL | New | MARVELL TECHNOLOGY INC | $400,526 | – | 6,700 | – | 0.06% | – |
| MTG | New | MGIC INVT CORP WIS | $394,750 | – | 25,000 | – | 0.06% | – |
| LLY | New | LILLY ELI & CO | $396,288 | – | 845 | – | 0.06% | – |
| VLO | New | VALERO ENERGY CORP | $394,421 | – | 3,363 | – | 0.06% | – |
| SGOL | New | ABRDN GOLD ETF TRUST | $391,281 | – | 21,300 | – | 0.06% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $384,773 | – | 34,141 | – | 0.06% | – |
| ESRT | New | EMPIRE ST RLTY TR INCcl a | $380,192 | – | 50,760 | – | 0.06% | – |
| DD | New | DUPONT DE NEMOURS INC | $376,417 | – | 5,269 | – | 0.06% | – |
| NFLX | New | NETFLIX INC | $370,893 | – | 842 | – | 0.06% | – |
| BAC | New | BANK AMERICA CORP | $364,133 | – | 12,692 | – | 0.06% | – |
| CLF | New | CLEVELAND-CLIFFS INC NEW | $357,826 | – | 21,350 | – | 0.06% | – |
| TRP | New | TC ENERGY CORP | $356,416 | – | 8,820 | – | 0.06% | – |
| INTC | New | INTEL CORP | $354,227 | – | 10,593 | – | 0.06% | – |
| MELI | New | MERCADOLIBRE INC | $350,642 | – | 296 | – | 0.06% | – |
| ANTM | New | ELEVANCE HEALTH INC | $344,325 | – | 775 | – | 0.05% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $343,145 | – | 91,750 | – | 0.05% | – |
| TEX | New | TEREX CORP NEW | $329,065 | – | 5,500 | – | 0.05% | – |
| MMM | New | 3M CO | $323,091 | – | 3,228 | – | 0.05% | – |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $316,649 | – | 1,562 | – | 0.05% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $316,916 | – | 3,280 | – | 0.05% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $313,788 | – | 11,850 | – | 0.05% | – |
| PGX | New | INVESCO EXCH TRADED FD TR IIpfd etf | $313,035 | – | 27,532 | – | 0.05% | – |
| YUM | New | YUM BRANDS INC | $303,567 | – | 2,191 | – | 0.05% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $307,578 | – | 1,087 | – | 0.05% | – |
| NVDA | New | NVIDIA CORPORATION | $308,382 | – | 729 | – | 0.05% | – |
| VONE | New | VANGUARD SCOTTSDALE FDSvng rus1000idx | $299,921 | – | 1,488 | – | 0.05% | – |
| AU | New | ANGLOGOLD ASHANTI LIMITEDsponsored adr | $302,325 | – | 14,335 | – | 0.05% | – |
| FANG | New | DIAMONDBACK ENERGY INC | $289,768 | – | 2,206 | – | 0.05% | – |
| NGD | New | NEW GOLD INC CDA | $294,166 | – | 272,376 | – | 0.05% | – |
| HON | New | HONEYWELL INTL INC | $293,613 | – | 1,415 | – | 0.05% | – |
| OIH | New | VANECK ETF TRUSToil services etf | $295,940 | – | 1,029 | – | 0.05% | – |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $295,735 | – | 8,530 | – | 0.05% | – |
| AXP | New | AMERICAN EXPRESS CO | $287,953 | – | 1,653 | – | 0.04% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $285,480 | – | 7,137 | – | 0.04% | – |
| EWW | New | ISHARES INCmsci mexico etf | $289,137 | – | 4,650 | – | 0.04% | – |
| DE | New | DEERE & CO | $280,797 | – | 693 | – | 0.04% | – |
| PSA | New | PUBLIC STORAGE | $279,913 | – | 959 | – | 0.04% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $282,157 | – | 2,039 | – | 0.04% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $273,480 | – | 600 | – | 0.04% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $271,604 | – | 45,192 | – | 0.04% | – |
| GDXJ | New | VANECK ETF TRUSTjunior gold mine | $267,450 | – | 7,500 | – | 0.04% | – |
| KGC | New | KINROSS GOLD CORP | $269,767 | – | 56,555 | – | 0.04% | – |
| IWR | New | ISHARES TRrus mid cap etf | $264,369 | – | 3,620 | – | 0.04% | – |
| EQT | New | EQT CORP | $251,798 | – | 6,122 | – | 0.04% | – |
| MPC | New | MARATHON PETE CORP | $250,547 | – | 2,149 | – | 0.04% | – |
| IWF | New | ISHARES TRrus 1000 grw etf | $240,232 | – | 873 | – | 0.04% | – |
| MBOX | New | EA SERIES TRUSTfreedom day | $234,346 | – | 9,077 | – | 0.04% | – |
| VNQ | New | VANGUARD INDEX FDSreal estate etf | $234,042 | – | 2,801 | – | 0.04% | – |
| EGP | New | EASTGROUP PPTYS INC | $234,360 | – | 1,350 | – | 0.04% | – |
| KO | New | COCA COLA CO | $229,679 | – | 3,814 | – | 0.04% | – |
| BLW | New | BLACKROCK LTD DURATION INCOM | $225,825 | – | 17,533 | – | 0.04% | – |
| New | SITIO ROYALTIES CORP | $217,467 | – | 8,278 | – | 0.03% | – | |
| DHR | New | DANAHER CORPORATION | $218,640 | – | 911 | – | 0.03% | – |
| MAS | New | MASCO CORP | $218,675 | – | 3,811 | – | 0.03% | – |
| FISV | New | FISERV INC | $211,427 | – | 1,676 | – | 0.03% | – |
| HAL | New | HALLIBURTON CO | $210,080 | – | 6,368 | – | 0.03% | – |
| INTU | New | INTUIT | $204,811 | – | 447 | – | 0.03% | – |
| OXY | New | OCCIDENTAL PETE CORP | $206,682 | – | 3,515 | – | 0.03% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $196,525 | – | 17,500 | – | 0.03% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $193,019 | – | 38,450 | – | 0.03% | – |
| SPH | New | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $166,692 | – | 11,263 | – | 0.03% | – |
| PSLV | New | SPROTT PHYSICAL SILVER TRtr unit | $137,494 | – | 17,650 | – | 0.02% | – |
| AOD | New | ABRDN TOTAL DYNAMIC DIVIDEND | $131,582 | – | 15,930 | – | 0.02% | – |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $90,118 | – | 17,264 | – | 0.01% | – |
| NCV | New | VIRTUS CONVERTIBLE & INCOME | $79,993 | – | 22,986 | – | 0.01% | – |
| HIO | New | WESTERN ASSET HIGH INCOME OP | $37,800 | – | 10,000 | – | 0.01% | – |
| New | NUTEX HEALTH INC | $10,540 | – | 25,000 | – | 0.00% | – | |
| New | UNICYCIVE THERAPEUTICS INC | $15,182 | – | 11,861 | – | 0.00% | – |
Q4 2022
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SH | Buy | Proshares Tr ETF Short S&P 500 | $30,954,000 | +6.2% | 1,791,332 | +1.4% | 4.86% | +17.4% |
| EPD | Sell | Enterprise Products Partners L | $30,580,000 | -4.4% | 1,285,974 | -2.0% | 4.80% | +5.8% |
| AAPL | Sell | Apple Inc | $27,345,000 | -0.3% | 197,869 | -1.4% | 4.30% | +10.2% |
| MSFT | Buy | Microsoft Corp | $26,858,000 | -9.2% | 115,318 | +0.1% | 4.22% | +0.5% |
| NEEPRQ | Sell | Nextera Energy Mty 09/01/23 Pfpfd | $26,523,000 | -3.7% | 546,183 | -2.5% | 4.17% | +6.5% |
| IAU | Sell | iShares Gold Tr ETF iShares Ne | $21,800,000 | -33.2% | 691,419 | -27.3% | 3.42% | -26.1% |
| CPRN | Sell | Citigroup Cap Tr Pfd XIII Fixepfd | $20,028,000 | +3.8% | 717,841 | -0.3% | 3.14% | +14.8% |
| UNH | Sell | Unitedhealth Group Inc | $19,239,000 | -3.0% | 38,093 | -1.4% | 3.02% | +7.3% |
| GOOG | Buy | Alphabet Inc Non Voting Cap St | $17,269,000 | -11.4% | 179,605 | +1916.0% | 2.71% | -2.0% |
| BACPRL | Buy | Bank of America Series L Pfd 7pfd | $14,684,000 | -1.5% | 12,519 | +1.1% | 2.31% | +8.9% |
| WFCPRL | Buy | Wells Fargo & Co 7.5 Prp Cnvpfd | $14,049,000 | +0.5% | 11,669 | +1.4% | 2.21% | +11.1% |
| TLT | Buy | iShares Trust Barclays 20 Year | $13,603,000 | -9.9% | 132,775 | +1.1% | 2.14% | -0.3% |
| ORLY | Sell | O'Reilly Automotive Inc | $13,445,000 | +10.0% | 19,115 | -1.2% | 2.11% | +21.7% |
| RSP | Buy | Invesco Tr ETF S&P 500 Equal W | $13,299,000 | -5.0% | 104,485 | +0.2% | 2.09% | +5.1% |
| AMZN | Buy | Amazon.Com Inc | $12,229,000 | +7.2% | 108,221 | +0.7% | 1.92% | +18.6% |
| OHI | Sell | Omega Healthcare REIT Investor | $9,556,000 | +1.3% | 324,032 | -3.2% | 1.50% | +12.0% |
| MMP | Sell | Magellan Midstream Partners LP | $9,130,000 | -2.5% | 192,176 | -2.0% | 1.43% | +7.8% |
| MA | Buy | Mastercard Inc | $8,398,000 | -8.6% | 29,537 | +1.4% | 1.32% | +1.1% |
| DOC | Sell | Physicians Realty Trust REIT | $8,221,000 | -16.2% | 546,595 | -2.7% | 1.29% | -7.3% |
| GTY | Sell | Getty Realty Corp New | $8,107,000 | -1.4% | 301,478 | -2.9% | 1.27% | +9.0% |
| JPST | Buy | JPMorgan ETF Ultra-Short Incom | $8,031,000 | +0.5% | 160,109 | +0.4% | 1.26% | +11.2% |
| DVY | Buy | IShares Dow Jones Select Div I | $8,021,000 | -8.2% | 74,806 | +0.7% | 1.26% | +1.5% |
| V | Buy | Visa Inc Cl A | $7,619,000 | -8.1% | 42,886 | +1.8% | 1.20% | +1.7% |
| AMT | Buy | American Tower Corp REIT | $7,152,000 | -15.8% | 33,310 | +0.2% | 1.12% | -7.0% |
| DSTL | Sell | Distillate US Fundamental Stab | $6,718,000 | -6.7% | 182,053 | -2.2% | 1.06% | +3.1% |
| MNRL | Sell | Brigham Minerals Inc | $6,626,000 | -7.7% | 268,602 | -7.8% | 1.04% | +2.2% |
| NEM | Sell | Newmont Corp | $6,264,000 | -45.9% | 149,034 | -23.2% | 0.98% | -40.1% |
| ACN | Buy | Accenture PLC Ireland Shs Cl A | $6,206,000 | -7.2% | 24,118 | +0.1% | 0.98% | +2.6% |
| FNV | Sell | Franco-Nevada Corp | $6,190,000 | -43.7% | 51,804 | -38.0% | 0.97% | -37.8% |
| TPYP | Sell | Tortoise North American Pipeli | $5,783,000 | -6.3% | 250,327 | -1.7% | 0.91% | +3.5% |
| ADBE | Buy | Adobe Systems Inc | $5,659,000 | -23.8% | 20,563 | +1.4% | 0.89% | -15.7% |
| MSPRF | Sell | Morgan Stan Fix/Flt Non-Cum Pepfd | $5,652,000 | -4.6% | 225,347 | -2.0% | 0.89% | +5.6% |
| MCO | Sell | Moodys Corp | $5,575,000 | -10.6% | 22,932 | -0.0% | 0.88% | -1.1% |
| KMI | Sell | Kinder Morgan Inc Del | $5,428,000 | -1.1% | 326,197 | -0.4% | 0.85% | +9.2% |
| XOM | Sell | Exxon Mobil Corp | $4,889,000 | -5.5% | 55,997 | -7.3% | 0.77% | +4.6% |
| New | KeyCorp Fx/Flt Perp Pfd 6.2 Spfd | $4,842,000 | – | 199,665 | – | 0.76% | – | |
| NOW | Buy | Servicenow Inc | $4,745,000 | -19.5% | 12,566 | +1.4% | 0.74% | -10.9% |
| CVX | Sell | Chevron Corporation | $4,559,000 | -48.0% | 31,731 | -47.6% | 0.72% | -42.5% |
| UL | Buy | Unilever PLC Sponsored ADR New | $4,337,000 | -4.2% | 98,937 | +0.2% | 0.68% | +6.1% |
| NEA | Sell | Nuveen Amt Free Quality Muni I | $4,331,000 | -11.7% | 408,606 | -2.1% | 0.68% | -2.3% |
| NAD | Sell | Nuveen Quality Advantage Muni | $4,158,000 | -12.6% | 378,030 | -0.9% | 0.65% | -3.3% |
| USBPRP | Buy | US Bancorp Ser K Pfd Fxd 5.50pfd | $3,981,000 | +1.6% | 168,115 | +4.7% | 0.62% | +12.4% |
| Buy | Jackson Finl Inc Cl A | $3,618,000 | +4.0% | 130,361 | +0.2% | 0.57% | +15.0% | |
| NKE | Buy | Nike Inc Cl B | $3,244,000 | -18.0% | 39,030 | +0.9% | 0.51% | -9.3% |
| MO | Buy | Altria Group Inc | $2,910,000 | -2.1% | 72,061 | +1.3% | 0.46% | +8.3% |
| JNJ | Buy | Johnson & Johnson | $2,837,000 | -5.0% | 17,364 | +3.3% | 0.45% | +5.2% |
| GLD | Sell | SPDR Gold Tr ETF | $2,797,000 | -10.9% | 18,082 | -3.0% | 0.44% | -1.6% |
| WSM | Buy | Williams Sonoma Inc | $2,695,000 | +9.8% | 22,866 | +3.3% | 0.42% | +21.2% |
| GSY | Sell | Invesco Actively Managed ETF T | $2,567,000 | -0.5% | 51,965 | -0.1% | 0.40% | +10.1% |
| SPNTPRB | Buy | SiriusPoint Ltd Resetable 8 Ppfd | $2,382,000 | +4.9% | 100,922 | +3.6% | 0.37% | +16.1% |
| WCCPRA | Sell | Wesco Intl Inc Cm Fx/Flt Prp Ppfd | $2,277,000 | -1.9% | 84,472 | -0.2% | 0.36% | +8.5% |
| NSS | Buy | Nustar Logistics L.P. Due 2043pfd | $2,171,000 | +3.9% | 88,958 | +2.0% | 0.34% | +14.8% |
| New | SL Green Rlty Corp | $2,120,000 | – | 52,795 | – | 0.33% | – | |
| BX | Buy | Blackstone Goup Inc Cl A | $2,105,000 | -7.5% | 25,155 | +0.9% | 0.33% | +2.5% |
| Sell | Raymond J Finl 6.75 Pfd PrpMtpfd | $2,093,000 | +0.5% | 83,715 | -0.1% | 0.33% | +11.1% | |
| AEM | Sell | Agnico Eagle Mines Limited | $1,992,000 | -67.2% | 47,174 | -64.4% | 0.31% | -63.7% |
| MSGS | Buy | Madison Square Garden Sports C | $1,945,000 | -9.4% | 14,235 | +0.1% | 0.30% | 0.0% |
| SBR | Buy | Sabine Royalty Tr Unit Benefic | $1,921,000 | +25.7% | 27,019 | +7.6% | 0.30% | +39.2% |
| JPMPRC | Buy | JP Morgan Ser EE Fixd Perp Calpfd | $1,797,000 | -0.1% | 71,952 | +2.1% | 0.28% | +10.6% |
| PAGP | Sell | Plains GP Holdings LP | $1,620,000 | +1.6% | 148,497 | -3.9% | 0.25% | +12.4% |
| FBT | Buy | First Trust Biotech Index ETF | $1,554,000 | -0.4% | 11,777 | +2.3% | 0.24% | +10.4% |
| BIG | Buy | Big Lots Inc | $1,536,000 | -23.0% | 98,412 | +3.5% | 0.24% | -14.8% |
| New | Pacwest Bancorp Resettable 7.7pfd | $1,523,000 | – | 60,649 | – | 0.24% | – | |
| SPY | Buy | SPDR S&P 500 ETF Tr Unit Ser I | $1,465,000 | -4.1% | 4,102 | +1.3% | 0.23% | +6.0% |
| PEP | Buy | Pepsico Incorporated | $1,456,000 | -1.2% | 8,916 | +0.9% | 0.23% | +9.6% |
| ADP | Buy | Automatic Data Processing Inc | $1,359,000 | +9.0% | 6,010 | +1.3% | 0.21% | +20.3% |
| OKE | Buy | Oneok Inc New | $1,321,000 | -4.1% | 25,779 | +3.8% | 0.21% | +5.6% |
| BR | Sell | Broadridge Financial Solutions | $1,313,000 | -7.8% | 9,097 | -8.9% | 0.21% | +2.0% |
| BLW | Buy | BlackRock Limited Duration Incfdstx | $1,310,000 | +2.3% | 108,260 | +7.0% | 0.21% | +13.2% |
| PG | Buy | Procter & Gamble Co | $1,304,000 | -8.0% | 10,328 | +4.8% | 0.20% | +2.0% |
| GOOGL | Buy | Alphabet Inc Voting Cap Stk Cl | $1,291,000 | -12.4% | 13,501 | +1897.2% | 0.20% | -2.9% |
| AVK | Buy | Advent Claymore Convertible &fdstx | $1,279,000 | -7.3% | 120,307 | +5.0% | 0.20% | +2.6% |
| PAA | Sell | Plains All American Pipeline L | $1,273,000 | +3.7% | 121,008 | -3.2% | 0.20% | +14.9% |
| MSI | Buy | Motorola Solutions INC Com New | $1,199,000 | +18.2% | 5,353 | +10.6% | 0.19% | +30.6% |
| GABPRK | Buy | Gabelli Equity Trust Ser K Pfdpfd | $1,156,000 | -5.9% | 53,275 | +2.4% | 0.18% | +4.6% |
| AUBAP | Buy | Atlantic Un 6.875 Pfd Bnkshrspfd | $1,128,000 | -4.7% | 46,794 | +1.2% | 0.18% | +5.4% |
| AVGO | Buy | Broadcom Inc | $1,038,000 | -4.9% | 2,338 | +4.1% | 0.16% | +5.2% |
| FAM | Buy | First Trust/Aberdeen Global Opfdstx | $1,024,000 | -9.4% | 187,513 | +0.4% | 0.16% | +0.6% |
| PCEF | Buy | Invesco II Income Composite CE | $974,000 | -7.6% | 55,845 | +0.3% | 0.15% | +2.0% |
| VOO | Buy | Vanguard Index Fds ETF S&P 500 | $973,000 | -4.2% | 2,965 | +1.3% | 0.15% | +6.2% |
| EFR | Buy | Eaton Vance Senior Floating Rafdstx | $962,000 | -9.2% | 86,649 | +0.3% | 0.15% | +0.7% |
| MCD | Buy | McDonalds Corp | $938,000 | -4.1% | 4,063 | +2.5% | 0.15% | +5.8% |
| ABBV | Buy | Abbvie Inc | $888,000 | -9.5% | 6,615 | +3.3% | 0.14% | 0.0% |
| COP | Buy | ConocoPhillips | $882,000 | +15.4% | 8,615 | +1.3% | 0.14% | +28.7% |
| ARGOPRA | Buy | Argo Group Intl Ltd Resettablepfd | $866,000 | +7.6% | 40,829 | +16.1% | 0.14% | +19.3% |
| AMGN | Buy | Amgen Inc | $868,000 | +6.4% | 3,851 | +14.8% | 0.14% | +17.2% |
| MPC | Sell | Marathon Petroleum Corp | $848,000 | +17.3% | 8,539 | -2.9% | 0.13% | +29.1% |
| PFE | Sell | Pfizer Incorporated | $836,000 | -32.8% | 19,098 | -19.5% | 0.13% | -26.0% |
| MRK | Sell | Merck & Co Inc New | $837,000 | -8.2% | 9,720 | -2.8% | 0.13% | +1.6% |
| WMT | Sell | Walmart Inc | $800,000 | +4.3% | 6,169 | -2.3% | 0.13% | +15.6% |
| QQEW | Buy | First Trust Nasdaq 100 ETF Eq | $797,000 | +163.0% | 9,525 | +174.1% | 0.12% | +190.7% |
| ABT | Buy | Abbott Laboratories | $798,000 | -9.6% | 8,252 | +1.6% | 0.12% | 0.0% |
| COST | Buy | Costco Wholesale Corp-New | $787,000 | +1.4% | 1,667 | +2.9% | 0.12% | +12.7% |
| SHY | Buy | IShares Barclays 1-3 Yr Treasu | $776,000 | -0.6% | 9,560 | +1.3% | 0.12% | +9.9% |
| FPE | Sell | First Trust III ETF Preferred | $753,000 | -6.3% | 45,080 | -3.3% | 0.12% | +3.5% |
| Buy | Flaherty & Crumrine Dynamic Pffdstx | $739,000 | -2.4% | 38,892 | +10.4% | 0.12% | +8.4% | |
| ET | Buy | Energy Transfer LP | $729,000 | +15.3% | 66,067 | +4.3% | 0.11% | +26.7% |
| NVDA | Sell | Nvidia Corp | $728,000 | -20.9% | 6,000 | -1.1% | 0.11% | -13.0% |
| GOLD | Buy | Barrick Gold Corp | $708,000 | -8.6% | 45,654 | +4.2% | 0.11% | +0.9% |
| MSGE | Buy | Madison Square Garden Entmt Co | $702,000 | -14.4% | 15,930 | +2.3% | 0.11% | -5.2% |
| KEYPRJ | Sell | KeyCorp Perp Pfd 5.65 NonCum 1pfd | $685,000 | +0.6% | 28,819 | -0.5% | 0.11% | +11.3% |
| PSQ | Buy | Proshares Tr Short ETF QQQ New | $661,000 | +23.1% | 44,320 | +18.9% | 0.10% | +36.8% |
| BACPRB | Buy | Bank of America Non-Cum Perp Mpfd | $653,000 | -5.1% | 27,306 | +0.1% | 0.10% | +5.1% |
| BANX | Buy | ArrowMark Financial | $659,000 | +2.3% | 38,177 | +13.9% | 0.10% | +13.2% |
| BSL | Buy | Blackstone / Gso Senior Floatifdstx | $634,000 | -3.6% | 50,477 | +2.0% | 0.10% | +7.5% |
| MPLX | Buy | Mplx LP Com Unit Rpstg Limited | $635,000 | +6.0% | 21,176 | +3.1% | 0.10% | +17.6% |
| GLW | Buy | Corning Inc | $628,000 | -5.0% | 21,638 | +3.1% | 0.10% | +5.3% |
| GSPRD | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $614,000 | +15.2% | 30,865 | +9.8% | 0.10% | +26.3% |
| Sell | Shel PLC ADR W/I Sponsore Reps | $590,000 | -10.2% | 11,855 | -5.7% | 0.09% | 0.0% | |
| HD | Sell | Home Depot Inc | $586,000 | -8.4% | 2,124 | -8.9% | 0.09% | +1.1% |
| SBLK | Buy | Star Bulk Carriers Corp | $560,000 | -13.8% | 32,014 | +23.1% | 0.09% | -4.3% |
| AMD | Buy | Advanced Micro Devices Inc | $554,000 | -15.2% | 8,748 | +2.4% | 0.09% | -6.5% |
| FAX | Buy | Aberdeen Asia Pacific Income F | $547,000 | -11.8% | 217,087 | +2.3% | 0.09% | -2.3% |
| VLO | Sell | Valero Energy Corp New | $544,000 | -13.4% | 5,090 | -13.9% | 0.08% | -4.5% |
| DVN | New | Devon Energy Corporation New | $521,000 | – | 8,663 | – | 0.08% | – |
| TXN | Sell | Texas Instruments | $485,000 | -2.6% | 3,133 | -3.4% | 0.08% | +7.0% |
| AGI | Buy | Alamos Gold Inc New Class A | $436,000 | +6.3% | 58,776 | +0.5% | 0.07% | +17.2% |
| PGX | Sell | Invesco TR II ETF Pfd | $436,000 | -9.9% | 36,718 | -6.3% | 0.07% | -1.4% |
| CSCO | Buy | Cisco Systems Inc | $433,000 | +75.3% | 10,816 | +86.7% | 0.07% | +94.3% |
| FTGC | New | First Tr Glbl ETF Tactical Com | $395,000 | – | 15,600 | – | 0.06% | – |
| BRKB | Buy | Berkshire Hathaway Inc Series | $377,000 | -1.3% | 1,411 | +0.9% | 0.06% | +9.3% |
| RTX | Buy | Raytheon Technologies Corp | $365,000 | -12.3% | 4,456 | +3.0% | 0.06% | -3.4% |
| TSLA | Buy | Tesla Inc | $366,000 | +18.1% | 1,380 | +200.0% | 0.06% | +29.5% |
| GFI | Buy | Gold Fields Ltd New ADR Rand | $318,000 | -9.9% | 39,289 | +1.6% | 0.05% | 0.0% |
| URI | New | United Rentals Inc | $311,000 | – | 1,150 | – | 0.05% | – |
| GGN | Buy | Gamco Glbl Gold Natural Resour | $302,000 | -8.5% | 91,777 | +0.0% | 0.05% | 0.0% |
| XLE | Sell | Select Sector SPDR Trust Shs B | $294,000 | -80.5% | 4,086 | -80.6% | 0.05% | -78.5% |
| MU | Sell | Micron Technology Inc | $287,000 | -32.2% | 5,725 | -25.2% | 0.04% | -25.0% |
| INTC | Sell | Intel Corp | $274,000 | -35.5% | 10,618 | -6.4% | 0.04% | -28.3% |
| VNQ | Buy | Vanguard REIT ETF | $260,000 | -11.3% | 3,240 | +0.7% | 0.04% | -2.4% |
| LLY | New | Eli Lilly & Co | $256,000 | – | 793 | – | 0.04% | – |
| IWV | Sell | IShares ETF Russell 3000 | $256,000 | -42.3% | 1,237 | -39.4% | 0.04% | -36.5% |
| DHR | Buy | Danaher Corp | $255,000 | +2.8% | 986 | +0.7% | 0.04% | +14.3% |
| LOW | Buy | Lowes Companies Inc | $240,000 | +18.2% | 1,280 | +10.3% | 0.04% | +31.0% |
| BSJN | Buy | Invesco Bulletshares 2023 Hi Yfdstx | $221,000 | +1.8% | 9,672 | +2.1% | 0.04% | +12.9% |
| KO | Buy | Coca-Cola Company | $226,000 | -0.9% | 4,031 | +11.1% | 0.04% | +9.4% |
| TJX | New | TJX Companies Inc New | $218,000 | – | 3,513 | – | 0.03% | – |
| NVG | Sell | Nuveen Enhanced AMT L&N Muni C | $211,000 | -24.6% | 18,048 | -15.6% | 0.03% | -17.5% |
| AU | Buy | Anglogold Ashanti Ltd (New) Sp | $198,000 | +5.9% | 14,335 | +13.5% | 0.03% | +14.8% |
| BTZ | Sell | BlackRock Credit Alloc Income | $184,000 | -20.7% | 19,254 | -9.6% | 0.03% | -12.1% |
| AOD | Sell | Aberdeen Total Dynamic Dividen | $141,000 | -14.5% | 19,780 | -3.0% | 0.02% | -4.3% |
| IHD | Sell | Voya Emerging Markets High Div | $85,000 | -18.3% | 17,206 | -5.0% | 0.01% | -13.3% |
| FCX | Exit | Freeport Mcmoran Copper & Gold | $0 | – | -7,242 | – | -0.03% | – |
| EGP | Exit | Eastgroup Properties Inc | $0 | – | -1,350 | – | -0.03% | – |
| OIHYL | Exit | Oil Svc Holders Tr Holdr | $0 | – | -970 | – | -0.03% | – |
| CHTR | Exit | Charter Communications Inc | $0 | – | -488 | – | -0.03% | – |
| IWF | Exit | iShares ETF Russell 1000 Growt | $0 | – | -1,133 | – | -0.04% | – |
| RRC | Exit | Range Resources Corp | $0 | – | -9,880 | – | -0.04% | – |
| INTU | Exit | Intuit Inc | $0 | – | -697 | – | -0.04% | – |
| VTEB | Exit | Vanguard Muni Bd Fds ETF Tax E | $0 | – | -6,533 | – | -0.05% | – |
| VCIT | Exit | Vanguard Intermediate ETF Term | $0 | – | -4,262 | – | -0.05% | – |
| NCLH | Exit | Norwegian Cruise Line Holdings | $0 | – | -34,750 | – | -0.06% | – |
| SIX | Exit | Six Flags Entertainment Corp N | $0 | – | -18,600 | – | -0.06% | – |
| ROKU | Exit | ROKU Inc | $0 | – | -4,920 | – | -0.06% | – |
| CMCSA | Exit | Comcast Corp New Cl A | $0 | – | -14,291 | – | -0.08% | – |
| MDT | Exit | Medtronic PLC | $0 | – | -6,323 | – | -0.08% | – |
| TEI | Exit | Templeton Emerging Markets Inc | $0 | – | -177,283 | – | -0.14% | – |
| TEVA | Exit | Teva Pharmaceutical ADR Inds L | $0 | – | -181,587 | – | -0.19% | – |
| WBA | Exit | Walgreens Boots Alliance Inc | $0 | – | -60,570 | – | -0.33% | – |
| BSXPRA | Exit | Boston Scntfc 5.5 Pfd Corp Apfd | $0 | – | -50,193 | – | -0.72% | – |
| NTR | Exit | Nutrien Ltd | $0 | – | -98,639 | – | -1.12% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IAU | New | iShares Gold Tr ETF iShares Ne | $32,647,000 | – | 951,530 | – | 4.64% | – |
| EPD | New | Enterprise Products Partners L | $31,975,000 | – | 1,312,078 | – | 4.54% | – |
| MSFT | New | Microsoft Corp | $29,576,000 | – | 115,157 | – | 4.20% | – |
| SH | New | Proshares Tr ETF Short S&P 500 | $29,159,000 | – | 1,767,190 | – | 4.14% | – |
| NEEPRQ | New | Nextera Energy Mty 09/01/23 Pfpfd | $27,538,000 | – | 560,294 | – | 3.91% | – |
| AAPL | New | Apple Inc | $27,441,000 | – | 200,712 | – | 3.90% | – |
| UNH | New | Unitedhealth Group Inc | $19,835,000 | – | 38,617 | – | 2.82% | – |
| GOOG | New | Alphabet Inc Non Voting Cap St | $19,488,000 | – | 8,909 | – | 2.77% | – |
| CPRN | New | Citigroup Cap Tr Pfd XIII Fixepfd | $19,299,000 | – | 720,127 | – | 2.74% | – |
| TLT | New | iShares Trust Barclays 20 Year | $15,090,000 | – | 131,369 | – | 2.14% | – |
| BACPRL | New | Bank of America Series L Pfd 7pfd | $14,913,000 | – | 12,381 | – | 2.12% | – |
| RSP | New | Invesco Tr ETF S&P 500 Equal W | $13,999,000 | – | 104,288 | – | 1.99% | – |
| WFCPRL | New | Wells Fargo & Co 7.5 Prp Cnvpfd | $13,984,000 | – | 11,504 | – | 1.98% | – |
| ORLY | New | O'Reilly Automotive Inc | $12,226,000 | – | 19,353 | – | 1.74% | – |
| NEM | New | Newmont Corp | $11,575,000 | – | 193,987 | – | 1.64% | – |
| AMZN | New | Amazon.Com Inc | $11,410,000 | – | 107,428 | – | 1.62% | – |
| FNV | New | Franco-Nevada Corp | $10,998,000 | – | 83,582 | – | 1.56% | – |
| DOC | New | Physicians Realty Trust REIT | $9,807,000 | – | 562,026 | – | 1.39% | – |
| OHI | New | Omega Healthcare REIT Investor | $9,438,000 | – | 334,783 | – | 1.34% | – |
| MMP | New | Magellan Midstream Partners LP | $9,364,000 | – | 196,056 | – | 1.33% | – |
| MA | New | Mastercard Inc | $9,188,000 | – | 29,123 | – | 1.30% | – |
| CVX | New | Chevron Corporation | $8,775,000 | – | 60,609 | – | 1.25% | – |
| DVY | New | IShares Dow Jones Select Div I | $8,742,000 | – | 74,290 | – | 1.24% | – |
| AMT | New | American Tower Corp REIT | $8,498,000 | – | 33,248 | – | 1.21% | – |
| V | New | Visa Inc Cl A | $8,291,000 | – | 42,109 | – | 1.18% | – |
| GTY | New | Getty Realty Corp New | $8,224,000 | – | 310,324 | – | 1.17% | – |
| JPST | New | JPMorgan ETF Ultra-Short Incom | $7,989,000 | – | 159,492 | – | 1.13% | – |
| NTR | New | Nutrien Ltd | $7,861,000 | – | 98,639 | – | 1.12% | – |
| ADBE | New | Adobe Systems Inc | $7,424,000 | – | 20,280 | – | 1.05% | – |
| DSTL | New | Distillate US Fundamental Stab | $7,204,000 | – | 186,055 | – | 1.02% | – |
| MNRL | New | Brigham Minerals Inc | $7,179,000 | – | 291,460 | – | 1.02% | – |
| ACN | New | Accenture PLC Ireland Shs Cl A | $6,691,000 | – | 24,099 | – | 0.95% | – |
| MCO | New | Moodys Corp | $6,237,000 | – | 22,933 | – | 0.89% | – |
| TPYP | New | Tortoise North American Pipeli | $6,175,000 | – | 254,620 | – | 0.88% | – |
| AEM | New | Agnico Eagle Mines Limited | $6,071,000 | – | 132,672 | – | 0.86% | – |
| MSPRF | New | Morgan Stan Fix/Flt Non-Cum Pepfd | $5,926,000 | – | 230,051 | – | 0.84% | – |
| NOW | New | Servicenow Inc | $5,891,000 | – | 12,389 | – | 0.84% | – |
| KMI | New | Kinder Morgan Inc Del | $5,491,000 | – | 327,630 | – | 0.78% | – |
| XOM | New | Exxon Mobil Corp | $5,172,000 | – | 60,397 | – | 0.73% | – |
| BSXPRA | New | Boston Scntfc 5.5 Pfd Corp Apfd | $5,092,000 | – | 50,193 | – | 0.72% | – |
| NEA | New | Nuveen Amt Free Quality Muni I | $4,903,000 | – | 417,267 | – | 0.70% | – |
| NAD | New | Nuveen Quality Advantage Muni | $4,756,000 | – | 381,381 | – | 0.68% | – |
| UL | New | Unilever PLC Sponsored ADR New | $4,525,000 | – | 98,732 | – | 0.64% | – |
| NKE | New | Nike Inc Cl B | $3,954,000 | – | 38,693 | – | 0.56% | – |
| USBPRP | New | US Bancorp Ser K Pfd Fxd 5.50pfd | $3,919,000 | – | 160,632 | – | 0.56% | – |
| New | Jackson Finl Inc Cl A | $3,479,000 | – | 130,047 | – | 0.49% | – | |
| GLD | New | SPDR Gold Tr ETF | $3,140,000 | – | 18,642 | – | 0.45% | – |
| WU | New | Western Union Co | $3,135,000 | – | 190,366 | – | 0.44% | – |
| JNJ | New | Johnson & Johnson | $2,985,000 | – | 16,816 | – | 0.42% | – |
| MO | New | Altria Group Inc | $2,972,000 | – | 71,141 | – | 0.42% | – |
| UBA | New | Urstadt Biddle Pptys Inc REIT | $2,598,000 | – | 160,352 | – | 0.37% | – |
| GSY | New | Invesco Actively Managed ETF T | $2,579,000 | – | 52,040 | – | 0.37% | – |
| WSM | New | Williams Sonoma Inc | $2,455,000 | – | 22,127 | – | 0.35% | – |
| IBM | New | International Business Machine | $2,370,000 | – | 16,788 | – | 0.34% | – |
| ADT | New | ADT Inc | $2,352,000 | – | 382,498 | – | 0.33% | – |
| WCCPRA | New | Wesco Intl Inc Cm Fx/Flt Prp Ppfd | $2,321,000 | – | 84,659 | – | 0.33% | – |
| WBA | New | Walgreens Boots Alliance Inc | $2,296,000 | – | 60,570 | – | 0.33% | – |
| BX | New | Blackstone Goup Inc Cl A | $2,275,000 | – | 24,935 | – | 0.32% | – |
| SPNTPRB | New | SiriusPoint Ltd Resetable 8 Ppfd | $2,270,000 | – | 97,420 | – | 0.32% | – |
| WMB | New | Williams Companies Inc | $2,221,000 | – | 71,153 | – | 0.32% | – |
| NYCBPRA | New | New York Banc Fix/Flt Perp Pfdpfd | $2,164,000 | – | 88,671 | – | 0.31% | – |
| MSGS | New | Madison Square Garden Sports C | $2,147,000 | – | 14,216 | – | 0.30% | – |
| NSS | New | Nustar Logistics L.P. Due 2043pfd | $2,089,000 | – | 87,220 | – | 0.30% | – |
| New | Raymond J Finl 6.75 Pfd PrpMtpfd | $2,082,000 | – | 83,781 | – | 0.30% | – | |
| BIG | New | Big Lots Inc | $1,994,000 | – | 95,107 | – | 0.28% | – |
| HBI | New | Hanesbrands Inc | $1,974,000 | – | 191,873 | – | 0.28% | – |
| BTI | New | British Amern Tob PLC Spon ADR | $1,819,000 | – | 42,390 | – | 0.26% | – |
| JPMPRC | New | JP Morgan Ser EE Fixd Perp Calpfd | $1,799,000 | – | 70,452 | – | 0.26% | – |
| VTI | New | Vanguard Total Stock Fund | $1,725,000 | – | 9,146 | – | 0.24% | – |
| AHLPRC | New | Aspen Ins Ltd Fxd/Fltg Perp Pfpfd | $1,631,000 | – | 67,572 | – | 0.23% | – |
| QQQ | New | Invesco QQQ Tr ETF Unit Ser 1 | $1,628,000 | – | 5,810 | – | 0.23% | – |
| PAGP | New | Plains GP Holdings LP | $1,595,000 | – | 154,570 | – | 0.23% | – |
| CAT | New | Caterpillar Inc | $1,572,000 | – | 8,792 | – | 0.22% | – |
| FBT | New | First Trust Biotech Index ETF | $1,560,000 | – | 11,510 | – | 0.22% | – |
| SPY | New | SPDR S&P 500 ETF Tr Unit Ser I | $1,527,000 | – | 4,048 | – | 0.22% | – |
| MBINP | New | Merchants Bancorp Fx/Flt A Perpfd | $1,529,000 | – | 62,400 | – | 0.22% | – |
| SBR | New | Sabine Royalty Tr Unit Benefic | $1,528,000 | – | 25,102 | – | 0.22% | – |
| XLE | New | Select Sector SPDR Trust Shs B | $1,507,000 | – | 21,074 | – | 0.21% | – |
| GOOGL | New | Alphabet Inc Voting Cap Stk Cl | $1,473,000 | – | 676 | – | 0.21% | – |
| PEP | New | Pepsico Incorporated | $1,473,000 | – | 8,840 | – | 0.21% | – |
| SSB | New | South St Corp | $1,452,000 | – | 18,825 | – | 0.21% | – |
| BR | New | Broadridge Financial Solutions | $1,424,000 | – | 9,987 | – | 0.20% | – |
| PG | New | Procter & Gamble Co | $1,417,000 | – | 9,853 | – | 0.20% | – |
| AVK | New | Advent Claymore Convertible &fdstx | $1,380,000 | – | 114,570 | – | 0.20% | – |
| OKE | New | Oneok Inc New | $1,378,000 | – | 24,838 | – | 0.20% | – |
| TEVA | New | Teva Pharmaceutical ADR Inds L | $1,366,000 | – | 181,587 | – | 0.19% | – |
| VTR | New | Ventas Inc | $1,365,000 | – | 26,540 | – | 0.19% | – |
| BLW | New | BlackRock Limited Duration Incfdstx | $1,281,000 | – | 101,192 | – | 0.18% | – |
| WM | New | Waste Management Inc Del | $1,262,000 | – | 8,248 | – | 0.18% | – |
| PFE | New | Pfizer Incorporated | $1,244,000 | – | 23,723 | – | 0.18% | – |
| ADP | New | Automatic Data Processing Inc | $1,247,000 | – | 5,935 | – | 0.18% | – |
| PAA | New | Plains All American Pipeline L | $1,228,000 | – | 125,018 | – | 0.17% | – |
| GABPRK | New | Gabelli Equity Trust Ser K Pfdpfd | $1,229,000 | – | 52,050 | – | 0.17% | – |
| AUBAP | New | Atlantic Un 6.875 Pfd Bnkshrspfd | $1,184,000 | – | 46,256 | – | 0.17% | – |
| New | Brookfield Ppty 6.25 Pfd Lppfd | $1,161,000 | – | 58,655 | – | 0.16% | – | |
| FAM | New | First Trust/Aberdeen Global Opfdstx | $1,130,000 | – | 186,725 | – | 0.16% | – |
| AVGO | New | Broadcom Ltd | $1,091,000 | – | 2,245 | – | 0.16% | – |
| EFR | New | Eaton Vance Senior Floating Rafdstx | $1,059,000 | – | 86,349 | – | 0.15% | – |
| PCEF | New | Invesco II Income Composite CE | $1,054,000 | – | 55,683 | – | 0.15% | – |
| VOO | New | Vanguard Index Fds ETF S&P 500 | $1,016,000 | – | 2,928 | – | 0.14% | – |
| MSI | New | Motorola Solutions INC Com New | $1,014,000 | – | 4,839 | – | 0.14% | – |
| ABBV | New | Abbvie Inc | $981,000 | – | 6,402 | – | 0.14% | – |
| MCD | New | McDonalds Corp | $978,000 | – | 3,962 | – | 0.14% | – |
| TEI | New | Templeton Emerging Markets Inc | $956,000 | – | 177,283 | – | 0.14% | – |
| VB | New | Vanguard Index Fund Vanguard S | $960,000 | – | 5,450 | – | 0.14% | – |
| SNVPRD | New | Synovus Finl Crp Fix/Flt PerpPpfd | $949,000 | – | 40,522 | – | 0.14% | – |
| CTR | New | Clearbridge MLP & Midsteam TR | $941,000 | – | 36,735 | – | 0.13% | – |
| MGK | New | Vanguard World Fd Mega Cap 300 | $945,000 | – | 5,200 | – | 0.13% | – |
| KR | New | Kroger Co | $933,000 | – | 19,703 | – | 0.13% | – |
| NVDA | New | Nvidia Corp | $920,000 | – | 6,068 | – | 0.13% | – |
| MRK | New | Merck & Co Inc New | $912,000 | – | 10,002 | – | 0.13% | – |
| ABT | New | Abbott Laboratories | $883,000 | – | 8,124 | – | 0.12% | – |
| PNFP | New | Pinnacle Financial Partners In | $824,000 | – | 11,400 | – | 0.12% | – |
| AMGN | New | Amgen Inc | $816,000 | – | 3,354 | – | 0.12% | – |
| MSGE | New | Madison Square Garden Entmt Co | $820,000 | – | 15,576 | – | 0.12% | – |
| SYY | New | Sysco Corp | $813,000 | – | 9,600 | – | 0.12% | – |
| FPE | New | First Trust III ETF Preferred | $804,000 | – | 46,639 | – | 0.11% | – |
| ARGOPRA | New | Argo Group Intl Ltd Resettablepfd | $805,000 | – | 35,180 | – | 0.11% | – |
| HOG | New | Harley Davidson | $803,000 | – | 25,360 | – | 0.11% | – |
| SHY | New | IShares Barclays 1-3 Yr Treasu | $781,000 | – | 9,435 | – | 0.11% | – |
| GLOPPRA | New | Gaslog Partners Fix/Flt Pfd Apfd | $779,000 | – | 30,014 | – | 0.11% | – |
| GOLD | New | Barrick Gold Corp | $775,000 | – | 43,824 | – | 0.11% | – |
| COST | New | Costco Wholesale Corp-New | $776,000 | – | 1,620 | – | 0.11% | – |
| WMT | New | Walmart Inc | $767,000 | – | 6,311 | – | 0.11% | – |
| COP | New | ConocoPhillips | $764,000 | – | 8,504 | – | 0.11% | – |
| New | Flaherty & Crumrine Dynamic Pffdstx | $757,000 | – | 35,217 | – | 0.11% | – | |
| VO | New | Vanguard Index Funds Vanguard | $748,000 | – | 3,800 | – | 0.11% | – |
| TCBI | New | Texas Capital Bancshares | $737,000 | – | 14,000 | – | 0.10% | – |
| MPC | New | Marathon Petroleum Corp | $723,000 | – | 8,797 | – | 0.10% | – |
| KMB | New | Kimberly-Clark Corp | $720,000 | – | 5,325 | – | 0.10% | – |
| ANTM | New | Elevance Health Inc | $717,000 | – | 1,486 | – | 0.10% | – |
| BACPRB | New | Bank of America Non-Cum Perp Mpfd | $688,000 | – | 27,289 | – | 0.10% | – |
| KEYPRJ | New | Keycorp Perp Pfd 5.65 NonCum 1pfd | $681,000 | – | 28,969 | – | 0.10% | – |
| IBB | New | iShares Tr NASDAQ Biotechnolog | $676,000 | – | 5,750 | – | 0.10% | – |
| New | Perseus Mining Ltd | $670,000 | – | 615,000 | – | 0.10% | – | |
| GLW | New | Corning Inc | $661,000 | – | 20,988 | – | 0.09% | – |
| New | Shel PLC ADR W/I Sponsore Reps | $657,000 | – | 12,570 | – | 0.09% | – | |
| AMD | New | Advanced Micro Devices Inc | $653,000 | – | 8,542 | – | 0.09% | – |
| BSL | New | Blackstone / Gso Senior Floatifdstx | $658,000 | – | 49,477 | – | 0.09% | – |
| DE | New | Deere & Co | $649,000 | – | 2,168 | – | 0.09% | – |
| SBLK | New | Star Bulk Carriers Corp | $650,000 | – | 26,014 | – | 0.09% | – |
| BAC | New | Bank of America Corp | $644,000 | – | 20,692 | – | 0.09% | – |
| HD | New | Home Depot Inc | $640,000 | – | 2,332 | – | 0.09% | – |
| BANX | New | Stonecastle Financial Corp | $644,000 | – | 33,527 | – | 0.09% | – |
| ET | New | Energy Transfer LP | $632,000 | – | 63,357 | – | 0.09% | – |
| SBUX | New | Starbucks Corp | $636,000 | – | 8,329 | – | 0.09% | – |
| VLO | New | Valero Energy Corp New | $628,000 | – | 5,913 | – | 0.09% | – |
| AUB | New | Atlantic Union Bankshares Corp | $630,000 | – | 18,577 | – | 0.09% | – |
| GIS | New | General Mills Inc | $623,000 | – | 8,260 | – | 0.09% | – |
| FAX | New | Aberdeen Asia Pacific Income F | $620,000 | – | 212,204 | – | 0.09% | – |
| PDCE | New | PDC Energy INC | $616,000 | – | 10,000 | – | 0.09% | – |
| MPLX | New | Mplx LP Com Unit Rpstg Limited | $599,000 | – | 20,536 | – | 0.08% | – |
| SSRM | New | SSR Mng Inc | $588,000 | – | 35,230 | – | 0.08% | – |
| GDXJ | New | Vaneck Vectors Tr ETF Jr Gold | $578,000 | – | 18,060 | – | 0.08% | – |
| VZ | New | Verizon Communications | $580,000 | – | 11,428 | – | 0.08% | – |
| MDT | New | Medtronic PLC | $567,000 | – | 6,323 | – | 0.08% | – |
| CMCSA | New | Comcast Corp New Cl A | $561,000 | – | 14,291 | – | 0.08% | – |
| GSPRD | New | Gold Sachs Flt Non-Cum Perp Pfpfd | $533,000 | – | 28,120 | – | 0.08% | – |
| PSQ | New | Proshares Tr Short ETF QQQ New | $537,000 | – | 37,290 | – | 0.08% | – |
| ZTS | New | Zoetis Inc Cl A | $525,000 | – | 3,055 | – | 0.08% | – |
| CLX | New | Clorox Company (Del) | $529,000 | – | 3,754 | – | 0.08% | – |
| DDOG | New | Datadog Inc Cl A | $514,000 | – | 5,400 | – | 0.07% | – |
| DOW | New | Dow Inc | $509,000 | – | 9,869 | – | 0.07% | – |
| TXN | New | Texas Instruments | $498,000 | – | 3,244 | – | 0.07% | – |
| PGX | New | Invesco TR II ETF Pfd | $484,000 | – | 39,182 | – | 0.07% | – |
| RSG | New | Republic Services Inc | $486,000 | – | 3,715 | – | 0.07% | – |
| TRP | New | TC Energy Corp | $457,000 | – | 8,820 | – | 0.06% | – |
| BSJM | New | Invesco Bulletshares 2022 Hi Yfdstx | $458,000 | – | 20,780 | – | 0.06% | – |
| ESRT | New | Empire State Realty Trust Inc | $451,000 | – | 64,195 | – | 0.06% | – |
| IWV | New | IShares ETF Russell 3000 | $444,000 | – | 2,042 | – | 0.06% | – |
| LMBS | New | First Trust Low Duration Opp E | $436,000 | – | 9,017 | – | 0.06% | – |
| XBI | New | SPDR S&P Biotech ETF | $434,000 | – | 5,850 | – | 0.06% | – |
| NS | New | Nustar Energy LP | $436,000 | – | 31,163 | – | 0.06% | – |
| BDX | New | Becton Dickinson & Co | $428,000 | – | 1,738 | – | 0.06% | – |
| MU | New | Micron Technology Inc | $423,000 | – | 7,650 | – | 0.06% | – |
| INTC | New | Intel Corp | $425,000 | – | 11,348 | – | 0.06% | – |
| MRVL | New | Marvell Technology Inc | $425,000 | – | 9,759 | – | 0.06% | – |
| MMM | New | 3M Company | $418,000 | – | 3,228 | – | 0.06% | – |
| RTX | New | Raytheon Technologies Corp | $416,000 | – | 4,327 | – | 0.06% | – |
| New | Northern Star Resources Ltd | $419,000 | – | 88,615 | – | 0.06% | – | |
| AGI | New | Alamos Gold Inc New Class A | $410,000 | – | 58,474 | – | 0.06% | – |
| BRKA | New | Berkshire Hathaway Inc-Del Cl | $409,000 | – | 1 | – | 0.06% | – |
| ROKU | New | ROKU Inc | $404,000 | – | 4,920 | – | 0.06% | – |
| SIX | New | Six Flags Entertainment Corp N | $404,000 | – | 18,600 | – | 0.06% | – |
| IHF | New | iShares US Healthcare Provider | $396,000 | – | 1,550 | – | 0.06% | – |
| NCLH | New | Norwegian Cruise Line Holdings | $386,000 | – | 34,750 | – | 0.06% | – |
| BRKB | New | Berkshire Hathaway Inc Series | $382,000 | – | 1,398 | – | 0.05% | – |
| SCCO | New | Southern Copper Corporation | $376,000 | – | 7,550 | – | 0.05% | – |
| GFI | New | Gold Fields Ltd New ADR Rand | $353,000 | – | 38,675 | – | 0.05% | – |
| VCIT | New | Vanguard Intermediate ETF Term | $341,000 | – | 4,262 | – | 0.05% | – |
| CLF | New | Cleveland-Cliffs Inc New | $340,000 | – | 22,150 | – | 0.05% | – |
| VUG | New | Vanguard Index FDS Growth ETF | $341,000 | – | 1,528 | – | 0.05% | – |
| GGN | New | Gamco Glbl Gold Natural Resour | $330,000 | – | 91,776 | – | 0.05% | – |
| TECK | New | Teck Resources Ltd Class B | $329,000 | – | 10,750 | – | 0.05% | – |
| VTEB | New | Vanguard Muni Bd Fds ETF Tax E | $326,000 | – | 6,533 | – | 0.05% | – |
| O | New | Realty Income Corp REIT | $319,000 | – | 4,670 | – | 0.04% | – |
| MTG | New | MGIC Investment Corp-Wisc | $315,000 | – | 25,000 | – | 0.04% | – |
| RFPRB | New | Regions Fin. B Fx/Flt Perp Pfdpfd | $313,000 | – | 12,375 | – | 0.04% | – |
| TSLA | New | Tesla Inc | $310,000 | – | 460 | – | 0.04% | – |
| QQEW | New | First Trust Nasdaq 100 ETF Eq | $303,000 | – | 3,475 | – | 0.04% | – |
| VOE | New | Vanguard Mid-Cap Val ETF Index | $293,000 | – | 2,266 | – | 0.04% | – |
| DPMLF | New | Dundee Precious Metals Inc | $294,000 | – | 59,000 | – | 0.04% | – |
| VNQ | New | Vanguard REIT ETF | $293,000 | – | 3,219 | – | 0.04% | – |
| DD | New | Dupont De Nemours Inc | $293,000 | – | 5,269 | – | 0.04% | – |
| HON | New | Honeywell International Inc | $293,000 | – | 1,685 | – | 0.04% | – |
| New | Ramelius Resources Ltd | $297,000 | – | 495,000 | – | 0.04% | – | |
| SWN | New | Southwestern Energy Co | $282,000 | – | 45,192 | – | 0.04% | – |
| VONE | New | Vanguard Russell ETF 1000 | $282,000 | – | 1,641 | – | 0.04% | – |
| NVG | New | Nuveen Enhanced AMT L&N Muni C | $280,000 | – | 21,382 | – | 0.04% | – |
| CEQP | New | Crestwood Equity Partners LP | $285,000 | – | 11,850 | – | 0.04% | – |
| PEJ | New | Invesco ETF Dynamic Leisure & | $272,000 | – | 7,500 | – | 0.04% | – |
| VV | New | Vanguard Lrg Cap ETF | $269,000 | – | 1,562 | – | 0.04% | – |
| INTU | New | Intuit Inc | $269,000 | – | 697 | – | 0.04% | – |
| IWP | New | iShares ETF Russell Midcap Gro | $260,000 | – | 3,280 | – | 0.04% | – |
| DHR | New | Danaher Corp | $248,000 | – | 979 | – | 0.04% | – |
| RRC | New | Range Resources Corp | $245,000 | – | 9,880 | – | 0.04% | – |
| CSCO | New | Cisco Systems Inc | $247,000 | – | 5,793 | – | 0.04% | – |
| IWF | New | iShares ETF Russell 1000 Growt | $248,000 | – | 1,133 | – | 0.04% | – |
| CEM | New | Clearbridge MLP & Midstream Fu | $245,000 | – | 8,530 | – | 0.04% | – |
| GLNCY | New | Glencore PLC Unsponsored ADR | $249,000 | – | 23,000 | – | 0.04% | – |
| YUM | New | Yum Brands Inc | $249,000 | – | 2,191 | – | 0.04% | – |
| FFC | New | Flaherty & Crumrine / Claymore | $235,000 | – | 14,001 | – | 0.03% | – |
| IWR | New | iShares Russell ETF Midcap | $234,000 | – | 3,620 | – | 0.03% | – |
| CHTR | New | Charter Communications Inc | $229,000 | – | 488 | – | 0.03% | – |
| BTZ | New | BlackRock Credit Alloc Income | $232,000 | – | 21,304 | – | 0.03% | – |
| AXP | New | American Express Company | $233,000 | – | 1,678 | – | 0.03% | – |
| PHYS | New | Sprott Physical Gold Trust | $223,000 | – | 15,760 | – | 0.03% | – |
| KO | New | Coca-Cola Company | $228,000 | – | 3,627 | – | 0.03% | – |
| OIHYL | New | Oil Svc Holders Tr Holdr | $226,000 | – | 970 | – | 0.03% | – |
| BSJN | New | Invesco Bulletshares 2023 Hi Yfdstx | $217,000 | – | 9,475 | – | 0.03% | – |
| FCX | New | Freeport Mcmoran Copper & Gold | $212,000 | – | 7,242 | – | 0.03% | – |
| EGP | New | Eastgroup Properties Inc | $208,000 | – | 1,350 | – | 0.03% | – |
| EQT | New | EQT Corp | $211,000 | – | 6,122 | – | 0.03% | – |
| CHY | New | Calamos Conv & High Income Fd | $203,000 | – | 18,160 | – | 0.03% | – |
| LOW | New | Lowes Companies Inc | $203,000 | – | 1,160 | – | 0.03% | – |
| AU | New | Anglogold Ashanti Ltd (New) Sp | $187,000 | – | 12,625 | – | 0.03% | – |
| GNT | New | Gamco Natural Resources Gold & | $180,000 | – | 38,450 | – | 0.03% | – |
| SPH | New | Suburban Propane Partners LP U | $172,000 | – | 11,263 | – | 0.02% | – |
| AOD | New | Aberdeen Total Dynamic Dividen | $165,000 | – | 20,390 | – | 0.02% | – |
| New | Evolution Mining Ltd | $164,000 | – | 100,000 | – | 0.02% | – | |
| NZF | New | Nuveen Enhanced Muni Credit Op | $157,000 | – | 12,517 | – | 0.02% | – |
| SDIV | New | Global X Super Dividend 100 ET | $144,000 | – | 15,493 | – | 0.02% | – |
| NGD | New | New Gold Inc | $131,000 | – | 122,376 | – | 0.02% | – |
| JPC | New | Nuveen Multi-Strategy Income A | $127,000 | – | 16,650 | – | 0.02% | – |
| ATCO | New | Atlas Corp | $107,000 | – | 10,000 | – | 0.02% | – |
| IHD | New | Voya Emerging Markets High Div | $104,000 | – | 18,106 | – | 0.02% | – |
| AEHR | New | Aehr Test Systems | $105,000 | – | 14,000 | – | 0.02% | – |
| PSLV | New | Sprott Physical Silver Trust | $94,000 | – | 13,650 | – | 0.01% | – |
| NCV | New | Virtus Allianzgi Conv & Income | $85,000 | – | 22,986 | – | 0.01% | – |
| VVR | New | Invesco Van Kampen Sr Income T | $51,000 | – | 13,000 | – | 0.01% | – |
| HIO | New | Western Asset High Income Oppo | $40,000 | – | 10,000 | – | 0.01% | – |
| New | Sema4 Hldgs Corp Cl A | $38,000 | – | 30,500 | – | 0.01% | – | |
| New | EF Energyfunders Ventures Inc | $4,000 | – | 407,428 | – | 0.00% | – |
Q4 2021
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IAU | Buy | iShares Gold Tr ETF iShares Ne | $31,638,000 | +41.7% | 946,970 | +43.0% | 3.22% | +38.6% |
| EPD | Buy | Enterprise Products Partners L | $29,229,000 | -4.7% | 1,350,684 | +6.3% | 2.97% | -6.7% |
| AAPL | Sell | Apple Inc | $28,506,000 | +2.1% | 201,456 | -1.1% | 2.90% | -0.1% |
| MSFT | Buy | Microsoft Corp | $28,463,000 | +5.6% | 100,963 | +1.5% | 2.90% | +3.4% |
| GOOG | Buy | Alphabet Inc Non Voting Cap St | $26,570,000 | +13.4% | 9,969 | +6.7% | 2.70% | +11.0% |
| MNRL | Buy | Brigham Minerals Inc | $23,747,000 | -6.8% | 1,239,399 | +3.5% | 2.42% | -8.8% |
| NEEPRQ | Buy | Nextera Energy Mty 09/01/23 Pfpfd | $21,873,000 | +28.7% | 427,953 | +24.4% | 2.22% | +25.9% |
| AMZN | Buy | Amazon.Com Inc | $20,942,000 | +2.2% | 6,375 | +7.0% | 2.13% | -0.0% |
| MA | Buy | Mastercard Inc | $20,622,000 | +14.8% | 59,312 | +20.6% | 2.10% | +12.3% |
| CPRN | Buy | Citigroup Cap Tr Pfd XIII Fixepfd | $19,566,000 | +11.3% | 705,064 | +11.9% | 1.99% | +8.9% |
| FB | Buy | Facebook Inc Class A | $18,432,000 | +6.3% | 54,308 | +8.9% | 1.87% | +3.9% |
| BACPRL | Buy | Bank of America Series L Pfd 7pfd | $16,768,000 | +11.6% | 11,625 | +9.6% | 1.70% | +9.2% |
| BRKB | Buy | Berkshire Hathaway Inc Series | $16,020,000 | +2463.2% | 58,693 | +2509.7% | 1.63% | +2406.2% |
| AVGOP | Sell | Broadcom Inc 8 Pfd Ser A Mandconvpfd | $15,964,000 | -16.8% | 10,420 | -17.5% | 1.62% | -18.6% |
| ADBE | Buy | Adobe Systems Inc | $15,584,000 | +0.4% | 27,068 | +2.1% | 1.58% | -1.8% |
| UNH | Buy | Unitedhealth Group Inc | $15,579,000 | +0.6% | 39,871 | +3.1% | 1.58% | -1.6% |
| RSP | Buy | Invesco Tr ETF S&P 500 Equal W | $15,270,000 | +4.7% | 101,923 | +5.3% | 1.55% | +2.4% |
| WFCPRL | Buy | Wells Fargo & CO 7.5 Prp Cnvpfd | $15,201,000 | +8.9% | 10,257 | +12.1% | 1.55% | +6.5% |
| V | Buy | Visa Inc Cl A | $15,010,000 | +11.0% | 67,384 | +16.6% | 1.53% | +8.6% |
| FAX | Buy | Aberdeen Asia Pacific Income F | $13,603,000 | -0.2% | 3,277,759 | +6.5% | 1.38% | -2.4% |
| BDXB | Buy | Becton Dickinson & Co 6 Pfd Spfd | $13,500,000 | +26.9% | 250,098 | +25.7% | 1.37% | +24.1% |
| CVX | Buy | Chevron Corporation | $13,459,000 | +5.8% | 132,668 | +9.3% | 1.37% | +3.6% |
| CRM | New | Salesforce.Com | $13,291,000 | – | 49,004 | – | 1.35% | – |
| KMI | Buy | Kinder Morgan Inc Del | $13,108,000 | -5.8% | 783,474 | +2.7% | 1.33% | -7.8% |
| BKNG | Buy | Booking Holdings Inc | $12,769,000 | +6252.7% | 5,379 | +5746.7% | 1.30% | +6085.7% |
| ACN | Buy | Accenture PLC Ireland Shs Cl A | $12,175,000 | +10.3% | 38,055 | +1.7% | 1.24% | +7.9% |
| ORLY | Buy | O'Reilly Automotive Inc | $12,122,000 | +9.4% | 19,837 | +1.4% | 1.23% | +7.0% |
| NOW | Buy | Servicenow Inc | $11,391,000 | +15.2% | 18,305 | +1.8% | 1.16% | +12.6% |
| MPLX | Buy | Mplx LP Com Unit Rpstg Limited | $10,881,000 | +9.3% | 382,199 | +13.7% | 1.11% | +7.0% |
| OHI | Buy | Omega Healthcare REIT Investor | $10,691,000 | -6.4% | 356,834 | +13.4% | 1.09% | -8.4% |
| NKE | Buy | Nike Inc Cl B | $10,161,000 | -4.8% | 69,962 | +1.2% | 1.03% | -6.9% |
| MMP | Buy | Magellan Midstream Partners LP | $10,109,000 | +4.1% | 221,781 | +11.7% | 1.03% | +1.8% |
| NTR | Buy | Nutrien Ltd | $10,013,000 | +53.8% | 154,453 | +43.8% | 1.02% | +50.4% |
| FNV | Buy | Franco-Nevada Corp | $9,988,000 | +734.4% | 76,883 | +831.9% | 1.02% | +719.4% |
| MPW | Buy | Medical Properties Trust Inc | $9,592,000 | +2.0% | 477,906 | +2.1% | 0.98% | -0.3% |
| UL | Buy | Unilever PLC Sponsored ADR New | $9,431,000 | -1.5% | 173,944 | +6.2% | 0.96% | -3.7% |
| MRK | Buy | Merck & Co Inc New | $9,411,000 | -2.6% | 125,298 | +0.8% | 0.96% | -4.8% |
| MCO | Buy | Moodys Corp | $9,026,000 | +2.2% | 25,417 | +4.3% | 0.92% | 0.0% |
| USBPRP | Buy | US Bancorp Ser K Pfd Fxd 5.50pfd | $8,716,000 | +7.4% | 323,896 | +12.4% | 0.89% | +5.0% |
| HTA | Buy | Healthcare Tr Amer INC Class A | $8,686,000 | +15.1% | 292,869 | +3.6% | 0.88% | +12.6% |
| LMT | Buy | Lockheed Martin Corp | $8,633,000 | -3.5% | 25,015 | +5.8% | 0.88% | -5.6% |
| DSTL | Buy | Distillate US Fundamental Stab | $8,602,000 | +15.2% | 210,003 | +17.2% | 0.88% | +12.6% |
| AMT | Buy | American Tower Corp REIT | $8,463,000 | +1.8% | 31,886 | +3.6% | 0.86% | -0.3% |
| NVS | Buy | Novartis Ag-Sponsored ADR | $8,400,000 | -6.7% | 102,720 | +4.1% | 0.85% | -8.8% |
| DVY | Buy | IShares Dow Jones Select Div I | $8,291,000 | +3.9% | 72,276 | +5.6% | 0.84% | +1.6% |
| JPST | Buy | JPMorgan ETF Ultra-Short Incom | $8,258,000 | +2.8% | 162,814 | +2.8% | 0.84% | +0.6% |
| RYN | Buy | Rayonier Inc REIT | $7,925,000 | +4.0% | 222,124 | +4.7% | 0.81% | +1.8% |
| PYPL | Buy | Paypal Holdings Inc | $7,369,000 | -1.7% | 28,320 | +10.2% | 0.75% | -3.9% |
| DOC | Buy | Physicians Realty Trust REIT | $7,344,000 | +0.3% | 416,811 | +5.2% | 0.75% | -1.8% |
| VLO | Buy | Valero Energy Corp New | $7,339,000 | +1927.3% | 104,002 | +2141.4% | 0.75% | +1863.2% |
| RGLD | Buy | Royal Gold Inc | $7,323,000 | +291.0% | 76,687 | +367.2% | 0.74% | +282.1% |
| NEM | Buy | Newmont Corp | $6,884,000 | +218.3% | 126,770 | +271.5% | 0.70% | +211.1% |
| CHTR | Buy | Charter Communications Inc | $6,837,000 | +19.0% | 9,397 | +18.0% | 0.70% | +16.4% |
| MSPRF | Buy | Morgan Stan Fix/Flt Non-Cum Pepfd | $6,687,000 | +7.0% | 238,647 | +8.1% | 0.68% | +4.6% |
| DIAX | Sell | Nuveen Dow 30 Dynamic Overwrit | $6,606,000 | -3.1% | 394,409 | -1.5% | 0.67% | -5.2% |
| TPYP | Buy | Tortoise North American Pipeli | $5,787,000 | +1.1% | 265,438 | +4.5% | 0.59% | -1.0% |
| NEA | Sell | Nuveen Amt Free Quality Muni I | $5,496,000 | -36.1% | 361,812 | -34.0% | 0.56% | -37.5% |
| NAD | Sell | Nuveen Quality Advantage Muni | $4,941,000 | -39.2% | 316,295 | -37.7% | 0.50% | -40.6% |
| Sell | Flaherty & Crumrine Dynamic Pf | $4,490,000 | -11.5% | 155,896 | -10.0% | 0.46% | -13.4% | |
| OKE | Buy | Oneok Inc New | $4,188,000 | +56.1% | 72,216 | +49.8% | 0.43% | +52.7% |
| XOM | Sell | Exxon Mobil Corp | $3,991,000 | -7.8% | 67,847 | -1.1% | 0.41% | -9.8% |
| CTR | Sell | Clearbridge MLP & Midsteam TR | $3,400,000 | -9.3% | 141,651 | -4.1% | 0.35% | -11.3% |
| GLD | Buy | SPDR Gold Tr ETF | $3,395,000 | +15.2% | 20,676 | +16.2% | 0.34% | +12.7% |
| TPL | Buy | Texas Pac Ld Corp | $3,367,000 | +1069.1% | 2,784 | +1446.7% | 0.34% | +1040.0% |
| MO | Buy | Altria Group Inc | $3,160,000 | +3.6% | 69,430 | +8.6% | 0.32% | +1.3% |
| HBI | Sell | Hanesbrands Inc | $3,043,000 | -8.4% | 177,327 | -0.3% | 0.31% | -10.4% |
| GOLD | Buy | Barrick Gold Corp | $3,030,000 | -5.8% | 167,882 | +8.0% | 0.31% | -7.8% |
| JQC | Buy | Nuveen Credit Strategies Incomfdstx | $3,029,000 | -2.6% | 461,717 | +0.2% | 0.31% | -4.6% |
| PAGP | Buy | Plains GP Holdings LP | $2,971,000 | +89.8% | 275,750 | +110.4% | 0.30% | +85.3% |
| XOP | Buy | SPDR Ser Tr Etf S&P Oil & Gas | $2,964,000 | +272.8% | 30,645 | +272.6% | 0.30% | +262.7% |
| GSY | Buy | Invesco Actively Managed ETF T | $2,962,000 | +10.6% | 58,695 | +10.7% | 0.30% | +8.3% |
| JNJ | Sell | Johnson & Johnson | $2,750,000 | -83.7% | 17,027 | -83.4% | 0.28% | -84.1% |
| WBA | Buy | Walgreens Boots Alliance Inc | $2,756,000 | -9.8% | 58,580 | +0.9% | 0.28% | -11.9% |
| MSGS | Buy | Madison Square Garden Sports C | $2,683,000 | +7.9% | 14,426 | +0.1% | 0.27% | +5.8% |
| WU | Sell | Western Union Co | $2,575,000 | -12.4% | 127,327 | -0.5% | 0.26% | -14.4% |
| BX | Sell | Blackstone Goup Inc Cl A | $2,424,000 | +11.7% | 20,835 | -6.7% | 0.25% | +9.3% |
| IBM | Sell | International Business Machine | $2,335,000 | -5.8% | 16,807 | -0.6% | 0.24% | -8.1% |
| WCCPRA | Sell | Wesco Intl Inc Cm Fx/Flt Prp Ppfd | $2,306,000 | +1.0% | 73,475 | -0.6% | 0.24% | -0.8% |
| TSCAP | Sell | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,240,000 | -3.1% | 86,115 | -1.3% | 0.23% | -5.0% |
| SDIV | Sell | Global X Super Dividend 100 ET | $2,212,000 | -17.4% | 167,175 | -11.8% | 0.22% | -19.1% |
| BR | Sell | Broadridge Financial Solutions | $2,191,000 | -7.9% | 13,148 | -10.8% | 0.22% | -9.7% |
| VTI | Sell | Vanguard Total Stock Fund | $2,031,000 | -0.5% | 9,146 | -0.2% | 0.21% | -2.4% |
| JPMPRC | Buy | JP Morgan Ser EE Fixd Perp Calpfd | $2,006,000 | +5.5% | 72,362 | +9.7% | 0.20% | +3.0% |
| NSS | Sell | Nustar Logistics L.P. Due 2043pfd | $2,006,000 | -3.1% | 80,570 | -0.3% | 0.20% | -5.1% |
| TEI | Buy | Templeton Emerging Markets Inc | $2,002,000 | -1.9% | 258,673 | +1.0% | 0.20% | -3.8% |
| PAA | Buy | Plains All American Pipeline L | $1,983,000 | -5.8% | 194,998 | +5.2% | 0.20% | -7.8% |
| FAM | Sell | First Trust/Aberdeen Global Opfdstx | $1,952,000 | -2.4% | 192,620 | -1.4% | 0.20% | -4.3% |
| AVK | Buy | Advent Claymore Convertible &fdstx | $1,928,000 | +120.8% | 107,198 | +136.6% | 0.20% | +115.4% |
| FBT | Buy | First Trust Biotech Index ETF | $1,906,000 | +5.8% | 11,475 | +10.0% | 0.19% | +3.7% |
| XLE | Buy | Select Sector SPDR Trust Shs B | $1,850,000 | +56.1% | 35,513 | +61.4% | 0.19% | +52.8% |
| GGN | Buy | Gamco Glbl Gold Natural Resour | $1,827,000 | -6.8% | 489,931 | +0.0% | 0.19% | -8.8% |
| DIS | Sell | Walt Disney Company | $1,719,000 | -7.5% | 10,162 | -3.9% | 0.18% | -9.3% |
| MBINP | Sell | Merchants Bancorp Fx/Flt A Perpfd | $1,696,000 | -1.5% | 62,400 | -1.0% | 0.17% | -3.9% |
| WIW | Buy | Western Asset Inflation Linked | $1,694,000 | +2.7% | 127,495 | +1.3% | 0.17% | 0.0% |
| ARKG | Buy | ARK ETF Tr Genomic Revolution | $1,677,000 | -14.7% | 22,450 | +5.6% | 0.17% | -16.2% |
| AEM | Buy | Agnico Eagle Mines Limited | $1,610,000 | +27.7% | 31,054 | +48.9% | 0.16% | +25.2% |
| BLW | Buy | BlackRock Limited Duration Incfdstx | $1,607,000 | +155.5% | 94,050 | +154.2% | 0.16% | +150.8% |
| GOOGL | Buy | Alphabet Inc Voting Cap Stk Cl | $1,572,000 | +10.2% | 588 | +0.7% | 0.16% | +8.1% |
| FISV | Buy | Fiserv Inc | $1,539,000 | +654.4% | 14,181 | +643.6% | 0.16% | +647.6% |
| GABPRK | Sell | Gabelli Equity Trust Ser K Pfdpfd | $1,457,000 | -3.6% | 55,100 | -3.2% | 0.15% | -5.7% |
| PEP | Buy | Pepsico Incorporated | $1,453,000 | +7.9% | 9,660 | +6.3% | 0.15% | +5.7% |
| PCEF | Sell | Invesco II Income Composite CE | $1,404,000 | -5.5% | 58,637 | -3.4% | 0.14% | -7.1% |
| PG | Sell | Procter & Gamble Co | $1,375,000 | -1.6% | 9,832 | -5.0% | 0.14% | -3.4% |
| AMD | Buy | Advanced Micro Devices Inc | $1,325,000 | +19.3% | 12,877 | +8.8% | 0.14% | +16.4% |
| CMCSA | Sell | Comcast Corp New Cl A | $1,274,000 | -14.0% | 22,772 | -12.4% | 0.13% | -15.6% |
| EFR | Sell | Eaton Vance Senior Floating Rafdstx | $1,249,000 | +0.4% | 85,496 | -2.7% | 0.13% | -1.6% |
| ADDYY | Sell | Adidas Ag Sponsored ADR | $1,251,000 | -29.3% | 7,911 | -16.5% | 0.13% | -31.0% |
| SBUX | Sell | Starbucks Corp | $1,247,000 | -6.2% | 11,309 | -4.9% | 0.13% | -8.0% |
| NVDA | Buy | Nvidia Corp | $1,235,000 | -21.5% | 5,962 | +203.1% | 0.13% | -23.2% |
| ADP | Sell | Automatic Data Processing Inc | $1,215,000 | -7.4% | 6,075 | -8.0% | 0.12% | -8.8% |
| VB | Buy | Vanguard Index Fund Vanguard S | $1,215,000 | -2.6% | 5,556 | +0.3% | 0.12% | -4.6% |
| IDEXY | Sell | Industria de Diseno SA ADR | $1,203,000 | -11.1% | 65,446 | -14.4% | 0.12% | -13.5% |
| UPST | Buy | Upstart Holdings Inc | $1,193,000 | +173.0% | 3,771 | +7.7% | 0.12% | +168.9% |
| PFE | Buy | Pfizer Incorporated | $1,185,000 | +19.6% | 27,543 | +8.8% | 0.12% | +17.5% |
| BTI | New | British Amern Tob PLC Spon ADR | $1,160,000 | – | 32,882 | – | 0.12% | – |
| SE | Buy | Sea Ltd Unspon ADR | $1,147,000 | +30.5% | 3,600 | +12.5% | 0.12% | +28.6% |
| BSJM | Sell | Invesco Bulletshares 2022 Hi Yfdstx | $1,115,000 | -0.7% | 47,980 | -0.2% | 0.11% | -3.4% |
| SNVPRD | Sell | Synovus Finl Crp Fix/Flt PerpPpfd | $1,069,000 | -1.3% | 40,257 | -1.5% | 0.11% | -3.5% |
| COP | Sell | ConocoPhillips | $1,041,000 | +11.1% | 15,362 | -0.2% | 0.11% | +9.3% |
| AUBAP | Sell | Atlantic Un 6.875 Pfd Bnkshrspfd | $1,011,000 | -1.1% | 36,200 | -0.8% | 0.10% | -2.8% |
| MSI | Buy | Motorola Solutions INC Com New | $1,017,000 | +7.6% | 4,378 | +0.4% | 0.10% | +5.1% |
| AVGO | Buy | Broadcom Ltd | $990,000 | +15.9% | 2,041 | +14.0% | 0.10% | +13.5% |
| ESRT | Buy | Empire State Realty Trust Inc | $962,000 | +144.8% | 95,880 | +192.4% | 0.10% | +139.0% |
| ABBV | Sell | Abbvie Inc | $968,000 | -4.3% | 8,970 | -0.2% | 0.10% | -6.7% |
| TXN | Buy | Texas Instruments | $958,000 | +5.0% | 4,982 | +5.0% | 0.10% | +2.1% |
| NYCBPRA | Sell | New York Banc Fix/Flt Perp Pfdpfd | $923,000 | -2.8% | 32,243 | -1.8% | 0.09% | -5.1% |
| MCD | Sell | McDonalds Corp | $872,000 | -1.0% | 3,615 | -5.2% | 0.09% | -3.3% |
| TWLO | Buy | Twilio Inc | $866,000 | -6.1% | 2,715 | +16.0% | 0.09% | -8.3% |
| WMT | Sell | Walmart Inc | $870,000 | -8.5% | 6,243 | -7.4% | 0.09% | -11.1% |
| SBR | Buy | Sabine Royalty Tr Unit Benefic | $842,000 | +10.2% | 19,736 | +4.1% | 0.09% | +8.9% |
| HON | Sell | Honeywell International Inc | $824,000 | -23.1% | 3,884 | -20.5% | 0.08% | -24.3% |
| ABT | Sell | Abbott Laboratories | $816,000 | -5.2% | 6,909 | -7.0% | 0.08% | -7.8% |
| BSL | Sell | Blackstone / Gso Senior Floatifdstx | $809,000 | -2.8% | 49,267 | -3.2% | 0.08% | -4.7% |
| KEYPRJ | Buy | Keycorp Perp Pfd 5.65 NonCum 1pfd | $790,000 | -2.5% | 29,793 | +2.0% | 0.08% | -4.8% |
| PD | Buy | PagerDuty Inc | $789,000 | +3.3% | 19,050 | +6.1% | 0.08% | +1.3% |
| SYY | Sell | Sysco Corp | $754,000 | -3.0% | 9,600 | -3.9% | 0.08% | -4.9% |
| AGG | Sell | iShares Core U.S. ETF Aggregat | $754,000 | -18.3% | 6,570 | -17.9% | 0.08% | -19.8% |
| BACPRB | Buy | Bank of America Non-Cum Perp Mpfd | $751,000 | +10.1% | 27,824 | +11.7% | 0.08% | +7.0% |
| GSPRD | Sell | Gold Sachs Flt Non-Cum Perp Pfpfd | $739,000 | -41.1% | 29,220 | -41.5% | 0.08% | -42.3% |
| MDT | Sell | Medtronic PLC | $732,000 | -25.8% | 5,836 | -26.6% | 0.07% | -28.2% |
| KMB | Sell | Kimberly-Clark Corp | $707,000 | -1.8% | 5,340 | -0.8% | 0.07% | -4.0% |
| ZM | Buy | Zoom Video Communications Inc | $708,000 | -5.2% | 2,706 | +40.1% | 0.07% | -7.7% |
| MELI | Buy | MercadoLibre Inc | $695,000 | +9.3% | 414 | +1.5% | 0.07% | +7.6% |
| CRWD | Buy | Crowdstrike Hldgs Inc Cl A | $686,000 | +14.1% | 2,790 | +16.7% | 0.07% | +12.9% |
| PGX | Sell | Invesco TR II ETF Pfd | $689,000 | -7.0% | 45,851 | -5.2% | 0.07% | -9.1% |
| COST | Buy | Costco Wholesale Corp-New | $679,000 | +14.5% | 1,510 | +0.8% | 0.07% | +11.3% |
| ZTS | Sell | Zoetis Inc Cl A | $681,000 | -12.7% | 3,509 | -16.1% | 0.07% | -14.8% |
| LRCX | New | Lam Research Corp | $673,000 | – | 1,183 | – | 0.07% | – |
| TJX | Sell | TJX Companies Inc New | $631,000 | -16.8% | 9,566 | -14.9% | 0.06% | -19.0% |
| ANTM | New | Anthem Inc | $620,000 | – | 1,663 | – | 0.06% | – |
| MSGE | Buy | Madison Square Garden Entmt Co | $613,000 | -11.3% | 8,431 | +2.4% | 0.06% | -13.9% |
| GLOPPRA | Sell | Gaslog Partners Fix/Flt Pfd Apfd | $604,000 | -1.0% | 23,425 | -2.7% | 0.06% | -3.2% |
| JPM | Buy | JPMorgan Chase & Co | $603,000 | +50.0% | 3,684 | +42.7% | 0.06% | +45.2% |
| AMGN | Buy | Amgen Inc | $596,000 | +42.6% | 2,805 | +63.6% | 0.06% | +41.9% |
| WPM | Buy | Wheaton Precious Metals Corp | $592,000 | -4.1% | 15,760 | +12.5% | 0.06% | -6.2% |
| PINS | Buy | Pinterest Inc Cl A | $556,000 | -9.9% | 10,917 | +39.7% | 0.06% | -10.9% |
| VNQ | Buy | Vanguard REIT ETF | $558,000 | +0.5% | 5,483 | +0.7% | 0.06% | -1.7% |
| BDX | Sell | Becton Dickinson & Co | $555,000 | -40.8% | 2,259 | -41.4% | 0.06% | -42.3% |
| HD | Sell | Home Depot Inc | $536,000 | -12.0% | 1,632 | -14.6% | 0.06% | -12.7% |
| RTX | Sell | Raytheon Technologies Corp | $528,000 | -5.7% | 6,142 | -6.4% | 0.05% | -6.9% |
| GLW | New | Corning Inc | $501,000 | – | 13,739 | – | 0.05% | – |
| BANX | Sell | Stonecastle Financial Corp | $490,000 | -1.6% | 22,216 | -1.9% | 0.05% | -3.8% |
| GIS | Sell | General Mills Inc | $496,000 | -4.4% | 8,294 | -2.5% | 0.05% | -7.4% |
| MGNI | Buy | Magnite Inc | $480,000 | -7.7% | 17,160 | +11.7% | 0.05% | -9.3% |
| SWN | Buy | Southwestern Energy Co | $471,000 | +51.0% | 85,000 | +54.5% | 0.05% | +50.0% |
| BTZ | Sell | BlackRock Credit Alloc Income | $460,000 | -3.8% | 30,369 | -0.9% | 0.05% | -6.0% |
| ADI | Sell | Analog Devices Inc | $457,000 | -9.7% | 2,726 | -7.2% | 0.05% | -13.2% |
| VCIT | Buy | Vanguard Intermediate ETF Term | $454,000 | -0.2% | 4,809 | +0.4% | 0.05% | -2.1% |
| Z | Buy | Zillow Grp Inc Cl C | $446,000 | -27.1% | 5,065 | +1.2% | 0.04% | -29.7% |
| T | Sell | AT&T Inc | $442,000 | -15.8% | 16,380 | -10.1% | 0.04% | -18.2% |
| RSG | Buy | Republic Services Inc | $446,000 | +12.3% | 3,715 | +3.1% | 0.04% | +9.8% |
| PATH | New | UiPath Inc Cl A | $418,000 | – | 7,950 | – | 0.04% | – |
| DVN | New | Devon Energy Corporation New | $427,000 | – | 12,011 | – | 0.04% | – |
| TRP | Buy | TC Energy Corp | $426,000 | -2.5% | 8,867 | +0.5% | 0.04% | -4.4% |
| NZF | Sell | Nuveen Enhanced Muni Credit Op | $409,000 | -81.2% | 24,477 | -80.7% | 0.04% | -81.4% |
| New | Lightspeed Commerce Inc | $410,000 | – | 4,250 | – | 0.04% | – | |
| CLF | New | Cleveland-Cliffs Inc New | $386,000 | – | 19,500 | – | 0.04% | – |
| VTEB | Buy | Vanguard Muni Bd Fds ETF Tax E | $380,000 | -0.8% | 6,933 | +0.0% | 0.04% | -2.5% |
| DD | Sell | Dupont De Nemours Inc | $358,000 | -38.9% | 5,269 | -30.4% | 0.04% | -41.0% |
| CSCO | Buy | Cisco Systems Inc | $344,000 | +12.1% | 6,323 | +9.1% | 0.04% | +9.4% |
| VONE | Buy | Vanguard Russell ETF 1000 | $326,000 | +5.5% | 1,628 | +5.4% | 0.03% | +3.1% |
| VOE | Buy | Vanguard Mid-Cap Val ETF Index | $320,000 | +5.3% | 2,293 | +6.1% | 0.03% | +3.1% |
| RDSA | Buy | Royal Dutch Shell PLC Sponsore | $328,000 | +10.4% | 7,351 | +0.0% | 0.03% | +6.5% |
| O | Sell | Realty Income Corp REIT | $325,000 | -4.7% | 5,015 | -2.0% | 0.03% | -5.7% |
| FUBO | New | fuboTV Inc | $311,000 | – | 13,000 | – | 0.03% | – |
| AOD | Sell | Aberdeen Total Dynamic Dividen | $301,000 | -10.4% | 30,905 | -6.5% | 0.03% | -11.4% |
| SNAP | New | Snap Inc | $303,000 | – | 4,100 | – | 0.03% | – |
| ORCL | Sell | Oracle Corp | $292,000 | -1.4% | 3,354 | -11.9% | 0.03% | -3.2% |
| CHY | Buy | Calamos Conv & High Income Fd | $292,000 | -1.4% | 18,660 | +2.8% | 0.03% | -3.2% |
| DHR | New | Danaher Corp | $275,000 | – | 904 | – | 0.03% | – |
| NFLX | Buy | Netflix.com Inc | $277,000 | +21.0% | 454 | +4.6% | 0.03% | +16.7% |
| CEM | Buy | Clearbridge MLP & Midstream Fu | $269,000 | +8.0% | 9,925 | +16.4% | 0.03% | +3.8% |
| INTU | Sell | Intuit Inc | $264,000 | -22.8% | 490 | -29.9% | 0.03% | -25.0% |
| NVG | Sell | Nuveen Enhanced AMT L&N Muni C | $258,000 | -87.0% | 15,032 | -86.5% | 0.03% | -87.4% |
| BSJN | New | Invesco Bulletshares 2023 Hi Yfdstx | $259,000 | – | 10,225 | – | 0.03% | – |
| JMST | New | JPMorgan Ultra-Short Municipal | $257,000 | – | 5,025 | – | 0.03% | – |
| MLM | Sell | Martin Marietta Materials Inc | $240,000 | -30.8% | 701 | -28.9% | 0.02% | -33.3% |
| BABA | Sell | Alibaba Grp Holding ADR Ltd Sp | $239,000 | -97.9% | 1,615 | -96.8% | 0.02% | -98.0% |
| New | Sema4 Hldgs Corp Cl A | $231,000 | – | 30,500 | – | 0.02% | – | |
| NTG | Buy | Tortoise Midstream Energy MLP | $228,000 | -3.4% | 7,905 | +0.0% | 0.02% | -8.0% |
| SDGR | Sell | Schrodinger Inc | $220,000 | -29.3% | 4,019 | -2.4% | 0.02% | -31.2% |
| FCX | New | Freeport Mcmoran Copper & Gold | $213,000 | – | 6,557 | – | 0.02% | – |
| BXS | New | BancorpSouth Bank XXX Tupelo M | $221,000 | – | 7,420 | – | 0.02% | – |
| BSJL | Sell | Invesco Bulletshares 2021 Hi Yfdstx | $215,000 | -4.9% | 9,338 | -5.1% | 0.02% | -4.3% |
| ESTC | New | Elastic NV | $210,000 | – | 1,411 | – | 0.02% | – |
| LOW | New | Lowes Companies Inc | $203,000 | – | 1,000 | – | 0.02% | – |
| AY | New | Atlantica Yield Plc Firm Reinv | $207,000 | – | 6,000 | – | 0.02% | – |
| IHD | Buy | Voya Emerging Markets High Div | $147,000 | -12.5% | 19,930 | +1.9% | 0.02% | -11.8% |
| NCV | Buy | Virtus Allianzgi Conv & Income | $141,000 | -0.7% | 23,636 | +2.2% | 0.01% | -6.7% |
| PFO | New | Flaherty & Crumrine Pfd Income | $137,000 | – | 10,685 | – | 0.01% | – |
| New | Paleo Resources Inc | $3,000 | – | 205,000 | – | 0.00% | – | |
| GE | Exit | General Electric | $0 | – | -11,545 | – | -0.02% | – |
| MGM | Exit | Mgm Mirage | $0 | – | -4,800 | – | -0.02% | – |
| BA | Exit | Boeing Co | $0 | – | -838 | – | -0.02% | – |
| OIHYL | Exit | Oil Svc Holders Tr Holdr | $0 | – | -970 | – | -0.02% | – |
| UNP | Exit | Union Pacific Corp | $0 | – | -948 | – | -0.02% | – |
| ISRG | Exit | Intuitive Surgical Inc New | $0 | – | -240 | – | -0.02% | – |
| URI | Exit | United Rentals Inc | $0 | – | -710 | – | -0.02% | – |
| WFC | Exit | Wells Fargo & Co New | $0 | – | -4,978 | – | -0.02% | – |
| BP | Exit | BP PLC Sponsored ADR (Frm BP A | $0 | – | -8,533 | – | -0.02% | – |
| CHH | Exit | Choice Hotels International IN | $0 | – | -2,000 | – | -0.02% | – |
| Exit | JPMorgan Ultra-Short Municipal | $0 | – | -5,025 | – | -0.03% | – | |
| LULU | Exit | Lululemon Athletica Inc | $0 | – | -756 | – | -0.03% | – |
| RNP | Exit | Cohen & Steers REIT & Pfd Incofdstx | $0 | – | -14,050 | – | -0.04% | – |
| BTA | Exit | BlackRock Long Term Mun Adviso | $0 | – | -30,022 | – | -0.04% | – |
| DSTX | Exit | ETF Distillate Intl Fndmntl St | $0 | – | -20,733 | – | -0.06% | – |
| GDX | Exit | Vaneck Vectors ETF Tr Gold Min | $0 | – | -50,655 | – | -0.18% | – |
| TAP | Exit | Molson Coors Beverage Co Cl B | $0 | – | -33,072 | – | -0.18% | – |
| MSPRA | Exit | Morgan Stanley Pfd Ser A Perp/pfd | $0 | – | -82,657 | – | -0.22% | – |
| GDXJ | Exit | Vaneck Vectors Tr ETF Jr Gold | $0 | – | -70,800 | – | -0.34% | – |
| SLV | Exit | iShares Silver Tr | $0 | – | -251,960 | – | -0.63% | – |
| NSRGY | Exit | Nestle SA Spons ADR Repstg Reg | $0 | – | -67,768 | – | -0.88% | – |
| TSM | Exit | Taiwan Semiconductor Mfg CO Lt | $0 | – | -71,391 | – | -0.89% | – |
| RHHBY | Exit | Roche Hldgs Ltd Spons ADR | $0 | – | -272,186 | – | -1.33% | – |
| TCEHY | Exit | Tencent Holdings Ltd Unsp ADR | $0 | – | -182,506 | – | -1.43% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EPD | New | Enterprise Products Partners L | $30,656,000 | – | 1,270,450 | – | 3.19% | – |
| AAPL | New | Apple Inc | $27,909,000 | – | 203,778 | – | 2.90% | – |
| MSFT | New | Microsoft Corp | $26,943,000 | – | 99,459 | – | 2.80% | – |
| MNRL | New | Brigham Minerals Inc | $25,484,000 | – | 1,197,002 | – | 2.65% | – |
| GOOG | New | Alphabet Inc Non Voting Cap St | $23,422,000 | – | 9,345 | – | 2.44% | – |
| IAU | New | iShares Gold Tr ETF iShares Ne | $22,321,000 | – | 662,160 | – | 2.32% | – |
| AMZN | New | Amazon.Com Inc | $20,496,000 | – | 5,958 | – | 2.13% | – |
| AVGOP | New | Broadcom Inc 8 Pfd Ser A Mandconvpfd | $19,185,000 | – | 12,623 | – | 2.00% | – |
| MA | New | Mastercard Inc | $17,961,000 | – | 49,195 | – | 1.87% | – |
| CPRN | New | Citigroup Cap Tr Pfd XIII Fixepfd | $17,584,000 | – | 630,248 | – | 1.83% | – |
| FB | New | Facebook Inc Class A | $17,347,000 | – | 49,888 | – | 1.80% | – |
| NEEPRQ | New | Nextera Energy Mty 09/01/23 Pfpfd | $16,999,000 | – | 344,108 | – | 1.77% | – |
| JNJ | New | Johnson & Johnson | $16,901,000 | – | 102,594 | – | 1.76% | – |
| ADBE | New | Adobe Systems Inc | $15,529,000 | – | 26,516 | – | 1.61% | – |
| UNH | New | Unitedhealth Group Inc | $15,483,000 | – | 38,666 | – | 1.61% | – |
| BACPRL | New | Bank of America Series L Pfd 7pfd | $15,025,000 | – | 10,611 | – | 1.56% | – |
| RSP | New | Invesco Tr ETF S&P 500 Equal W | $14,590,000 | – | 96,798 | – | 1.52% | – |
| WFCPRL | New | Wells Fargo & CO 7.5 Prp Cnvpfd | $13,962,000 | – | 9,148 | – | 1.45% | – |
| KMI | New | Kinder Morgan Inc Del | $13,912,000 | – | 763,116 | – | 1.45% | – |
| TCEHY | New | Tencent Holdings Ltd Unsp ADR | $13,743,000 | – | 182,506 | – | 1.43% | – |
| FAX | New | Aberdeen Asia Pacific Income F | $13,634,000 | – | 3,077,761 | – | 1.42% | – |
| V | New | Visa Inc Cl A | $13,518,000 | – | 57,814 | – | 1.40% | – |
| RHHBY | New | Roche Hldgs Ltd Spons ADR | $12,790,000 | – | 272,186 | – | 1.33% | – |
| CVX | New | Chevron Corporation | $12,718,000 | – | 121,422 | – | 1.32% | – |
| OHI | New | Omega Healthcare REIT Investor | $11,418,000 | – | 314,640 | – | 1.19% | – |
| BABA | New | Alibaba Grp Holding ADR Ltd Sp | $11,273,000 | – | 49,709 | – | 1.17% | – |
| ORLY | New | O'Reilly Automotive Inc | $11,080,000 | – | 19,569 | – | 1.15% | – |
| ACN | New | Accenture PLC Ireland Shs Cl A | $11,036,000 | – | 37,437 | – | 1.15% | – |
| NKE | New | Nike Inc Cl B | $10,676,000 | – | 69,106 | – | 1.11% | – |
| BDXB | New | Becton Dickinson & Co 6 Pfd Spfd | $10,642,000 | – | 198,888 | – | 1.11% | – |
| MPLX | New | Mplx LP Com Unit Rpstg Limited | $9,956,000 | – | 336,224 | – | 1.04% | – |
| NOW | New | Servicenow Inc | $9,884,000 | – | 17,986 | – | 1.03% | – |
| MMP | New | Magellan Midstream Partners LP | $9,715,000 | – | 198,632 | – | 1.01% | – |
| MRK | New | Merck & Co Inc New | $9,666,000 | – | 124,288 | – | 1.00% | – |
| UL | New | Unilever PLC Sponsored ADR New | $9,579,000 | – | 163,736 | – | 1.00% | – |
| MPW | New | Medical Properties Trust Inc | $9,404,000 | – | 467,864 | – | 0.98% | – |
| NVS | New | Novartis Ag-Sponsored ADR | $9,006,000 | – | 98,709 | – | 0.94% | – |
| LMT | New | Lockheed Martin Corp | $8,943,000 | – | 23,637 | – | 0.93% | – |
| MCO | New | Moodys Corp | $8,830,000 | – | 24,366 | – | 0.92% | – |
| NEA | New | Nuveen Amt Free Quality Muni I | $8,606,000 | – | 548,142 | – | 0.90% | – |
| TSM | New | Taiwan Semiconductor Mfg CO Lt | $8,578,000 | – | 71,391 | – | 0.89% | – |
| NSRGY | New | Nestle SA Spons ADR Repstg Reg | $8,453,000 | – | 67,768 | – | 0.88% | – |
| AMT | New | American Tower Corp REIT | $8,315,000 | – | 30,780 | – | 0.86% | – |
| NAD | New | Nuveen Quality Advantage Muni | $8,132,000 | – | 507,917 | – | 0.84% | – |
| USBPRP | New | US Bancorp Ser K Pfd Fxd 5.50pfd | $8,119,000 | – | 288,223 | – | 0.84% | – |
| JPST | New | JPMorgan ETF Ultra-Short Incom | $8,034,000 | – | 158,329 | – | 0.84% | – |
| DVY | New | IShares Dow Jones Select Div I | $7,983,000 | – | 68,454 | – | 0.83% | – |
| RYN | New | Rayonier Inc REIT | $7,619,000 | – | 212,060 | – | 0.79% | – |
| HTA | New | Healthcare Tr Amer INC Class A | $7,545,000 | – | 282,589 | – | 0.78% | – |
| PYPL | New | Paypal Holdings Inc | $7,493,000 | – | 25,707 | – | 0.78% | – |
| DSTL | New | Distillate US Fundamental Stab | $7,470,000 | – | 179,188 | – | 0.78% | – |
| DOC | New | Physicians Realty Trust REIT | $7,319,000 | – | 396,257 | – | 0.76% | – |
| DIAX | New | Nuveen Dow 30 Dynamic Overwrit | $6,816,000 | – | 400,456 | – | 0.71% | – |
| NTR | New | Nutrien Ltd | $6,510,000 | – | 107,403 | – | 0.68% | – |
| MSPRF | New | Morgan Stan Fix/Flt Non-Cum Pepfd | $6,250,000 | – | 220,840 | – | 0.65% | – |
| SLV | New | iShares Silver Tr | $6,102,000 | – | 251,960 | – | 0.63% | – |
| CHTR | New | Charter Communications Inc | $5,743,000 | – | 7,961 | – | 0.60% | – |
| TPYP | New | Tortoise North American Pipeli | $5,722,000 | – | 253,965 | – | 0.60% | – |
| New | Flaherty & Crumrine Dynamic Pf | $5,074,000 | – | 173,288 | – | 0.53% | – | |
| UBA | New | Urstadt Biddle Pptys Inc REIT | $4,884,000 | – | 252,015 | – | 0.51% | – |
| XOM | New | Exxon Mobil Corp | $4,329,000 | – | 68,631 | – | 0.45% | – |
| CTR | New | Clearbridge MLP & Midsteam TR | $3,748,000 | – | 147,719 | – | 0.39% | – |
| HBI | New | Hanesbrands Inc | $3,322,000 | – | 177,927 | – | 0.34% | – |
| GDXJ | New | Vaneck Vectors Tr ETF Jr Gold | $3,310,000 | – | 70,800 | – | 0.34% | – |
| GOLD | New | Barrick Gold Corp | $3,216,000 | – | 155,513 | – | 0.33% | – |
| MMM | New | 3M Company | $3,179,000 | – | 16,003 | – | 0.33% | – |
| JQC | New | Nuveen Credit Strategies Incomfdstx | $3,111,000 | – | 460,947 | – | 0.32% | – |
| WBA | New | Walgreens Boots Alliance Inc | $3,054,000 | – | 58,050 | – | 0.32% | – |
| MO | New | Altria Group Inc | $3,049,000 | – | 63,951 | – | 0.32% | – |
| WU | New | Western Union Co | $2,940,000 | – | 128,002 | – | 0.31% | – |
| GLD | New | SPDR Gold Tr ETF | $2,948,000 | – | 17,801 | – | 0.31% | – |
| WMB | New | Williams Companies Inc | $2,907,000 | – | 109,500 | – | 0.30% | – |
| OKE | New | Oneok Inc New | $2,683,000 | – | 48,223 | – | 0.28% | – |
| SDIV | New | Global X Super Dividend 100 ET | $2,677,000 | – | 189,445 | – | 0.28% | – |
| GSY | New | Invesco Actively Managed ETF T | $2,677,000 | – | 53,025 | – | 0.28% | – |
| MSGS | New | Madison Square Garden Sports C | $2,486,000 | – | 14,408 | – | 0.26% | – |
| IBM | New | International Business Machine | $2,478,000 | – | 16,907 | – | 0.26% | – |
| BR | New | Broadridge Financial Solutions | $2,380,000 | – | 14,736 | – | 0.25% | – |
| TSCAP | New | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,311,000 | – | 87,290 | – | 0.24% | – |
| WCCPRA | New | Wesco Intl Inc Cm Fx/Flt Prp Ppfd | $2,284,000 | – | 73,950 | – | 0.24% | – |
| NZF | New | Nuveen Enhanced Muni Credit Op | $2,178,000 | – | 126,538 | – | 0.23% | – |
| BX | New | Blackstone Goup Inc Cl A | $2,170,000 | – | 22,335 | – | 0.23% | – |
| NEM | New | Newmont Corp | $2,163,000 | – | 34,120 | – | 0.22% | – |
| QQQ | New | Invesco QQQ Tr ETF Unit Ser 1 | $2,153,000 | – | 6,074 | – | 0.22% | – |
| PAA | New | Plains All American Pipeline L | $2,106,000 | – | 185,355 | – | 0.22% | – |
| MSPRA | New | Morgan Stanley Pfd Ser A Perp/pfd | $2,093,000 | – | 82,657 | – | 0.22% | – |
| NSS | New | Nustar Logistics L.P. Due 2043pfd | $2,071,000 | – | 80,830 | – | 0.22% | – |
| TEI | New | Templeton Emerging Markets Inc | $2,041,000 | – | 256,050 | – | 0.21% | – |
| VTI | New | Vanguard Total Stock Fund | $2,042,000 | – | 9,166 | – | 0.21% | – |
| FAM | New | First Trust/Aberdeen Global Opfdstx | $2,001,000 | – | 195,385 | – | 0.21% | – |
| NVG | New | Nuveen Enhanced AMT L&N Muni C | $1,987,000 | – | 111,232 | – | 0.21% | – |
| ARKG | New | ARK ETF Tr Genomic Revolution | $1,966,000 | – | 21,250 | – | 0.20% | – |
| GGN | New | Gamco Glbl Gold Natural Resour | $1,960,000 | – | 489,930 | – | 0.20% | – |
| CAT | New | Caterpillar Inc | $1,957,000 | – | 8,994 | – | 0.20% | – |
| PAAS | New | Pan Amern Silver Corp | $1,927,000 | – | 67,450 | – | 0.20% | – |
| JPMPRC | New | JP Morgan Ser EE Fixd Perp Calpfd | $1,902,000 | – | 65,988 | – | 0.20% | – |
| RGLD | New | Royal Gold Inc | $1,873,000 | – | 16,415 | – | 0.20% | – |
| DIS | New | Walt Disney Company | $1,859,000 | – | 10,578 | – | 0.19% | – |
| FBT | New | First Trust Biotech Index ETF | $1,801,000 | – | 10,435 | – | 0.19% | – |
| TAP | New | Molson Coors Beverage Co Cl B | $1,776,000 | – | 33,072 | – | 0.18% | – |
| ADDYY | New | Adidas Ag Sponsored ADR | $1,769,000 | – | 9,473 | – | 0.18% | – |
| SPY | New | SPDR S&P 500 ETF Tr Unit Ser I | $1,737,000 | – | 4,059 | – | 0.18% | – |
| GDX | New | Vaneck Vectors ETF Tr Gold Min | $1,721,000 | – | 50,655 | – | 0.18% | – |
| MBINP | New | Merchants Bancorp Fx/Flt A Perpfd | $1,721,000 | – | 63,050 | – | 0.18% | – |
| WIW | New | Western Asset Inflation Linked | $1,650,000 | – | 125,890 | – | 0.17% | – |
| VTR | New | Ventas Inc | $1,605,000 | – | 28,113 | – | 0.17% | – |
| NVDA | New | Nvidia Corp | $1,574,000 | – | 1,967 | – | 0.16% | – |
| PAGP | New | Plains GP Holdings LP | $1,565,000 | – | 131,040 | – | 0.16% | – |
| GABPRK | New | Gabelli Equity Trust Ser K Pfdpfd | $1,511,000 | – | 56,950 | – | 0.16% | – |
| CMCSA | New | Comcast Corp New Cl A | $1,482,000 | – | 25,999 | – | 0.15% | – |
| PCEF | New | Invesco II Income Composite CE | $1,486,000 | – | 60,672 | – | 0.15% | – |
| GOOGL | New | Alphabet Inc Voting Cap Stk Cl | $1,426,000 | – | 584 | – | 0.15% | – |
| PG | New | Procter & Gamble Co | $1,397,000 | – | 10,351 | – | 0.14% | – |
| IDEXY | New | Industria de Diseno SA ADR | $1,353,000 | – | 76,457 | – | 0.14% | – |
| PEP | New | Pepsico Incorporated | $1,347,000 | – | 9,090 | – | 0.14% | – |
| SBUX | New | Starbucks Corp | $1,329,000 | – | 11,886 | – | 0.14% | – |
| ACBI | New | Atlantic Capital Bancshares In | $1,331,000 | – | 52,293 | – | 0.14% | – |
| GWW | New | W W Grainger Inc | $1,314,000 | – | 3,000 | – | 0.14% | – |
| ADP | New | Automatic Data Processing Inc | $1,312,000 | – | 6,605 | – | 0.14% | – |
| HOG | New | Harley Davidson | $1,278,000 | – | 27,885 | – | 0.13% | – |
| AEM | New | Agnico Eagle Mines Limited | $1,261,000 | – | 20,855 | – | 0.13% | – |
| VB | New | Vanguard Index Fund Vanguard S | $1,248,000 | – | 5,538 | – | 0.13% | – |
| GSPRD | New | Gold Sachs Flt Non-Cum Perp Pfpfd | $1,255,000 | – | 49,950 | – | 0.13% | – |
| EFR | New | Eaton Vance Senior Floating Rafdstx | $1,244,000 | – | 87,896 | – | 0.13% | – |
| MGK | New | Vanguard World Fd Mega Cap 300 | $1,203,000 | – | 5,200 | – | 0.12% | – |
| FNV | New | Franco-Nevada Corp | $1,197,000 | – | 8,250 | – | 0.12% | – |
| WM | New | Waste Management Inc Del | $1,184,000 | – | 8,448 | – | 0.12% | – |
| XLE | New | Select Sector SPDR Trust Shs B | $1,185,000 | – | 21,998 | – | 0.12% | – |
| VOO | New | Vanguard Index Fds ETF S&P 500 | $1,131,000 | – | 2,874 | – | 0.12% | – |
| BSJM | New | Invesco Bulletshares 2022 Hi Yfdstx | $1,123,000 | – | 48,075 | – | 0.12% | – |
| AMD | New | Advanced Micro Devices Inc | $1,111,000 | – | 11,833 | – | 0.12% | – |
| SNVPRD | New | Synovus Finl Crp Fix/Flt PerpPpfd | $1,083,000 | – | 40,857 | – | 0.11% | – |
| AHLPRC | New | Aspen Ins Ltd Fxd/Fltg Perp Pfpfd | $1,065,000 | – | 38,632 | – | 0.11% | – |
| FPE | New | First Trust III ETF Preferred | $1,069,000 | – | 51,884 | – | 0.11% | – |
| HON | New | Honeywell International Inc | $1,072,000 | – | 4,886 | – | 0.11% | – |
| AUBAP | New | Atlantic Un 6.875 Pfd Bnkshrspfd | $1,022,000 | – | 36,500 | – | 0.11% | – |
| ROKU | New | ROKU Inc | $1,008,000 | – | 2,195 | – | 0.10% | – |
| PNFP | New | Pinnacle Financial Partners In | $1,007,000 | – | 11,400 | – | 0.10% | – |
| ABBV | New | Abbvie Inc | $1,012,000 | – | 8,988 | – | 0.10% | – |
| MDT | New | Medtronic PLC | $987,000 | – | 7,952 | – | 0.10% | – |
| PFE | New | Pfizer Incorporated | $991,000 | – | 25,306 | – | 0.10% | – |
| BTG | New | B2Gold Corp | $955,000 | – | 226,930 | – | 0.10% | – |
| WMT | New | Walmart Inc | $951,000 | – | 6,745 | – | 0.10% | – |
| NYCBPRA | New | New York Banc Fix/Flt Perp Pfdpfd | $950,000 | – | 32,843 | – | 0.10% | – |
| MSI | New | Motorola Solutions INC Com New | $945,000 | – | 4,359 | – | 0.10% | – |
| COP | New | ConocoPhillips | $937,000 | – | 15,393 | – | 0.10% | – |
| BDX | New | Becton Dickinson & Co | $937,000 | – | 3,853 | – | 0.10% | – |
| AGG | New | iShares Core U.S. ETF Aggregat | $923,000 | – | 8,000 | – | 0.10% | – |
| VZ | New | Verizon Communications | $924,000 | – | 16,488 | – | 0.10% | – |
| TWLO | New | Twilio Inc | $922,000 | – | 2,340 | – | 0.10% | – |
| TXN | New | Texas Instruments | $912,000 | – | 4,745 | – | 0.10% | – |
| VO | New | Vanguard Index Funds Vanguard | $902,000 | – | 3,800 | – | 0.09% | – |
| MCD | New | McDonalds Corp | $881,000 | – | 3,815 | – | 0.09% | – |
| MRVL | New | Marvell Technology Inc | $886,000 | – | 15,181 | – | 0.09% | – |
| TCBI | New | Texas Capital Bancshares | $889,000 | – | 14,000 | – | 0.09% | – |
| SE | New | Sea Ltd Unspon ADR | $879,000 | – | 3,200 | – | 0.09% | – |
| AVK | New | Advent Claymore Convertible &fdstx | $873,000 | – | 45,305 | – | 0.09% | – |
| ABT | New | Abbott Laboratories | $861,000 | – | 7,430 | – | 0.09% | – |
| AVGO | New | Broadcom Ltd | $854,000 | – | 1,790 | – | 0.09% | – |
| BSL | New | Blackstone / Gso Senior Floatifdstx | $832,000 | – | 50,917 | – | 0.09% | – |
| KEYPRJ | New | Keycorp Perp Pfd 5.65 NonCum 1pfd | $810,000 | – | 29,223 | – | 0.08% | – |
| XOP | New | SPDR Ser Tr Etf S&P Oil & Gas | $795,000 | – | 8,225 | – | 0.08% | – |
| ZTS | New | Zoetis Inc Cl A | $780,000 | – | 4,184 | – | 0.08% | – |
| SYY | New | Sysco Corp | $777,000 | – | 9,993 | – | 0.08% | – |
| TJX | New | TJX Companies Inc New | $758,000 | – | 11,240 | – | 0.08% | – |
| PD | New | PagerDuty Inc | $764,000 | – | 17,950 | – | 0.08% | – |
| SBR | New | Sabine Royalty Tr Unit Benefic | $764,000 | – | 18,956 | – | 0.08% | – |
| ZM | New | Zoom Video Communications Inc | $747,000 | – | 1,931 | – | 0.08% | – |
| PGX | New | Invesco TR II ETF Pfd | $741,000 | – | 48,344 | – | 0.08% | – |
| KMB | New | Kimberly-Clark Corp | $720,000 | – | 5,385 | – | 0.08% | – |
| MSGE | New | Madison Square Garden Entmt Co | $691,000 | – | 8,231 | – | 0.07% | – |
| BAC | New | Bank of America Corp | $696,000 | – | 16,893 | – | 0.07% | – |
| BACPRB | New | Bank of America Non-Cum Perp Mpfd | $682,000 | – | 24,899 | – | 0.07% | – |
| AUB | New | Atlantic Union Bankshares Corp | $673,000 | – | 18,577 | – | 0.07% | – |
| New | Perseus Mining Ltd | $674,000 | – | 615,000 | – | 0.07% | – | |
| CLX | New | Clorox Company (Del) | $675,000 | – | 3,754 | – | 0.07% | – |
| New | Northern Star Resources Ltd | $650,000 | – | 88,615 | – | 0.07% | – | |
| INTC | New | Intel Corp | $637,000 | – | 11,348 | – | 0.07% | – |
| MELI | New | MercadoLibre Inc | $636,000 | – | 408 | – | 0.07% | – |
| New | Ramelius Resources Ltd | $629,000 | – | 495,000 | – | 0.06% | – | |
| DOW | New | Dow Inc | $625,000 | – | 9,869 | – | 0.06% | – |
| BLW | New | BlackRock Limited Duration Incfdstx | $629,000 | – | 37,000 | – | 0.06% | – |
| BRKB | New | Berkshire Hathaway Inc Del Cl | $625,000 | – | 2,249 | – | 0.06% | – |
| Z | New | Zillow Grp Inc Cl C | $612,000 | – | 5,005 | – | 0.06% | – |
| SHOP | New | Shopify INC Cl A | $614,000 | – | 420 | – | 0.06% | – |
| WPM | New | Wheaton Precious Metals Corp | $617,000 | – | 14,010 | – | 0.06% | – |
| PINS | New | Pinterest Inc Cl A | $617,000 | – | 7,817 | – | 0.06% | – |
| HD | New | Home Depot Inc | $609,000 | – | 1,911 | – | 0.06% | – |
| GLOPPRA | New | Gaslog Partners Fix/Flt Pfd Apfd | $610,000 | – | 24,075 | – | 0.06% | – |
| CRWD | New | Crowdstrike Hldgs Inc Cl A | $601,000 | – | 2,390 | – | 0.06% | – |
| COST | New | Costco Wholesale Corp-New | $593,000 | – | 1,498 | – | 0.06% | – |
| DD | New | Dupont De Nemours Inc | $586,000 | – | 7,569 | – | 0.06% | – |
| DSTX | New | ETF Distillate Intl Fndmntl St | $563,000 | – | 20,733 | – | 0.06% | – |
| VNQ | New | Vanguard REIT ETF | $555,000 | – | 5,447 | – | 0.06% | – |
| RTX | New | Raytheon Technologies Corp | $560,000 | – | 6,560 | – | 0.06% | – |
| RFPRB | New | Regions Fin. B Fx/Flt Perp Pfdpfd | $560,000 | – | 19,375 | – | 0.06% | – |
| SH | New | Proshares Tr ETF Short S&P 500 | $550,000 | – | 35,730 | – | 0.06% | – |
| SSRM | New | SSR Mng Inc | $549,000 | – | 35,230 | – | 0.06% | – |
| SQ | New | Square Inc-A | $549,000 | – | 2,250 | – | 0.06% | – |
| T | New | AT&T Inc | $525,000 | – | 18,226 | – | 0.06% | – |
| MGNI | New | Magnite Inc | $520,000 | – | 15,360 | – | 0.05% | – |
| GIS | New | General Mills Inc | $519,000 | – | 8,510 | – | 0.05% | – |
| ADI | New | Analog Devices Inc | $506,000 | – | 2,937 | – | 0.05% | – |
| BANX | New | Stonecastle Financial Corp | $498,000 | – | 22,641 | – | 0.05% | – |
| BTZ | New | BlackRock Credit Alloc Income | $478,000 | – | 30,644 | – | 0.05% | – |
| LMBS | New | First Trust Low Duration Opp E | $459,000 | – | 9,017 | – | 0.05% | – |
| VCIT | New | Vanguard Intermediate ETF Term | $455,000 | – | 4,789 | – | 0.05% | – |
| FFC | New | Flaherty & Crumrine / Claymore | $439,000 | – | 19,301 | – | 0.05% | – |
| AGI | New | Alamos Gold Inc New Class A | $447,000 | – | 58,474 | – | 0.05% | – |
| VUG | New | Vanguard Index FDS Growth ETF | $438,000 | – | 1,528 | – | 0.05% | – |
| UPST | New | Upstart Holdings Inc | $437,000 | – | 3,501 | – | 0.04% | – |
| TRP | New | TC Energy Corp | $437,000 | – | 8,820 | – | 0.04% | – |
| BRKA | New | Berkshire Hathaway Inc-Del Cl | $419,000 | – | 1 | – | 0.04% | – |
| AMGN | New | Amgen Inc | $418,000 | – | 1,715 | – | 0.04% | – |
| BTA | New | BlackRock Long Term Mun Adviso | $409,000 | – | 30,022 | – | 0.04% | – |
| JPM | New | JPMorgan Chase & Co | $402,000 | – | 2,582 | – | 0.04% | – |
| TSC | New | Tristate Capital Holdings Inc | $401,000 | – | 19,688 | – | 0.04% | – |
| ESRT | New | Empire State Realty Trust Inc | $393,000 | – | 32,790 | – | 0.04% | – |
| SAN | New | Banco Santander Cent Hispano S | $396,000 | – | 101,300 | – | 0.04% | – |
| RSG | New | Republic Services Inc | $397,000 | – | 3,605 | – | 0.04% | – |
| RNP | New | Cohen & Steers REIT & Pfd Incofdstx | $382,000 | – | 14,050 | – | 0.04% | – |
| VTEB | New | Vanguard Muni Bd Fds ETF Tax E | $383,000 | – | 6,932 | – | 0.04% | – |
| IWP | New | iShares ETF Russell Midcap Gro | $371,000 | – | 3,280 | – | 0.04% | – |
| VLO | New | Valero Energy Corp New | $362,000 | – | 4,640 | – | 0.04% | – |
| CEQP | New | Crestwood Equity Partners LP | $355,000 | – | 11,850 | – | 0.04% | – |
| DPMLF | New | Dundee Precious Metals Inc | $358,000 | – | 59,000 | – | 0.04% | – |
| PSQ | New | Proshares Tr Short ETF QQQ New | $358,000 | – | 28,860 | – | 0.04% | – |
| INTU | New | Intuit Inc | $342,000 | – | 699 | – | 0.04% | – |
| MLM | New | Martin Marietta Materials Inc | $347,000 | – | 986 | – | 0.04% | – |
| MTG | New | MGIC Investment Corp-Wisc | $340,000 | – | 25,000 | – | 0.04% | – |
| AOD | New | Aberdeen Total Dynamic Dividen | $336,000 | – | 33,065 | – | 0.04% | – |
| New | Evolution Mining Ltd | $338,000 | – | 100,000 | – | 0.04% | – | |
| O | New | Realty Income Corp REIT | $341,000 | – | 5,115 | – | 0.04% | – |
| GFI | New | Gold Fields Ltd New ADR Rand | $326,000 | – | 36,675 | – | 0.03% | – |
| VV | New | Vanguard Lrg Cap ETF | $314,000 | – | 1,562 | – | 0.03% | – |
| ET | New | Energy Transfer LP | $310,000 | – | 29,175 | – | 0.03% | – |
| SWN | New | Southwestern Energy Co | $312,000 | – | 55,000 | – | 0.03% | – |
| VONE | New | Vanguard Russell ETF 1000 | $309,000 | – | 1,545 | – | 0.03% | – |
| VOE | New | Vanguard Mid-Cap Val ETF Index | $304,000 | – | 2,161 | – | 0.03% | – |
| SDGR | New | Schrodinger Inc | $311,000 | – | 4,119 | – | 0.03% | – |
| CSCO | New | Cisco Systems Inc | $307,000 | – | 5,793 | – | 0.03% | – |
| IWF | New | iShares ETF Russell 1000 Growt | $312,000 | – | 1,150 | – | 0.03% | – |
| CHY | New | Calamos Conv & High Income Fd | $296,000 | – | 18,160 | – | 0.03% | – |
| ORCL | New | Oracle Corp | $296,000 | – | 3,808 | – | 0.03% | – |
| RDSA | New | Royal Dutch Shell PLC Sponsore | $297,000 | – | 7,348 | – | 0.03% | – |
| IWR | New | iShares Russell ETF Midcap | $287,000 | – | 3,620 | – | 0.03% | – |
| TPL | New | Texas Pac Ld Corp | $288,000 | – | 180 | – | 0.03% | – |
| LULU | New | Lululemon Athletica Inc | $276,000 | – | 756 | – | 0.03% | – |
| New | JPMorgan Ultra-Short Municipal | $257,000 | – | 5,025 | – | 0.03% | – | |
| SCCO | New | Southern Copper Corporation | $260,000 | – | 4,050 | – | 0.03% | – |
| CEM | New | Clearbridge MLP & Midstream Fu | $249,000 | – | 8,530 | – | 0.03% | – |
| MTLS | New | Materialise NV Spon ADR 1 Rcpt | $248,000 | – | 10,300 | – | 0.03% | – |
| YUM | New | Yum Brands Inc | $252,000 | – | 2,191 | – | 0.03% | – |
| CHH | New | Choice Hotels International IN | $238,000 | – | 2,000 | – | 0.02% | – |
| SKLZ | New | Skillz Inc Com Cl A | $240,000 | – | 11,050 | – | 0.02% | – |
| NTG | New | Tortoise Midstream Energy MLP | $236,000 | – | 7,903 | – | 0.02% | – |
| DE | New | Deere & Co | $244,000 | – | 693 | – | 0.02% | – |
| MUI | New | BlackRock Muni Inter Duration | $229,000 | – | 14,630 | – | 0.02% | – |
| NFLX | New | Netflix.com Inc | $229,000 | – | 434 | – | 0.02% | – |
| AXP | New | American Express Company | $230,000 | – | 1,395 | – | 0.02% | – |
| BSJL | New | Invesco Bulletshares 2021 Hi Yfdstx | $226,000 | – | 9,838 | – | 0.02% | – |
| EGP | New | Eastgroup Properties Inc | $222,000 | – | 1,350 | – | 0.02% | – |
| URI | New | United Rentals Inc | $226,000 | – | 710 | – | 0.02% | – |
| WFC | New | Wells Fargo & Co New | $225,000 | – | 4,978 | – | 0.02% | – |
| MAS | New | Masco Corp | $225,000 | – | 3,811 | – | 0.02% | – |
| ISRG | New | Intuitive Surgical Inc New | $221,000 | – | 240 | – | 0.02% | – |
| LLY | New | Eli Lilly & Co | $224,000 | – | 975 | – | 0.02% | – |
| BP | New | BP PLC Sponsored ADR (Frm BP A | $225,000 | – | 8,533 | – | 0.02% | – |
| UNP | New | Union Pacific Corp | $208,000 | – | 948 | – | 0.02% | – |
| OIHYL | New | Oil Svc Holders Tr Holdr | $212,000 | – | 970 | – | 0.02% | – |
| MHD | New | BlackRock Muniholdings Fd Inc | $213,000 | – | 12,705 | – | 0.02% | – |
| GNT | New | Gamco Natural Resources Gold & | $214,000 | – | 39,080 | – | 0.02% | – |
| MGM | New | Mgm Mirage | $205,000 | – | 4,800 | – | 0.02% | – |
| ATOM | New | Atomera Inc | $204,000 | – | 9,500 | – | 0.02% | – |
| FISV | New | Fiserv Inc | $204,000 | – | 1,907 | – | 0.02% | – |
| BKNG | New | Booking Holdings Inc | $201,000 | – | 92 | – | 0.02% | – |
| BA | New | Boeing Co | $201,000 | – | 838 | – | 0.02% | – |
| BYM | New | BlackRock Insured Municipal In | $171,000 | – | 10,900 | – | 0.02% | – |
| NPV | New | Nuveen VA Premium Income Muni | $171,000 | – | 10,325 | – | 0.02% | – |
| IHD | New | Voya Emerging Markets High Div | $168,000 | – | 19,561 | – | 0.02% | – |
| JPC | New | Nuveen Multi-Strategy Income A | $166,000 | – | 16,650 | – | 0.02% | – |
| GE | New | General Electric | $155,000 | – | 11,545 | – | 0.02% | – |
| NCV | New | Virtus Allianzgi Conv & Income | $142,000 | – | 23,133 | – | 0.02% | – |
| PSLV | New | Sprott Physical Silver Trust | $127,000 | – | 13,650 | – | 0.01% | – |
| GIM | New | Templeton Global Income Fund | $103,000 | – | 18,417 | – | 0.01% | – |
| NGD | New | New Gold Inc | $109,000 | – | 60,000 | – | 0.01% | – |
| PEYUF | New | Peyto Exploration & Developmen | $72,000 | – | 10,712 | – | 0.01% | – |
| HIO | New | Western Asset High Income Oppo | $53,000 | – | 10,000 | – | 0.01% | – |
| VVR | New | Invesco Van Kampen Sr Income T | $58,000 | – | 13,000 | – | 0.01% | – |
| New | Regis Resources NL | $40,000 | – | 22,500 | – | 0.00% | – | |
| HYMCZ | New | Hycroft Mining Wts Exp 10/22/2wt | $5,000 | – | 10,084 | – | 0.00% | – |
| GNOW | New | American Caresource Holdings I | $1,000 | – | 74,000 | – | 0.00% | – |
Q4 2020
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | New | iShares Trust Barclays 20 Year | $79,466,000 | – | 486,746 | – | 10.08% | – |
| AAPL | Buy | Apple Inc | $24,269,000 | +25.1% | 209,559 | +294.1% | 3.08% | +9.0% |
| IAU | Buy | iShares Comex Gold Tr | $23,196,000 | +49.2% | 1,289,369 | +40.9% | 2.94% | +29.9% |
| MSFT | Buy | Microsoft Corp | $20,736,000 | +3.5% | 98,588 | +0.2% | 2.63% | -9.8% |
| EPD | Sell | Enterprise Products Partners L | $19,406,000 | -13.6% | 1,228,992 | -0.5% | 2.46% | -24.7% |
| AVGOP | Sell | Broadcom Inc 8 Pfd Ser A Mandconvpfd | $16,467,000 | +10.9% | 13,208 | -0.9% | 2.09% | -3.3% |
| MA | Sell | Mastercard Inc | $14,990,000 | +13.5% | 44,326 | -0.7% | 1.90% | -1.1% |
| UL | Sell | Unilever PLC Sponsored ADR New | $14,765,000 | +9.7% | 239,374 | -2.4% | 1.87% | -4.4% |
| GGN | Sell | Gamco Glbl Gold Natural Resour | $14,147,000 | -0.9% | 4,148,589 | -0.0% | 1.79% | -13.7% |
| AMZN | Buy | Amazon.Com Inc | $14,021,000 | +15.2% | 4,453 | +1.0% | 1.78% | +0.4% |
| GOOG | Sell | Alphabet Inc Non Voting Cap St | $12,227,000 | +3.9% | 8,320 | -0.0% | 1.55% | -9.4% |
| CPRN | Buy | Citigroup Cap Tr Pfd XIII Fixepfd | $12,159,000 | +21.1% | 450,677 | +18.9% | 1.54% | +5.5% |
| MNRL | Buy | Brigham Minerals Inc | $11,191,000 | -26.3% | 1,254,561 | +2.0% | 1.42% | -35.8% |
| BABA | Buy | Alibaba Grp Holding ADR Ltd Sp | $11,087,000 | +39.6% | 37,712 | +2.5% | 1.41% | +21.6% |
| BACPRL | Sell | Bank of America Series L Pfd 7pfd | $11,067,000 | +10.1% | 7,437 | -0.7% | 1.40% | -4.0% |
| V | Buy | Visa Inc Cl A | $10,970,000 | +3.6% | 54,859 | +0.1% | 1.39% | -9.7% |
| PFE | Sell | Pfizer Incorporated | $10,943,000 | +9.7% | 298,166 | -2.2% | 1.39% | -4.4% |
| RSP | Sell | Invesco S&P 500 Eqwt ETF | $10,582,000 | +4.4% | 97,882 | -1.7% | 1.34% | -9.0% |
| MRK | Buy | Merck & Co Inc New | $10,018,000 | +107.1% | 120,777 | +93.0% | 1.27% | +80.5% |
| JNJ | Sell | Johnson & Johnson | $9,668,000 | -6.6% | 64,939 | -11.8% | 1.23% | -18.6% |
| FB | Buy | Facebook Inc Class A | $9,500,000 | +17.9% | 36,275 | +2.2% | 1.20% | +2.7% |
| BDXB | Sell | Becton Dickinson & Co 6 Pfd Spfd | $9,363,000 | -3.1% | 177,837 | -2.0% | 1.19% | -15.5% |
| OHI | Sell | Omega Healthcare REIT Investor | $9,342,000 | -1.0% | 312,028 | -1.7% | 1.18% | -13.7% |
| UNH | Sell | Unitedhealth Group Inc | $9,156,000 | +5.2% | 29,368 | -0.5% | 1.16% | -8.4% |
| PAGP | Buy | Plains GP Holdings LP | $9,133,000 | +7.6% | 1,499,745 | +57.2% | 1.16% | -6.3% |
| ACN | Sell | Accenture PLC Ireland Shs Cl A | $8,987,000 | +3.6% | 39,767 | -1.6% | 1.14% | -9.7% |
| NKE | Sell | Nike Inc Cl B | $8,988,000 | +26.0% | 71,595 | -1.6% | 1.14% | +9.7% |
| UN | Sell | Unilever N V New York Shs New | $8,926,000 | -3.5% | 147,774 | -14.9% | 1.13% | -15.9% |
| NVS | Sell | Novartis Ag-Sponsored ADR | $8,543,000 | -1.3% | 98,243 | -0.9% | 1.08% | -14.0% |
| NEA | Buy | Nuveen Amt Free Quality Muni I | $8,312,000 | +3.7% | 579,659 | +0.5% | 1.05% | -9.7% |
| ORLY | Sell | O'Reilly Automotive Inc | $8,255,000 | +8.6% | 17,904 | -0.7% | 1.05% | -5.3% |
| RGLD | Buy | Royal Gold Inc | $8,229,000 | +2.2% | 68,480 | +5.7% | 1.04% | -10.9% |
| WFCPRL | Buy | Wells Fargo & CO 7.5 Prp Cnvpfd | $8,107,000 | +14.4% | 6,041 | +10.6% | 1.03% | -0.4% |
| ADBE | Buy | Adobe Systems Inc | $8,067,000 | +14.3% | 16,449 | +1.4% | 1.02% | -0.5% |
| NSRGY | Sell | Nestle SA Spons ADR Repstg Reg | $7,765,000 | -3.2% | 65,110 | -10.4% | 0.98% | -15.7% |
| NAD | Sell | Nuveen Quality Advantage Muni | $7,426,000 | +2.4% | 511,438 | -1.1% | 0.94% | -10.8% |
| MCO | Sell | Moodys Corp | $7,420,000 | +3.2% | 25,601 | -2.2% | 0.94% | -10.0% |
| MPW | Sell | Medical Properties Trust Inc | $7,266,000 | -6.6% | 412,162 | -0.4% | 0.92% | -18.6% |
| HTA | Sell | Healthcare Tr Amer INC Class A | $6,920,000 | -3.4% | 266,153 | -1.4% | 0.88% | -15.7% |
| DOC | Sell | Physicians Realty Trust REIT | $6,874,000 | -0.4% | 383,811 | -2.6% | 0.87% | -13.2% |
| MSPRF | Sell | Morgan Stan Fix/Flt Non-Cum Pepfd | $5,948,000 | -0.8% | 219,088 | -2.9% | 0.75% | -13.6% |
| XOM | Sell | Exxon Mobil Corp | $5,892,000 | -24.7% | 171,630 | -1.9% | 0.75% | -34.4% |
| DVY | Sell | IShares Dow Jones Select Div I | $5,389,000 | +0.6% | 66,084 | -0.5% | 0.68% | -12.3% |
| TCEHY | Buy | Tencent Holdings Ltd Unsp ADR | $4,809,000 | +15.5% | 71,086 | +9.3% | 0.61% | +0.7% |
| NOW | Buy | Servicenow Inc | $4,757,000 | +20.1% | 9,808 | +0.3% | 0.60% | +4.7% |
| Sell | Flaherty & Crumrine Dynamic Pf | $4,701,000 | +10.3% | 172,215 | -1.7% | 0.60% | -3.9% | |
| PYPL | Buy | Paypal Holdings Inc | $4,531,000 | +22.9% | 22,995 | +8.7% | 0.58% | +7.1% |
| GNT | Sell | Gamco Natural Resources Gold & | $4,451,000 | +2.3% | 900,990 | -0.4% | 0.56% | -10.9% |
| GOLD | Buy | Barrick Gold Corp | $4,458,000 | +13.1% | 158,590 | +8.4% | 0.56% | -1.6% |
| FAX | Buy | Aberdeen Asia Pacific Income F | $4,421,000 | +100.8% | 1,107,912 | +91.7% | 0.56% | +74.8% |
| NZF | Sell | Nuveen Enhanced Muni Credit Op | $4,419,000 | -0.5% | 300,843 | -0.0% | 0.56% | -13.3% |
| RFPRA | Sell | Regions Fin. A Non-Cum Perp Pfpfd | $4,353,000 | -6.9% | 171,663 | -8.4% | 0.55% | -18.9% |
| USBPRP | Sell | US Bancorp Ser K Pfd Fxd 5.50pfd | $4,354,000 | +3.2% | 161,268 | -0.2% | 0.55% | -10.1% |
| MMP | Buy | Magellan Midstream Partners LP | $4,333,000 | -18.4% | 126,684 | +3.0% | 0.55% | -28.8% |
| CHTR | Sell | Charter Communications Inc | $4,314,000 | +20.8% | 6,909 | -1.3% | 0.55% | +5.2% |
| JPST | Sell | JPMorgan ETF Ultra-Short Incom | $4,231,000 | -11.2% | 83,297 | -11.3% | 0.54% | -22.6% |
| NVG | Sell | Nuveen Enhanced AMT L&N Muni C | $4,163,000 | +0.7% | 265,833 | -1.7% | 0.53% | -12.3% |
| DSTL | Buy | Distillate US Fundamental Stab | $4,009,000 | +18.0% | 122,860 | +9.7% | 0.51% | +2.8% |
| GDXJ | Buy | Vaneck Vectors Tr ETF Jr Gold | $3,919,000 | +305.3% | 70,800 | +263.1% | 0.50% | +252.5% |
| NEM | Buy | Newmont Goldcorp Corp | $3,320,000 | +3.0% | 52,331 | +0.3% | 0.42% | -10.2% |
| MSPRA | Buy | Morgan Stanley Pfd Ser A Perp/pfd | $3,202,000 | +12.5% | 136,612 | +0.2% | 0.41% | -1.9% |
| KMI | Sell | Kinder Morgan Inc Del | $3,157,000 | -64.7% | 256,045 | -56.5% | 0.40% | -69.2% |
| JQC | Sell | Nuveen Credit Strategies Incomfdstx | $3,132,000 | +0.1% | 529,917 | -1.1% | 0.40% | -12.7% |
| MMM | Sell | 3M Company | $2,638,000 | +1.5% | 16,468 | -1.2% | 0.34% | -11.4% |
| UBA | New | Urstadt Biddle Pptys Inc REIT | $2,544,000 | – | 276,555 | – | 0.32% | – |
| PAAS | Buy | Pan Amern Silver Corp | $2,543,000 | +28.3% | 79,110 | +21.3% | 0.32% | +11.8% |
| MO | Sell | Altria Group Inc | $2,450,000 | -1.9% | 63,411 | -0.3% | 0.31% | -14.3% |
| CTR | New | Clearbridge MLP & Midsteam TR | $2,440,000 | – | 243,772 | – | 0.31% | – |
| GDX | Buy | Vaneck Vectors ETF Tr Gold Min | $2,318,000 | +478.1% | 59,189 | +441.5% | 0.29% | +406.9% |
| WMB | Sell | Williams Companies Inc | $2,210,000 | -0.3% | 112,488 | -3.5% | 0.28% | -13.3% |
| KEYPRJ | Sell | Keycorp Perp Pfd 5.65 NonCum 1pfd | $2,202,000 | +5.0% | 82,951 | -1.1% | 0.28% | -8.5% |
| TSCAP | Buy | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,185,000 | +8.7% | 88,050 | +0.2% | 0.28% | -5.5% |
| AEM | Sell | Agnico Eagle Mines Limited | $2,171,000 | +23.7% | 27,272 | -0.5% | 0.28% | +7.8% |
| BR | Sell | Broadridge Financial Solutions | $2,121,000 | 0.0% | 16,068 | -4.4% | 0.27% | -12.9% |
| MSGS | Buy | Madison Square Garden Sports C | $2,091,000 | +123.4% | 13,896 | +118.1% | 0.26% | +94.9% |
| T | Buy | AT&T Inc | $2,074,000 | -3.3% | 72,748 | +2.5% | 0.26% | -15.7% |
| WSM | Sell | Williams Sonoma Inc | $2,074,000 | +8.4% | 22,936 | -1.7% | 0.26% | -5.7% |
| WBA | New | Walgreens Boots Alliance Inc | $2,069,000 | – | 57,600 | – | 0.26% | – |
| IBM | Sell | International Business Machine | $1,916,000 | -2.2% | 15,751 | -3.0% | 0.24% | -14.7% |
| GLD | Buy | SPDR Gold Tr ETF | $1,909,000 | +11.4% | 10,778 | +5.3% | 0.24% | -2.8% |
| WCCPRA | New | Wesco Intl Inc Cm Fx/Flt Prp Ppfd | $1,889,000 | – | 67,475 | – | 0.24% | – |
| VTR | Sell | Ventas Inc | $1,860,000 | +14.6% | 44,333 | -0.0% | 0.24% | 0.0% |
| GSPRD | Sell | Gold Sachs Flt Non-Cum Perp Pfpfd | $1,695,000 | +9.3% | 73,355 | -2.1% | 0.22% | -4.9% |
| MBINP | Sell | Merchants Bancorp Fx/Flt A Perpfd | $1,657,000 | -24.4% | 63,250 | -27.7% | 0.21% | -34.2% |
| UTF | Sell | Cohen & Steers Infrastructure | $1,654,000 | +0.6% | 74,385 | -0.2% | 0.21% | -12.1% |
| NSS | Sell | Nustar Logistics L.P. Due 2043pfd | $1,566,000 | +0.2% | 81,805 | -0.4% | 0.20% | -12.7% |
| AJG | Sell | Arthur J Gallagher & Co | $1,571,000 | -0.1% | 14,880 | -7.8% | 0.20% | -13.1% |
| AGNCN | Sell | AGNC Investment Corp Pfd 7 Fipfd | $1,494,000 | +3.8% | 62,700 | -1.2% | 0.19% | -9.5% |
| RNRPRF | Sell | Renaissancere Pfd F 5.75 QDIpfd | $1,477,000 | +4.7% | 54,390 | -0.2% | 0.19% | -8.8% |
| CEM | New | Clearbridge MLP & Midstream Fu | $1,431,000 | – | 129,528 | – | 0.18% | – |
| LEG | Sell | Leggett & Platt Inc | $1,421,000 | +15.4% | 34,520 | -1.4% | 0.18% | +0.6% |
| ADDYY | Sell | Adidas Ag Sponsored ADR | $1,405,000 | +19.7% | 8,613 | -3.4% | 0.18% | +4.1% |
| PG | Sell | Procter & Gamble Co | $1,390,000 | -2.8% | 9,998 | -16.4% | 0.18% | -15.4% |
| TCBIP | Buy | TX Cap Bancshs 6.5 Non-Cum Pepfd | $1,382,000 | +1.8% | 54,900 | +0.4% | 0.18% | -11.6% |
| PEP | Sell | Pepsico Incorporated | $1,379,000 | -1.4% | 9,952 | -5.9% | 0.18% | -14.2% |
| ADP | Sell | Automatic Data Processing Inc | $1,366,000 | -8.8% | 9,793 | -2.7% | 0.17% | -20.6% |
| DIS | Sell | Walt Disney Company | $1,310,000 | +2.0% | 10,556 | -8.3% | 0.17% | -11.2% |
| WPM | Buy | Wheaton Precious Metals Corp | $1,269,000 | +91.1% | 25,855 | +71.5% | 0.16% | +66.0% |
| CAT | Sell | Caterpillar Inc | $1,242,000 | +16.5% | 8,327 | -1.2% | 0.16% | +1.9% |
| VZ | Sell | Verizon Communications | $1,225,000 | -1.1% | 20,594 | -8.3% | 0.16% | -13.9% |
| SBUX | Sell | Starbucks Corp | $1,225,000 | -4.8% | 14,252 | -18.5% | 0.16% | -17.1% |
| HIG | Buy | Hartford Financial Services Gr | $1,215,000 | -0.9% | 32,975 | +3.7% | 0.15% | -13.5% |
| CMCSA | Sell | Comcast Corp New Cl A | $1,213,000 | -74.6% | 26,230 | -78.6% | 0.15% | -77.8% |
| CVX | Sell | Chevron Corporation | $1,200,000 | -21.6% | 16,664 | -2.9% | 0.15% | -31.8% |
| SPY | Buy | SPDR S&P 500 ETF Tr Unit Ser I | $1,129,000 | +40.2% | 3,372 | +29.1% | 0.14% | +22.2% |
| IDEXY | Sell | Industria de Diseno SA ADR | $1,119,000 | -0.5% | 80,317 | -5.4% | 0.14% | -13.4% |
| PAA | Sell | Plains All American Pipeline L | $1,113,000 | -33.8% | 186,180 | -2.0% | 0.14% | -42.4% |
| WM | Buy | Waste Management Inc Del | $1,092,000 | +22.0% | 9,648 | +14.2% | 0.14% | +6.9% |
| SNVPRD | Buy | Synovus Finl Crp Fix/Flt PerpPpfd | $1,056,000 | +9.8% | 41,057 | +0.5% | 0.13% | -4.3% |
| FPE | Sell | First Trust III ETF Preferred | $1,035,000 | -45.4% | 53,971 | -47.5% | 0.13% | -52.5% |
| AHLPRC | Buy | Aspen Ins Ltd Fxd/Fltg Perp Pfpfd | $995,000 | +5.0% | 39,432 | +0.5% | 0.13% | -8.7% |
| AUBAP | Buy | Atlantic Un 6.875 Pfd Bnkshrspfd | $985,000 | +5.8% | 37,500 | +0.5% | 0.12% | -8.1% |
| MDT | Buy | Medtronic PLC | $961,000 | +13.7% | 9,243 | +0.3% | 0.12% | -0.8% |
| SH | Sell | Proshares Tr ETF Short S&P 500 | $959,000 | -9.7% | 47,195 | -0.6% | 0.12% | -21.3% |
| ABBV | Buy | Abbvie Inc | $942,000 | +0.2% | 10,760 | +12.4% | 0.12% | -13.1% |
| VOO | Sell | Vanguard Index Fds ETF S&P 500 | $853,000 | -27.0% | 2,774 | -32.7% | 0.11% | -36.5% |
| HON | Sell | Honeywell International Inc | $847,000 | +7.5% | 5,147 | -5.5% | 0.11% | -7.0% |
| MCD | Buy | McDonalds Corp | $837,000 | +43.8% | 3,815 | +21.0% | 0.11% | +24.7% |
| SLV | Buy | iShares Silver Tr | $835,000 | +323.9% | 38,565 | +232.5% | 0.11% | +265.5% |
| VB | Sell | Vanguard Index Fund Vanguard S | $838,000 | +5.4% | 5,450 | -0.1% | 0.11% | -8.6% |
| RHHBY | Sell | Roche Hldgs Ltd Spons ADR | $811,000 | -10.5% | 18,941 | -9.3% | 0.10% | -22.0% |
| KMB | Sell | Kimberly-Clark Corp | $795,000 | -8.7% | 5,385 | -12.6% | 0.10% | -20.5% |
| CLX | Sell | Clorox Company (Del) | $789,000 | -8.6% | 3,754 | -4.6% | 0.10% | -20.6% |
| TPYP | Buy | Tortoise North American Pipeli | $780,000 | +47.4% | 52,084 | +62.6% | 0.10% | +28.6% |
| PGX | Buy | Invesco TR II ETF Pfd | $764,000 | +20.5% | 51,857 | +15.6% | 0.10% | +5.4% |
| RWM | Buy | Proshares Tr ETF Short Russell | $724,000 | +159.5% | 21,330 | +176.6% | 0.09% | +124.4% |
| ABT | Buy | Abbott Laboratories | $701,000 | +20.7% | 6,440 | +1.3% | 0.09% | +4.7% |
| TXN | Sell | Texas Instruments | $690,000 | +9.7% | 4,834 | -2.4% | 0.09% | -4.3% |
| BDX | Sell | Becton Dickinson & Co | $659,000 | -88.3% | 2,832 | -87.9% | 0.08% | -89.7% |
| GOOGL | Buy | Alphabet Inc Voting Cap Stk Cl | $658,000 | +76.9% | 449 | +71.4% | 0.08% | +53.7% |
| ZTS | Buy | Zoetis Inc Cl A | $640,000 | +26.2% | 3,868 | +4.5% | 0.08% | +9.5% |
| INTC | Sell | Intel Corp | $612,000 | -70.5% | 11,823 | -65.9% | 0.08% | -74.2% |
| FNV | New | Franco-Nevada Corp | $608,000 | – | 4,355 | – | 0.08% | – |
| TJX | Sell | TJX Companies Inc New | $600,000 | +6.4% | 10,786 | -3.3% | 0.08% | -7.3% |
| COST | Buy | Costco Wholesale Corp-New | $589,000 | +31.8% | 1,659 | +12.5% | 0.08% | +15.4% |
| GIS | Buy | General Mills Inc | $580,000 | +10.5% | 9,410 | +10.6% | 0.07% | -2.6% |
| BIL | Buy | SPDR Bloomberg Barclays 1-3 Mn | $541,000 | +1.7% | 5,911 | +1.7% | 0.07% | -10.4% |
| HD | Buy | Home Depot Inc | $542,000 | +23.5% | 1,953 | +11.4% | 0.07% | +7.8% |
| HQH | Sell | Tekla Healthcare Investors | $542,000 | -8.0% | 26,300 | -4.8% | 0.07% | -19.8% |
| WMT | Buy | Walmart Inc | $520,000 | +39.0% | 3,719 | +19.2% | 0.07% | +22.2% |
| PNFP | Sell | Pinnacle Financial Partners In | $513,000 | -49.3% | 14,420 | -40.2% | 0.06% | -55.8% |
| SAP | Sell | Sap Aktiengesellschaft Spons | $502,000 | +8.0% | 3,221 | -2.9% | 0.06% | -5.9% |
| BTZ | Sell | BlackRock Credit Alloc Income | $507,000 | +2.0% | 35,659 | -5.3% | 0.06% | -11.1% |
| VCIT | Sell | Vanguard Intermediate ETF Term | $490,000 | -36.4% | 5,111 | -36.8% | 0.06% | -44.6% |
| AVGO | Buy | Broadcom Ltd | $490,000 | +23.1% | 1,345 | +6.7% | 0.06% | +6.9% |
| VNQ | Buy | Vanguard REIT ETF | $490,000 | +13.2% | 6,202 | +12.4% | 0.06% | -1.6% |
| FFC | Buy | Flaherty & Crumrine / Claymore | $478,000 | +4.8% | 22,816 | +0.7% | 0.06% | -7.6% |
| PSQ | Buy | Proshares Tr Short ETF QQQ New | $482,000 | -9.4% | 29,150 | +4.1% | 0.06% | -20.8% |
| GRX | Sell | Gabelli Healthcare & Wellness | $463,000 | -0.2% | 44,880 | -3.0% | 0.06% | -13.2% |
| RTX | Buy | Raytheon Technologies Corp | $448,000 | +37.4% | 7,779 | +47.1% | 0.06% | +21.3% |
| VTEB | Sell | Vanguard Muni Bd Fds ETF Tax E | $445,000 | -28.3% | 8,170 | -28.8% | 0.06% | -37.8% |
| DD | Buy | Dupont De Nemours Inc | $417,000 | +40.9% | 7,514 | +35.0% | 0.05% | +23.3% |
| NTG | Buy | Tortoise Midstream Energy MLP | $421,000 | -15.6% | 29,065 | +0.7% | 0.05% | -27.4% |
| AOD | Sell | Aberdeen Total Dynamic Dividen | $385,000 | -2.5% | 48,450 | -5.5% | 0.05% | -15.5% |
| BLW | Sell | BlackRock Limited Duration Inc | $375,000 | -15.0% | 25,525 | -19.3% | 0.05% | -25.0% |
| COP | Sell | ConocoPhillips | $355,000 | -28.1% | 10,822 | -8.0% | 0.04% | -37.5% |
| VUG | New | Vanguard Index FDS Growth ETF | $354,000 | – | 1,557 | – | 0.04% | – |
| RSG | Sell | Republic Services Inc | $337,000 | -21.8% | 3,605 | -31.3% | 0.04% | -31.7% |
| ADI | Sell | Analog Devices Inc | $335,000 | -9.0% | 2,869 | -4.4% | 0.04% | -22.2% |
| GLOPPRA | Sell | Gaslog Partners Fix/Flt Pfd Apfd | $332,000 | -75.7% | 24,075 | -71.7% | 0.04% | -78.9% |
| SBR | Buy | Sabine Royalty Tr Unit Benefic | $322,000 | +11.0% | 11,050 | +5.7% | 0.04% | -2.4% |
| O | Sell | Realty Income Corp REIT | $315,000 | -1.3% | 5,190 | -3.3% | 0.04% | -13.0% |
| NFLX | Buy | Netflix.com Inc | $318,000 | +37.7% | 635 | +25.2% | 0.04% | +17.6% |
| BAC | Sell | Bank of America Corp | $304,000 | -18.9% | 12,622 | -20.0% | 0.04% | -29.1% |
| EDVMF | New | Endeavour Mining Corp | $305,000 | – | 12,229 | – | 0.04% | – |
| JPM | Sell | JPMorgan Chase & Co | $297,000 | -45.2% | 3,082 | -46.5% | 0.04% | -51.9% |
| GDVPRH | Sell | Gabelli Dv Inc Tr Prp Ser H Pfpfd | $295,000 | -6.6% | 10,950 | -8.4% | 0.04% | -19.6% |
| ORCL | Sell | Oracle Corp | $295,000 | -64.6% | 4,936 | -67.3% | 0.04% | -69.4% |
| MAS | New | Masco Corp | $273,000 | – | 4,961 | – | 0.04% | – |
| INTU | Buy | Intuit Inc | $267,000 | +29.0% | 819 | +17.2% | 0.03% | +13.3% |
| CRM | New | Salesforce.Com | $248,000 | – | 986 | – | 0.03% | – |
| VV | New | Vanguard Lrg Cap ETF | $244,000 | – | 1,562 | – | 0.03% | – |
| AVK | Buy | Advent Claymore Convertible & | $238,000 | +8.2% | 17,205 | +2.1% | 0.03% | -6.2% |
| WFC | Buy | Wells Fargo & Co New | $233,000 | -1.7% | 9,891 | +6.7% | 0.03% | -14.3% |
| CHY | Sell | Calamos Conv & High Income Fd | $221,000 | -6.0% | 18,951 | -8.4% | 0.03% | -17.6% |
| BNDX | New | Vanguard Total Intl ETF Bond | $222,000 | – | 3,815 | – | 0.03% | – |
| ET | Sell | Energy Transfer LP | $213,000 | -25.5% | 39,223 | -2.5% | 0.03% | -35.7% |
| LOW | New | Lowes Companies Inc | $216,000 | – | 1,300 | – | 0.03% | – |
| BBN | New | BlackRock Build America Bond T | $204,000 | – | 7,855 | – | 0.03% | – |
| YUM | New | Yum Brands Inc | $200,000 | – | 2,191 | – | 0.02% | – |
| IHD | Sell | Voya Emerging Markets High Div | $150,000 | -17.6% | 22,737 | -22.5% | 0.02% | -26.9% |
| EMO | New | Clearbridge Energy Midstream O | $129,000 | – | 14,743 | – | 0.02% | – |
| PFO | Sell | Flaherty & Crumrine Pfd Incomepfd | $130,000 | +3.2% | 10,925 | -3.8% | 0.02% | -11.1% |
| SAND | Sell | Sandstorm Gold Ltd Com New | $124,000 | -20.5% | 14,650 | -9.9% | 0.02% | -30.4% |
| NCV | Buy | Allianzgi Conv & Income Fund | $108,000 | +4.9% | 23,589 | +0.0% | 0.01% | -6.7% |
| GIM | Buy | Templeton Global Income Fund | $83,000 | +31.7% | 15,511 | +31.4% | 0.01% | +22.2% |
| HYCTW | Exit | Hycroft Mng Corp Wts Exp 10/22wt | $0 | – | -10,084 | – | 0.00% | – |
| HYMCZ | New | Hycroft Mining Wts Exp 10/22/2wt | $3,000 | – | 10,084 | – | 0.00% | – |
| CEN | Exit | Center Coast MLP CHG & Infrast | $0 | – | -72,188 | – | -0.01% | – |
| EDD | Exit | Morgan Stanley Emerging Mkts D | $0 | – | -13,394 | – | -0.01% | – |
| CEM | Exit | Clearbridge Energy MLP Fund CH | $0 | – | -56,191 | – | -0.03% | – |
| BA | Exit | Boeing Co | $0 | – | -1,170 | – | -0.03% | – |
| CSCO | Exit | Cisco Systems Inc | $0 | – | -4,663 | – | -0.03% | – |
| EBAY | Exit | eBay Inc | $0 | – | -4,620 | – | -0.04% | – |
| AXP | Exit | American Express Company | $0 | – | -2,740 | – | -0.04% | – |
| SEMFF | Exit | Semafo Inc Com Chg | $0 | – | -86,000 | – | -0.04% | – |
| CAKE | Exit | Cheesecake Factory Inc | $0 | – | -14,911 | – | -0.05% | – |
| VLYPO | Exit | Valley Natl Bancrp Prp Sr B Pfpfd | $0 | – | -23,200 | – | -0.07% | – |
| HEINY | Exit | Heineken NV | $0 | – | -11,662 | – | -0.08% | – |
| RDSA | Exit | Royal Dutch Shell PLC Sponsore | $0 | – | -17,912 | – | -0.08% | – |
| LGFA | Exit | Lions Gate Entertainment Corp | $0 | – | -88,460 | – | -0.10% | – |
| Exit | Crestwood Eqty Partners Perp Ppfd | $0 | – | -132,665 | – | -0.11% | – | |
| PBA | Exit | Pembina Pipeline Corp | $0 | – | -34,485 | – | -0.12% | – |
| SPG | Exit | Simon Property Group Inc | $0 | – | -15,489 | – | -0.15% | – |
| RYE | Exit | Invesco S&P 500 Eqwt Energy ET | $0 | – | -37,714 | – | -0.15% | – |
| CLF | Exit | Cleveland-Cliffs Inc New | $0 | – | -318,065 | – | -0.26% | – |
| CADE | Exit | Cadence Bancorp Cl A | $0 | – | -202,545 | – | -0.26% | – |
| CTR | Exit | Clearbridge Energy MLP CHG | $0 | – | -675,321 | – | -0.27% | – |
| TPR | Exit | Tapestry Inc | $0 | – | -138,367 | – | -0.27% | – |
| BKNG | Exit | Booking Holdings Inc | $0 | – | -3,270 | – | -0.76% | – |
Q2 2020
Q4 2019
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | Sell | iShares Trust Barclays 20 Year | $86,943,000 | -18.0% | 607,653 | -23.9% | 11.55% | -9.5% |
| EPD | Buy | Enterprise Products Partners L | $25,085,000 | -0.7% | 877,721 | +0.3% | 3.33% | +9.5% |
| CTR | Buy | Clearbridge Energy MLP Total R | $20,627,000 | +0.5% | 2,315,005 | +5.8% | 2.74% | +10.9% |
| TGE | Sell | Tallgrass Energy LP | $19,175,000 | -47.1% | 952,074 | -44.6% | 2.55% | -41.7% |
| NAD | Buy | Nuveen Quality Advantage Muni | $18,262,000 | +3.3% | 1,271,720 | +0.7% | 2.43% | +14.1% |
| NEA | Buy | Nuveen Amt Free Quality Muni I | $16,266,000 | +4.5% | 1,136,680 | +0.8% | 2.16% | +15.3% |
| NTG | Buy | Tortoise MLP Fd Inc | $15,683,000 | -3.7% | 1,276,058 | +5.7% | 2.08% | +6.2% |
| MSFT | Sell | Microsoft Corp | $13,821,000 | -3.6% | 99,409 | -7.1% | 1.84% | +6.4% |
| NZF | Sell | Nuveen Enhanced Muni Credit Op | $13,263,000 | +1.9% | 817,190 | -1.1% | 1.76% | +12.4% |
| AAPL | Sell | Apple Inc | $12,538,000 | +1.8% | 55,979 | -10.1% | 1.67% | +12.3% |
| JPS | Buy | Nuveen Quality Pfd Income Fd 2fdstx | $11,905,000 | +226.5% | 1,208,628 | +214.9% | 1.58% | +260.4% |
| XOM | Buy | Exxon Mobil Corp | $11,448,000 | +0.7% | 162,130 | +9.3% | 1.52% | +11.1% |
| NVG | Sell | Nuveen Enhanced AMT L&N Muni C | $11,070,000 | +4.4% | 661,666 | -0.9% | 1.47% | +15.3% |
| BACPRL | Buy | Bank of America Series L Pfd 7pfd | $10,398,000 | +9.4% | 6,935 | +0.1% | 1.38% | +20.7% |
| RSP | Sell | Invesco S&P 500 Eqwt ETF | $9,065,000 | -2.5% | 83,875 | -2.8% | 1.20% | +7.6% |
| JNJ | Buy | Johnson & Johnson | $8,662,000 | +90.5% | 66,949 | +105.1% | 1.15% | +110.4% |
| CEN | Buy | Center Coast MLP & Infrastruct | $8,652,000 | -7.2% | 1,215,115 | +2.5% | 1.15% | +2.4% |
| GOOG | Sell | Alphabet Inc Non Voting Cap St | $8,560,000 | +7.5% | 7,022 | -4.7% | 1.14% | +18.6% |
| MPW | Sell | Medical Properties Trust Inc | $8,251,000 | +11.7% | 421,820 | -0.4% | 1.10% | +23.1% |
| NSRGY | Sell | Nestle SA Spons ADR Repstg Reg | $7,973,000 | -8.6% | 73,549 | -12.8% | 1.06% | +0.9% |
| Sell | Redwood Trust Incconv | $7,422,000 | +1.7% | 7,310,000 | -0.4% | 0.99% | +12.2% | |
| WFCPRL | Buy | Wells Fargo & CO 7.5 Prp Cnvpfd | $7,118,000 | +17.4% | 4,675 | +5.2% | 0.95% | +29.6% |
| FAX | Buy | Aberdeen Asia Pacific Income F | $7,000,000 | +1.8% | 1,670,709 | +1.5% | 0.93% | +12.3% |
| GGN | Sell | Gamco Glbl Gold Natural Resour | $6,844,000 | -32.2% | 1,573,296 | -28.7% | 0.91% | -25.2% |
| GSPRD | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $6,502,000 | +37.9% | 295,002 | +25.6% | 0.86% | +52.1% |
| JPC | Buy | Nuveen Multi-Strategy Income A | $6,410,000 | +1.9% | 637,842 | +0.5% | 0.85% | +12.5% |
| BANX | Buy | Stonecastle Financial Corp | $6,390,000 | +3.0% | 288,351 | +1.4% | 0.85% | +13.7% |
| PAGP | Buy | Plains GP Holdings LP | $6,383,000 | -8.9% | 300,666 | +7.2% | 0.85% | +0.5% |
| DIAX | Sell | Nuveen Dow 30 Dynamic Overwrit | $6,246,000 | -2.8% | 350,525 | -4.0% | 0.83% | +7.2% |
| KMI | Sell | Kinder Morgan Inc Del | $5,817,000 | -1.4% | 282,218 | -0.1% | 0.77% | +8.7% |
| GNT | Sell | Gamco Natural Resources Gold & | $5,689,000 | -34.4% | 996,259 | -33.2% | 0.76% | -27.7% |
| CMCSA | Sell | Comcast Corp New Cl A | $5,644,000 | +2.3% | 125,192 | -4.1% | 0.75% | +13.0% |
| MSPRF | Buy | Morgan Stan Fix/Flt Non-Cum Pepfd | $5,581,000 | +3.3% | 199,187 | +1.2% | 0.74% | +14.0% |
| RFPRA | Sell | Regions Fin. A Non-Cum Perp Pfpfd | $5,569,000 | -0.2% | 216,115 | -1.7% | 0.74% | +10.1% |
| JPST | Sell | JPMorgan ETF Ultra-Short Incom | $5,440,000 | -9.7% | 107,881 | -9.7% | 0.72% | -0.3% |
| TEL | Buy | Te Connectivity Ltd | $5,303,000 | +1.8% | 56,915 | +4.7% | 0.70% | +12.4% |
| DVY | Sell | IShares Dow Jones Select Div I | $5,255,000 | -0.6% | 51,549 | -2.9% | 0.70% | +9.6% |
| PAA | Sell | Plains All American Pipeline L | $5,167,000 | -14.8% | 249,000 | -0.1% | 0.69% | -6.0% |
| UNH | Buy | Unitedhealth Group Inc | $5,036,000 | +2052.1% | 23,171 | +2318.7% | 0.67% | +2289.3% |
| MCO | Sell | Moodys Corp | $4,816,000 | -0.1% | 23,514 | -4.7% | 0.64% | +10.2% |
| Sell | Flaherty & Crumrine Dynamic Pf | $4,683,000 | -42.5% | 179,408 | -44.8% | 0.62% | -36.5% | |
| BAC | Sell | Bank of America Corp | $4,657,000 | -3.0% | 159,665 | -3.5% | 0.62% | +7.1% |
| PFE | Buy | Pfizer Incorporated | $4,573,000 | -12.0% | 127,285 | +6.1% | 0.61% | -2.9% |
| TPR | New | Tapestry Inc | $4,480,000 | – | 171,965 | – | 0.60% | – |
| C | Sell | Citigroup Inc New | $4,449,000 | -5.7% | 64,399 | -4.4% | 0.59% | +4.0% |
| WMB | Sell | Williams Companies Inc | $4,400,000 | -18.3% | 182,864 | -4.7% | 0.58% | -9.7% |
| SCHW | Sell | Charles Schwab Corp | $4,270,000 | -3.1% | 102,070 | -6.9% | 0.57% | +7.0% |
| SPG | Buy | Simon Property Group Inc | $4,265,000 | +3.6% | 27,401 | +6.4% | 0.57% | +14.3% |
| KEYPRJ | Buy | Keycorp Perp Pfd 5.65 NonCum 1pfd | $4,175,000 | +7.2% | 156,314 | +2.2% | 0.56% | +18.3% |
| CHKP | New | Check Point Software Technolog | $3,942,000 | – | 36,000 | – | 0.52% | – |
| BKNG | Sell | Booking Holdings Inc | $3,880,000 | -0.5% | 1,977 | -4.9% | 0.52% | +10.0% |
| DLTR | Sell | Dollar Tree Inc | $3,881,000 | +2.6% | 34,000 | -3.4% | 0.52% | +13.4% |
| FB | Sell | Facebook Inc Class A | $3,615,000 | -11.8% | 20,299 | -4.4% | 0.48% | -2.8% |
| KKR | Sell | KKR & Co Inc | $3,484,000 | +4.7% | 129,740 | -1.5% | 0.46% | +15.5% |
| WU | Sell | Western Union Co | $3,448,000 | +13.7% | 148,813 | -2.4% | 0.46% | +25.5% |
| ANTM | New | Anthem Inc | $3,428,000 | – | 14,279 | – | 0.46% | – |
| EIM | Buy | Eaton Vance Municipal Bond Fd | $3,305,000 | +10.4% | 255,001 | +5.9% | 0.44% | +21.9% |
| T | Sell | AT&T Inc | $3,253,000 | +12.2% | 85,966 | -0.6% | 0.43% | +23.8% |
| NEM | Sell | Newmont Goldcorp Corp | $3,158,000 | -8.7% | 83,276 | -7.4% | 0.42% | +0.7% |
| EXPE | Sell | Expedia Inc | $3,078,000 | -4.4% | 22,901 | -5.3% | 0.41% | +5.4% |
| EBAY | Sell | eBay Inc | $3,015,000 | -18.1% | 77,360 | -17.0% | 0.40% | -9.5% |
| V | Buy | Visa Inc Cl A | $3,011,000 | -0.1% | 17,505 | +0.8% | 0.40% | +10.2% |
| RDSA | Sell | Royal Dutch Shell PLC Sponsore | $2,961,000 | -34.9% | 50,319 | -28.0% | 0.39% | -28.3% |
| TCEHY | Sell | Tencent Holdings Ltd Unsp ADR | $2,898,000 | -14.3% | 69,602 | -6.8% | 0.38% | -5.4% |
| GOLD | Sell | Barrick Gold Corp | $2,838,000 | +9.3% | 163,754 | -0.6% | 0.38% | +20.4% |
| ALLPRECL | Buy | Allstate 6.625 Pfd Ser E QDIpfd | $2,827,000 | -0.5% | 113,250 | +1.2% | 0.38% | +9.9% |
| BABA | New | Alibaba Grp Holding ADR Ltd Sp | $2,744,000 | – | 16,409 | – | 0.36% | – |
| ADI | Sell | Analog Devices Inc | $2,740,000 | -6.4% | 24,525 | -5.4% | 0.36% | +3.4% |
| ORCL | Sell | Oracle Corp | $2,730,000 | -8.3% | 49,615 | -5.0% | 0.36% | +1.1% |
| ADP | Sell | Automatic Data Processing Inc | $2,622,000 | -6.3% | 16,241 | -4.0% | 0.35% | +3.3% |
| DBL | Sell | Doubleline Opportunistic Cr Fd | $2,608,000 | -50.7% | 125,917 | -50.2% | 0.35% | -45.6% |
| DIS | Sell | Walt Disney Company | $2,582,000 | -15.2% | 19,809 | -9.2% | 0.34% | -6.5% |
| HON | Sell | Honeywell International Inc | $2,568,000 | -7.8% | 15,178 | -4.9% | 0.34% | +1.5% |
| MMM | Sell | 3M Company | $2,537,000 | -5.8% | 15,433 | -0.7% | 0.34% | +4.0% |
| INTC | Buy | Intel Corp | $2,513,000 | +39.2% | 48,765 | +29.3% | 0.33% | +53.9% |
| WSM | Sell | Williams Sonoma Inc | $2,498,000 | +2.7% | 36,743 | -1.8% | 0.33% | +13.3% |
| MBINP | Sell | Merchants Bancorp Fx/Flt A Perpfd | $2,468,000 | -7.9% | 91,700 | -7.9% | 0.33% | +1.5% |
| PH | Buy | Parker-Hannifin Corp | $2,424,000 | +150.2% | 13,419 | +135.4% | 0.32% | +175.2% |
| AMZN | Sell | Amazon.Com Inc | $2,420,000 | -8.9% | 1,394 | -0.6% | 0.32% | +0.6% |
| RHHBY | Buy | Roche Hldgs Ltd Spons ADR | $2,422,000 | +5.3% | 66,441 | +1.4% | 0.32% | +16.2% |
| TSCAP | Sell | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,411,000 | -0.6% | 88,650 | -2.8% | 0.32% | +9.6% |
| HBI | Sell | Hanesbrands Inc | $2,364,000 | -13.0% | 154,308 | -2.2% | 0.31% | -4.0% |
| CTSH | Sell | Cognizant Technology Solutions | $2,320,000 | -8.1% | 38,500 | -3.3% | 0.31% | +1.3% |
| MSPRA | New | Morgan Stanley Pfd Ser A Perp/pfd | $2,308,000 | – | 105,560 | – | 0.31% | – |
| CHTR | Sell | Charter Communications Inc | $2,306,000 | -1.9% | 5,596 | -5.9% | 0.31% | +8.1% |
| DISCA | Sell | Discovery Communications Inc C | $2,293,000 | -15.5% | 86,090 | -2.6% | 0.30% | -6.7% |
| WFC | Buy | Wells Fargo & Co New | $2,234,000 | +26.4% | 44,297 | +18.7% | 0.30% | +39.4% |
| AVK | Buy | Advent Claymore Convertible & | $2,190,000 | +0.4% | 150,183 | +3.7% | 0.29% | +10.6% |
| LUV | Sell | Southwest Airlines Co | $2,184,000 | +1.0% | 40,443 | -5.0% | 0.29% | +11.5% |
| FPE | Sell | First Trust III ETF Preferred | $2,140,000 | -1.9% | 108,483 | -3.6% | 0.28% | +8.0% |
| NSS | Sell | Nustar Logistics L.P. Due 2043pfd | $2,069,000 | +0.2% | 79,905 | -3.1% | 0.28% | +10.4% |
| CEM | Buy | Clearbridge Energy MLP Fund | $2,052,000 | +6.0% | 180,278 | +11.3% | 0.27% | +17.2% |
| CLF | Buy | Cleveland-Cliffs Inc New | $2,045,000 | +11.1% | 283,280 | +64.2% | 0.27% | +22.5% |
| RNP | Buy | Cohen & Steers REIT & Pfd Inco | $1,952,000 | +14.9% | 79,325 | +0.9% | 0.26% | +26.3% |
| GLOPPRA | Sell | Gaslog Partners Fix/Flt Pfd Apfd | $1,822,000 | +1.5% | 72,320 | -1.6% | 0.24% | +12.0% |
| UTF | Sell | Cohen & Steers Infrastructure | $1,805,000 | +2.7% | 66,276 | -2.2% | 0.24% | +13.2% |
| AGNCN | Sell | AGNC Investment Corp Pfd 7 Fipfd | $1,761,000 | -13.7% | 68,300 | -12.9% | 0.23% | -4.9% |
| LEG | Buy | Leggett & Platt Inc | $1,736,000 | +35.7% | 42,395 | +27.2% | 0.23% | +50.0% |
| VZ | Buy | Verizon Communications | $1,735,000 | +7.1% | 28,744 | +1.3% | 0.23% | +18.5% |
| TTAC | Buy | Trimtabs Tr ETF All Cap US Fre | $1,698,000 | +1.9% | 45,690 | +2.0% | 0.23% | +12.4% |
| MO | Sell | Altria Group Inc | $1,701,000 | -16.2% | 41,597 | -3.0% | 0.23% | -7.4% |
| MDT | Sell | Medtronic PLC | $1,634,000 | +1.7% | 15,042 | -8.8% | 0.22% | +12.4% |
| RNRPRF | Buy | Renaissancere Pfd F 5.75 QDIpfd | $1,568,000 | +8.1% | 58,635 | +4.6% | 0.21% | +18.9% |
| HCA | Sell | HCA Holdings Inc | $1,539,000 | -12.0% | 12,782 | -1.2% | 0.20% | -2.8% |
| AEM | Sell | Agnico Eagle Mines Limited | $1,541,000 | +1.9% | 28,745 | -2.7% | 0.20% | +12.6% |
| FAM | Buy | First Trust/Aberdeen Global Op | $1,538,000 | +3.0% | 145,633 | +1.4% | 0.20% | +13.3% |
| PNFP | Sell | Pinnacle Financial Partners In | $1,490,000 | -1.8% | 26,254 | -0.6% | 0.20% | +8.2% |
| GSPRA | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $1,473,000 | +17.4% | 70,460 | +7.9% | 0.20% | +29.8% |
| TCBIP | Sell | TX Cap Bancshs 6.5 Non-Cum Pepfd | $1,459,000 | +0.4% | 55,200 | -0.9% | 0.19% | +10.9% |
| JPM | Sell | JPMorgan Chase & Co | $1,415,000 | -51.3% | 12,021 | -53.7% | 0.19% | -46.3% |
| PCEF | Sell | Invesco II Income Composite CE | $1,412,000 | -0.6% | 62,460 | -0.4% | 0.19% | +9.9% |
| UTX | Buy | United Technologies Corp | $1,410,000 | +9.0% | 10,325 | +4.0% | 0.19% | +19.9% |
| FBT | Sell | First Trust Biotech Index ETF | $1,379,000 | -16.8% | 11,145 | -5.3% | 0.18% | -8.5% |
| PBA | Sell | Pembina Pipeline Corp | $1,350,000 | -9.0% | 36,410 | -8.7% | 0.18% | 0.0% |
| CVX | Sell | Chevron Corporation | $1,315,000 | -46.4% | 11,090 | -43.8% | 0.18% | -40.9% |
| TAP | Sell | Molson Coors Brewing Co Cl B | $1,301,000 | +1.3% | 22,623 | -1.3% | 0.17% | +11.6% |
| RGLD | Sell | Royal Gold Inc | $1,293,000 | +18.6% | 10,495 | -1.4% | 0.17% | +31.3% |
| BBN | Buy | BlackRock Build America Bond T | $1,270,000 | +8.1% | 51,365 | +3.7% | 0.17% | +19.0% |
| Buy | Crestwood Eqty Partners Perp Ppfd | $1,272,000 | +43.9% | 137,780 | +45.0% | 0.17% | +59.4% | |
| SYY | Buy | Sysco Corp | $1,267,000 | +86.6% | 15,960 | +66.2% | 0.17% | +104.9% |
| BUD | Sell | Anheuser Busch Inbev SA/NV-Spo | $1,237,000 | -64.4% | 13,000 | -66.9% | 0.16% | -60.8% |
| SDIV | Sell | Global X Super Dividend 100 ET | $1,177,000 | -5.8% | 69,330 | -4.6% | 0.16% | +3.3% |
| LVS | Sell | Las Vegas Sands Corp | $1,162,000 | -68.9% | 20,115 | -68.2% | 0.15% | -65.8% |
| ALLYPRA | Sell | GMAC Capital Trust I Var Ser 2pfd | $1,157,000 | -13.7% | 44,130 | -14.0% | 0.15% | -4.3% |
| NLYPRF | Sell | Annaly Cap Mgmt 6.95 Pfd Fix/pfd | $1,162,000 | -3.2% | 45,120 | -4.5% | 0.15% | +6.2% |
| BSL | Sell | Blackstone / Gso Senior Floatifdstx | $1,059,000 | -1.6% | 62,602 | -1.8% | 0.14% | +8.5% |
| BX | New | Blackstone Goup Inc Cl A | $1,042,000 | – | 21,335 | – | 0.14% | – |
| BIDU | Sell | Baidu INC Sponsored ADR Repstg | $1,034,000 | -16.1% | 10,066 | -4.1% | 0.14% | -7.4% |
| BKT | Sell | BlackRock Income Trust Inc | $1,032,000 | -2.7% | 169,801 | -3.1% | 0.14% | +7.0% |
| ADX | New | Adams Diversified Equity Fund | $1,007,000 | – | 63,595 | – | 0.13% | – |
| ABBV | Sell | Abbvie Inc | $986,000 | -87.7% | 13,022 | -88.2% | 0.13% | -86.4% |
| UN | Sell | Unilever N V New York Shs New | $967,000 | -3.3% | 16,110 | -2.2% | 0.13% | +6.7% |
| KMB | Sell | Kimberly Clark Corp | $959,000 | +4.9% | 6,753 | -1.6% | 0.13% | +15.5% |
| IHD | Buy | Voya Emerging Markets High Div | $941,000 | +7.5% | 131,275 | +16.4% | 0.12% | +19.0% |
| GRX | Buy | Gabelli Healthcare & Wellness | $898,000 | +0.6% | 86,165 | +1.6% | 0.12% | +10.2% |
| JRS | Buy | Nuveen Real Estate Income Fd | $853,000 | +5.6% | 77,610 | +0.9% | 0.11% | +16.5% |
| BCX | Buy | BlackRock Resources And Commod | $818,000 | -8.2% | 109,360 | +0.4% | 0.11% | +1.9% |
| COP | Sell | ConocoPhillips | $819,000 | -9.0% | 14,374 | -2.6% | 0.11% | +0.9% |
| HQH | Buy | Tekla Healthcare Investors | $778,000 | +1.7% | 42,445 | +11.5% | 0.10% | +12.0% |
| JQC | Sell | Nuveen Credit Strategies Incom | $769,000 | -6.4% | 102,773 | -1.0% | 0.10% | +3.0% |
| VLYPO | Sell | Valley Natl Bancrp Prp Sr B Pfpfd | $751,000 | -20.3% | 29,075 | -20.8% | 0.10% | -11.5% |
| ENB | Sell | Enbridge Inc | $745,000 | -9.8% | 21,225 | -7.3% | 0.10% | 0.0% |
| AHLPRC | Sell | Aspen Ins Ltd Fxd/Fltg Perp Pfpfd | $748,000 | +7.9% | 26,482 | -0.9% | 0.10% | +19.3% |
| PGX | Sell | Invesco TR II ETF Pfd | $747,000 | +2.3% | 49,716 | -0.3% | 0.10% | +12.5% |
| NBB | Buy | Nuveen Taxable Municipal Incom | $732,000 | +5.8% | 32,861 | +0.9% | 0.10% | +16.9% |
| BLK | Sell | BlackRock Inc | $717,000 | -75.7% | 1,608 | -74.4% | 0.10% | -73.2% |
| VCIT | Sell | Vanguard Intermediate ETF Term | $700,000 | +0.3% | 7,674 | -1.2% | 0.09% | +10.7% |
| VTEB | Sell | Vanguard Muni Bd Fds ETF Tax E | $684,000 | +0.9% | 12,759 | -0.2% | 0.09% | +11.0% |
| TTAI | Sell | Trimtabs ETF Tr All Cap Intl F | $668,000 | -8.0% | 25,842 | -6.1% | 0.09% | +2.3% |
| BTO | New | John Hancock Financial Opportu | $673,000 | – | 20,935 | – | 0.09% | – |
| UBS | Sell | UBS Group AG | $664,000 | -37.7% | 58,685 | -34.7% | 0.09% | -31.2% |
| COWNZ | Sell | Cowen Inc Senior Note Pfd 7.35pfd | $641,000 | -6.3% | 24,725 | -7.7% | 0.08% | +3.7% |
| BSJK | Sell | Invesco Bulletshares 2020 Hi Yfdstx | $630,000 | -2.0% | 26,299 | -1.5% | 0.08% | +9.1% |
| ABT | Sell | Abbott Laboratories | $629,000 | -0.9% | 7,516 | -0.5% | 0.08% | +10.5% |
| BTZ | Sell | BlackRock Credit Alloc Income | $633,000 | -11.1% | 46,486 | -15.3% | 0.08% | -2.3% |
| BSJJ | Sell | Invesco Bulletshares 2019 Hi Yfdstx | $627,000 | -45.8% | 26,223 | -45.7% | 0.08% | -40.3% |
| TCBIL | Sell | TX Cap Bancshs 6.5 Pfd Note Dpfd | $598,000 | -8.0% | 22,900 | -6.9% | 0.08% | +1.3% |
| GDX | Sell | Vaneck Vectors ETF Tr Gold Min | $588,000 | +3.3% | 21,999 | -1.1% | 0.08% | +13.0% |
| MRK | Buy | Merck & Co Inc New | $517,000 | +2.2% | 6,136 | +1.8% | 0.07% | +13.1% |
| MLPA | Sell | Global X Fund ETF MLP | $516,000 | -5.7% | 61,555 | -0.8% | 0.07% | +4.5% |
| VNQ | Sell | Vanguard REIT ETF | $509,000 | +6.5% | 5,454 | -0.3% | 0.07% | +17.2% |
| FFC | Sell | Flaherty & Crumrine / Claymore | $487,000 | -85.7% | 23,231 | -86.4% | 0.06% | -84.1% |
| DOW | Sell | Dow Inc | $484,000 | -4.5% | 10,164 | -1.2% | 0.06% | +4.9% |
| BA | Buy | Boeing Co | $479,000 | +8.6% | 1,259 | +4.0% | 0.06% | +20.8% |
| AOD | Buy | Aberdeen Total Dynamic Dividen | $481,000 | +10.1% | 57,650 | +10.1% | 0.06% | +20.8% |
| HOG | Sell | Harley Davidson | $448,000 | -3.0% | 12,460 | -3.3% | 0.06% | +7.1% |
| GSPRC | Buy | Gold Sachs Flt Non-Cum Perp Pfpfd | $455,000 | +52.2% | 20,400 | +38.1% | 0.06% | +66.7% |
| WH | Sell | Wyndham Hotels & Resorts Inc | $448,000 | -72.2% | 8,650 | -70.1% | 0.06% | -69.1% |
| LMBS | New | First Trust Low Duration Opp E | $446,000 | – | 8,570 | – | 0.06% | – |
| BIL | Sell | SPDR Bloomberg Barclays 1-3 Mn | $430,000 | -1.1% | 4,697 | -1.1% | 0.06% | +9.6% |
| SH | Buy | Proshares Tr ETF Short S&P 500 | $422,000 | +30.2% | 16,160 | +32.9% | 0.06% | +43.6% |
| WPM | Sell | Wheaton Precious Metals Corp | $417,000 | +6.9% | 15,882 | -1.6% | 0.06% | +17.0% |
| GHII | Buy | Invesco S&P High Income Infrasfdstx | $403,000 | +3.3% | 14,815 | +1.4% | 0.05% | +14.9% |
| ZTS | Sell | Zoetis Inc Cl A | $401,000 | +7.5% | 3,215 | -2.3% | 0.05% | +17.8% |
| DD | Sell | Dupont De Nemours Inc | $397,000 | -7.0% | 5,564 | -2.2% | 0.05% | +3.9% |
| WMT | Buy | Wal-Mart Stores Inc | $370,000 | +10.8% | 3,119 | +3.3% | 0.05% | +22.5% |
| IBM | Sell | International Business Machine | $342,000 | -1.7% | 2,352 | -6.8% | 0.04% | +7.1% |
| IFN | Buy | The India Fund Inc | $314,000 | +12.1% | 15,310 | +16.4% | 0.04% | +23.5% |
| GNRC | Sell | Generac Holdings Inc | $286,000 | +3.6% | 3,645 | -8.3% | 0.04% | +15.2% |
| NTRSP | New | Northern Trust Ser C Prp Mty Ppfd | $288,000 | – | 11,370 | – | 0.04% | – |
| IWP | Sell | iShares ETF Russell Midcap Gro | $275,000 | -2.5% | 1,945 | -1.8% | 0.04% | +8.8% |
| AMGN | Sell | Amgen Inc | $259,000 | -2.6% | 1,340 | -7.3% | 0.03% | +6.2% |
| NS | Sell | Nustar Energy LP | $253,000 | -4.2% | 8,933 | -8.2% | 0.03% | +6.2% |
| USLVF | New | Credit Suisse Nassau ETN Brh-V | $252,000 | – | 3,015 | – | 0.03% | – |
| CSCO | Sell | Cisco Systems Inc | $247,000 | -25.2% | 5,008 | -17.1% | 0.03% | -17.5% |
| JNK | Sell | SPDR Ser Tr ETF Bloomberg Barc | $245,000 | -0.8% | 2,249 | -0.9% | 0.03% | +10.0% |
| IWF | Sell | iShares ETF Russell 1000 Growt | $229,000 | -0.9% | 1,434 | -2.1% | 0.03% | +7.1% |
| SBRA | New | Sabra Health Care REIT | $228,000 | – | 9,929 | – | 0.03% | – |
| ALPPRQ | New | Alabama Power Co Series Q Pfdpfd | $226,000 | – | 8,530 | – | 0.03% | – |
| GIM | Buy | Templeton Global Income Fund | $207,000 | -3.3% | 33,649 | +0.1% | 0.03% | +7.7% |
| GOOGL | New | Alphabet Inc Voting Cap Stk Cl | $214,000 | – | 175 | – | 0.03% | – |
| DSTL | New | Distillate US Fundamental Stab | $214,000 | – | 7,697 | – | 0.03% | – |
| BPOP | Sell | Popular Inc | $206,000 | -76.2% | 3,815 | -76.1% | 0.03% | -74.0% |
| BWG | Sell | Brandywine Global Income Oppor | $176,000 | -4.9% | 14,553 | -7.7% | 0.02% | +4.5% |
| GHY | Sell | PGIM Global Short Duration Hig | $164,000 | -48.3% | 11,425 | -48.0% | 0.02% | -42.1% |
| CHW | Sell | Calamos Global Dynamic Income | $161,000 | -52.8% | 20,610 | -51.1% | 0.02% | -48.8% |
| NCV | Buy | Allianzgi Conv & Income Fund | $133,000 | +0.8% | 23,624 | +0.7% | 0.02% | +12.5% |
| MMT | Sell | MFS Multimarket Income Trust S | $73,000 | -3.9% | 12,362 | -4.6% | 0.01% | +11.1% |
| VVR | Sell | Invesco Van Kampen Sr Income T | $56,000 | -72.8% | 13,332 | -72.0% | 0.01% | -72.0% |
| Buy | Paleo Resources Inc | $10,000 | +25.0% | 267,000 | +18.7% | 0.00% | 0.0% | |
| Exit | Cion Investment Corp Fund | $0 | – | -11,483 | – | -0.01% | – | |
| NRO | Exit | Neuberger Berman Re Es Com | $0 | – | -23,495 | – | -0.02% | – |
| AU | Exit | Anglogold Ashanti Ltd (New) Sp | $0 | – | -11,560 | – | -0.02% | – |
| VLO | Exit | Valero Energy Corp New | $0 | – | -2,405 | – | -0.02% | – |
| BSCL | Exit | Invesco Bulletshares 2021 Hi Y | $0 | – | -10,135 | – | -0.03% | – |
| HAL | Exit | Halliburton Co | $0 | – | -10,012 | – | -0.03% | – |
| VOD | Exit | Vodafone Group PLC New Sponsor | $0 | – | -14,735 | – | -0.03% | – |
| USA | Exit | Liberty All Star Equity Fund | $0 | – | -67,965 | – | -0.05% | – |
| RFI | Exit | Cohen & Steers Total Return Re | $0 | – | -36,367 | – | -0.06% | – |
| BX | Exit | Blackstone Group LP/XXX | $0 | – | -21,335 | – | -0.11% | – |
| PVH | Exit | PVH Corp | $0 | – | -10,061 | – | -0.12% | – |
| WBK | Exit | Westpac Banking Ltd Spons ADR | $0 | – | -50,272 | – | -0.12% | – |
| BMY | Exit | Bristol-Myers Squibb Co | $0 | – | -23,152 | – | -0.13% | – |
| TRP | Exit | TC Energy Corp | $0 | – | -21,988 | – | -0.13% | – |
| ING | Exit | ING Groep Nv- Spons ADR | $0 | – | -94,739 | – | -0.13% | – |
| SNY | Exit | Sanofi Aventis Sponsored ADR | $0 | – | -36,294 | – | -0.19% | – |
| EWBC | Exit | East West Bancorp Inc | $0 | – | -38,676 | – | -0.22% | – |
| IRM | Exit | Iron Mountain Inc | $0 | – | -66,305 | – | -0.25% | – |
| BANCPRE | Exit | Banc of Cal. Non-Cum Perp Pfdpfd | $0 | – | -82,790 | – | -0.26% | – |
| MS | Exit | Morgan Stanley & Co | $0 | – | -56,136 | – | -0.30% | – |
| STT | Exit | State Street Corp | $0 | – | -49,526 | – | -0.33% | – |
| AMAT | Exit | Applied Materials Inc | $0 | – | -74,462 | – | -0.40% | – |
| BBTPRDCL | Exit | BB&T Corp Non-Cum Perp Pfd D 5pfd | $0 | – | -170,064 | – | -0.52% | – |
| LYB | Exit | Lyondellbasell Industries Af S | $0 | – | -81,086 | – | -0.84% | – |
| SLB | Exit | Schlumberger Ltd | $0 | – | -249,649 | – | -1.20% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | New | iShares Trust Barclays 20 Year | $105,987,000 | – | 798,033 | – | 12.76% | – |
| TGE | New | Tallgrass Energy LP | $36,271,000 | – | 1,718,180 | – | 4.37% | – |
| EPD | New | Enterprise Products Partners L | $25,270,000 | – | 875,313 | – | 3.04% | – |
| CTR | New | Clearbridge Energy MLP Total R | $20,527,000 | – | 2,188,374 | – | 2.47% | – |
| NAD | New | Nuveen Quality Advantage Muni | $17,674,000 | – | 1,262,397 | – | 2.13% | – |
| NTG | New | Tortoise MLP Fd Inc | $16,293,000 | – | 1,207,748 | – | 1.96% | – |
| NEA | New | Nuveen Amt Free Quality Muni I | $15,568,000 | – | 1,127,334 | – | 1.88% | – |
| MSFT | New | Microsoft Corp | $14,336,000 | – | 107,017 | – | 1.73% | – |
| NZF | New | Nuveen Enhanced Muni Credit Op | $13,019,000 | – | 826,618 | – | 1.57% | – |
| AAPL | New | Apple Inc | $12,318,000 | – | 62,238 | – | 1.48% | – |
| XOM | New | Exxon Mobil Corp | $11,365,000 | – | 148,315 | – | 1.37% | – |
| NVG | New | Nuveen Enhanced AMT L&N Muni C | $10,599,000 | – | 667,833 | – | 1.28% | – |
| GGN | New | Gamco Glbl Gold Natural Resour | $10,100,000 | – | 2,205,258 | – | 1.22% | – |
| SLB | New | Schlumberger Ltd | $9,921,000 | – | 249,649 | – | 1.20% | – |
| BACPRL | New | Bank of America Series L Pfd 7pfd | $9,508,000 | – | 6,930 | – | 1.14% | – |
| CEN | New | Center Coast MLP & Infrastruct | $9,322,000 | – | 1,186,037 | – | 1.12% | – |
| RSP | New | Invesco S&P 500 Eqwt ETF | $9,301,000 | – | 86,278 | – | 1.12% | – |
| NSRGY | New | Nestle SA Spons ADR Repstg Reg | $8,723,000 | – | 84,364 | – | 1.05% | – |
| GNT | New | Gamco Natural Resources Gold & | $8,676,000 | – | 1,490,657 | – | 1.04% | – |
| New | Flaherty & Crumrine Dynamic Pf | $8,141,000 | – | 325,243 | – | 0.98% | – | |
| ABBV | New | Abbvie Inc | $8,025,000 | – | 110,359 | – | 0.97% | – |
| GOOG | New | Alphabet Inc Non Voting Cap St | $7,963,000 | – | 7,367 | – | 0.96% | – |
| MPW | New | Medical Properties Trust Inc | $7,387,000 | – | 423,555 | – | 0.89% | – |
| New | Redwood Trust Incconv | $7,299,000 | – | 7,340,000 | – | 0.88% | – | |
| PAGP | New | Plains GP Holdings LP | $7,006,000 | – | 280,562 | – | 0.84% | – |
| LYB | New | Lyondellbasell Industries Af S | $6,984,000 | – | 81,086 | – | 0.84% | – |
| FAX | New | Aberdeen Asia Pacific Income F | $6,878,000 | – | 1,645,490 | – | 0.83% | – |
| DIAX | New | Nuveen Dow 30 Dynamic Overwrit | $6,427,000 | – | 364,950 | – | 0.77% | – |
| JPC | New | Nuveen Multi-Strategy Income A | $6,288,000 | – | 634,534 | – | 0.76% | – |
| BANX | New | Stonecastle Financial Corp | $6,201,000 | – | 284,392 | – | 0.75% | – |
| PAA | New | Plains All American Pipeline L | $6,068,000 | – | 249,200 | – | 0.73% | – |
| WFCPRL | New | Wells Fargo & CO 7.5 Perp Conpfd | $6,064,000 | – | 4,445 | – | 0.73% | – |
| JPST | New | JPMorgan ETF Ultra-Short Incom | $6,022,000 | – | 119,501 | – | 0.72% | – |
| KMI | New | Kinder Morgan Inc Del | $5,901,000 | – | 282,607 | – | 0.71% | – |
| RFPRA | New | Regions Fin. A Non-Cum Perp Pfpfd | $5,580,000 | – | 219,863 | – | 0.67% | – |
| CMCSA | New | Comcast Corp New Cl A | $5,517,000 | – | 130,481 | – | 0.66% | – |
| MSPRF | New | Morgan Stan Fix/Flt Non-Cum Pepfd | $5,402,000 | – | 196,856 | – | 0.65% | – |
| WMB | New | Williams Companies Inc | $5,383,000 | – | 191,977 | – | 0.65% | – |
| DBL | New | Doubleline Opportunistic Cr Fd | $5,294,000 | – | 253,073 | – | 0.64% | – |
| DVY | New | IShares Dow Jones Select Div I | $5,288,000 | – | 53,111 | – | 0.64% | – |
| TEL | New | Te Connectivity Ltd | $5,209,000 | – | 54,386 | – | 0.63% | – |
| PFE | New | Pfizer Incorporated | $5,199,000 | – | 120,011 | – | 0.63% | – |
| MCO | New | Moodys Corp | $4,821,000 | – | 24,685 | – | 0.58% | – |
| BAC | New | Bank of America Corp | $4,800,000 | – | 165,505 | – | 0.58% | – |
| GSPRD | New | Gold Sachs Flt Non-Cum Perp Pfpfd | $4,714,000 | – | 234,895 | – | 0.57% | – |
| C | New | Citigroup Inc New | $4,717,000 | – | 67,356 | – | 0.57% | – |
| RDSA | New | Royal Dutch Shell PLC Sponsore | $4,549,000 | – | 69,904 | – | 0.55% | – |
| JNJ | New | Johnson & Johnson | $4,546,000 | – | 32,636 | – | 0.55% | – |
| SCHW | New | Charles Schwab Corp | $4,405,000 | – | 109,605 | – | 0.53% | – |
| BBTPRDCL | New | BB&T Corp Non-Cum Perp Pfd D 5pfd | $4,303,000 | – | 170,064 | – | 0.52% | – |
| SPG | New | Simon Property Group Inc | $4,116,000 | – | 25,763 | – | 0.50% | – |
| FB | New | Facebook Inc Class A | $4,099,000 | – | 21,239 | – | 0.49% | – |
| BKNG | New | Booking Holdings Inc | $3,898,000 | – | 2,079 | – | 0.47% | – |
| KEYPRJ | New | Keycorp Perp Pfd 5.65 non Cumpfd | $3,894,000 | – | 152,990 | – | 0.47% | – |
| DLTR | New | Dollar Tree Inc | $3,781,000 | – | 35,210 | – | 0.46% | – |
| LVS | New | Las Vegas Sands Corp | $3,735,000 | – | 63,202 | – | 0.45% | – |
| EBAY | New | eBay Inc | $3,682,000 | – | 93,215 | – | 0.44% | – |
| JPS | New | Nuveen Quality Pfd Income Fd 2fdstx | $3,646,000 | – | 383,827 | – | 0.44% | – |
| BUD | New | Anheuser Busch Inbev SA/NV-Spo | $3,475,000 | – | 39,266 | – | 0.42% | – |
| NEM | New | Newmont Goldcorp Corp | $3,460,000 | – | 89,947 | – | 0.42% | – |
| FFC | New | Flaherty & Crumrine / Claymore | $3,401,000 | – | 170,623 | – | 0.41% | – |
| TCEHY | New | Tencent Holdings Ltd Unsp ADR | $3,381,000 | – | 74,707 | – | 0.41% | – |
| AMAT | New | Applied Materials Inc | $3,344,000 | – | 74,462 | – | 0.40% | – |
| KKR | New | KKR & Co Inc | $3,329,000 | – | 131,741 | – | 0.40% | – |
| EXPE | New | Expedia Inc | $3,219,000 | – | 24,195 | – | 0.39% | – |
| DIS | New | Walt Disney Company | $3,045,000 | – | 21,805 | – | 0.37% | – |
| WU | New | Western Union Co | $3,032,000 | – | 152,438 | – | 0.36% | – |
| V | New | Visa Inc Cl A | $3,014,000 | – | 17,369 | – | 0.36% | – |
| EIM | New | Eaton Vance Municipal Bond Fd | $2,993,000 | – | 240,796 | – | 0.36% | – |
| ORCL | New | Oracle Corp | $2,977,000 | – | 52,250 | – | 0.36% | – |
| BLK | New | BlackRock Inc | $2,947,000 | – | 6,279 | – | 0.36% | – |
| ADI | New | Analog Devices Inc | $2,927,000 | – | 25,935 | – | 0.35% | – |
| JPM | New | JPMorgan Chase & Co | $2,903,000 | – | 25,966 | – | 0.35% | – |
| T | New | AT&T Inc | $2,898,000 | – | 86,471 | – | 0.35% | – |
| ALLPRECL | New | Allstate 6.625 Pfd Ser E QDIpfd | $2,840,000 | – | 111,885 | – | 0.34% | – |
| ADP | New | Automatic Data Processing Inc | $2,797,000 | – | 16,915 | – | 0.34% | – |
| HON | New | Honeywell International Inc | $2,786,000 | – | 15,956 | – | 0.34% | – |
| STT | New | State Street Corp | $2,776,000 | – | 49,526 | – | 0.33% | – |
| DISCA | New | Discovery Communications Inc C | $2,715,000 | – | 88,430 | – | 0.33% | – |
| HBI | New | Hanesbrands Inc | $2,718,000 | – | 157,848 | – | 0.33% | – |
| MMM | New | 3M Company | $2,693,000 | – | 15,538 | – | 0.32% | – |
| MBINP | New | Merchants Bancorp Fx/Flt A Perpfd | $2,679,000 | – | 99,550 | – | 0.32% | – |
| AMZN | New | Amazon.Com Inc | $2,657,000 | – | 1,403 | – | 0.32% | – |
| GOLD | New | Barrick Gold Corp | $2,597,000 | – | 164,678 | – | 0.31% | – |
| CTSH | New | Cognizant Technology Solutions | $2,525,000 | – | 39,830 | – | 0.30% | – |
| VTR | New | Ventas Inc | $2,458,000 | – | 35,959 | – | 0.30% | – |
| CVX | New | Chevron Corporation | $2,455,000 | – | 19,726 | – | 0.30% | – |
| MS | New | Morgan Stanley & Co | $2,459,000 | – | 56,136 | – | 0.30% | – |
| WSM | New | Williams Sonoma Inc | $2,432,000 | – | 37,418 | – | 0.29% | – |
| TSCAP | New | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,426,000 | – | 91,200 | – | 0.29% | – |
| CHTR | New | Charter Communications Inc | $2,350,000 | – | 5,947 | – | 0.28% | – |
| RHHBY | New | Roche Hldgs Ltd Spons ADR | $2,300,000 | – | 65,526 | – | 0.28% | – |
| BANCPRE | New | Banc of Cal. Non-Cum Perp Pfdpfd | $2,186,000 | – | 82,790 | – | 0.26% | – |
| AVK | New | Advent Claymore Conv Secs & In | $2,181,000 | – | 144,846 | – | 0.26% | – |
| FPE | New | First Trust III ETF Preferred | $2,181,000 | – | 112,498 | – | 0.26% | – |
| LUV | New | Southwest Airlines Co | $2,162,000 | – | 42,578 | – | 0.26% | – |
| IRM | New | Iron Mountain Inc | $2,075,000 | – | 66,305 | – | 0.25% | – |
| NSS | New | Nustar Logistics L.P. Due 2043pfd | $2,064,000 | – | 82,430 | – | 0.25% | – |
| AGNCN | New | AGNC Investment Corp Pfd 7 Fipfd | $2,040,000 | – | 78,450 | – | 0.25% | – |
| MO | New | Altria Group Inc | $2,030,000 | – | 42,872 | – | 0.24% | – |
| CEM | New | Clearbridge Energy MLP Fund | $1,935,000 | – | 161,945 | – | 0.23% | – |
| CLF | New | Cleveland-Cliffs Inc New | $1,841,000 | – | 172,545 | – | 0.22% | – |
| EWBC | New | East West Bancorp Inc | $1,809,000 | – | 38,676 | – | 0.22% | – |
| INTC | New | Intel Corp | $1,805,000 | – | 37,702 | – | 0.22% | – |
| GLOPPRA | New | Gaslog Partners Fix/Flt Pfd Apfd | $1,795,000 | – | 73,495 | – | 0.22% | – |
| WFC | New | Wells Fargo & Co New | $1,767,000 | – | 37,332 | – | 0.21% | – |
| UTF | New | Cohen & Steers Infrastructure | $1,758,000 | – | 67,756 | – | 0.21% | – |
| HCA | New | HCA Holdings Inc | $1,748,000 | – | 12,933 | – | 0.21% | – |
| RNP | New | Cohen & Steers REIT & Pfd | $1,699,000 | – | 78,590 | – | 0.20% | – |
| TTAC | New | Trimtabs Tr ETF All Cap US Fre | $1,666,000 | – | 44,776 | – | 0.20% | – |
| FBT | New | First Trust Biotech Index ETF | $1,658,000 | – | 11,770 | – | 0.20% | – |
| VZ | New | Verizon Communications | $1,620,000 | – | 28,364 | – | 0.20% | – |
| WH | New | Wyndham Hotels & Resorts Inc | $1,613,000 | – | 28,935 | – | 0.19% | – |
| MDT | New | Medtronic PLC | $1,606,000 | – | 16,492 | – | 0.19% | – |
| SNY | New | Sanofi Aventis Sponsored ADR | $1,570,000 | – | 36,294 | – | 0.19% | – |
| PNFP | New | Pinnacle Financial Partners In | $1,518,000 | – | 26,407 | – | 0.18% | – |
| AEM | New | Agnico Eagle Mines Limited | $1,513,000 | – | 29,530 | – | 0.18% | – |
| FAM | New | First Trust/Aberdeen Global Op | $1,493,000 | – | 143,603 | – | 0.18% | – |
| PBA | New | Pembina Pipeline Corp | $1,484,000 | – | 39,880 | – | 0.18% | – |
| MSGS | New | Madison Square Garden | $1,472,000 | – | 5,259 | – | 0.18% | – |
| RNRPRF | New | Renaissancere Pfd F 5.75 QDIpfd | $1,450,000 | – | 56,045 | – | 0.18% | – |
| TCBIP | New | TX Cap Bancshs 6.5 Non-Cum Pepfd | $1,453,000 | – | 55,700 | – | 0.18% | – |
| BP | New | BP PLC Sponsored ADR (Frm BP A | $1,434,000 | – | 34,400 | – | 0.17% | – |
| PCEF | New | Invesco II Income Composite CE | $1,420,000 | – | 62,735 | – | 0.17% | – |
| PEP | New | Pepsico Incorporated | $1,410,000 | – | 10,749 | – | 0.17% | – |
| QQQ | New | Invesco QQQ Tr ETF Unit Ser 1 | $1,406,000 | – | 7,530 | – | 0.17% | – |
| PG | New | Procter & Gamble Co | $1,362,000 | – | 12,420 | – | 0.16% | – |
| CAT | New | Caterpillar Inc | $1,358,000 | – | 9,967 | – | 0.16% | – |
| ALLYPRA | New | GMAC Capital Trust I Var Ser 2pfd | $1,341,000 | – | 51,310 | – | 0.16% | – |
| GLD | New | SPDR Gold Tr ETF | $1,339,000 | – | 10,051 | – | 0.16% | – |
| UTX | New | United Technologies Corp | $1,293,000 | – | 9,931 | – | 0.16% | – |
| TAP | New | Molson Coors Brewing Co Cl B | $1,284,000 | – | 22,923 | – | 0.16% | – |
| LEG | New | Leggett & Platt Inc | $1,279,000 | – | 33,328 | – | 0.15% | – |
| SDIV | New | Global X Super Dividend 100 ET | $1,250,000 | – | 72,655 | – | 0.15% | – |
| GSPRA | New | Gold Sachs Flt Non-Cum Perp Pfpfd | $1,255,000 | – | 65,285 | – | 0.15% | – |
| BIDU | New | Baidu INC Sponsored ADR Repstg | $1,232,000 | – | 10,500 | – | 0.15% | – |
| NLYPRF | New | Annaly Cap Mgmt 6.95 Pfd Fix/pfd | $1,200,000 | – | 47,250 | – | 0.14% | – |
| BBN | New | BlackRock Build America Bond T | $1,175,000 | – | 49,538 | – | 0.14% | – |
| VTI | New | Vanguard Total Stock Fund | $1,180,000 | – | 7,860 | – | 0.14% | – |
| BSJJ | New | Invesco Bulletshares 2019 Hi Yfdstx | $1,156,000 | – | 48,268 | – | 0.14% | – |
| EFR | New | Eaton Vance Senior Floating Rafdstx | $1,150,000 | – | 87,880 | – | 0.14% | – |
| SPY | New | SPDR S&P 500 ETF Tr Unit Ser I | $1,138,000 | – | 3,885 | – | 0.14% | – |
| ING | New | ING Groep Nv- Spons ADR | $1,096,000 | – | 94,739 | – | 0.13% | – |
| RGLD | New | Royal Gold Inc | $1,090,000 | – | 10,640 | – | 0.13% | – |
| TRP | New | TC Energy Corp | $1,089,000 | – | 21,988 | – | 0.13% | – |
| BSL | New | Blackstone / Gso Senior Floatifdstx | $1,076,000 | – | 63,752 | – | 0.13% | – |
| BKT | New | BlackRock Income Trust Inc | $1,061,000 | – | 175,321 | – | 0.13% | – |
| WM | New | Waste Management Inc Del | $1,061,000 | – | 9,198 | – | 0.13% | – |
| UBS | New | UBS Group AG | $1,065,000 | – | 89,905 | – | 0.13% | – |
| BMY | New | Bristol-Myers Squibb Co | $1,050,000 | – | 23,152 | – | 0.13% | – |
| SNVPRD | New | Synovus Finl Crp Fix/Flt PerpPpfd | $1,036,000 | – | 40,207 | – | 0.12% | – |
| WBK | New | Westpac Banking Ltd Spons ADR | $1,002,000 | – | 50,272 | – | 0.12% | – |
| UN | New | Unilever N V New York Shs New | $1,000,000 | – | 16,472 | – | 0.12% | – |
| BSJM | New | Invesco Bulletshares 2022 Hi Yfdstx | $986,000 | – | 40,225 | – | 0.12% | – |
| PH | New | Parker-Hannifin Corp | $969,000 | – | 5,700 | – | 0.12% | – |
| PVH | New | PVH Corp | $952,000 | – | 10,061 | – | 0.12% | – |
| BX | New | Blackstone Group LP/XXX | $948,000 | – | 21,335 | – | 0.11% | – |
| VLYPO | New | Valley Natl Bancrp Perp Ser B,pfd | $942,000 | – | 36,725 | – | 0.11% | – |
| PAAS | New | Pan Amern Silver Corp | $932,000 | – | 72,215 | – | 0.11% | – |
| BLW | New | BlackRock Limited Duration Inc | $928,000 | – | 61,851 | – | 0.11% | – |
| KMB | New | Kimberly Clark Corp | $914,000 | – | 6,861 | – | 0.11% | – |
| COP | New | ConocoPhillips | $900,000 | – | 14,753 | – | 0.11% | – |
| GRX | New | Gabelli Healthcare & Wellness | $893,000 | – | 84,770 | – | 0.11% | – |
| ACBI | New | Atlantic Capital Bancshares In | $895,000 | – | 52,293 | – | 0.11% | – |
| BCX | New | BlackRock Resources And Commod | $891,000 | – | 108,955 | – | 0.11% | – |
| New | Crestwood Equity Partners Perppfd | $884,000 | – | 95,000 | – | 0.11% | – | |
| IHD | New | Voya Emerging Markets High Div | $875,000 | – | 112,761 | – | 0.10% | – |
| MMP | New | Magellan Midstream Partners LP | $862,000 | – | 13,470 | – | 0.10% | – |
| BPOP | New | Popular Inc | $865,000 | – | 15,940 | – | 0.10% | – |
| VB | New | Vanguard Index Fund Vanguard S | $854,000 | – | 5,450 | – | 0.10% | – |
| TCBI | New | Texas Capital Bancshares | $859,000 | – | 14,000 | – | 0.10% | – |
| JQC | New | Nuveen Multi-Strategy Income A | $822,000 | – | 103,803 | – | 0.10% | – |
| ENB | New | Enbridge Inc | $826,000 | – | 22,895 | – | 0.10% | – |
| GWW | New | W W Grainger Inc | $805,000 | – | 3,000 | – | 0.10% | – |
| JRS | New | Nuveen Real Estate Income Fd | $808,000 | – | 76,935 | – | 0.10% | – |
| HQH | New | Tekla Healthcare Investors | $765,000 | – | 38,080 | – | 0.09% | – |
| UL | New | Unilever PLC Sponsored ADR New | $733,000 | – | 11,835 | – | 0.09% | – |
| PGX | New | Invesco TR II ETF Pfd | $730,000 | – | 49,883 | – | 0.09% | – |
| ET | New | Energy Transfer Equity LP | $730,000 | – | 51,833 | – | 0.09% | – |
| LGFA | New | Lions Gate Entertainment Corp | $727,000 | – | 59,360 | – | 0.09% | – |
| TTAI | New | Trimtabs ETF Tr All Cap Intl F | $726,000 | – | 27,532 | – | 0.09% | – |
| BTZ | New | BlackRock Credit Alloc Income | $712,000 | – | 54,876 | – | 0.09% | – |
| MCD | New | McDonalds Corp | $702,000 | – | 3,381 | – | 0.08% | – |
| VCIT | New | Vanguard Intermediate ETF Term | $698,000 | – | 7,766 | – | 0.08% | – |
| AHLPRC | New | Aspen Ins Ltd Fxd/Fltg Perp Pfpfd | $693,000 | – | 26,732 | – | 0.08% | – |
| NBB | New | Nuveen Taxable Municipal Incom | $692,000 | – | 32,566 | – | 0.08% | – |
| SYY | New | Sysco Corp | $679,000 | – | 9,600 | – | 0.08% | – |
| COWNZ | New | Cowen Inc Senior Note Pfd 7.35pfd | $684,000 | – | 26,775 | – | 0.08% | – |
| VTEB | New | Vanguard Muni Bd Fds ETF Tax E | $678,000 | – | 12,780 | – | 0.08% | – |
| MGK | New | Vanguard World Fd Mega Cap 300 | $673,000 | – | 5,200 | – | 0.08% | – |
| AUB | New | Atlantic Union Bankshares Corp | $656,000 | – | 18,577 | – | 0.08% | – |
| TCBIL | New | TX Cap Bancshs 6.5 Pfd Note Dpfd | $650,000 | – | 24,600 | – | 0.08% | – |
| BSJK | New | Invesco Bulletshares 2020 Hi Yfdstx | $643,000 | – | 26,699 | – | 0.08% | – |
| VO | New | Vanguard Index Funds Vanguard | $635,000 | – | 3,800 | – | 0.08% | – |
| ABT | New | Abbott Laboratories | $635,000 | – | 7,556 | – | 0.08% | – |
| MQT | New | BlackRock Muniyield Quality Fu | $619,000 | – | 49,250 | – | 0.08% | – |
| CLX | New | Clorox Company (Del) | $593,000 | – | 3,870 | – | 0.07% | – |
| MTG | New | MGIC Investment Corp-Wisc | $591,000 | – | 45,000 | – | 0.07% | – |
| GDX | New | Vaneck Vectors ETF Tr Gold Min | $569,000 | – | 22,249 | – | 0.07% | – |
| RSG | New | Republic Services Inc | $575,000 | – | 6,635 | – | 0.07% | – |
| SAN | New | Banco Santander Cent Hispano S | $557,000 | – | 121,675 | – | 0.07% | – |
| GIS | New | General Mills Inc | $552,000 | – | 10,510 | – | 0.07% | – |
| MLPA | New | Global X Fund ETF MLP | $547,000 | – | 62,024 | – | 0.07% | – |
| RFI | New | Cohen & Steers Total Return Re | $512,000 | – | 36,367 | – | 0.06% | – |
| BRKB | New | Berkshire Hathaway Inc Del Cl | $516,000 | – | 2,419 | – | 0.06% | – |
| MRK | New | Merck & Co Inc New | $506,000 | – | 6,029 | – | 0.06% | – |
| DOW | New | Dow Inc | $507,000 | – | 10,289 | – | 0.06% | – |
| SSRM | New | SSR Mng Inc | $482,000 | – | 35,230 | – | 0.06% | – |
| VNQ | New | Vanguard REIT ETF | $478,000 | – | 5,468 | – | 0.06% | – |
| TCP | New | TC Pipelines LP Unit Com Ltd P | $474,000 | – | 12,600 | – | 0.06% | – |
| CEQP | New | Crestwood Equity Partners LP | $476,000 | – | 13,306 | – | 0.06% | – |
| HOG | New | Harley Davidson | $462,000 | – | 12,885 | – | 0.06% | – |
| PHYS | New | Sprott Physical Gold Trust | $448,000 | – | 39,500 | – | 0.05% | – |
| AOD | New | Aberdeen Total Dynamic Dividen | $437,000 | – | 52,375 | – | 0.05% | – |
| BA | New | Boeing Co | $441,000 | – | 1,211 | – | 0.05% | – |
| USA | New | Liberty All Star Equity Fund | $436,000 | – | 67,965 | – | 0.05% | – |
| BIL | New | SPDR Bloomberg Barclays 1-3 Mn | $435,000 | – | 4,749 | – | 0.05% | – |
| AGI | New | Alamos Gold Inc New Class A | $432,000 | – | 71,340 | – | 0.05% | – |
| TSC | New | Tristate Capital Holdings Inc | $420,000 | – | 19,688 | – | 0.05% | – |
| DD | New | Dupont De Nemours Inc | $427,000 | – | 5,689 | – | 0.05% | – |
| BTA | New | BlackRock Long Term Mun Adviso | $420,000 | – | 33,287 | – | 0.05% | – |
| GHII | New | Invesco S&P High Income Infrasfdstx | $390,000 | – | 14,615 | – | 0.05% | – |
| WPM | New | Wheaton Precious Metals Corp | $390,000 | – | 16,136 | – | 0.05% | – |
| GDVPRH | New | Gabelli Dvd & Inc Tr Perp Serpfd | $381,000 | – | 15,000 | – | 0.05% | – |
| ZTS | New | Zoetis Inc Cl A | $373,000 | – | 3,290 | – | 0.04% | – |
| NNC | New | Nuveen NC Prem Income Muni Fd | $375,000 | – | 28,160 | – | 0.04% | – |
| AVGO | New | Broadcom Ltd | $374,000 | – | 1,298 | – | 0.04% | – |
| IBM | New | International Business Machine | $348,000 | – | 2,523 | – | 0.04% | – |
| AXP | New | American Express Company | $338,000 | – | 2,740 | – | 0.04% | – |
| CHW | New | Calamos Global Dynamic Income | $341,000 | – | 42,155 | – | 0.04% | – |
| SEMFF | New | Semafo Inc Com | $339,000 | – | 86,000 | – | 0.04% | – |
| CSCO | New | Cisco Systems Inc | $330,000 | – | 6,038 | – | 0.04% | – |
| FL | New | Foot Locker Inc | $331,000 | – | 7,904 | – | 0.04% | – |
| WMT | New | Wal-Mart Stores Inc | $334,000 | – | 3,020 | – | 0.04% | – |
| NYCBPRA | New | New York Banc Fix/Flt Perp Pfdpfd | $327,000 | – | 12,780 | – | 0.04% | – |
| RFPRB | New | Regions Fin. B Fx/Flt Perp Pfdpfd | $321,000 | – | 11,725 | – | 0.04% | – |
| SH | New | Proshares Tr ETF Short S&P 500 | $324,000 | – | 12,160 | – | 0.04% | – |
| COST | New | Costco Wholesale Corp-New | $316,000 | – | 1,195 | – | 0.04% | – |
| BRKA | New | Berkshire Hathaway Inc-Del Cl | $318,000 | – | 1 | – | 0.04% | – |
| GHY | New | PGIM Global Short Duration Hig | $317,000 | – | 21,965 | – | 0.04% | – |
| BSJL | New | Invesco Bulletshares 2021 Hi Yfdstx | $304,000 | – | 12,313 | – | 0.04% | – |
| GSPRC | New | Gold Sachs Flt Non-Cum Perp Pfpfd | $299,000 | – | 14,775 | – | 0.04% | – |
| IWP | New | iShares ETF Russell Midcap Gro | $282,000 | – | 1,980 | – | 0.03% | – |
| IFN | New | The India Fund Inc | $280,000 | – | 13,155 | – | 0.03% | – |
| BTG | New | B2Gold Corp | $274,000 | – | 90,580 | – | 0.03% | – |
| CMP | New | Compass Minerals Intl Inc | $275,000 | – | 5,000 | – | 0.03% | – |
| GNRC | New | Generac Holdings Inc | $276,000 | – | 3,975 | – | 0.03% | – |
| ADBE | New | Adobe Systems Inc | $266,000 | – | 903 | – | 0.03% | – |
| AMGN | New | Amgen Inc | $266,000 | – | 1,445 | – | 0.03% | – |
| NS | New | Nustar Energy LP | $264,000 | – | 9,733 | – | 0.03% | – |
| YUM | New | Yum Brands Inc | $268,000 | – | 2,426 | – | 0.03% | – |
| SBR | New | Sabine Royalty Tr Unit Benefic | $258,000 | – | 5,375 | – | 0.03% | – |
| New | Perseus Mining Ltd | $252,000 | – | 615,000 | – | 0.03% | – | |
| JNK | New | SPDR Ser Tr ETF Bloomberg Barc | $247,000 | – | 2,269 | – | 0.03% | – |
| New | Resolute Mining Ltd | $253,000 | – | 270,000 | – | 0.03% | – | |
| GBAB | New | Guggenheim Taxable Muni Manage | $238,000 | – | 9,900 | – | 0.03% | – |
| UGLDF | New | Credit Suisse Nassau Brh Veloc | $241,000 | – | 2,000 | – | 0.03% | – |
| HPI | New | John Hancock Preferred Income | $240,000 | – | 10,370 | – | 0.03% | – |
| VOD | New | Vodafone Group PLC New Sponsor | $241,000 | – | 14,735 | – | 0.03% | – |
| UNH | New | Unitedhealth Group Inc | $234,000 | – | 958 | – | 0.03% | – |
| IWF | New | iShares ETF Russell 1000 Growt | $231,000 | – | 1,465 | – | 0.03% | – |
| EMR | New | Emerson Electric Co | $233,000 | – | 3,495 | – | 0.03% | – |
| CHY | New | Calamos Conv & High Income Fd | $223,000 | – | 20,251 | – | 0.03% | – |
| HAL | New | Halliburton Co | $228,000 | – | 10,012 | – | 0.03% | – |
| BBTPRG | New | BB&T Corp Non-Cum Perp Pfd G 5pfd | $227,000 | – | 9,147 | – | 0.03% | – |
| JPMPRACL | New | JPMorgan Chase Non-Cum Perp Pfpfd | $226,000 | – | 8,710 | – | 0.03% | – |
| DPMLF | New | Dundee Precious Metals Inc | $220,000 | – | 59,000 | – | 0.03% | – |
| GIM | New | Templeton Global Income Fund | $214,000 | – | 33,603 | – | 0.03% | – |
| HD | New | Home Depot Inc | $214,000 | – | 1,030 | – | 0.03% | – |
| BSCL | New | Invesco Bulletshares 2021 Hi Y | $215,000 | – | 10,135 | – | 0.03% | – |
| AU | New | Anglogold Ashanti Ltd (New) Sp | $206,000 | – | 11,560 | – | 0.02% | – |
| GFI | New | Gold Fields Ltd New Adr Rand | $209,000 | – | 38,675 | – | 0.02% | – |
| VVR | New | Invesco Van Kampen Sr Income T | $206,000 | – | 47,608 | – | 0.02% | – |
| VLO | New | Valero Energy Corp New | $206,000 | – | 2,405 | – | 0.02% | – |
| MUI | New | BlackRock Muni Inter Duration | $206,000 | – | 14,630 | – | 0.02% | – |
| BWG | New | Brandywine Global Income Oppor | $185,000 | – | 15,763 | – | 0.02% | – |
| New | Saracen Mineral Holdings Ltd | $181,000 | – | 70,000 | – | 0.02% | – | |
| New | Evolution Mining Ltd | $184,000 | – | 60,000 | – | 0.02% | – | |
| OCANF | New | Oceanagold Corp | $172,000 | – | 63,000 | – | 0.02% | – |
| New | Ramelius Resources Ltd | $176,000 | – | 345,000 | – | 0.02% | – | |
| SLV | New | iShares Silver Tr | $173,000 | – | 12,070 | – | 0.02% | – |
| PNNT | New | Pennantpark Investment Corp | $176,000 | – | 27,900 | – | 0.02% | – |
| New | Centamin PLC Ord Flondon Share | $167,000 | – | 115,000 | – | 0.02% | – | |
| PSLV | New | Sprott Physical Silver Trust | $161,000 | – | 28,200 | – | 0.02% | – |
| New | Northern Star Resources Ltd | $155,000 | – | 19,000 | – | 0.02% | – | |
| BYM | New | BlackRock Insured Municipal In | $150,000 | – | 10,900 | – | 0.02% | – |
| MUH | New | BlackRock Muni Holdings Fund I | $152,000 | – | 10,100 | – | 0.02% | – |
| IGR | New | CBRE Clarion Global Real Estat | $139,000 | – | 18,540 | – | 0.02% | – |
| NCV | New | Allianzgi Conv & Income Fund | $132,000 | – | 23,450 | – | 0.02% | – |
| NPV | New | Nuveen VA Premium Income Muni | $135,000 | – | 10,325 | – | 0.02% | – |
| PFO | New | Flaherty & Crumrine Pfd Incomepfd | $133,000 | – | 11,355 | – | 0.02% | – |
| NRO | New | Neuberger Berman Re Es Com | $121,000 | – | 23,495 | – | 0.02% | – |
| EDD | New | Morgan Stanley Emerging Mkts D | $116,000 | – | 16,822 | – | 0.01% | – |
| SWN | New | Southwestern Energy Co | $112,000 | – | 35,400 | – | 0.01% | – |
| New | Cion Investment Corp Fund | $99,000 | – | 11,483 | – | 0.01% | – | |
| New | Regis Resources NL | $83,000 | – | 22,500 | – | 0.01% | – | |
| MMT | New | MFS Multimarket Income Trust S | $76,000 | – | 12,958 | – | 0.01% | – |
| GPORQ | New | Gulfport Energy Corp Com | $74,000 | – | 15,000 | – | 0.01% | – |
| HIO | New | Western Asset High Income Oppo | $51,000 | – | 10,000 | – | 0.01% | – |
| New | Wal-Mart DE Mexico Lj9 Sab DE | $41,000 | – | 14,861 | – | 0.01% | – | |
| NGD | New | New Gold Inc | $30,000 | – | 31,300 | – | 0.00% | – |
| PEYUF | New | Peyto Exploration & Developmen | $32,000 | – | 10,712 | – | 0.00% | – |
| New | Paleo Resources Inc | $8,000 | – | 225,000 | – | 0.00% | – | |
| HYCTW | New | Hycroft Mng Corp Wts Exp 10/22wt | $1,000 | – | 10,084 | – | 0.00% | – |
| New | Linn CO Llc Escrow Com Shs Rps | $0 | – | 12,425 | – | 0.00% | – | |
| WFTIQ | New | Weatherford International PLC | $2,000 | – | 48,000 | – | 0.00% | – |
Q4 2018
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | Buy | iShares Trust Barclays 20 Year | $76,289,000 | +83.4% | 650,540 | +90.3% | 9.20% | +73.7% |
| TGE | Buy | Tallgrass Energy LP | $42,409,000 | +335.5% | 1,798,531 | +309.3% | 5.11% | +312.8% |
| EPD | Sell | Enterprise Products Partners L | $25,434,000 | +1.3% | 885,282 | -2.4% | 3.07% | -4.0% |
| FAX | Sell | Aberdeen Asia Pacific Income F | $19,186,000 | -6.8% | 4,634,202 | -2.7% | 2.31% | -11.7% |
| NEA | Sell | Nuveen Amt Free Quality Muni I | $18,410,000 | -5.6% | 1,454,197 | -3.0% | 2.22% | -10.6% |
| NTG | Buy | Tortoise MLP Fd Inc | $16,444,000 | +46.4% | 1,022,626 | +55.4% | 1.98% | +38.8% |
| NAD | Sell | Nuveen Quality Advantage Muni | $14,765,000 | -7.0% | 1,154,455 | -3.3% | 1.78% | -11.9% |
| AAPL | Sell | Apple Inc | $14,217,000 | +19.7% | 62,982 | -1.8% | 1.71% | +13.4% |
| NVG | Sell | Nuveen Enhanced AMT L&N Muni C | $13,896,000 | -3.8% | 954,386 | -3.7% | 1.68% | -8.9% |
| XOM | Buy | Exxon Mobil Corp | $13,902,000 | +3.1% | 163,513 | +0.3% | 1.68% | -2.3% |
| MSFT | Buy | Microsoft Corp | $13,203,000 | +19.2% | 115,441 | +2.8% | 1.59% | +12.9% |
| NZF | Sell | Nuveen Enhanced Muni Credit Op | $12,056,000 | -3.7% | 836,614 | -4.2% | 1.45% | -8.7% |
| CTR | Buy | Clearbridge Energy MLP Total R | $11,964,000 | +3.7% | 1,053,140 | +2.0% | 1.44% | -1.7% |
| BACPRL | Sell | Bank of America Series L Pfd 7pfd | $11,033,000 | +1.9% | 8,525 | -1.5% | 1.33% | -3.5% |
| GOOG | Sell | Alphabet Inc Non Voting Cap St | $11,009,000 | +6.4% | 9,224 | -0.6% | 1.33% | +0.8% |
| PFE | Sell | Pfizer Incorporated | $10,784,000 | +19.4% | 244,705 | -1.7% | 1.30% | +13.0% |
| RSP | Sell | Invesco S&P 500 Eqwt ETF | $10,211,000 | +4.6% | 95,599 | -0.2% | 1.23% | -0.9% |
| FPE | Buy | First Trust III ETF Preferred | $9,756,000 | +14.3% | 510,801 | +14.0% | 1.18% | +8.2% |
| GNT | Sell | Gamco Natural Resources Gold & | $9,059,000 | -13.6% | 1,548,568 | -6.2% | 1.09% | -18.1% |
| GGN | Sell | Gamco Glbl Gold Natural Resour | $8,961,000 | -30.2% | 1,908,589 | -23.6% | 1.08% | -33.8% |
| BBN | Sell | BlackRock Build America Bond T | $8,915,000 | -8.5% | 420,508 | -4.6% | 1.08% | -13.3% |
| DWDP | Sell | Dowdupont Inc | $8,906,000 | -3.1% | 138,488 | -0.6% | 1.07% | -8.2% |
| CEN | Sell | Center Coast MLP & Infrastruct | $8,800,000 | -31.3% | 934,220 | -35.2% | 1.06% | -34.9% |
| Sell | Flaherty & Crumrine Dynamic Pf | $7,887,000 | -4.3% | 339,967 | -3.2% | 0.95% | -9.3% | |
| NSRGY | Buy | Nestle SA Spons ADR Repstg Reg | $7,444,000 | +82.5% | 89,477 | +69.9% | 0.90% | +73.0% |
| DIAX | Buy | Nuveen Dow 30 Dynamic Overwrit | $7,441,000 | +47.7% | 375,995 | +37.9% | 0.90% | +39.9% |
| LUV | Sell | Southwest Airlines Co | $7,133,000 | +22.1% | 114,227 | -0.5% | 0.86% | +15.7% |
| MSPRF | Sell | Morgan Stan Fix/Flt Non-Cum Pepfd | $6,988,000 | -0.5% | 255,205 | -0.5% | 0.84% | -5.6% |
| RDSA | Buy | Royal Dutch Shell PLC Sponsore | $6,876,000 | +7.5% | 100,909 | +9.2% | 0.83% | +1.8% |
| FFC | Sell | Flaherty & Crumrine / Claymore | $6,810,000 | -6.4% | 373,757 | -2.8% | 0.82% | -11.3% |
| CMCSA | Buy | Comcast Corp New Cl A | $6,753,000 | +45.8% | 190,719 | +35.1% | 0.81% | +38.2% |
| MPW | Sell | Medical Properties Trust Inc | $6,634,000 | +1.1% | 444,945 | -4.8% | 0.80% | -4.2% |
| ABBV | Buy | Abbvie Inc | $6,557,000 | +6.8% | 69,326 | +4.7% | 0.79% | +1.3% |
| New | Redwood Trust Incconv | $6,420,000 | – | 6,505,000 | – | 0.77% | – | |
| BANX | Buy | Stonecastle Financial Corp | $6,078,000 | -0.2% | 271,104 | +1.9% | 0.73% | -5.4% |
| RFPRA | Sell | Regions Fin. Non-Cum Perp Pfdpfd | $5,787,000 | -2.4% | 229,569 | -1.2% | 0.70% | -7.5% |
| BAC | Buy | Bank of America Corp | $5,765,000 | +27.9% | 195,686 | +22.3% | 0.70% | +21.1% |
| BPOP | Sell | Popular Inc | $5,760,000 | +12.2% | 112,387 | -1.0% | 0.70% | +6.3% |
| HON | Sell | Honeywell International Inc | $5,670,000 | +13.4% | 34,075 | -1.8% | 0.68% | +7.5% |
| IHD | Sell | Voya Emerging Markets High Div | $5,624,000 | -9.8% | 696,850 | -10.0% | 0.68% | -14.6% |
| GSPRD | Sell | Gold Sachs Flt Non-Cum Perp Pfpfd | $5,440,000 | -6.4% | 243,289 | -2.6% | 0.66% | -11.4% |
| DVY | Buy | IShares Dow Jones Select Div I | $5,282,000 | +10.7% | 52,950 | +8.5% | 0.64% | +4.9% |
| WMB | New | Williams Companies Inc | $5,263,000 | – | 193,549 | – | 0.64% | – |
| FB | Buy | Facebook Inc Class A | $5,120,000 | -14.6% | 31,135 | +1.0% | 0.62% | -19.1% |
| KMI | Buy | Kinder Morgan Inc Del | $5,090,000 | +0.8% | 287,100 | +0.4% | 0.61% | -4.5% |
| DBL | Buy | Doubleline Opportunistic Cr Fd | $5,081,000 | +16.0% | 247,004 | +17.7% | 0.61% | +10.1% |
| KKR | New | KKR & Co Inc | $5,032,000 | – | 184,537 | – | 0.61% | – |
| EBAY | Sell | eBay Inc | $4,933,000 | -9.3% | 149,405 | -0.3% | 0.60% | -14.0% |
| C | Buy | Citigroup Inc New | $4,886,000 | +14.4% | 68,103 | +6.7% | 0.59% | +8.5% |
| DLTR | Sell | Dollar Tree Inc | $4,859,000 | -4.4% | 59,580 | -0.3% | 0.59% | -9.4% |
| NBD | Sell | Nuveen Build America Bond Oppt | $4,852,000 | -5.5% | 221,850 | -5.0% | 0.58% | -10.4% |
| JPM | Sell | JPMorgan Chase & Co | $4,549,000 | +8.3% | 40,317 | -0.0% | 0.55% | +2.6% |
| GLW | Buy | Corning Inc | $4,508,000 | +29.6% | 127,700 | +1.0% | 0.54% | +22.8% |
| JNJ | Buy | Johnson & Johnson | $4,426,000 | +15.6% | 32,032 | +1.5% | 0.53% | +9.7% |
| RHHBY | Buy | Roche Hldgs Ltd Spons ADR | $4,399,000 | +10.1% | 145,866 | +0.9% | 0.53% | +4.3% |
| CHTR | Sell | Charter Communications Inc | $4,281,000 | +11.0% | 13,137 | -0.1% | 0.52% | +5.1% |
| HCA | Sell | HCA Holdings Inc | $4,221,000 | +33.3% | 30,338 | -1.7% | 0.51% | +26.3% |
| BBTPRDCL | Sell | BB&T Corp Non-Cum Perp Pfd D 5pfd | $4,146,000 | -4.6% | 164,379 | -2.8% | 0.50% | -9.6% |
| BACWSA | Sell | Bank of America Corp Wts Expwt | $4,143,000 | +6.8% | 232,645 | -2.1% | 0.50% | +1.2% |
| FBT | Sell | First Trust Biotech Index ETF | $4,002,000 | +12.5% | 25,250 | -0.6% | 0.48% | +6.6% |
| ADP | Sell | Automatic Data Processing Inc | $3,947,000 | +10.6% | 26,197 | -1.5% | 0.48% | +4.8% |
| SCHW | New | Charles Schwab Corp | $3,876,000 | – | 78,860 | – | 0.47% | – |
| NBB | Buy | Nuveen Build Amer Bd Fd | $3,515,000 | -2.6% | 175,762 | +0.4% | 0.42% | -7.6% |
| JPS | Sell | Nuveen Quality Pfd Income Fd 2fdstx | $3,473,000 | -1.1% | 394,624 | -0.9% | 0.42% | -6.3% |
| WU | Buy | Western Union Co | $3,451,000 | -4.2% | 181,080 | +2.2% | 0.42% | -9.2% |
| V | Sell | Visa Inc Cl A | $3,445,000 | +11.9% | 22,952 | -1.3% | 0.42% | +5.9% |
| SNY | Sell | Sanofi Aventis Sponsored ADR | $3,350,000 | +5.4% | 74,984 | -5.6% | 0.40% | 0.0% |
| ORCL | Buy | Oracle Corp | $3,280,000 | +17.6% | 63,606 | +0.5% | 0.40% | +11.3% |
| MMM | Buy | 3M Company | $3,268,000 | +14.2% | 15,511 | +6.7% | 0.39% | +8.2% |
| AMZN | Sell | Amazon.Com Inc | $3,159,000 | +15.5% | 1,577 | -2.0% | 0.38% | +9.5% |
| FAM | Sell | First Trust/Aberdeen Global Op | $2,927,000 | -22.9% | 304,615 | -19.5% | 0.35% | -26.9% |
| DISCA | Buy | Discovery Communications Inc C | $2,895,000 | +19.2% | 90,465 | +2.4% | 0.35% | +12.9% |
| T | Sell | AT&T Inc | $2,876,000 | +2.8% | 85,660 | -1.7% | 0.35% | -2.5% |
| APC | Sell | Anadarko Petroleum Corp | $2,877,000 | -9.2% | 42,678 | -1.3% | 0.35% | -13.9% |
| HBI | Buy | Hanesbrands Inc | $2,847,000 | -15.1% | 154,450 | +1.4% | 0.34% | -19.7% |
| MDT | Sell | Medtronic PLC | $2,801,000 | +14.0% | 28,473 | -0.8% | 0.34% | +8.0% |
| CVX | Buy | Chevron Corporation | $2,762,000 | -0.9% | 22,585 | +2.4% | 0.33% | -6.2% |
| MCO | Sell | Moodys Corp | $2,721,000 | -2.2% | 16,275 | -0.2% | 0.33% | -7.3% |
| WSM | Buy | Williams Sonoma Inc | $2,543,000 | +18.0% | 38,692 | +10.2% | 0.31% | +12.0% |
| DIS | Sell | Walt Disney Company | $2,488,000 | +9.6% | 21,275 | -1.8% | 0.30% | +3.8% |
| WFC | Buy | Wells Fargo & Co New | $2,440,000 | -4.8% | 46,424 | +0.4% | 0.29% | -9.8% |
| ADNT | New | Adient PLC | $2,314,000 | – | 58,875 | – | 0.28% | – |
| TCEHY | Buy | Tencent Holdings Ltd Unsp ADR | $2,304,000 | -14.9% | 56,418 | +4.8% | 0.28% | -19.2% |
| CLF | New | Cleveland-Cliffs Inc New | $2,307,000 | – | 182,250 | – | 0.28% | – |
| TSCAP | Buy | Tristate Cap. Fix/Flt Pfd A Pepfd | $2,269,000 | +3.0% | 86,475 | +2.9% | 0.27% | -2.1% |
| MO | Buy | Altria Group Inc | $2,252,000 | +17.7% | 37,340 | +10.8% | 0.27% | +11.9% |
| AVK | Sell | Advent Claymore Conv Secs & In | $2,183,000 | -4.3% | 139,303 | -6.6% | 0.26% | -9.3% |
| IRM | Buy | Iron Mountain Inc | $2,166,000 | +11.5% | 62,755 | +13.1% | 0.26% | +5.7% |
| PH | Sell | Parker-Hannifin Corp | $2,155,000 | +17.8% | 11,715 | -0.2% | 0.26% | +11.6% |
| AGNCN | Sell | AGNC Investment Corp Pfd 7 Fipfd | $2,119,000 | -1.1% | 81,575 | -1.0% | 0.26% | -6.2% |
| NSS | Buy | Nustar Logistics L.P. Due 2043pfd | $2,119,000 | +0.7% | 83,925 | +1.1% | 0.26% | -4.5% |
| PNFP | Sell | Pinnacle Financial Partners In | $2,107,000 | -2.4% | 35,025 | -0.5% | 0.25% | -7.6% |
| ING | New | ING Groep Nv- Spons ADR | $2,009,000 | – | 154,909 | – | 0.24% | – |
| UTF | Sell | Cohen & Steers Infrastructure | $1,849,000 | -33.8% | 83,565 | -32.1% | 0.22% | -37.4% |
| GLOPPRA | Buy | Gaslog Partners Fix/Flt Pfd Apfd | $1,843,000 | +5.9% | 71,145 | +7.0% | 0.22% | 0.0% |
| UTX | Sell | United Technologies Corp | $1,836,000 | +6.1% | 13,135 | -5.1% | 0.22% | +0.5% |
| NEM | Sell | Newmont Mining Corp Holding Co | $1,818,000 | -20.0% | 60,183 | -0.1% | 0.22% | -24.2% |
| GSPRA | Sell | Gold Sachs Flt Non-Cum Perp Pfpfd | $1,742,000 | -5.6% | 76,750 | -2.8% | 0.21% | -10.6% |
| TEL | Buy | Te Connectivity Ltd | $1,737,000 | -1.6% | 19,756 | +0.8% | 0.21% | -7.1% |
| SDIV | Sell | Global X Super Dividend 100 ET | $1,658,000 | -32.0% | 81,215 | -30.1% | 0.20% | -35.5% |
| COWNZ | Sell | Cowen Inc Senior Note Pfd 7.35pfd | $1,608,000 | -1.5% | 62,700 | -3.1% | 0.19% | -6.7% |
| RNP | Buy | Cohen & Steers REIT & Pfd | $1,580,000 | +1.3% | 80,896 | +0.8% | 0.19% | -3.5% |
| INTC | Sell | Intel Corp | $1,559,000 | -5.2% | 32,972 | -0.3% | 0.19% | -10.0% |
| CEM | Sell | Clearbridge Energy MLP Fund | $1,559,000 | -7.6% | 107,286 | -10.2% | 0.19% | -12.6% |
| TTAC | Buy | Trimtabs Tr ETF All Cap US Fre | $1,554,000 | +163.4% | 40,698 | +146.4% | 0.19% | +149.3% |
| JD | Buy | JD.com Inc Sponsored ADR Repst | $1,507,000 | -30.7% | 57,745 | +3.4% | 0.18% | -34.3% |
| LMRK | Sell | Landmark Infrastructure Partne | $1,502,000 | -1.3% | 108,425 | -1.3% | 0.18% | -6.7% |
| SPY | Sell | SPDR S&P 500 ETF Tr Unit Ser I | $1,478,000 | -2.3% | 5,083 | -8.8% | 0.18% | -7.8% |
| MSGS | Sell | Madison Square Garden | $1,458,000 | +0.6% | 4,625 | -1.1% | 0.18% | -4.9% |
| VZ | Buy | Verizon Communications | $1,458,000 | +8.0% | 27,304 | +1.8% | 0.18% | +2.3% |
| EWBC | New | East West Bancorp Inc | $1,458,000 | – | 24,151 | – | 0.18% | – |
| WY | Sell | Weyerhaeuser Co | $1,445,000 | -19.1% | 44,780 | -8.6% | 0.17% | -23.3% |
| PBA | Sell | Pembina Pipeline Corp | $1,398,000 | -3.3% | 41,130 | -1.6% | 0.17% | -8.2% |
| PCEF | Buy | Invesco II Income Composite CE | $1,365,000 | +2.6% | 59,860 | +2.6% | 0.16% | -2.4% |
| RYF | Sell | Invesco S&P 500 Eqwt Financial | $1,348,000 | -62.3% | 31,360 | -62.9% | 0.16% | -64.3% |
| CAT | Sell | Caterpillar Inc | $1,329,000 | +9.8% | 8,717 | -2.2% | 0.16% | +3.9% |
| COP | Buy | ConocoPhillips | $1,322,000 | +11.2% | 17,080 | +0.0% | 0.16% | +5.3% |
| NLYPRF | Sell | Annaly Cap Mgmt 6.95 Pfd Fix/pfd | $1,286,000 | -1.0% | 50,400 | -1.6% | 0.16% | -6.1% |
| PAAS | Sell | Pan Amern Silver Corp | $1,257,000 | -18.9% | 85,190 | -1.5% | 0.15% | -22.8% |
| GWW | Sell | W W Grainger Inc | $1,233,000 | +6.4% | 3,450 | -8.2% | 0.15% | +0.7% |
| BUD | Sell | Anheuser Busch Inbev SA/NV-Spo | $1,233,000 | -14.0% | 14,080 | -1.1% | 0.15% | -18.6% |
| EFR | Buy | Eaton Vance Senior Floating Rafdstx | $1,219,000 | -0.9% | 86,715 | +1.2% | 0.15% | -6.4% |
| LGFA | Buy | Lions Gate Entertainment Corp | $1,201,000 | +13.8% | 49,260 | +15.9% | 0.14% | +8.2% |
| TAP | Buy | Molson Coors Brewing CO Cl B | $1,169,000 | +11.5% | 19,005 | +23.4% | 0.14% | +6.0% |
| GOLD | Sell | Barrick Gold Corp | $1,159,000 | -18.9% | 104,588 | -3.9% | 0.14% | -23.1% |
| BCX | Buy | BlackRock Resources And Commod | $1,130,000 | +30.3% | 124,580 | +33.5% | 0.14% | +23.6% |
| BMY | New | Bristol-Myers Squibb Co | $1,111,000 | – | 17,895 | – | 0.13% | – |
| GG | Buy | Goldcorp INC New | $1,113,000 | -15.7% | 109,089 | +13.3% | 0.13% | -20.2% |
| CSQ | Sell | Calamos Strategic Total Return | $1,096,000 | -26.1% | 81,529 | -30.3% | 0.13% | -30.2% |
| JPST | New | JPMorgan ETF Ultra-Short Incom | $1,092,000 | – | 21,780 | – | 0.13% | – |
| AEM | Buy | Agnico Eagle Mines Limited | $1,080,000 | -23.8% | 31,580 | +2.1% | 0.13% | -27.8% |
| BSL | Buy | Blackstone / Gso Senior Floatifdstx | $1,069,000 | +3.3% | 59,437 | +3.5% | 0.13% | -2.3% |
| CMP | Sell | Compass Minerals Intl Inc | $1,041,000 | +0.7% | 15,490 | -1.5% | 0.13% | -4.5% |
| PG | Sell | Procter & Gamble Co | $1,037,000 | +3.5% | 12,462 | -2.9% | 0.12% | -2.3% |
| BKT | Sell | BlackRock Income Trust Inc | $1,022,000 | -9.2% | 178,732 | -7.4% | 0.12% | -14.0% |
| CVS | Sell | CVS Caremark Corporation | $981,000 | +21.0% | 12,465 | -1.1% | 0.12% | +14.6% |
| BLW | Sell | BlackRock Limited Duration Inc | $976,000 | -8.3% | 65,536 | -8.4% | 0.12% | -12.6% |
| IBM | Buy | International Business Machine | $933,000 | +19.5% | 6,173 | +10.5% | 0.11% | +13.1% |
| BSJM | Sell | Invesco Bulletshares 2022 Hi Yfdstx | $927,000 | +0.3% | 37,600 | -0.4% | 0.11% | -5.1% |
| MMP | Sell | Magellan Midstream Partners LP | $912,000 | -7.5% | 13,470 | -5.6% | 0.11% | -12.0% |
| GRX | Sell | Gabelli Healthcare & Wellness | $911,000 | +9.0% | 82,710 | -0.9% | 0.11% | +3.8% |
| ATGFF | New | AltaGas Ltd | $896,000 | – | 55,905 | – | 0.11% | – |
| AMAT | New | Applied Materials Inc | $891,000 | – | 23,050 | – | 0.11% | – |
| JQC | Sell | Nuveen Multi-Strategy Income A | $884,000 | -7.9% | 110,931 | -8.1% | 0.11% | -12.3% |
| UN | New | Unilever N V New York Shs New | $886,000 | – | 15,950 | – | 0.11% | – |
| HQH | New | Tekla Healthcare Investors | $880,000 | – | 38,000 | – | 0.11% | – |
| WBK | Sell | Westpac Banking Ltd Spons ADR | $846,000 | -23.1% | 42,256 | -16.7% | 0.10% | -27.1% |
| TRP | Sell | Transcanada Corporation | $841,000 | -34.8% | 20,793 | -30.3% | 0.10% | -38.4% |
| STT | New | State Street Corp | $825,000 | – | 9,850 | – | 0.10% | – |
| PGX | Buy | Invesco TR II ETF Pfd | $820,000 | +25.4% | 57,245 | +27.5% | 0.10% | +19.3% |
| RGLD | Buy | Royal Gold Inc | $820,000 | -16.2% | 10,640 | +0.9% | 0.10% | -20.8% |
| KMB | Sell | Kimberly Clark Corp | $810,000 | +1.5% | 7,126 | -5.9% | 0.10% | -3.9% |
| BX | Sell | Blackstone Group LP Unit Repst | $812,000 | +12.8% | 21,335 | -4.7% | 0.10% | +6.5% |
| TTAI | Buy | Trimtabs ETF Tr All Cap Intl F | $791,000 | +61.4% | 29,384 | +59.5% | 0.10% | +53.2% |
| BLK | Buy | BlackRock Inc | $773,000 | -3.7% | 1,640 | +1.9% | 0.09% | -8.8% |
| MQT | Sell | BlackRock Muniyield Quality Fu | $774,000 | -14.7% | 65,915 | -12.0% | 0.09% | -19.1% |
| EEP | Sell | Enbridge Energy Partners LP | $768,000 | -1.7% | 69,857 | -2.2% | 0.09% | -6.1% |
| JRS | Sell | Nuveen Real Estate Income Fd | $738,000 | -7.9% | 75,350 | -6.0% | 0.09% | -12.7% |
| VCIT | Buy | Vanguard Intermediate ETF Term | $718,000 | +32.5% | 8,591 | +32.4% | 0.09% | +26.1% |
| VTEB | Buy | Vanguard Muni BD FDS ETF Tax E | $711,000 | +31.4% | 14,083 | +32.7% | 0.09% | +24.6% |
| JPC | Sell | Nuveen Multi-Strategy Income A | $657,000 | -4.2% | 70,887 | -3.6% | 0.08% | -9.2% |
| MLPA | Buy | Global X Fund ETF MLP | $659,000 | +38.4% | 68,966 | +32.7% | 0.08% | +29.5% |
| BANCPRE | Buy | Banc Cal. Non-Cum Perp Pfd E 7pfd | $638,000 | +16.8% | 24,624 | +17.0% | 0.08% | +11.6% |
| BSJK | Buy | Invesco Bulletshares 2020 Hi Yfdstx | $630,000 | +1.8% | 25,880 | +1.4% | 0.08% | -3.8% |
| MRK | Sell | Merck & Co Inc New | $620,000 | -4.2% | 8,739 | -18.0% | 0.08% | -8.5% |
| MCD | Buy | McDonalds Corp | $579,000 | +6.8% | 3,463 | +0.0% | 0.07% | +1.4% |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $578,000 | -6.3% | 68,941 | -1.2% | 0.07% | -11.4% |
| BTZ | Sell | BlackRock Credit Alloc Income | $568,000 | -88.8% | 46,387 | -89.0% | 0.07% | -89.5% |
| ABT | Buy | Abbott Laboratories | $533,000 | +20.3% | 7,259 | +0.0% | 0.06% | +14.3% |
| OKE | Sell | Oneok Inc New | $494,000 | -15.6% | 7,292 | -12.9% | 0.06% | -18.9% |
| PSX | Sell | Phillips 66 | $484,000 | -4.2% | 4,297 | -4.4% | 0.06% | -9.4% |
| BIL | Buy | SPDR Bloomberg Barclays 1-3 Mn | $485,000 | +33.2% | 5,297 | +33.5% | 0.06% | +26.1% |
| VNQ | Buy | Vanguard REIT ETF | $478,000 | +31.0% | 5,928 | +32.2% | 0.06% | +26.1% |
| RFI | Sell | Cohen & Steers Total Return Re | $472,000 | -26.2% | 38,819 | -24.0% | 0.06% | -29.6% |
| SLB | Sell | Schlumberger Ltd | $411,000 | -12.9% | 6,743 | -4.3% | 0.05% | -16.7% |
| HAL | Sell | Halliburton Co | $366,000 | -20.6% | 9,038 | -11.6% | 0.04% | -25.4% |
| GHII | Sell | Invesco S&P High Income Infrasfdstx | $359,000 | -2.7% | 13,815 | -0.4% | 0.04% | -8.5% |
| CBBPRB | Sell | Cincinnati Bell Cum Conv Pfd 6pfd | $334,000 | -11.9% | 6,837 | -11.0% | 0.04% | -16.7% |
| GHY | Buy | PGIM Global Short Duration Hig | $327,000 | +2.5% | 23,575 | +0.9% | 0.04% | -4.9% |
| SH | Buy | Proshares Tr ETF Short S&P 500 | $306,000 | +11.3% | 11,192 | +19.2% | 0.04% | +5.7% |
| CSCO | Sell | Cisco Systems Inc | $302,000 | -3.8% | 6,213 | -14.8% | 0.04% | -10.0% |
| AVGO | Sell | Broadcom Ltd | $292,000 | -5.2% | 1,183 | -6.8% | 0.04% | -10.3% |
| VVR | Sell | Invesco Van Kampen Sr Income T | $287,000 | -33.6% | 66,642 | -34.0% | 0.04% | -36.4% |
| NCV | Buy | Allianzgi Conv & Income Fund | $282,000 | +1.8% | 40,566 | +2.3% | 0.03% | -2.9% |
| AMGN | Sell | Amgen Inc | $278,000 | +8.2% | 1,340 | -3.6% | 0.03% | +3.0% |
| BSJL | Buy | Invesco Bulletshares 2021 Hi Yfdstx | $272,000 | +4.2% | 10,965 | +3.3% | 0.03% | 0.0% |
| WPM | Sell | Wheaton Precious Metals Corp | $271,000 | -26.2% | 15,463 | -7.1% | 0.03% | -29.8% |
| FCO | Sell | Aberdeen Global Income Fd | $277,000 | -36.6% | 32,791 | -40.5% | 0.03% | -41.1% |
| GDX | Sell | Vaneck Vectors ETF Tr Gold Min | $276,000 | -22.5% | 14,917 | -6.4% | 0.03% | -26.7% |
| CHY | Buy | Calamos Conv & High Income Fd | $273,000 | +5.0% | 20,588 | +1.0% | 0.03% | 0.0% |
| KO | Buy | Coca-Cola Company | $268,000 | +5.5% | 5,800 | +0.0% | 0.03% | 0.0% |
| HHC | Sell | Howard Hughes Corp | $255,000 | -12.1% | 2,050 | -6.2% | 0.03% | -16.2% |
| GOOGL | Sell | Alphabet Inc Voting Cap Stk Cl | $241,000 | -63.2% | 200 | -65.5% | 0.03% | -65.1% |
| IWF | Sell | iShares ETF Russell 1000 Growt | $229,000 | +8.5% | 1,465 | -0.1% | 0.03% | +3.7% |
| JNK | New | SPDR Barclays Cap ETF High Yie | $235,000 | – | 6,522 | – | 0.03% | – |
| YUM | New | Yum Brands Inc | $221,000 | – | 2,426 | – | 0.03% | – |
| UNP | New | Union Pacific Corp | $218,000 | – | 1,340 | – | 0.03% | – |
| PNNT | Sell | Pennantpark Investment Corp | $208,000 | -0.5% | 27,900 | -6.7% | 0.02% | -7.4% |
| GBAB | Sell | Guggenheim Taxable Muni Manage | $210,000 | -3.2% | 9,900 | -1.0% | 0.02% | -10.7% |
| APTV | Sell | Aptiv PLC | $207,000 | -94.2% | 2,465 | -93.7% | 0.02% | -94.5% |
| EOG | Sell | EOG Resources Inc | $203,000 | -3.8% | 1,594 | -6.2% | 0.02% | -11.1% |
| UGLDF | New | Credit Suisse Nassau Brh Veloc | $157,000 | – | 20,000 | – | 0.02% | – |
| BAF | New | BlackRock Muni Income Invstmnt | $129,000 | – | 10,015 | – | 0.02% | – |
| NYCB | Sell | New York Community Bancorp Inc | $117,000 | -11.4% | 11,240 | -5.7% | 0.01% | -17.6% |
| AU | Buy | Anglogold Ashanti Ltd (New) Sp | $108,000 | +9.1% | 12,560 | +4.1% | 0.01% | 0.0% |
| HIO | Sell | Western Asset High Income Oppo | $48,000 | -5.9% | 10,000 | -4.8% | 0.01% | 0.0% |
| NGD | Sell | New Gold Inc | $26,000 | -64.9% | 33,065 | -6.7% | 0.00% | -66.7% |
| MYHA | Exit | My Healthy Access Incxxx | $0 | – | -10,000 | – | 0.00% | – |
| PHGTA | Exit | Peninsula Holdings Grxxx Ltd C | $0 | – | -200,000 | – | 0.00% | – |
| SLGD | Exit | Scotts Liquid Gold Inc | $0 | – | -10,000 | – | -0.00% | – |
| GNW | Exit | Genworth Financial Inc Com Cl | $0 | – | -12,500 | – | -0.01% | – |
| UGLD | Exit | Velocityshares 3X Long Gold | $0 | – | -20,000 | – | -0.02% | – |
| OXY | Exit | Occidental Pete Corp | $0 | – | -2,440 | – | -0.03% | – |
| NTGRT | Exit | Tortoise MLP Fd Rts Exp 07/18/rt | $0 | – | -656,141 | – | -0.03% | – |
| ROST | Exit | Ross Stores INC (Calif) | $0 | – | -2,840 | – | -0.03% | – |
| IJR | Exit | iShares Core S&P ETF Smallcap | $0 | – | -3,822 | – | -0.04% | – |
| XL | Exit | Xl Group Ltd | $0 | – | -6,091 | – | -0.04% | – |
| OHI | Exit | Omega Healthcare REIT Investor | $0 | – | -11,770 | – | -0.05% | – |
| DLPH | Exit | Delphi Technologies PLC | $0 | – | -10,794 | – | -0.06% | – |
| BBBY | Exit | Bed Bath & Beyond | $0 | – | -25,805 | – | -0.06% | – |
| USA | Exit | Liberty All Star Equity Fund | $0 | – | -125,787 | – | -0.10% | – |
| MGM | Exit | Mgm Mirage | $0 | – | -32,813 | – | -0.12% | – |
| SHYD | Exit | Vaneck Vectors Tr ETF Short Hifdsntx | $0 | – | -62,075 | – | -0.19% | – |
| NVO | Exit | Novo Nordisk A/S-ADR Repstg 1/ | $0 | – | -33,288 | – | -0.20% | – |
| F | Exit | Ford Motor CO Par $0.01 | $0 | – | -158,863 | – | -0.22% | – |
| AFL | Exit | Aflac Inc | $0 | – | -46,049 | – | -0.25% | – |
| CVE | Exit | Cenovus Energy Inc | $0 | – | -228,160 | – | -0.30% | – |
| KKR | Exit | KKR & Co LP Del XXX | $0 | – | -188,892 | – | -0.60% | – |
| WPZ | Exit | Williams Partners LP New Unit | $0 | – | -129,540 | – | -0.67% | – |
| DSL | Exit | Doubleline Income Solutions Fu | $0 | – | -587,427 | – | -1.50% | – |
| TEP | Exit | Tallgrass Energy PartChg LP | $0 | – | -635,492 | – | -3.50% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | New | iShares Trust Barclays 20 Year | $41,607,000 | – | 341,822 | – | 5.30% | – |
| TEP | New | Tallgrass Energy PartChg LP | $27,523,000 | – | 635,492 | – | 3.50% | – |
| EPD | New | Enterprise Products Partners L | $25,109,000 | – | 907,452 | – | 3.20% | – |
| FAX | New | Aberdeen Asia Pacific Income F | $20,580,000 | – | 4,763,939 | – | 2.62% | – |
| NEA | New | Nuveen Amt Free Quality Muni I | $19,512,000 | – | 1,499,787 | – | 2.48% | – |
| NAD | New | Nuveen Quality Advantage Muni | $15,879,000 | – | 1,193,935 | – | 2.02% | – |
| NVG | New | Nuveen Enhanced AMT L&N Muni C | $14,452,000 | – | 990,568 | – | 1.84% | – |
| XOM | New | Exxon Mobil Corp | $13,480,000 | – | 162,943 | – | 1.72% | – |
| GGN | New | Gamco Glbl Gold Natural Resour | $12,840,000 | – | 2,498,127 | – | 1.63% | – |
| CEN | New | Center Coast MLP & Infrastruct | $12,813,000 | – | 1,441,277 | – | 1.63% | – |
| NZF | New | Nuveen Enhanced Muni Credit Op | $12,514,000 | – | 873,288 | – | 1.59% | – |
| AAPL | New | Apple Inc | $11,876,000 | – | 64,156 | – | 1.51% | – |
| DSL | New | Doubleline Income Solutions Fu | $11,743,000 | – | 587,427 | – | 1.50% | – |
| CTR | New | Clearbridge Energy MLP Total R | $11,532,000 | – | 1,032,410 | – | 1.47% | – |
| NTG | New | Tortoise MLP Fd Inc | $11,230,000 | – | 657,864 | – | 1.43% | – |
| MSFT | New | Microsoft Corp | $11,077,000 | – | 112,330 | – | 1.41% | – |
| BACPRL | New | Bank of America Series L, Pfdpfd | $10,823,000 | – | 8,655 | – | 1.38% | – |
| GNT | New | Gamco Natural Resources Gold & | $10,480,000 | – | 1,650,338 | – | 1.33% | – |
| GOOG | New | Alphabet Inc Non Voting Cap St | $10,351,000 | – | 9,278 | – | 1.32% | – |
| RSP | New | Invesco S&P 500 Eqwt ETF | $9,762,000 | – | 95,812 | – | 1.24% | – |
| BBN | New | BlackRock Build America Bond T | $9,741,000 | – | 440,776 | – | 1.24% | – |
| TGE | New | Tallgrass Energy LP | $9,738,000 | – | 439,433 | – | 1.24% | – |
| DWDP | New | Dowdupont Inc | $9,189,000 | – | 139,393 | – | 1.17% | – |
| PFE | New | Pfizer Inc | $9,032,000 | – | 248,949 | – | 1.15% | – |
| FPE | New | First Trust III ETF Preferred | $8,539,000 | – | 447,981 | – | 1.09% | – |
| New | Flaherty & Crumrine Dynamic Pf | $8,243,000 | – | 351,362 | – | 1.05% | – | |
| FFC | New | Flaherty & Crumrine / Claymore | $7,274,000 | – | 384,444 | – | 0.93% | – |
| MSPRF | New | Morgan Stanley 6.875 Pfd Fixpfd | $7,020,000 | – | 256,376 | – | 0.89% | – |
| MPW | New | Medical Properties Trust Inc | $6,559,000 | – | 467,186 | – | 0.84% | – |
| RDSA | New | Royal Dutch Shell PLC Sponsore | $6,398,000 | – | 92,414 | – | 0.81% | – |
| IHD | New | Voya Emerging Markets High Div | $6,235,000 | – | 774,576 | – | 0.79% | – |
| ABBV | New | Abbvie Inc | $6,137,000 | – | 66,236 | – | 0.78% | – |
| BANX | New | Stonecastle Financial Corp | $6,092,000 | – | 266,124 | – | 0.78% | – |
| FB | New | Facebook Inc Class A | $5,993,000 | – | 30,840 | – | 0.76% | – |
| RFPRA | New | Regions Financing Crp 6.375 Pfpfd | $5,931,000 | – | 232,313 | – | 0.76% | – |
| PAA | New | Plains All American Pipeline L | $5,902,000 | – | 249,650 | – | 0.75% | – |
| LUV | New | Southwest Airlines Co | $5,840,000 | – | 114,782 | – | 0.74% | – |
| GSPRD | New | Goldman Sachs Group Inc Dep Shpfd | $5,811,000 | – | 249,812 | – | 0.74% | – |
| EBAY | New | eBay Inc | $5,436,000 | – | 149,910 | – | 0.69% | – |
| WPZ | New | Williams Partners LP New Unit | $5,258,000 | – | 129,540 | – | 0.67% | – |
| BPOP | New | Popular Inc | $5,135,000 | – | 113,577 | – | 0.65% | – |
| NBD | New | Nuveen Build America Bond Oppt | $5,133,000 | – | 233,619 | – | 0.65% | – |
| BTZ | New | BlackRock Credit Alloc Income | $5,090,000 | – | 421,365 | – | 0.65% | – |
| DLTR | New | Dollar Tree Inc | $5,080,000 | – | 59,765 | – | 0.65% | – |
| KMI | New | Kinder Morgan INC Del | $5,051,000 | – | 285,834 | – | 0.64% | – |
| DIAX | New | Nuveen Dow 30 Dynamic Overwrit | $5,038,000 | – | 272,605 | – | 0.64% | – |
| HON | New | Honeywell Intl Inc | $4,999,000 | – | 34,705 | – | 0.64% | – |
| DVY | New | IShares Dow Jones Select Div I | $4,771,000 | – | 48,817 | – | 0.61% | – |
| KKR | New | KKR & Co LP Del XXX | $4,694,000 | – | 188,892 | – | 0.60% | – |
| CMCSA | New | Comcast Corp New Cl A | $4,631,000 | – | 141,138 | – | 0.59% | – |
| BAC | New | Bank of America Corp | $4,509,000 | – | 159,945 | – | 0.57% | – |
| DBL | New | Doubleline Opportunistic Cr Fd | $4,379,000 | – | 209,827 | – | 0.56% | – |
| BBTPRDCL | New | BB&T Corp 5.85 Pfd Perpetualpfd | $4,347,000 | – | 169,159 | – | 0.55% | – |
| C | New | Citigroup Inc New | $4,270,000 | – | 63,812 | – | 0.54% | – |
| JPM | New | JPMorgan Chase & Co | $4,202,000 | – | 40,324 | – | 0.54% | – |
| NSRGY | New | Nestle SA Spons ADR Repstg Reg | $4,079,000 | – | 52,677 | – | 0.52% | – |
| RHHBY | New | Roche Hldgs Ltd Spons ADR | $3,994,000 | – | 144,540 | – | 0.51% | – |
| BACWSA | New | Bank of America Corp Wts Expwt | $3,880,000 | – | 237,735 | – | 0.49% | – |
| CHTR | New | Charter Communications Inc | $3,857,000 | – | 13,153 | – | 0.49% | – |
| JNJ | New | Johnson & Johnson | $3,828,000 | – | 31,548 | – | 0.49% | – |
| FAM | New | First Trust/Aberdeen Global Op | $3,794,000 | – | 378,230 | – | 0.48% | – |
| NBB | New | Nuveen Build Amer Bd Fd | $3,608,000 | – | 175,053 | – | 0.46% | – |
| WU | New | Western Union Co | $3,602,000 | – | 177,155 | – | 0.46% | – |
| RYF | New | Invesco S&P 500 Eqwt Financial | $3,580,000 | – | 84,575 | – | 0.46% | – |
| APTV | New | Aptiv PLC | $3,564,000 | – | 38,900 | – | 0.45% | – |
| ADP | New | Automatic Data Processing Inc | $3,569,000 | – | 26,607 | – | 0.45% | – |
| FBT | New | First Trust Biotech Index ETF | $3,558,000 | – | 25,415 | – | 0.45% | – |
| JPS | New | Nuveen Quality Pfd Income Fd 2fdstx | $3,510,000 | – | 398,371 | – | 0.45% | – |
| GLW | New | Corning Inc | $3,478,000 | – | 126,440 | – | 0.44% | – |
| HBI | New | Hanesbrands Inc | $3,353,000 | – | 152,275 | – | 0.43% | – |
| SNY | New | Sanofi Aventis Sponsored ADR | $3,178,000 | – | 79,430 | – | 0.40% | – |
| APC | New | Anadarko Petroleum Corp | $3,168,000 | – | 43,253 | – | 0.40% | – |
| HCA | New | HCA Holdings Inc | $3,166,000 | – | 30,853 | – | 0.40% | – |
| V | New | Visa INC Cl A Common Stock | $3,080,000 | – | 23,252 | – | 0.39% | – |
| MMM | New | 3M Company | $2,861,000 | – | 14,541 | – | 0.36% | – |
| T | New | AT&T Inc | $2,799,000 | – | 87,154 | – | 0.36% | – |
| UTF | New | Cohen & Steers Infrastructure | $2,795,000 | – | 123,125 | – | 0.36% | – |
| ORCL | New | Oracle Corp | $2,789,000 | – | 63,306 | – | 0.36% | – |
| CVX | New | Chevron Corporation | $2,787,000 | – | 22,047 | – | 0.36% | – |
| MCO | New | Moodys Corp | $2,783,000 | – | 16,315 | – | 0.35% | – |
| AMZN | New | Amazon.Com Inc | $2,735,000 | – | 1,609 | – | 0.35% | – |
| TCEHY | New | Tencent Holdings Ltd Unsp ADR | $2,706,000 | – | 53,853 | – | 0.34% | – |
| WFC | New | Wells Fargo & Co | $2,564,000 | – | 46,244 | – | 0.33% | – |
| MDT | New | Medtronic PLC | $2,458,000 | – | 28,708 | – | 0.31% | – |
| SDIV | New | Global X Super Dividend 100 ET | $2,437,000 | – | 116,205 | – | 0.31% | – |
| DISCA | New | Discovery Communications Inc C | $2,429,000 | – | 88,315 | – | 0.31% | – |
| CVE | New | Cenovus Energy Inc | $2,368,000 | – | 228,160 | – | 0.30% | – |
| AVK | New | Advent Claymore Conv Secs & In | $2,281,000 | – | 149,203 | – | 0.29% | – |
| DIS | New | Walt Disney Co | $2,270,000 | – | 21,662 | – | 0.29% | – |
| NEM | New | Newmont Mining Corp Holding Co | $2,272,000 | – | 60,241 | – | 0.29% | – |
| TSCAP | New | Tristate Cap. Fix/Flt Ser.A QDpfd | $2,202,000 | – | 84,050 | – | 0.28% | – |
| JD | New | JD.com Inc Sponsored ADR Repst | $2,174,000 | – | 55,820 | – | 0.28% | – |
| PNFP | New | Pinnacle Financial Partners In | $2,159,000 | – | 35,190 | – | 0.28% | – |
| WSM | New | Williams Sonoma Inc | $2,155,000 | – | 35,112 | – | 0.27% | – |
| AGNCN | New | AGNC Investment Corp Pfd 7 Fipfd | $2,142,000 | – | 82,375 | – | 0.27% | – |
| NSS | New | Nustar Logistics L.P. Due 2043pfd | $2,104,000 | – | 82,975 | – | 0.27% | – |
| VTR | New | Ventas Inc | $2,076,000 | – | 36,455 | – | 0.26% | – |
| AFL | New | Aflac Inc | $1,981,000 | – | 46,049 | – | 0.25% | – |
| IRM | New | Iron Mountain Inc | $1,942,000 | – | 55,470 | – | 0.25% | – |
| MO | New | Altria Group Inc | $1,913,000 | – | 33,686 | – | 0.24% | – |
| GSPRA | New | GS Flt Rt Non-Cum Pfd Perp, Pfpfd | $1,846,000 | – | 78,970 | – | 0.24% | – |
| PH | New | Parker-Hannifin Corp | $1,830,000 | – | 11,740 | – | 0.23% | – |
| WY | New | Weyerhaeuser Co | $1,786,000 | – | 48,988 | – | 0.23% | – |
| TEL | New | Te Connectivity Ltd | $1,765,000 | – | 19,596 | – | 0.22% | – |
| F | New | Ford Motor CO Par $0.01 | $1,759,000 | – | 158,863 | – | 0.22% | – |
| GLOPPRA | New | Gaslog Partners Fix/Flt Pfd Apfd | $1,741,000 | – | 66,470 | – | 0.22% | – |
| BP | New | BP PLC Sponsored ADR (Frm BP A | $1,740,000 | – | 38,098 | – | 0.22% | – |
| UTX | New | United Technologies Corp | $1,730,000 | – | 13,834 | – | 0.22% | – |
| CEM | New | Clearbridge Energy MLP Fund | $1,687,000 | – | 119,410 | – | 0.22% | – |
| INTC | New | Intel Corp | $1,644,000 | – | 33,072 | – | 0.21% | – |
| COWNZ | New | Cowen Inc Senior Note Pfd 7.35pfd | $1,633,000 | – | 64,700 | – | 0.21% | – |
| RNP | New | Cohen & Steers REIT & Pfd | $1,559,000 | – | 80,285 | – | 0.20% | – |
| PAAS | New | Pan Amern Silver Corp | $1,549,000 | – | 86,510 | – | 0.20% | – |
| NVO | New | Novo Nordisk A/S-ADR Repstg 1/ | $1,535,000 | – | 33,288 | – | 0.20% | – |
| LMRK | New | Landmark Infrastructure Partne | $1,522,000 | – | 109,875 | – | 0.19% | – |
| SHYD | New | Vaneck Vectors Tr ETF Short Hifdsntx | $1,522,000 | – | 62,075 | – | 0.19% | – |
| SPY | New | SPDR S&P 500 ETF Tr Unit Ser I | $1,513,000 | – | 5,576 | – | 0.19% | – |
| CSQ | New | Calamos Strategic Total Return | $1,483,000 | – | 117,042 | – | 0.19% | – |
| LEG | New | Leggett & Platt Inc | $1,488,000 | – | 33,328 | – | 0.19% | – |
| ALLYPRA | New | GMAC Capital Trust I Var Ser 2pfd | $1,472,000 | – | 55,980 | – | 0.19% | – |
| MSGS | New | Madison Square Garden | $1,450,000 | – | 4,675 | – | 0.18% | – |
| PBA | New | Pembina Pipeline Corp | $1,446,000 | – | 41,780 | – | 0.18% | – |
| BUD | New | Anheuser Busch Inbev SA/NV-Spo | $1,434,000 | – | 14,230 | – | 0.18% | – |
| GOLD | New | Barrick Gold Corp | $1,429,000 | – | 108,811 | – | 0.18% | – |
| AEM | New | Agnico Eagle Mines Limited | $1,418,000 | – | 30,930 | – | 0.18% | – |
| QQQ | New | Invesco QQQ Tr ETF Unit Ser 1 | $1,380,000 | – | 8,040 | – | 0.18% | – |
| VZ | New | Verizon Communications | $1,350,000 | – | 26,834 | – | 0.17% | – |
| PCEF | New | Invesco II Income Composite CE | $1,330,000 | – | 58,370 | – | 0.17% | – |
| GG | New | Goldcorp INC New | $1,320,000 | – | 96,292 | – | 0.17% | – |
| NLYPRF | New | Annaly Cap Mgmt 6.95 Pfd Fix/pfd | $1,299,000 | – | 51,200 | – | 0.16% | – |
| TRP | New | Transcanada Corporation | $1,289,000 | – | 29,848 | – | 0.16% | – |
| TCBI | New | Texas Capital Bancshares | $1,281,000 | – | 14,000 | – | 0.16% | – |
| EFR | New | Eaton Vance Senior Floating Rafdstx | $1,230,000 | – | 85,645 | – | 0.16% | – |
| BSJJ | New | Invesco Bulletshares 2019 Hi Yfdstx | $1,207,000 | – | 49,920 | – | 0.15% | – |
| CAT | New | Caterpillar Inc | $1,210,000 | – | 8,917 | – | 0.15% | – |
| GLD | New | SPDR Gold Tr ETF | $1,193,000 | – | 10,051 | – | 0.15% | – |
| COP | New | ConocoPhillips | $1,189,000 | – | 17,079 | – | 0.15% | – |
| GWW | New | W W Grainger Inc | $1,159,000 | – | 3,758 | – | 0.15% | – |
| BKT | New | BlackRock Income Trust Inc | $1,125,000 | – | 192,977 | – | 0.14% | – |
| PEP | New | Pepsico Inc | $1,127,000 | – | 10,349 | – | 0.14% | – |
| VTI | New | Vanguard Total Stock Fund | $1,104,000 | – | 7,860 | – | 0.14% | – |
| WBK | New | Westpac Banking Ltd Spons ADR | $1,100,000 | – | 50,741 | – | 0.14% | – |
| BLW | New | BlackRock Limited Duration Inc | $1,064,000 | – | 71,566 | – | 0.14% | – |
| LGFA | New | Lions Gate Entertainment Corp | $1,055,000 | – | 42,500 | – | 0.13% | – |
| TAP | New | Molson Coors Brewing CO Cl B | $1,048,000 | – | 15,400 | – | 0.13% | – |
| BSL | New | Blackstone / Gso Senior Floatifdstx | $1,035,000 | – | 57,415 | – | 0.13% | – |
| CMP | New | Compass Minerals Intl Inc | $1,034,000 | – | 15,720 | – | 0.13% | – |
| ACBI | New | Atlantic Capital Bancshares In | $1,028,000 | – | 52,293 | – | 0.13% | – |
| PG | New | Procter & Gamble Co | $1,002,000 | – | 12,833 | – | 0.13% | – |
| RGLD | New | Royal Gold Inc | $979,000 | – | 10,540 | – | 0.12% | – |
| MMP | New | Magellan Midstream Partners LP | $986,000 | – | 14,275 | – | 0.12% | – |
| VLYPO | New | Valley Natl Bncrp 5.5 Pfd Perpfd | $958,000 | – | 37,075 | – | 0.12% | – |
| JQC | New | Nuveen Multi-Strategy Income A | $960,000 | – | 120,702 | – | 0.12% | – |
| MGM | New | Mgm Mirage | $953,000 | – | 32,813 | – | 0.12% | – |
| BSJM | New | Invesco Bulletshares 2022 Hi Yfdstx | $924,000 | – | 37,750 | – | 0.12% | – |
| MQT | New | BlackRock Muniyield Quality Fu | $907,000 | – | 74,915 | – | 0.12% | – |
| BCX | New | BlackRock Resources And Commod | $867,000 | – | 93,330 | – | 0.11% | – |
| VB | New | Vanguard Index Fund Vanguard S | $848,000 | – | 5,450 | – | 0.11% | – |
| GRX | New | Gabelli Healthcare & Wellness | $836,000 | – | 83,470 | – | 0.11% | – |
| CVS | New | CVS Caremark Corporation | $811,000 | – | 12,600 | – | 0.10% | – |
| BLK | New | BlackRock Inc | $803,000 | – | 1,609 | – | 0.10% | – |
| USA | New | Liberty All Star Equity Fund | $805,000 | – | 125,787 | – | 0.10% | – |
| KMB | New | Kimberly Clark Corp | $798,000 | – | 7,573 | – | 0.10% | – |
| GOLD | New | Randgold Resources Ltd ADR | $799,000 | – | 10,360 | – | 0.10% | – |
| JRS | New | Nuveen Real Estate Income Fd | $801,000 | – | 80,150 | – | 0.10% | – |
| IBM | New | International Business Machine | $781,000 | – | 5,588 | – | 0.10% | – |
| EEP | New | Enbridge Energy Partners LP | $781,000 | – | 71,457 | – | 0.10% | – |
| UBSH | New | Union Bankshares Corp | $722,000 | – | 18,577 | – | 0.09% | – |
| BX | New | Blackstone Group LP Unit Repst | $720,000 | – | 22,389 | – | 0.09% | – |
| WM | New | Waste Management Inc Del | $691,000 | – | 8,498 | – | 0.09% | – |
| SYY | New | Sysco Corp | $683,000 | – | 10,005 | – | 0.09% | – |
| JPC | New | Nuveen Multi-Strategy Income A | $686,000 | – | 73,507 | – | 0.09% | – |
| UL | New | Unilever PLC Sponsored ADR New | $654,000 | – | 11,835 | – | 0.08% | – |
| PGX | New | Invesco TR II ETF Pfd | $654,000 | – | 44,895 | – | 0.08% | – |
| GOOGL | New | Alphabet Inc Voting Cap Stk Cl | $655,000 | – | 580 | – | 0.08% | – |
| MRK | New | Merck & Co Inc New | $647,000 | – | 10,659 | – | 0.08% | – |
| RFI | New | Cohen & Steers Total Return Re | $640,000 | – | 51,107 | – | 0.08% | – |
| KHC | New | Kraft Heinz Co | $628,000 | – | 10,003 | – | 0.08% | – |
| MGK | New | Vanguard World Fd Mega Cap 300 | $619,000 | – | 5,200 | – | 0.08% | – |
| BSJK | New | Invesco Bulletshares 2020 Hi Yfdstx | $619,000 | – | 25,520 | – | 0.08% | – |
| JEQ | New | Aberdeen Japan Equity Fund Inc | $617,000 | – | 69,758 | – | 0.08% | – |
| ETP | New | Energy Transfer Partners LP Ne | $597,000 | – | 31,349 | – | 0.08% | – |
| VO | New | Vanguard Index Funds Vanguard | $599,000 | – | 3,800 | – | 0.08% | – |
| TTAC | New | Trimtabs Tr ETF All Cap US Fre | $590,000 | – | 16,516 | – | 0.08% | – |
| OKE | New | Oneok Inc New | $585,000 | – | 8,375 | – | 0.07% | – |
| VCIT | New | Vanguard Intermediate ETF Term | $542,000 | – | 6,487 | – | 0.07% | – |
| VTEB | New | Vanguard Muni BD FDS ETF Tax E | $541,000 | – | 10,610 | – | 0.07% | – |
| MCD | New | McDonalds Corp | $542,000 | – | 3,462 | – | 0.07% | – |
| BANCPRE | New | Banc California 7.00 Pfd QDIpfd | $546,000 | – | 21,049 | – | 0.07% | – |
| CLX | New | Clorox Company (Del) | $523,000 | – | 3,870 | – | 0.07% | – |
| TSC | New | Tristate Capital Holdings Inc | $514,000 | – | 19,688 | – | 0.06% | – |
| BRKB | New | Berkshire Hathaway Inc Del Cl | $508,000 | – | 2,719 | – | 0.06% | – |
| BBBY | New | Bed Bath & Beyond | $514,000 | – | 25,805 | – | 0.06% | – |
| BHP | New | BHP Billiton Ltd Sponsored ADR | $503,000 | – | 10,050 | – | 0.06% | – |
| PSX | New | Phillips 66 | $505,000 | – | 4,495 | – | 0.06% | – |
| DLPH | New | Delphi Technologies PLC | $491,000 | – | 10,794 | – | 0.06% | – |
| RSG | New | Republic Services Inc | $484,000 | – | 7,075 | – | 0.06% | – |
| TTAI | New | Trimtabs ETF Tr All Cap Intl F | $490,000 | – | 18,428 | – | 0.06% | – |
| MLPA | New | Global X Fund ETF MLP | $476,000 | – | 51,988 | – | 0.06% | – |
| MTG | New | MGIC Investment Corp-Wisc | $482,000 | – | 45,000 | – | 0.06% | – |
| SLB | New | Schlumberger Ltd | $472,000 | – | 7,043 | – | 0.06% | – |
| EFA | New | iShares Trust MSCI EAFE Index | $464,000 | – | 6,935 | – | 0.06% | – |
| HAL | New | Halliburton Co | $461,000 | – | 10,225 | – | 0.06% | – |
| ABT | New | Abbott Laboratories | $443,000 | – | 7,258 | – | 0.06% | – |
| FCO | New | Aberdeen Global Income Fd | $437,000 | – | 55,133 | – | 0.06% | – |
| GSK | New | GlaxoSmithKline PLC ADR | $438,000 | – | 10,869 | – | 0.06% | – |
| BDJ | New | BlackRock Enhanced Divid Achie | $434,000 | – | 47,254 | – | 0.06% | – |
| GE | New | General Electric | $431,000 | – | 31,686 | – | 0.06% | – |
| GSPRC | New | Goldman Sachs Group Floating Ppfd | $432,000 | – | 17,945 | – | 0.06% | – |
| VVR | New | Invesco Van Kampen Sr Income T | $432,000 | – | 100,996 | – | 0.06% | – |
| CEQP | New | Crestwood Equity Partners LP | $422,000 | – | 13,306 | – | 0.05% | – |
| ZTS | New | Zoetis Inc Cl A | $424,000 | – | 4,975 | – | 0.05% | – |
| AGI | New | Alamos Gold Inc New Class A | $414,000 | – | 72,802 | – | 0.05% | – |
| FL | New | Foot Locker Inc | $416,000 | – | 7,904 | – | 0.05% | – |
| GIS | New | General Mills Inc | $399,000 | – | 9,010 | – | 0.05% | – |
| PHYS | New | Sprott Physical Gold Trust | $402,000 | – | 39,500 | – | 0.05% | – |
| DVN | New | Devon Energy Corporation New | $404,000 | – | 9,200 | – | 0.05% | – |
| VLO | New | Valero Energy Corp New | $383,000 | – | 3,455 | – | 0.05% | – |
| VOD | New | Vodafone Group PLC New Sponsor | $384,000 | – | 15,791 | – | 0.05% | – |
| CBBPRB | New | Cincinnati Bell INC New Conv Ppfd | $379,000 | – | 7,679 | – | 0.05% | – |
| GHII | New | Invesco S&P High Income Infrasfdstx | $369,000 | – | 13,870 | – | 0.05% | – |
| WPM | New | Wheaton Precious Metals Corp | $367,000 | – | 16,653 | – | 0.05% | – |
| BIL | New | SPDR Bloomberg Barclays 1-3 Mn | $364,000 | – | 3,969 | – | 0.05% | – |
| OHI | New | Omega Healthcare REIT Investor | $365,000 | – | 11,770 | – | 0.05% | – |
| BA | New | Boeing Co | $363,000 | – | 1,081 | – | 0.05% | – |
| VNQ | New | Vanguard REIT ETF | $365,000 | – | 4,485 | – | 0.05% | – |
| GDX | New | Vaneck Vectors ETF Tr Gold Min | $356,000 | – | 15,937 | – | 0.04% | – |
| NNC | New | Nuveen NC Prem Income Muni Fd | $347,000 | – | 28,160 | – | 0.04% | – |
| SSRM | New | SSR Mng Inc | $348,000 | – | 35,230 | – | 0.04% | – |
| XL | New | Xl Group Ltd | $341,000 | – | 6,091 | – | 0.04% | – |
| BSJI | New | Invesco Bulletshares 2018 Hi Yfdstx | $341,000 | – | 13,595 | – | 0.04% | – |
| TCP | New | TC Pipelines LP Unit Com Ltd P | $327,000 | – | 12,600 | – | 0.04% | – |
| GHY | New | PGIM Global Short Duration Hig | $319,000 | – | 23,375 | – | 0.04% | – |
| IJR | New | iShares Core S&P ETF Smallcap | $319,000 | – | 3,822 | – | 0.04% | – |
| CSCO | New | Cisco Systems Inc | $314,000 | – | 7,293 | – | 0.04% | – |
| AVGO | New | Broadcom Ltd | $308,000 | – | 1,269 | – | 0.04% | – |
| HHC | New | Howard Hughes Corp | $290,000 | – | 2,185 | – | 0.04% | – |
| WGP | New | Western Gas Equity Partners LP | $290,000 | – | 8,115 | – | 0.04% | – |
| BRKA | New | Berkshire Hathaway Inc-Del Cl | $282,000 | – | 1 | – | 0.04% | – |
| NCV | New | Allianzgi Conv & Income Fund | $277,000 | – | 39,640 | – | 0.04% | – |
| SH | New | Proshares Tr ETF Short S&P 500 | $275,000 | – | 9,387 | – | 0.04% | – |
| WMT | New | Wal-Mart Stores Inc | $278,000 | – | 3,246 | – | 0.04% | – |
| EMR | New | Emerson Electric Co | $275,000 | – | 3,975 | – | 0.04% | – |
| AXP | New | American Express Company | $269,000 | – | 2,740 | – | 0.03% | – |
| BSJL | New | Invesco Bulletshares 2021 Hi Yfdstx | $261,000 | – | 10,615 | – | 0.03% | – |
| CHY | New | Calamos Conv & High Income Fd | $260,000 | – | 20,380 | – | 0.03% | – |
| AMGN | New | Amgen Inc | $257,000 | – | 1,390 | – | 0.03% | – |
| SEMFF | New | Semafo Inc Com | $250,000 | – | 86,000 | – | 0.03% | – |
| KO | New | Coca Cola Co | $254,000 | – | 5,798 | – | 0.03% | – |
| IWP | New | iShares ETF Russell Midcap Gro | $251,000 | – | 1,980 | – | 0.03% | – |
| New | Resolute Mining Ltd | $255,000 | – | 270,000 | – | 0.03% | – | |
| BTA | New | BlackRock Long Term Mun Adviso | $241,000 | – | 21,387 | – | 0.03% | – |
| ROST | New | Ross Stores INC (Calif) | $241,000 | – | 2,840 | – | 0.03% | – |
| NTGRT | New | Tortoise MLP Fd Rts Exp 07/18/rt | $244,000 | – | 656,141 | – | 0.03% | – |
| LM | New | Legg Mason Inc | $237,000 | – | 6,815 | – | 0.03% | – |
| COST | New | Costco Wholesale Corp-New | $233,000 | – | 1,115 | – | 0.03% | – |
| HPI | New | John Hancock Preferred Income | $238,000 | – | 10,910 | – | 0.03% | – |
| BTG | New | B2Gold Corp | $234,000 | – | 90,580 | – | 0.03% | – |
| FDX | New | Fedex Corp | $227,000 | – | 998 | – | 0.03% | – |
| GBAB | New | Guggenheim Taxable Muni Manage | $217,000 | – | 10,000 | – | 0.03% | – |
| ADBE | New | Adobe Systems Inc | $220,000 | – | 903 | – | 0.03% | – |
| BSCL | New | Invesco Bulletshares 2021 Hi Yfdstx | $210,000 | – | 10,135 | – | 0.03% | – |
| IWF | New | iShares ETF Russell 1000 Growt | $211,000 | – | 1,467 | – | 0.03% | – |
| EOG | New | Eog Res Inc | $211,000 | – | 1,699 | – | 0.03% | – |
| SEP | New | Spectra Energy Prtnrs LP | $214,000 | – | 6,037 | – | 0.03% | – |
| PNNT | New | Pennantpark Investment Corp | $209,000 | – | 29,900 | – | 0.03% | – |
| SBRA | New | Sabra Health Care REIT | $216,000 | – | 9,929 | – | 0.03% | – |
| PFO | New | Flaherty & Crumrine Pfd Incomepfd | $207,000 | – | 19,219 | – | 0.03% | – |
| OXY | New | Occidental Pete Corp | $204,000 | – | 2,440 | – | 0.03% | – |
| SWN | New | Southwestern Energy Co | $193,000 | – | 36,400 | – | 0.02% | – |
| New | Perseus Mining Ltd | $195,000 | – | 615,000 | – | 0.02% | – | |
| GPORQ | New | Gulfport Energy Corp Com | $189,000 | – | 15,000 | – | 0.02% | – |
| UGLD | New | Velocityshares 3X Long Gold | $187,000 | – | 20,000 | – | 0.02% | – |
| SLV | New | iShares Silver Tr | $183,000 | – | 12,070 | – | 0.02% | – |
| NFJ | New | Allianzgi NFJ Divid Int & Prem | $182,000 | – | 14,410 | – | 0.02% | – |
| New | Centamin PLC Ord Flondon Share | $181,000 | – | 115,000 | – | 0.02% | – | |
| OCANF | New | Oceanagold Corp | $175,000 | – | 63,000 | – | 0.02% | – |
| IGR | New | CBRE Clarion Global Real Estat | $162,000 | – | 21,540 | – | 0.02% | – |
| PSLV | New | Sprott Physical Silver Trust | $166,000 | – | 28,200 | – | 0.02% | – |
| New | Evolution Mining Ltd | $156,000 | – | 60,000 | – | 0.02% | – | |
| New | Ramelius Resources Ltd | $148,000 | – | 345,000 | – | 0.02% | – | |
| DPMLF | New | Dundee Precious Metals Inc | $143,000 | – | 59,000 | – | 0.02% | – |
| BBF | New | BlackRock Municipal Income Inv | $145,000 | – | 11,003 | – | 0.02% | – |
| MFT | New | BlackRock Muniyield Insured In | $143,000 | – | 10,950 | – | 0.02% | – |
| GFI | New | Gold Fields Ltd New Adr Rand | $138,000 | – | 38,675 | – | 0.02% | – |
| NYCB | New | New York Community Bancorp Inc | $132,000 | – | 11,915 | – | 0.02% | – |
| NPV | New | Nuveen VA Premium Income Muni | $129,000 | – | 10,325 | – | 0.02% | – |
| New | Saracen Mineral Holdings Ltd | $114,000 | – | 70,000 | – | 0.02% | – | |
| AU | New | Anglogold Ashanti Ltd (New) Sp | $99,000 | – | 12,060 | – | 0.01% | – |
| New | Northern Star Resources Ltd | $102,000 | – | 19,000 | – | 0.01% | – | |
| New | Cion Investment Corp Fund | $105,000 | – | 11,483 | – | 0.01% | – | |
| PEYUF | New | Peyto Exploration & Developmen | $84,000 | – | 10,712 | – | 0.01% | – |
| New | Regis Resources NL | $85,000 | – | 22,500 | – | 0.01% | – | |
| NGD | New | New Gold Inc | $74,000 | – | 35,455 | – | 0.01% | – |
| GNW | New | Genworth Financial Inc Com Cl | $56,000 | – | 12,500 | – | 0.01% | – |
| HIO | New | Western Asset High Income Oppo | $51,000 | – | 10,500 | – | 0.01% | – |
| SLGD | New | Scotts Liquid Gold Inc | $21,000 | – | 10,000 | – | 0.00% | – |
| New | Tanager Energy Inc | $7,000 | – | 225,000 | – | 0.00% | – | |
| PHGTA | New | Peninsula Holdings Grxxx Ltd C | $0 | – | 200,000 | – | 0.00% | – |
| MYHA | New | My Healthy Access Incxxx | $0 | – | 10,000 | – | 0.00% | – |
| New | Linn CO Llc Escrow Com Shs Rps | $0 | – | 12,425 | – | 0.00% | – | |
| HYCTW | New | Hycroft Mng Corp Wts Exp 10/22wt | $2,000 | – | 10,084 | – | 0.00% | – |
| FUNN | New | Amfil Technologies Inc | $1,000 | – | 10,000 | – | 0.00% | – |
Q4 2017
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TEP | Buy | TALLGRASS ENERGY PARTNER LP | $25,796,000 | +9.6% | 538,648 | +14.6% | 4.91% | +18.1% |
| CEN | Sell | CENTER COAST MLP & INFRASTRUCT | $15,868,000 | -4.9% | 1,502,622 | -1.4% | 3.02% | +2.4% |
| GGN | Buy | GAMCO GLBL GOLD NATURAL RESOUR | $15,745,000 | +5.1% | 2,806,561 | +3.2% | 3.00% | +13.2% |
| EPD | Buy | ENTERPRISE PRODUCTS PARTNERS L | $15,161,000 | +50.6% | 581,548 | +56.5% | 2.89% | +62.2% |
| XOM | Sell | EXXON MOBIL CORP | $13,611,000 | +1.2% | 166,032 | -0.3% | 2.59% | +9.0% |
| GNT | Sell | GAMCO NATURAL RESOURCES GOLD & | $12,215,000 | +0.5% | 1,747,545 | -2.8% | 2.32% | +8.2% |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TOTAL R | $11,199,000 | +7.5% | 881,120 | +8.0% | 2.13% | +15.9% |
| NTG | Buy | TORTOISE MLP FD INC | $10,783,000 | +19.9% | 595,082 | +27.6% | 2.05% | +29.2% |
| IRM | New | IRON MOUNTAIN INC | $10,258,000 | – | 263,710 | – | 1.95% | – |
| AAPL | Buy | APPLE INC | $9,979,000 | +12.9% | 64,748 | +5.5% | 1.90% | +21.6% |
| RSP | Sell | GUGGENHEIM S&P 500 EQWT ETF | $9,581,000 | +2.1% | 100,283 | -1.0% | 1.82% | +10.0% |
| GOOG | Sell | ALPHABET INC NON VOTING CAP ST | $8,900,000 | -5.3% | 9,279 | -10.3% | 1.69% | +2.0% |
| PFE | Sell | PFIZER INC | $8,749,000 | -25.6% | 245,057 | -30.0% | 1.66% | -19.9% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS L P | $8,427,000 | -4.4% | 527,336 | -4.3% | 1.60% | +3.0% |
| MSFT | Buy | MICROSOFT CORP | $7,340,000 | +21.9% | 98,531 | +12.8% | 1.40% | +31.3% |
| ABBV | Sell | ABBVIE INC | $7,181,000 | +13.7% | 80,813 | -7.2% | 1.37% | +22.5% |
| OHI | Buy | OMEGA HEALTHCARE REIT INVESTOR | $7,009,000 | +6.1% | 219,657 | +9.8% | 1.33% | +14.2% |
| IHD | Sell | VOYA EMERGING MARKETS HIGH DIV | $6,934,000 | +2.5% | 730,632 | -5.2% | 1.32% | +10.5% |
| WBK | Sell | WESTPAC BANKING LTD SPONS ADR | $6,431,000 | +7.0% | 254,977 | -0.8% | 1.22% | +15.3% |
| PK | New | PARK HOTELS & RESORTS INC | $6,078,000 | – | 220,550 | – | 1.16% | – |
| MPW | Buy | MEDICAL PROPERTIES TRUST INC | $5,931,000 | +2.8% | 451,683 | +0.7% | 1.13% | +10.7% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC SPONSORE | $5,768,000 | +8.0% | 95,220 | -5.2% | 1.10% | +16.3% |
| KMI | Buy | KINDER MORGAN INC DEL | $5,482,000 | +7.5% | 285,834 | +7.4% | 1.04% | +15.9% |
| PAA | Buy | PLAINS ALL AMERICAN PIPELINE L | $5,274,000 | +5.7% | 248,870 | +31.0% | 1.00% | +13.8% |
| WPZ | Buy | WILLIAMS PARTNERS LP NEW UNIT | $5,260,000 | +32.4% | 135,220 | +36.6% | 1.00% | +42.6% |
| TRCO | Sell | TRIBUNE MEDIA COMPANY CLASS A | $5,173,000 | -7.2% | 126,600 | -7.4% | 0.98% | 0.0% |
| BANX | Sell | STONECASTLE FINANCIAL CORP | $4,872,000 | -0.3% | 236,041 | -1.5% | 0.93% | +7.3% |
| DIAX | Sell | NUVEEN DOW 30 DYNAMIC OVERWRIT | $4,787,000 | +0.3% | 282,255 | -2.3% | 0.91% | +8.1% |
| DVY | Sell | ISHARES DOW JONES SELECT DIV I | $4,656,000 | -1.3% | 49,713 | -2.9% | 0.89% | +6.2% |
| RHHBY | Buy | ROCHE HLDGS LTD SPONS ADR | $4,612,000 | +1.4% | 144,115 | +0.7% | 0.88% | +9.2% |
| HON | Sell | HONEYWELL INTL INC | $4,290,000 | +0.5% | 30,270 | -5.5% | 0.82% | +8.4% |
| GIS | Buy | GENERAL MILLS INC | $4,269,000 | -3.7% | 82,470 | +3.0% | 0.81% | +3.7% |
| LM | Sell | LEGG MASON INC | $4,204,000 | -1.9% | 106,950 | -4.7% | 0.80% | +5.7% |
| NSRGY | Sell | NESTLE SA-SPONS ADR REPSTG REG | $4,178,000 | -8.4% | 49,738 | -4.9% | 0.80% | -1.4% |
| KKR | Sell | KKR & CO LP DEL | $4,089,000 | +2.4% | 201,132 | -6.3% | 0.78% | +10.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,996,000 | -16.4% | 30,734 | -14.9% | 0.76% | -9.8% |
| GLW | Buy | CORNING INC | $3,946,000 | +1.8% | 131,880 | +2.2% | 0.75% | +9.6% |
| BCX | Sell | BLACKROCK RESOURCES AND COMMOD | $3,919,000 | +5.6% | 440,884 | -4.8% | 0.75% | +13.7% |
| AIGWS | Sell | AMERICAN INTERNATNL GROUP WTSwt | $3,833,000 | -17.9% | 191,635 | -13.5% | 0.73% | -11.5% |
| BACWSA | Sell | BANK OF AMERICA CORP WTS EXPwt | $3,729,000 | -5.0% | 281,630 | -13.6% | 0.71% | +2.3% |
| SLB | Sell | SCHLUMBERGER LTD | $3,701,000 | -30.5% | 53,054 | -34.4% | 0.70% | -25.2% |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INC C | $3,687,000 | -11.3% | 115,050 | -9.0% | 0.70% | -4.5% |
| SNY | Sell | SANOFI AVENTIS SPONSORED ADR | $3,605,000 | -5.9% | 72,405 | -9.4% | 0.69% | +1.3% |
| JPM | Sell | JPMORGAN CHASE & CO FORMERLY J | $3,541,000 | -0.5% | 37,078 | -4.7% | 0.67% | +7.2% |
| WU | Buy | WESTERN UNION CO | $3,468,000 | +48.3% | 180,630 | +47.1% | 0.66% | +59.8% |
| T | Sell | AT&T INC | $3,458,000 | -39.2% | 88,280 | -41.4% | 0.66% | -34.5% |
| V | Sell | VISA INC CL A COMMON STOCK | $3,421,000 | +4.1% | 32,511 | -7.3% | 0.65% | +12.0% |
| FBT | Buy | FIRST TRUST BIOTECH INDEX ETF | $3,266,000 | +9.5% | 26,350 | +0.8% | 0.62% | +18.0% |
| LUV | New | SOUTHWEST AIRLINES CO | $3,186,000 | – | 56,922 | – | 0.61% | – |
| MMM | Sell | 3M COMPANY | $3,124,000 | -28.3% | 14,881 | -28.9% | 0.60% | -22.7% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE | $3,064,000 | -6.4% | 133,235 | -3.8% | 0.58% | +0.9% |
| C | Sell | CITIGROUP INC NEW | $3,059,000 | +2.0% | 42,048 | -6.2% | 0.58% | +9.8% |
| VZ | Sell | VERIZON COMMUNICATIONS | $2,899,000 | +5.6% | 58,572 | -4.7% | 0.55% | +13.8% |
| DWDP | New | DOWDUPONT INC | $2,817,000 | – | 40,692 | – | 0.54% | – |
| ADP | Buy | AUTOMATIC DATA PROCESSING INC | $2,794,000 | +243.2% | 25,562 | +221.7% | 0.53% | +269.4% |
| PAAS | Sell | PAN AMERN SILVER CORP | $2,733,000 | -10.1% | 160,309 | -11.3% | 0.52% | -3.2% |
| SDIV | Buy | GLOBAL X SUPER DIVIDEND 100 ET | $2,586,000 | +2.0% | 117,455 | +0.4% | 0.49% | +9.8% |
| MSGN | Buy | MSG NETWORKS INC | $2,573,000 | +220.4% | 121,375 | +239.3% | 0.49% | +245.1% |
| PNFP | Sell | PINNACLE FINANCIAL PARTNERS IN | $2,554,000 | -0.1% | 38,155 | -6.3% | 0.49% | +7.5% |
| CVX | Buy | CHEVRON CORPORATION | $2,529,000 | +13.1% | 21,527 | +0.4% | 0.48% | +21.8% |
| PG | Sell | PROCTER & GAMBLE CO | $2,462,000 | +2.3% | 27,059 | -2.0% | 0.47% | +10.4% |
| DISCA | Sell | DISCOVERY COMMUNICATIONS INC C | $2,422,000 | -51.3% | 113,750 | -40.9% | 0.46% | -47.6% |
| CRTO | New | CRITEO SA SPON ADR | $2,406,000 | – | 57,965 | – | 0.46% | – |
| MTG | Sell | MGIC INVESTMENT CORP-WISC | $2,382,000 | -15.4% | 190,100 | -24.4% | 0.45% | -8.9% |
| VTR | Buy | VENTAS INC | $2,374,000 | +8.7% | 36,455 | +16.0% | 0.45% | +17.1% |
| WFC | Buy | WELLS FARGO & CO | $2,350,000 | +56.5% | 42,609 | +57.1% | 0.45% | +68.7% |
| ORCL | Sell | ORACLE CORP | $2,337,000 | -9.5% | 48,325 | -6.1% | 0.44% | -2.4% |
| AEM | Sell | AGNICO EAGLE MINES LIMITED | $2,263,000 | -40.3% | 50,064 | -40.4% | 0.43% | -35.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FUND | $2,222,000 | +55.8% | 368,414 | +46.2% | 0.42% | +67.9% |
| NOV | New | NATIONAL-OILWELL VARCO INC | $2,110,000 | – | 59,063 | – | 0.40% | – |
| FDX | New | FEDEX CORP | $2,104,000 | – | 9,328 | – | 0.40% | – |
| SEP | Buy | SPECTRA ENERGY PRTNRS LP | $2,105,000 | +4.1% | 47,423 | +0.6% | 0.40% | +12.3% |
| HCA | Sell | HCA HOLDINGS INC | $2,088,000 | -14.0% | 26,234 | -5.8% | 0.40% | -7.5% |
| PH | New | PARKER-HANNIFIN CORP | $2,076,000 | – | 11,860 | – | 0.40% | – |
| BP | Sell | BP P L C SPONSORED ADR (FRM BP | $2,041,000 | -14.1% | 53,098 | -22.6% | 0.39% | -7.4% |
| MDT | Sell | MEDTRONIC PLC | $1,981,000 | -17.5% | 25,474 | -5.8% | 0.38% | -11.1% |
| F | Sell | FORD MOTOR CO PAR $0.01 | $1,968,000 | +5.9% | 164,443 | -0.9% | 0.38% | +14.3% |
| CMI | New | CUMMINS INC | $1,910,000 | – | 11,365 | – | 0.36% | – |
| NEM | Buy | NEWMONT MINING CORP HOLDING CO | $1,890,000 | +58.7% | 50,381 | +37.0% | 0.36% | +71.4% |
| CMP | Buy | COMPASS MINERALS INTL INC | $1,882,000 | +109.1% | 28,991 | +110.4% | 0.36% | +125.2% |
| AFL | Sell | AFLAC INC | $1,868,000 | -2.7% | 22,946 | -7.1% | 0.36% | +5.0% |
| QRTEA | Sell | LIBERTY INTERACTIVE CORP QVC G | $1,762,000 | -7.4% | 74,753 | -3.6% | 0.34% | -0.3% |
| WSM | Buy | WILLIAMS SONOMA INC | $1,761,000 | +6.7% | 35,312 | +3.7% | 0.34% | +14.7% |
| MCO | New | MOODYS CORP | $1,754,000 | – | 12,598 | – | 0.33% | – |
| BKD | Sell | BROOKDALE SENIOR LIVING INC | $1,730,000 | -50.3% | 163,245 | -31.1% | 0.33% | -46.6% |
| GOLD | Buy | BARRICK GOLD CORP | $1,719,000 | +13.1% | 106,815 | +11.8% | 0.33% | +21.6% |
| GBTC | Sell | BITCOIN INVT TR | $1,693,000 | +51.3% | 2,411 | -15.9% | 0.32% | +62.6% |
| PBA | Sell | PEMBINA PIPELINE CORP | $1,689,000 | -24.9% | 48,130 | -29.1% | 0.32% | -18.9% |
| WY | Sell | WEYERHAEUSER CO | $1,672,000 | +1.5% | 49,141 | -0.0% | 0.32% | +9.3% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $1,658,000 | -7.3% | 148,700 | -5.9% | 0.32% | 0.0% |
| TRP | Sell | TRANSCANADA CORPORATION | $1,632,000 | -4.2% | 33,023 | -7.6% | 0.31% | +3.3% |
| CSCO | Sell | CISCO SYSTEMS INC | $1,583,000 | +4.8% | 47,063 | -2.5% | 0.30% | +12.7% |
| BAC | Sell | BANK OF AMERICA CORP | $1,555,000 | -16.5% | 61,348 | -20.1% | 0.30% | -10.0% |
| NVO | Sell | NOVO NORDISK A/S-ADR REPSTG 1/ | $1,517,000 | +7.7% | 31,506 | -4.0% | 0.29% | +16.1% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,497,000 | -7.8% | 12,900 | -2.9% | 0.28% | -0.7% |
| BAX | New | BAXTER INTERNATIONAL INC | $1,472,000 | – | 23,453 | – | 0.28% | – |
| TEL | New | TE CONNECTIVITY LTD | $1,467,000 | – | 17,667 | – | 0.28% | – |
| AMZN | Sell | AMAZON.COM INC | $1,461,000 | -49.1% | 1,520 | -48.7% | 0.28% | -45.2% |
| ALK | Sell | ALASKA AIR GROUP INC | $1,462,000 | -15.7% | 19,165 | -0.9% | 0.28% | -9.4% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETURN | $1,419,000 | -5.7% | 117,018 | -8.7% | 0.27% | +1.5% |
| PCEF | Sell | POWERSHARES CEF INCOME FD ETF | $1,413,000 | -4.3% | 58,835 | -5.6% | 0.27% | +3.1% |
| NWSA | Sell | NEWS CORP NEW CL A | $1,381,000 | -8.6% | 104,130 | -5.6% | 0.26% | -1.5% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD 2 | $1,370,000 | -9.6% | 131,645 | -11.1% | 0.26% | -2.6% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP I | $1,367,000 | -7.8% | 22,269 | -6.1% | 0.26% | -0.8% |
| COP | Sell | CONOCOPHILLIPS | $1,343,000 | -20.6% | 26,829 | -30.3% | 0.26% | -14.4% |
| EMR | Sell | EMERSON ELECTRIC CO | $1,342,000 | +4.1% | 21,353 | -1.2% | 0.26% | +11.8% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PREM | $1,299,000 | -1.6% | 96,949 | -3.8% | 0.25% | +6.0% |
| GG | Buy | GOLDCORP INC NEW | $1,283,000 | +5.9% | 98,966 | +5.5% | 0.24% | +14.0% |
| FB | Sell | FACEBOOK INC CLASS A | $1,266,000 | -45.7% | 7,410 | -52.0% | 0.24% | -41.5% |
| AWP | Sell | ALPINE GLOBAL PERMIER PROPERTI | $1,251,000 | +0.6% | 188,646 | -3.8% | 0.24% | +8.2% |
| SPY | Buy | SPDR S&P 500 ETF TR UNIT SER I | $1,237,000 | +7.7% | 4,923 | +3.6% | 0.24% | +15.8% |
| GLD | Buy | SPDR GOLD TR ETF | $1,222,000 | +81.6% | 10,051 | +76.3% | 0.23% | +95.8% |
| PEP | Sell | PEPSICO INC | $1,192,000 | -4.6% | 10,701 | -1.0% | 0.23% | +2.7% |
| IP | Buy | INTERNATIONAL PAPER CO | $1,131,000 | +0.9% | 19,903 | +0.5% | 0.22% | +8.6% |
| QQQ | Buy | POWERSHARES QQQ TRUST SERIES 1 | $1,121,000 | +9.6% | 7,710 | +3.8% | 0.21% | +17.7% |
| CVS | Buy | CVS CAREMARK CORPORATION | $1,039,000 | +6.8% | 12,775 | +5.7% | 0.20% | +15.1% |
| HBI | Buy | HANESBRANDS INC | $1,021,000 | +6.9% | 41,430 | +0.5% | 0.19% | +14.8% |
| MMP | Sell | MAGELLAN MIDSTREAM PARTNERS LP | $1,014,000 | -5.8% | 14,275 | -5.5% | 0.19% | +1.6% |
| IAE | Sell | VOYA ASIA PACIFIC HIGH DIV EQU | $989,000 | -0.6% | 92,299 | -2.4% | 0.19% | +6.8% |
| GE | Sell | GENERAL ELECTRIC | $988,000 | -75.4% | 40,868 | -72.5% | 0.19% | -73.5% |
| MGM | New | MGM MIRAGE | $952,000 | – | 29,205 | – | 0.18% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $909,000 | -2.6% | 6,268 | +3.3% | 0.17% | +4.8% |
| KMB | Buy | KIMBERLY CLARK CORP | $897,000 | -8.8% | 7,623 | +0.0% | 0.17% | -1.7% |
| BX | Buy | BLACKSTONE GROUP L P UNIT REPS | $809,000 | +11.7% | 24,252 | +11.8% | 0.15% | +20.3% |
| JPC | Sell | NUVEEN MULTI-STRATEGY INCOME A | $798,000 | -6.2% | 75,530 | -7.7% | 0.15% | +1.3% |
| RMT | Sell | ROYCE MICRO-CAP TRUST | $752,000 | -85.8% | 80,201 | -86.9% | 0.14% | -84.8% |
| MS | Sell | MORGAN STANLEY | $747,000 | -34.2% | 15,500 | -39.2% | 0.14% | -29.4% |
| MRK | Sell | MERCK & CO INC NEW | $731,000 | -0.8% | 11,410 | -0.7% | 0.14% | +6.9% |
| NRO | New | NEUBERGER BERMAN RE ES COM | $708,000 | – | 126,122 | – | 0.14% | – |
| GWW | Buy | W W GRAINGER INC | $676,000 | +13.2% | 3,758 | +13.6% | 0.13% | +22.9% |
| INTC | Sell | INTEL CORP | $646,000 | -11.9% | 16,972 | -21.9% | 0.12% | -5.4% |
| BBBY | Sell | BED BATH & BEYOND | $597,000 | -25.0% | 25,440 | -2.8% | 0.11% | -19.1% |
| VIAB | Sell | VIACOM INC CL B | $593,000 | -75.4% | 21,285 | -70.4% | 0.11% | -73.5% |
| Sell | STARWOOD PROPERTY TRUST INCconv | $564,000 | -3.8% | 535,000 | -0.9% | 0.11% | +2.9% | |
| SYY | Sell | SYSCO CORP | $540,000 | +6.1% | 10,005 | -1.0% | 0.10% | +14.4% |
| MCD | Sell | MCDONALDS CORP | $529,000 | -25.2% | 3,374 | -26.9% | 0.10% | -19.2% |
| LMRK | New | LANDMARK INFRASTRUCTURE PARTNE | $486,000 | – | 28,700 | – | 0.09% | – |
| FCO | Buy | ABERDEEN GLOBAL INCOME FD | $490,000 | +3.8% | 54,969 | +0.1% | 0.09% | +12.0% |
| RSG | Sell | REPUBLIC SERVICES INC | $475,000 | -13.5% | 7,195 | -16.4% | 0.09% | -7.2% |
| LLY | Sell | ELI LILLY & CO | $455,000 | -46.5% | 5,323 | -48.4% | 0.09% | -42.0% |
| OKE | New | ONEOK INC NEW | $459,000 | – | 8,292 | – | 0.09% | – |
| BDJ | Sell | BLACKROCK ENHANCED DIVID ACHIE | $452,000 | -0.4% | 49,811 | -3.5% | 0.09% | +7.5% |
| FLO | Buy | FLOWERS FOODS INC | $452,000 | +11.3% | 24,020 | +2.5% | 0.09% | +19.4% |
| PSX | Buy | PHILLIPS 66 | $410,000 | +10.8% | 4,476 | +0.1% | 0.08% | +20.0% |
| WPM | Buy | WHEATON PRECIOUS METALS CORP | $378,000 | -0.8% | 19,796 | +3.4% | 0.07% | +7.5% |
| ABT | Buy | ABBOTT LABORATORIES | $378,000 | +9.9% | 7,075 | +0.0% | 0.07% | +18.0% |
| GDX | Buy | VANECK VECTORS ETF TR GOLD MIN | $379,000 | +15.2% | 16,486 | +10.5% | 0.07% | +24.1% |
| BK | Sell | BANK NEW YORK MELLON CORP | $351,000 | -30.1% | 6,615 | -32.8% | 0.07% | -24.7% |
| EEQ | Sell | ENBRIDGE ENERGY MANAGEMENT LLC | $336,000 | -97.5% | 21,705 | -97.5% | 0.06% | -97.3% |
| ZTS | Sell | ZOETIS INC CL A | $313,000 | -5.7% | 4,915 | -7.8% | 0.06% | +1.7% |
| NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $312,000 | -15.7% | 24,210 | -14.1% | 0.06% | -9.2% |
| FFC | Sell | FLAHERTY & CRUMRINE / CLAYMORE | $300,000 | -41.4% | 14,001 | -39.9% | 0.06% | -36.7% |
| IJR | Sell | ISHARES CORE S&P ETF SMALLCAP | $284,000 | -6.9% | 3,822 | -12.1% | 0.05% | 0.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL | $284,000 | -13.9% | 1,549 | -20.5% | 0.05% | -6.9% |
| KO | Buy | COCA COLA CO | $282,000 | +4.8% | 6,257 | +4.2% | 0.05% | +12.5% |
| NCV | Buy | ALLIANZGI CONV & INCOME FUND | $276,000 | +2.6% | 38,864 | +0.6% | 0.05% | +10.4% |
| OXY | Buy | OCCIDENTAL PETE CORP | $272,000 | +15.3% | 4,240 | +7.6% | 0.05% | +23.8% |
| HHC | Sell | HOWARD HUGHES CORP | $272,000 | -89.5% | 2,310 | -89.0% | 0.05% | -88.6% |
| NS | Sell | NUSTAR ENERGY L P COM UNITS RE | $244,000 | -16.2% | 6,023 | -3.5% | 0.05% | -9.8% |
| WMT | Sell | WAL-MART STORES INC | $241,000 | +1.3% | 3,090 | -1.9% | 0.05% | +9.5% |
| AMGN | New | AMGEN INC | $240,000 | – | 1,285 | – | 0.05% | – |
| MO | Buy | ALTRIA GROUP INC | $232,000 | -14.7% | 3,651 | +0.1% | 0.04% | -8.3% |
| IWP | Sell | ISHARES TR RUSSELL MIDCAP GROW | $224,000 | -5.5% | 1,980 | -9.6% | 0.04% | +2.4% |
| SBUX | Sell | STARBUCKS CORP | $226,000 | -89.6% | 4,210 | -88.7% | 0.04% | -88.8% |
| PNNT | Sell | PENNANTPARK INVESTMENT CORP | $225,000 | -15.1% | 29,900 | -16.7% | 0.04% | -8.5% |
| SBRA | New | SABRA HEALTH CARE REIT | $221,000 | – | 10,068 | – | 0.04% | – |
| GPORQ | New | GULFPORT ENERGY CORP COM | $215,000 | – | 15,000 | – | 0.04% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $204,000 | – | 33,400 | – | 0.04% | – |
| SLV | New | ISHARES SILVER TR | $190,000 | – | 12,070 | – | 0.04% | – |
| PEYUF | New | PEYTO EXPLORATION & DEVELOPMEN | $176,000 | – | 10,712 | – | 0.03% | – |
| AGI | Buy | ALAMOS GOLD INC NEW CLASS A | $176,000 | +69.2% | 26,072 | +80.2% | 0.03% | +88.9% |
| BWP | Sell | BOARDWALK PIPELINE PARTNERS LP | $164,000 | -71.0% | 11,165 | -64.5% | 0.03% | -69.0% |
| NGD | Buy | NEW GOLD INC | $132,000 | +103.1% | 35,455 | +72.5% | 0.02% | +127.3% |
| GNW | Buy | GENWORTH FINANCIAL INC COM CL | $116,000 | +5.5% | 30,145 | +2.9% | 0.02% | +15.8% |
| LGCY | Sell | LEGACY RESERVES LP | $66,000 | -7.0% | 43,423 | -10.3% | 0.01% | 0.0% |
| SLGD | New | SCOTTS LIQUID GOLD INC | $25,000 | – | 10,000 | – | 0.01% | – |
| ARCTF | New | AURICO METALS INC | $11,000 | – | 11,451 | – | 0.00% | – |
| PHGTA | New | PENINSULA HOLDINGS GROUP LTD C | $0 | – | 200,000 | – | 0.00% | – |
| MYHA | New | MY HEALTHY ACCESS INCXXX | $0 | – | 10,000 | – | 0.00% | – |
| HYCTW | New | HYCROFT MNG CORP WTS EXP 10/22wt | $1,000 | – | 10,084 | – | 0.00% | – |
| FUNN | New | AMFIL TECHNOLOGIES INC | $2,000 | – | 10,000 | – | 0.00% | – |
| VMAX | Exit | EXCHANGE TRADED ETF CONCEPTS T | $0 | – | -13,305 | – | -0.01% | – |
| TLSYY | Exit | TELSTRA CORPORATION LIMITED SP | $0 | – | -10,000 | – | -0.03% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -7,714 | – | -0.04% | – |
| IWF | Exit | ISHARES TRUST RUSSELL 1000 GRO | $0 | – | -1,691 | – | -0.04% | – |
| FHI | Exit | FEDERATED INVESTORS INC (PA.) | $0 | – | -7,190 | – | -0.04% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL ADR | $0 | – | -6,428 | – | -0.04% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -15,398 | – | -0.06% | – |
| MUH | Exit | BLACKROCK MUNI HOLDINGS FUND I | $0 | – | -23,960 | – | -0.07% | – |
| OKS | Exit | ONEOK PARTNERS L P UNIT LTD PA | $0 | – | -8,505 | – | -0.08% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVD FD C | $0 | – | -57,006 | – | -0.09% | – |
| DD | Exit | E I DU PONT DE NEMOURS & CO | $0 | – | -7,960 | – | -0.11% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT INC | $0 | – | -75,030 | – | -0.16% | – |
| SPG | Exit | SIMON PROPERTY GROUP INC | $0 | – | -8,241 | – | -0.24% | – |
| JQC | Exit | NUVEEN MULTI-STRATEGY INCOME A | $0 | – | -155,128 | – | -0.24% | – |
| THC | Exit | TENET HEALTHCARE CORP NEW | $0 | – | -69,300 | – | -0.24% | – |
| CB | Exit | CHUBB LTD | $0 | – | -10,934 | – | -0.28% | – |
| WLTW | Exit | WILLIS TOWERS WATSON PUB LTD C | $0 | – | -11,856 | – | -0.30% | – |
| CAA | Exit | CALATLANTIC GROUP INC | $0 | – | -61,196 | – | -0.38% | – |
| UAA | Exit | UNDER ARMOUR INC CL A | $0 | – | -99,973 | – | -0.38% | – |
| DOW | Exit | DOW CHEMICAL COMPANY | $0 | – | -40,582 | – | -0.45% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACTIVE | $0 | – | -53,705 | – | -0.65% | – |
| AVK | Exit | ADVENT CLAYMORE CONV SECS & IN | $0 | – | -257,155 | – | -0.73% | – |
| Exit | FLAHERTY & CRUMRINE DYNAMIC PF | $0 | – | -171,677 | – | -0.80% | – | |
| BPOP | Exit | POPULAR INC | $0 | – | -174,890 | – | -1.29% | – |
| TEVVF | Exit | TEVA PHARMA INDS 7 PFD MANDATconvpfd | $0 | – | -14,443 | – | -1.52% | – |
| AEUA | Exit | ANADARKO PETE CORP MAND CONV,convpfd | $0 | – | -265,093 | – | -1.92% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TEP | New | TALLGRASS ENERGY PARTNER LP | $23,544,000 | – | 470,041 | – | 4.16% | – |
| CEN | New | CENTER COAST MLP & INFRASTRUCT | $16,689,000 | – | 1,524,107 | – | 2.95% | – |
| GGN | New | GAMCO GLBL GOLD NATURAL RESOUR | $14,981,000 | – | 2,718,840 | – | 2.65% | – |
| EEQ | New | ENBRIDGE ENERGY MANAGEMENT LLC | $13,549,000 | – | 879,243 | – | 2.39% | – |
| XOM | New | EXXON MOBIL CORP | $13,447,000 | – | 166,573 | – | 2.38% | – |
| GNT | New | GAMCO NATURAL RESOURCES GOLD & | $12,155,000 | – | 1,798,004 | – | 2.15% | – |
| PFE | New | PFIZER INC | $11,763,000 | – | 350,192 | – | 2.08% | – |
| AEUA | New | ANADARKO PETE CORP MAND CONV,convpfd | $10,874,000 | – | 265,093 | – | 1.92% | – |
| CTR | New | CLEARBRIDGE ENERGY MLP TOTAL R | $10,414,000 | – | 815,489 | – | 1.84% | – |
| EPD | New | ENTERPRISE PRODUCTS PARTNERS L | $10,066,000 | – | 371,713 | – | 1.78% | – |
| GOOG | New | ALPHABET INC NON VOTING CAP ST | $9,397,000 | – | 10,341 | – | 1.66% | – |
| RSP | New | GUGGENHEIM S&P 500 EQWT ETF | $9,385,000 | – | 101,265 | – | 1.66% | – |
| NTG | New | TORTOISE MLP FD INC | $8,994,000 | – | 466,248 | – | 1.59% | – |
| AAPL | New | APPLE INC | $8,842,000 | – | 61,397 | – | 1.56% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS L P | $8,819,000 | – | 551,169 | – | 1.56% | – |
| TEVVF | New | TEVA PHARMA INDS 7 PFD MANDATconvpfd | $8,586,000 | – | 14,443 | – | 1.52% | – |
| BPOP | New | POPULAR INC | $7,295,000 | – | 174,890 | – | 1.29% | – |
| IHD | New | ING EMERGING MARKETS HIGH DIV | $6,764,000 | – | 770,442 | – | 1.20% | – |
| OHI | New | OMEGA HEALTHCARE REIT INVESTOR | $6,608,000 | – | 200,113 | – | 1.17% | – |
| ABBV | New | ABBVIE INC | $6,315,000 | – | 87,086 | – | 1.12% | – |
| MSFT | New | MICROSOFT CORP | $6,021,000 | – | 87,344 | – | 1.06% | – |
| WBK | New | WESTPAC BANKING LTD SPONS ADR | $6,012,000 | – | 256,924 | – | 1.06% | – |
| MPW | New | MEDICAL PROPERTIES TRUST INC | $5,772,000 | – | 448,449 | – | 1.02% | – |
| T | New | AT&T INC | $5,684,000 | – | 150,647 | – | 1.00% | – |
| TRCO | New | TRIBUNE MEDIA COMPANY CLASS A | $5,572,000 | – | 136,670 | – | 0.98% | – |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONSORE | $5,341,000 | – | 100,406 | – | 0.94% | – |
| SLB | New | SCHLUMBERGER LTD | $5,328,000 | – | 80,916 | – | 0.94% | – |
| RMT | New | ROYCE MICRO-CAP TRUST | $5,313,000 | – | 614,178 | – | 0.94% | – |
| KMI | New | KINDER MORGAN INC DEL | $5,100,000 | – | 266,195 | – | 0.90% | – |
| PAA | New | PLAINS ALL AMERICAN PIPELINE L | $4,989,000 | – | 189,920 | – | 0.88% | – |
| DISCA | New | DISCOVERY COMMUNICATIONS INC C | $4,973,000 | – | 192,540 | – | 0.88% | – |
| BANX | New | STONECASTLE FINANCIAL CORP | $4,888,000 | – | 239,586 | – | 0.86% | – |
| JNJ | New | JOHNSON & JOHNSON | $4,778,000 | – | 36,115 | – | 0.84% | – |
| DIAX | New | NUVEEN DOW 30 DYNAMIC OVERWRIT | $4,771,000 | – | 288,800 | – | 0.84% | – |
| DVY | New | ISHARES DOW JONES SELECT DIV I | $4,719,000 | – | 51,178 | – | 0.83% | – |
| AIGWS | New | AMERICAN INTERNATNL GROUP WTSwt | $4,669,000 | – | 221,470 | – | 0.82% | – |
| NSRGY | New | NESTLE SA-SPONS ADR REPSTG REG | $4,562,000 | – | 52,317 | – | 0.81% | – |
| RHHBY | New | ROCHE HLDGS LTD SPONS ADR | $4,549,000 | – | 143,060 | – | 0.80% | – |
| New | FLAHERTY & CRUMRINE DYNAMIC PF | $4,515,000 | – | 171,677 | – | 0.80% | – | |
| GIS | New | GENERAL MILLS INC | $4,434,000 | – | 80,035 | – | 0.78% | – |
| MMM | New | 3M COMPANY | $4,358,000 | – | 20,931 | – | 0.77% | – |
| LM | New | LEGG MASON INC | $4,284,000 | – | 112,270 | – | 0.76% | – |
| HON | New | HONEYWELL INTL INC | $4,268,000 | – | 32,023 | – | 0.75% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INC C | $4,158,000 | – | 126,385 | – | 0.74% | – |
| AVK | New | ADVENT CLAYMORE CONV SECS & IN | $4,153,000 | – | 257,155 | – | 0.73% | – |
| GE | New | GENERAL ELECTRIC | $4,016,000 | – | 148,694 | – | 0.71% | – |
| KKR | New | KKR & CO LP DEL | $3,992,000 | – | 214,642 | – | 0.70% | – |
| WPZ | New | WILLIAMS PARTNERS LP NEW UNIT | $3,972,000 | – | 99,020 | – | 0.70% | – |
| BACWSA | New | BANK OF AMERICA CORP WTS EXPwt | $3,925,000 | – | 325,990 | – | 0.69% | – |
| GLW | New | CORNING INC | $3,878,000 | – | 129,045 | – | 0.68% | – |
| SNY | New | SANOFI AVENTIS SPONSORED ADR | $3,830,000 | – | 79,940 | – | 0.68% | – |
| AEM | New | AGNICO EAGLE MINES LIMITED | $3,788,000 | – | 83,956 | – | 0.67% | – |
| BCX | New | BLACKROCK RESOURCES AND COMMOD | $3,710,000 | – | 463,194 | – | 0.66% | – |
| SNI | New | SCRIPPS NETWORKS INTERACTIVE | $3,669,000 | – | 53,705 | – | 0.65% | – |
| JPM | New | JPMORGAN CHASE & CO FORMERLY J | $3,558,000 | – | 38,925 | – | 0.63% | – |
| BKD | New | BROOKDALE SENIOR LIVING INC | $3,484,000 | – | 236,827 | – | 0.62% | – |
| TGE | New | TALLGRASS ENERGY GP LP | $3,433,000 | – | 135,000 | – | 0.61% | – |
| V | New | VISA INC CL A COMMON STOCK | $3,287,000 | – | 35,053 | – | 0.58% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTURE | $3,273,000 | – | 138,510 | – | 0.58% | – |
| PAAS | New | PAN AMERN SILVER CORP | $3,040,000 | – | 180,751 | – | 0.54% | – |
| C | New | CITIGROUP INC NEW | $2,998,000 | – | 44,826 | – | 0.53% | – |
| FBT | New | FIRST TRUST BIOTECH INDEX ETF | $2,982,000 | – | 26,150 | – | 0.53% | – |
| AMZN | New | AMAZON.COM INC | $2,870,000 | – | 2,965 | – | 0.51% | – |
| MTG | New | MGIC INVESTMENT CORP-WISC | $2,815,000 | – | 251,350 | – | 0.50% | – |
| VZ | New | VERIZON COMMUNICATIONS | $2,745,000 | – | 61,460 | – | 0.48% | – |
| SMDV | New | PROSHARES RUSSELL 2000 DIVIDEN | $2,622,000 | – | 48,125 | – | 0.46% | – |
| HHC | New | HOWARD HUGHES CORP | $2,589,000 | – | 21,076 | – | 0.46% | – |
| ORCL | New | ORACLE CORP | $2,582,000 | – | 51,491 | – | 0.46% | – |
| DOW | New | DOW CHEMICAL COMPANY | $2,560,000 | – | 40,582 | – | 0.45% | – |
| PNFP | New | PINNACLE FINANCIAL PARTNERS IN | $2,557,000 | – | 40,720 | – | 0.45% | – |
| SDIV | New | GLOBAL X SUPER DIVIDEND 100 ET | $2,536,000 | – | 116,955 | – | 0.45% | – |
| HCA | New | HCA HOLDINGS INC | $2,428,000 | – | 27,841 | – | 0.43% | – |
| VIAB | New | VIACOM INC CL B | $2,413,000 | – | 71,880 | – | 0.43% | – |
| PG | New | PROCTER & GAMBLE CO | $2,406,000 | – | 27,606 | – | 0.42% | – |
| MDT | New | MEDTRONIC PLC | $2,400,000 | – | 27,042 | – | 0.42% | – |
| BP | New | BP P L C SPONSORED ADR (FRM BP | $2,377,000 | – | 68,598 | – | 0.42% | – |
| WU | New | WESTERN UNION CO | $2,339,000 | – | 122,780 | – | 0.41% | – |
| FB | New | FACEBOOK INC CLASS A | $2,330,000 | – | 15,431 | – | 0.41% | – |
| PBA | New | PEMBINA PIPELINE CORP | $2,248,000 | – | 67,871 | – | 0.40% | – |
| CVX | New | CHEVRON CORPORATION | $2,237,000 | – | 21,440 | – | 0.40% | – |
| VTR | New | VENTAS INC | $2,184,000 | – | 31,439 | – | 0.39% | – |
| SBUX | New | STARBUCKS CORP | $2,180,000 | – | 37,383 | – | 0.38% | – |
| UAA | New | UNDER ARMOUR INC CL A | $2,175,000 | – | 99,973 | – | 0.38% | – |
| CAA | New | CALATLANTIC GROUP INC | $2,163,000 | – | 61,196 | – | 0.38% | – |
| SEP | New | SPECTRA ENERGY PRTNRS LP | $2,023,000 | – | 47,161 | – | 0.36% | – |
| AFL | New | AFLAC INC | $1,919,000 | – | 24,708 | – | 0.34% | – |
| QRTEA | New | LIBERTY INTERACTIVE CORP QVC G | $1,903,000 | – | 77,551 | – | 0.34% | – |
| BAC | New | BANK OF AMERICA CORP | $1,862,000 | – | 76,738 | – | 0.33% | – |
| F | New | FORD MOTOR CO PAR $0.01 | $1,858,000 | – | 166,013 | – | 0.33% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $1,789,000 | – | 158,000 | – | 0.32% | – |
| LEG | New | LEGGETT & PLATT INC | $1,751,000 | – | 33,328 | – | 0.31% | – |
| ALK | New | ALASKA AIR GROUP INC | $1,735,000 | – | 19,330 | – | 0.31% | – |
| WLTW | New | WILLIS TOWERS WATSON PUB LTD C | $1,725,000 | – | 11,856 | – | 0.30% | – |
| TRP | New | TRANSCANADA CORPORATION | $1,703,000 | – | 35,733 | – | 0.30% | – |
| COP | New | CONOCOPHILLIPS | $1,692,000 | – | 38,492 | – | 0.30% | – |
| WSM | New | WILLIAMS SONOMA INC | $1,651,000 | – | 34,042 | – | 0.29% | – |
| WY | New | WEYERHAEUSER CO | $1,647,000 | – | 49,159 | – | 0.29% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $1,623,000 | – | 13,290 | – | 0.29% | – |
| CB | New | CHUBB LTD | $1,590,000 | – | 10,934 | – | 0.28% | – |
| GOLD | New | BARRICK GOLD CORP | $1,520,000 | – | 95,529 | – | 0.27% | – |
| JPS | New | NUVEEN QUALITY PFD INCOME FD 2 | $1,515,000 | – | 148,103 | – | 0.27% | – |
| NWSA | New | NEWS CORP NEW CL A | $1,511,000 | – | 110,280 | – | 0.27% | – |
| CSCO | New | CISCO SYSTEMS INC | $1,511,000 | – | 48,268 | – | 0.27% | – |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETURN | $1,505,000 | – | 128,215 | – | 0.27% | – |
| WFC | New | WELLS FARGO & CO | $1,502,000 | – | 27,115 | – | 0.26% | – |
| AIG | New | AMERICAN INTERNATIONAL GROUP I | $1,483,000 | – | 23,723 | – | 0.26% | – |
| PCEF | New | POWERSHARES CEF INCOME FD ETF | $1,476,000 | – | 62,335 | – | 0.26% | – |
| USA | New | LIBERTY ALL STAR EQUITY FUND | $1,426,000 | – | 251,910 | – | 0.25% | – |
| NVO | New | NOVO NORDISK A/S-ADR REPSTG 1/ | $1,408,000 | – | 32,825 | – | 0.25% | – |
| THC | New | TENET HEALTHCARE CORP NEW | $1,340,000 | – | 69,300 | – | 0.24% | – |
| JQC | New | NUVEEN MULTI-STRATEGY INCOME A | $1,336,000 | – | 155,128 | – | 0.24% | – |
| SPG | New | SIMON PROPERTY GROUP INC | $1,333,000 | – | 8,241 | – | 0.24% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PREM | $1,320,000 | – | 100,805 | – | 0.23% | – |
| EMR | New | EMERSON ELECTRIC CO | $1,289,000 | – | 21,617 | – | 0.23% | – |
| PEP | New | PEPSICO INC | $1,249,000 | – | 10,811 | – | 0.22% | – |
| AWP | New | ALPINE GLOBAL PERMIER PROPERTI | $1,243,000 | – | 196,103 | – | 0.22% | – |
| GG | New | GOLDCORP INC NEW | $1,211,000 | – | 93,815 | – | 0.21% | – |
| BLW | New | BLACKROCK LIMITED DURATION INC | $1,199,000 | – | 75,996 | – | 0.21% | – |
| NEM | New | NEWMONT MINING CORP HOLDING CO | $1,191,000 | – | 36,781 | – | 0.21% | – |
| SPY | New | SPDR S&P 500 ETF TR UNIT SER I | $1,149,000 | – | 4,752 | – | 0.20% | – |
| MS | New | MORGAN STANLEY | $1,136,000 | – | 25,500 | – | 0.20% | – |
| IP | New | INTERNATIONAL PAPER CO | $1,121,000 | – | 19,805 | – | 0.20% | – |
| GBTC | New | BITCOIN INVT TR | $1,119,000 | – | 2,868 | – | 0.20% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES | $1,084,000 | – | 14,000 | – | 0.19% | – |
| FAM | New | FIRST TRUST/ABERDEEN GLOBAL OP | $1,073,000 | – | 92,130 | – | 0.19% | – |
| MMP | New | MAGELLAN MIDSTREAM PARTNERS LP | $1,077,000 | – | 15,110 | – | 0.19% | – |
| QQQ | New | POWERSHARES QQQ TRUST SERIES 1 | $1,023,000 | – | 7,430 | – | 0.18% | – |
| IAE | New | VOYA ASIA PACIFIC HIGH DIV EQU | $995,000 | – | 94,535 | – | 0.18% | – |
| ACBI | New | ATLANTIC CAPITAL BANCSHARES IN | $994,000 | – | 52,293 | – | 0.18% | – |
| KMB | New | KIMBERLY CLARK CORP | $984,000 | – | 7,621 | – | 0.17% | – |
| VTI | New | VANGUARD TOTAL STOCK FUND | $978,000 | – | 7,860 | – | 0.17% | – |
| CVS | New | CVS CAREMARK CORPORATION | $973,000 | – | 12,090 | – | 0.17% | – |
| HBI | New | HANESBRANDS INC | $955,000 | – | 41,215 | – | 0.17% | – |
| CAT | New | CATERPILLAR INC | $937,000 | – | 8,717 | – | 0.17% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINE | $933,000 | – | 6,068 | – | 0.16% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT INC | $904,000 | – | 75,030 | – | 0.16% | – |
| CMP | New | COMPASS MINERALS INTL INC | $900,000 | – | 13,776 | – | 0.16% | – |
| KHC | New | KRAFT HEINZ CO | $857,000 | – | 10,003 | – | 0.15% | – |
| JPC | New | NUVEEN MULTI-STRATEGY INCOME A | $851,000 | – | 81,844 | – | 0.15% | – |
| LLY | New | ELI LILLY & CO | $850,000 | – | 10,322 | – | 0.15% | – |
| RGLD | New | ROYAL GOLD INC | $824,000 | – | 10,540 | – | 0.15% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INC | $814,000 | – | 7,945 | – | 0.14% | – |
| MSGN | New | MSG NETWORKS INC | $803,000 | – | 35,770 | – | 0.14% | – |
| BBBY | New | BED BATH & BEYOND | $796,000 | – | 26,170 | – | 0.14% | – |
| VB | New | VANGUARD INDEX FUND VANGUARD S | $739,000 | – | 5,450 | – | 0.13% | – |
| INTC | New | INTEL CORP | $733,000 | – | 21,722 | – | 0.13% | – |
| GOLD | New | RANDGOLD RESOURCES LTD ADR | $734,000 | – | 8,300 | – | 0.13% | – |
| MRK | New | MERCK & CO INC NEW | $737,000 | – | 11,495 | – | 0.13% | – |
| BX | New | BLACKSTONE GROUP L P UNIT REPS | $724,000 | – | 21,695 | – | 0.13% | – |
| MCD | New | MCDONALDS CORP | $707,000 | – | 4,617 | – | 0.12% | – |
| TCP | New | TC PIPELINES LP UNIT COM LTD P | $693,000 | – | 12,600 | – | 0.12% | – |
| GLD | New | SPDR GOLD TR ETF | $673,000 | – | 5,701 | – | 0.12% | – |
| ETP | New | ENERGY TRANSFER PARTNERS LP NE | $660,000 | – | 32,384 | – | 0.12% | – |
| UL | New | UNILEVER PLC SPONSORED ADR NEW | $641,000 | – | 11,835 | – | 0.11% | – |
| DD | New | E I DU PONT DE NEMOURS & CO | $642,000 | – | 7,960 | – | 0.11% | – |
| WM | New | WASTE MANAGEMENT INC DEL | $632,000 | – | 8,623 | – | 0.11% | – |
| GWW | New | W W GRAINGER INC | $597,000 | – | 3,308 | – | 0.10% | – |
| New | STARWOOD PROPERTY TRUST INCconv | $586,000 | – | 540,000 | – | 0.10% | – | |
| VOD | New | VODAFONE GROUP PLC NEW SPONSOR | $571,000 | – | 19,876 | – | 0.10% | – |
| BWP | New | BOARDWALK PIPELINE PARTNERS LP | $566,000 | – | 31,435 | – | 0.10% | – |
| RSG | New | REPUBLIC SERVICES INC | $549,000 | – | 8,610 | – | 0.10% | – |
| VO | New | VANGUARD INDEX FUNDS VANGUARD | $542,000 | – | 3,800 | – | 0.10% | – |
| MGK | New | VANGUARD WORLD FD MEGA CAP 300 | $520,000 | – | 5,200 | – | 0.09% | – |
| CLX | New | CLOROX COMPANY (DEL) | $516,000 | – | 3,870 | – | 0.09% | – |
| FFC | New | FLAHERTY & CRUMRINE / CLAYMORE | $512,000 | – | 23,301 | – | 0.09% | – |
| SYY | New | SYSCO CORP | $509,000 | – | 10,105 | – | 0.09% | – |
| BK | New | BANK NEW YORK MELLON CORP | $502,000 | – | 9,840 | – | 0.09% | – |
| TSC | New | TRISTATE CAPITAL HOLDINGS INC | $496,000 | – | 19,688 | – | 0.09% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVD FD C | $495,000 | – | 57,006 | – | 0.09% | – |
| FCO | New | ABERDEEN GLOBAL INCOME FD | $472,000 | – | 54,935 | – | 0.08% | – |
| GSK | New | GLAXOSMITHKLINE PLC ADR | $469,000 | – | 10,869 | – | 0.08% | – |
| BDJ | New | BLACKROCK ENHANCED DIVID ACHIE | $454,000 | – | 51,641 | – | 0.08% | – |
| OKS | New | ONEOK PARTNERS L P UNIT LTD PA | $434,000 | – | 8,505 | – | 0.08% | – |
| HAL | New | HALLIBURTON CO | $428,000 | – | 10,030 | – | 0.08% | – |
| FLO | New | FLOWERS FOODS INC | $406,000 | – | 23,440 | – | 0.07% | – |
| PHYS | New | SPROTT PHYSICAL GOLD ETF TRUST | $400,000 | – | 39,500 | – | 0.07% | – |
| FL | New | FOOT LOCKER INC | $390,000 | – | 7,904 | – | 0.07% | – |
| MUH | New | BLACKROCK MUNI HOLDINGS FUND I | $378,000 | – | 23,960 | – | 0.07% | – |
| WPM | New | WHEATON PRECIOUS METALS CORP | $381,000 | – | 19,154 | – | 0.07% | – |
| PSX | New | PHILLIPS 66 | $370,000 | – | 4,473 | – | 0.06% | – |
| NYCB | New | NEW YORK COMMUNITY BANCORP INC | $370,000 | – | 28,185 | – | 0.06% | – |
| BHP | New | BHP BILLITON LTD SPONSORED ADR | $358,000 | – | 10,050 | – | 0.06% | – |
| AVGO | New | BROADCOM LTD | $351,000 | – | 1,507 | – | 0.06% | – |
| L100PS | New | ARCONIC INC | $349,000 | – | 15,398 | – | 0.06% | – |
| ABT | New | ABBOTT LABORATORIES | $344,000 | – | 7,074 | – | 0.06% | – |
| ZTS | New | ZOETIS INC CL A | $332,000 | – | 5,330 | – | 0.06% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DEL CL | $330,000 | – | 1,949 | – | 0.06% | – |
| GDX | New | VANECK VECTORS ETF TR GOLD MIN | $329,000 | – | 14,916 | – | 0.06% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LP | $313,000 | – | 13,306 | – | 0.06% | – |
| IJR | New | ISHARES CORE S&P ETF SMALLCAP | $305,000 | – | 4,349 | – | 0.05% | – |
| DVN | New | DEVON ENERGY CORPORATION NEW | $294,000 | – | 9,200 | – | 0.05% | – |
| NS | New | NUSTAR ENERGY L P COM UNITS RE | $291,000 | – | 6,243 | – | 0.05% | – |
| BA | New | BOEING CO | $287,000 | – | 1,453 | – | 0.05% | – |
| GOOGL | New | ALPHABET INC VOTING CAP STK CL | $285,000 | – | 307 | – | 0.05% | – |
| KO | New | COCA COLA CO | $269,000 | – | 6,005 | – | 0.05% | – |
| MO | New | ALTRIA GROUP INC | $272,000 | – | 3,648 | – | 0.05% | – |
| NCV | New | ALLIANZGI CONV & INCOME FUND | $269,000 | – | 38,618 | – | 0.05% | – |
| PNNT | New | PENNANTPARK INVESTMENT CORP | $265,000 | – | 35,900 | – | 0.05% | – |
| XL | New | XL GROUP LTD | $267,000 | – | 6,091 | – | 0.05% | – |
| STI | New | SUNTRUST BANKS INC | $255,000 | – | 4,490 | – | 0.04% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC-DEL CL | $255,000 | – | 1 | – | 0.04% | – |
| BTA | New | BLACKROCK LONG TERM MUN ADVISO | $252,000 | – | 21,387 | – | 0.04% | – |
| EFR | New | EATON VANCE SENIOR FLOATING RA | $247,000 | – | 16,580 | – | 0.04% | – |
| HPI | New | JOHN HANCOCK PREFERRED INCOME | $240,000 | – | 11,000 | – | 0.04% | – |
| OXY | New | OCCIDENTAL PETE CORP | $236,000 | – | 3,940 | – | 0.04% | – |
| WMT | New | WAL-MART STORES INC | $238,000 | – | 3,150 | – | 0.04% | – |
| IWP | New | ISHARES TR RUSSELL MIDCAP GROW | $237,000 | – | 2,191 | – | 0.04% | – |
| ADBE | New | ADOBE SYSTEMS INC | $230,000 | – | 1,629 | – | 0.04% | – |
| AXP | New | AMERICAN EXPRESS COMPANY | $231,000 | – | 2,740 | – | 0.04% | – |
| VLO | New | VALERO ENERGY CORP NEW | $233,000 | – | 3,455 | – | 0.04% | – |
| TEVA | New | TEVA PHARMACEUTICAL ADR | $214,000 | – | 6,428 | – | 0.04% | – |
| CMCSA | New | COMCAST CORP NEW CL A | $214,000 | – | 5,496 | – | 0.04% | – |
| IWF | New | ISHARES TRUST RUSSELL 1000 GRO | $201,000 | – | 1,691 | – | 0.04% | – |
| CCP | New | CARE CAP PPTYS INC | $206,000 | – | 7,714 | – | 0.04% | – |
| FHI | New | FEDERATED INVESTORS INC (PA.) | $203,000 | – | 7,190 | – | 0.04% | – |
| UGLD | New | VELOCITYSHARES 3X LONG GOLD | $200,000 | – | 20,000 | – | 0.04% | – |
| PSLV | New | SPROTT PHISICAL GOLD TRUST | $178,000 | – | 28,200 | – | 0.03% | – |
| TLSYY | New | TELSTRA CORPORATION LIMITED SP | $165,000 | – | 10,000 | – | 0.03% | – |
| BBF | New | BLACKROCK MUNICIPAL INCOME INV | $165,000 | – | 11,003 | – | 0.03% | – |
| IGR | New | CBRE CLARION GLOBAL REAL ESTAT | $166,000 | – | 21,540 | – | 0.03% | – |
| VCF | New | DELAWARE INVESTMENTS COLORADO | $161,000 | – | 10,630 | – | 0.03% | – |
| MFT | New | BLACKROCK MUNIYIELD INSURED IN | $154,000 | – | 10,950 | – | 0.03% | – |
| BAF | New | BLACKROCK MUNI INCOME INVSTMNT | $148,000 | – | 10,015 | – | 0.03% | – |
| ETY | New | EATON VANCE TAX MANAGED DIVERS | $125,000 | – | 11,080 | – | 0.02% | – |
| GNW | New | GENWORTH FINANCIAL INC COM CL | $110,000 | – | 29,305 | – | 0.02% | – |
| AGI | New | ALAMOS GOLD INC NEW CLASS A | $104,000 | – | 14,467 | – | 0.02% | – |
| LGCY | New | LEGACY RESERVES LP | $71,000 | – | 48,423 | – | 0.01% | – |
| BKT | New | BLACKROCK INCOME TRUST INC | $67,000 | – | 10,518 | – | 0.01% | – |
| NGD | New | NEW GOLD INC | $65,000 | – | 20,555 | – | 0.01% | – |
| VMAX | New | EXCHANGE TRADED ETF CONCEPTS T | $45,000 | – | 13,305 | – | 0.01% | – |
| HGTXU | New | HUGOTON ROYALTY TRUST TEXAS UN | $42,000 | – | 23,075 | – | 0.01% | – |
| GSTCQ | New | GASTAR EXPLORATION INC | $25,000 | – | 26,950 | – | 0.00% | – |
| New | TANAGER ENERGY INC | $23,000 | – | 225,000 | – | 0.00% | – | |
| HEMP | New | HEMP INC | $0 | – | 15,000 | – | 0.00% | – |
| MYHI | New | MOUNTAIN HIGH ACQUISITIONS COR | $2,000 | – | 15,000 | – | 0.00% | – |
| New | LINN CO LLC ESCROW COM SHS RPS | $0 | – | 12,425 | – | 0.00% | – | |
| CBIS | New | CANNABIS SCIENCE INC | $1,000 | – | 15,000 | – | 0.00% | – |
Q4 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -11,191 | – | -0.00% | – |
| TWER | Exit | TOWERSTREAM CORP | $0 | – | -12,025 | – | -0.00% | – |
| GSTCQ | Exit | GASTAR EXPL INC NEW | $0 | – | -26,950 | – | -0.00% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -10,500 | – | -0.01% | – |
| HGTXU | Exit | HUGOTON RTY TR TEXunit ben int | $0 | – | -23,075 | – | -0.01% | – |
| LGCY | Exit | LEGACY RESVS LPunit lp int | $0 | – | -50,688 | – | -0.01% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -22,451 | – | -0.01% | – |
| ZIXI | Exit | ZIX CORP | $0 | – | -26,000 | – | -0.02% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -12,805 | – | -0.02% | – |
| GNW | Exit | GENWORTH FINL INC | $0 | – | -27,405 | – | -0.02% | – |
| NPV | Exit | NUVEEN VA PREM INCOME MUN FD | $0 | – | -10,325 | – | -0.02% | – |
| VCF | Exit | DELAWARE INV CO MUN INC FD I | $0 | – | -10,630 | – | -0.02% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -14,664 | – | -0.02% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -10,950 | – | -0.02% | – |
| NGD | Exit | NEW GOLD INC CDA | $0 | – | -37,925 | – | -0.02% | – |
| BBF | Exit | BLACKROCK MUNIC INCM INVST Tsh ben int | $0 | – | -11,003 | – | -0.02% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -10,945 | – | -0.02% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -10,500 | – | -0.03% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -10,000 | – | -0.03% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -3,035 | – | -0.03% | – |
| XL | Exit | XL GROUP LTD | $0 | – | -6,091 | – | -0.03% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -257 | – | -0.03% | – |
| PSLV | Exit | SPROTT PHYSICAL SILVER TRtr unit | $0 | – | -28,200 | – | -0.03% | – |
| AGI | Exit | ALAMOS GOLD INC NEW | $0 | – | -26,072 | – | -0.03% | – |
| FHI | Exit | FEDERATED INVS INC PAcl b | $0 | – | -7,190 | – | -0.03% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -2,191 | – | -0.03% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -2,426 | – | -0.03% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | – | -0.03% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -15,790 | – | -0.03% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -1,205 | – | -0.03% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -5,684 | – | -0.03% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -3,639 | – | -0.03% | – |
| BA | Exit | BOEING CO | $0 | – | -1,753 | – | -0.03% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -1,800 | – | -0.03% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -5,490 | – | -0.03% | – |
| VMAX | Exit | EXCHANGE TRADED CONCEPTS TRrex vol lg vix | $0 | – | -19,775 | – | -0.03% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -9,895 | – | -0.03% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -11,000 | – | -0.03% | – |
| TAHO | Exit | TAHOE RES INC | $0 | – | -19,860 | – | -0.04% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -8,968 | – | -0.04% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -2,236 | – | -0.04% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -2,174 | – | -0.04% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -35,900 | – | -0.04% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -10,140 | – | -0.04% | – |
| KMIPRA | Exit | KINDER MORGAN INC DELpfd ser a | $0 | – | -5,580 | – | -0.04% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -2,880 | – | -0.04% | – |
| HES | Exit | HESS CORP | $0 | – | -5,238 | – | -0.04% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -6,915 | – | -0.04% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -5,455 | – | -0.04% | – |
| EOG | Exit | EOG RES INC | $0 | – | -3,004 | – | -0.04% | – |
| BTA | Exit | BLACKROCK LONG-TERM MUNI ADV | $0 | – | -24,055 | – | -0.04% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -6,243 | – | -0.04% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -2,218 | – | -0.04% | – |
| TSC | Exit | TRISTATE CAP HLDGS INC | $0 | – | -19,688 | – | -0.04% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -21,126 | – | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -6,715 | – | -0.05% | – |
| INTC | Exit | INTEL CORP | $0 | – | -8,905 | – | -0.05% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -5,093 | – | -0.05% | – |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -3,055 | – | -0.05% | – |
| PB | Exit | PROSPERITY BANCSHARES INC | $0 | – | -7,019 | – | -0.05% | – |
| NZF | Exit | NUVEEN ENHANCED MUN CREDIT O | $0 | – | -24,744 | – | -0.05% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -50,564 | – | -0.05% | – |
| PGX | Exit | POWERSHARES ETF TR IIpfd portfolio | $0 | – | -25,900 | – | -0.05% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -41,162 | – | -0.06% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -10,140 | – | -0.06% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -11,105 | – | -0.06% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -9,580 | – | -0.06% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -39,500 | – | -0.06% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -6,797 | – | -0.06% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -3,570 | – | -0.06% | – |
| MGK | Exit | VANGUARD WORLD FDmega grwth ind | $0 | – | -5,200 | – | -0.06% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -59,696 | – | -0.06% | – |
| GLV | Exit | CLOUGH GLOBAL DIVND AND INC | $0 | – | -38,000 | – | -0.06% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -10,869 | – | -0.06% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -4,018 | – | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -7,045 | – | -0.06% | – |
| FMC | Exit | F M C CORP | $0 | – | -9,825 | – | -0.06% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -9,700 | – | -0.06% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -43,561 | – | -0.07% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -55,639 | – | -0.07% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -3,800 | – | -0.07% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -7,923 | – | -0.07% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -10,000 | – | -0.07% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspnsr adr | $0 | – | -17,536 | – | -0.07% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -6,338 | – | -0.07% | – |
| NNC | Exit | NUVEEN N C PREM INCOME MUN F | $0 | – | -37,160 | – | -0.07% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -7,904 | – | -0.07% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -30,870 | – | -0.07% | – |
| APA | Exit | APACHE CORP | $0 | – | -8,520 | – | -0.08% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -21,695 | – | -0.08% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -11,835 | – | -0.08% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -9,010 | – | -0.08% | – |
| NOBL | Exit | PROSHARES TRs&p 500 dv arist | $0 | – | -10,710 | – | -0.08% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -9,675 | – | -0.08% | – |
| Exit | STARWOOD PPTY TR INCnote 4.550% 3/0 | $0 | – | -580 | – | -0.08% | – | |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -7,145 | – | -0.09% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -98,006 | – | -0.09% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -5,450 | – | -0.09% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -19,700 | – | -0.09% | – |
| TCP | Exit | TC PIPELINES LP | $0 | – | -12,600 | – | -0.10% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -3,308 | – | -0.10% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -8,717 | – | -0.11% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -75,920 | – | -0.11% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -21,589 | – | -0.11% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -46,060 | – | -0.11% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -18,580 | – | -0.11% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -20,321 | – | -0.12% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -7,860 | – | -0.12% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -7,430 | – | -0.12% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -9,883 | – | -0.12% | – |
| SEP | Exit | SPECTRA ENERGY PARTNERS LP | $0 | – | -20,945 | – | -0.12% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -34,666 | – | -0.13% | – |
| AJG | Exit | GALLAGHER ARTHUR J & CO | $0 | – | -18,752 | – | -0.13% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -7,666 | – | -0.13% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -6,123 | – | -0.13% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -9,895 | – | -0.14% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -14,305 | – | -0.14% | – |
| RYE | Exit | RYDEX ETF TRUSTgug s&p500eqwten | $0 | – | -16,975 | – | -0.14% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -4,727 | – | -0.14% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -23,415 | – | -0.14% | – |
| PCEF | Exit | POWERSHARES ETF TRUST II | $0 | – | -47,935 | – | -0.15% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -97,363 | – | -0.16% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -9,231 | – | -0.16% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -26,162 | – | -0.16% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -75,996 | – | -0.16% | – |
| PAAS | Exit | PAN AMERICAN SILVER CORP | $0 | – | -68,071 | – | -0.16% | – |
| TCBI | Exit | TEXAS CAPITAL BANCSHARES INC | $0 | – | -22,000 | – | -0.17% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DEL | $0 | – | -16,755 | – | -0.17% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -22,434 | – | -0.17% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -31,461 | – | -0.17% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -113,670 | – | -0.17% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -126,404 | – | -0.17% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -249,763 | – | -0.18% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -11,912 | – | -0.18% | – |
| BANC | Exit | BANC OF CALIFORNIA INC | $0 | – | -81,320 | – | -0.20% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -138,034 | – | -0.20% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -171,546 | – | -0.20% | – |
| LEG | Exit | LEGGETT & PLATT INC | $0 | – | -33,328 | – | -0.21% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -43,716 | – | -0.21% | – |
| BACWSA | Exit | BANK AMER CORP*w exp 01/16/201 | $0 | – | -340,535 | – | -0.22% | – |
| Exit | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $0 | – | -1,575,000 | – | -0.22% | – | |
| AEUA | Exit | ANADARKO PETE CORPunit 99/99/9999 | $0 | – | -39,059 | – | -0.22% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -136,875 | – | -0.22% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -32,129 | – | -0.23% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -40,920 | – | -0.24% | – |
| TRP | Exit | TRANSCANADA CORP | $0 | – | -38,455 | – | -0.25% | – |
| MTDR | Exit | MATADOR RES CO | $0 | – | -78,003 | – | -0.26% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -6,896 | – | -0.26% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -50,456 | – | -0.27% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -162,953 | – | -0.27% | – |
| JPS | Exit | NUVEEN PREFERRED SECURITIES | $0 | – | -214,277 | – | -0.28% | – |
| UTHR | Exit | UNITED THERAPEUTICS CORP DEL | $0 | – | -17,555 | – | -0.28% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -99,605 | – | -0.28% | – |
| TRMB | Exit | TRIMBLE NAVIGATION LTD | $0 | – | -76,053 | – | -0.30% | – |
| PBA | Exit | PEMBINA PIPELINE CORP | $0 | – | -72,161 | – | -0.30% | – |
| MTG | Exit | MGIC INVT CORP WIS | $0 | – | -279,945 | – | -0.31% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -67,415 | – | -0.31% | – |
| NCR | Exit | NCR CORP NEW | $0 | – | -73,269 | – | -0.32% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -44,285 | – | -0.33% | – |
| PNFP | Exit | PINNACLE FINL PARTNERS INC | $0 | – | -44,524 | – | -0.33% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -27,929 | – | -0.34% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -3,030 | – | -0.35% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -15,240 | – | -0.35% | – |
| SDIV | Exit | GLOBAL X FDSglb x superdiv | $0 | – | -118,650 | – | -0.35% | – |
| HSBC | Exit | HSBC HLDGS PLCspon adr new | $0 | – | -69,485 | – | -0.36% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -116,164 | – | -0.36% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -106,165 | – | -0.37% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -29,372 | – | -0.37% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -74,735 | – | -0.39% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOM | $0 | – | -138,644 | – | -0.40% | – |
| VTR | Exit | VENTAS INC | $0 | – | -40,879 | – | -0.40% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -189,203 | – | -0.41% | – |
| GLW | Exit | CORNING INC | $0 | – | -128,590 | – | -0.42% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -102,318 | – | -0.42% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -49,013 | – | -0.42% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -142,960 | – | -0.42% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -109,055 | – | -0.42% | – |
| MYL | Exit | MYLAN N V | $0 | – | -81,615 | – | -0.43% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -84,015 | – | -0.44% | – |
| TGE | Exit | TALLGRASS ENERGY GP LP | $0 | – | -135,000 | – | -0.45% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -61,231 | – | -0.45% | – |
| V | Exit | VISA INC | $0 | – | -40,025 | – | -0.45% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -14,538 | – | -0.46% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -235,532 | – | -0.46% | – |
| JPMWS | Exit | JPMORGAN CHASE & CO*w exp 10/28/201 | $0 | – | -138,485 | – | -0.47% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -27,358 | – | -0.47% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -67,209 | – | -0.48% | – |
| BANX | Exit | STONECASTLE FINL CORP | $0 | – | -192,562 | – | -0.49% | – |
| MMM | Exit | 3M CO | $0 | – | -20,446 | – | -0.50% | – |
| MKC | Exit | MCCORMICK & CO INC | $0 | – | -36,919 | – | -0.51% | – |
| GG | Exit | GOLDCORP INC NEW | $0 | – | -223,134 | – | -0.51% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -462,315 | – | -0.52% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACT IN | $0 | – | -59,715 | – | -0.52% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCcl a | $0 | – | -133,005 | – | -0.53% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -50,838 | – | -0.55% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -75,289 | – | -0.56% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -182,276 | – | -0.57% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -309,456 | – | -0.58% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -54,185 | – | -0.59% | – |
| CSX | Exit | CSX CORP | $0 | – | -140,611 | – | -0.59% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -50,640 | – | -0.60% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -36,968 | – | -0.60% | – |
| WY | Exit | WEYERHAEUSER CO | $0 | – | -137,944 | – | -0.60% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -144,670 | – | -0.63% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -90,120 | – | -0.64% | – |
| NVG | Exit | NUVEEN ENHANCED AMT FREE MUN | $0 | – | -298,844 | – | -0.66% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -601,931 | – | -0.68% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -135,220 | – | -0.69% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -137,590 | – | -0.69% | – |
| DISCA | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -193,700 | – | -0.72% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -687,761 | – | -0.74% | – |
| AAPL | Exit | APPLE INC | $0 | – | -49,621 | – | -0.77% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -88,947 | – | -0.77% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -55,314 | – | -0.78% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -1,385,267 | – | -0.80% | – |
| WBK | Exit | WESTPAC BKG CORPsponsored adr | $0 | – | -267,672 | – | -0.84% | – |
| T | Exit | AT&T INC | $0 | – | -153,370 | – | -0.86% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -8,090 | – | -0.86% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -330,663 | – | -0.88% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -289,994 | – | -0.92% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -118,854 | – | -0.94% | – |
| BPOP | Exit | POPULAR INC | $0 | – | -188,965 | – | -0.99% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INC | $0 | – | -494,164 | – | -1.00% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -239,890 | – | -1.03% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFD | $0 | – | -310,770 | – | -1.07% | – | |
| SMLP | Exit | SUMMIT MIDSTREAM PARTNERS LP | $0 | – | -377,800 | – | -1.19% | – |
| RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -105,256 | – | -1.21% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT L | $0 | – | -367,737 | – | -1.28% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TR FD | $0 | – | -791,770 | – | -1.42% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -1,027,194 | – | -1.46% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP INCOME | $0 | – | -712,597 | – | -1.47% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -277,925 | – | -1.52% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -851,371 | – | -1.56% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -618,962 | – | -1.63% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -599,011 | – | -1.64% | – |
| PFE | Exit | PFIZER INC | $0 | – | -361,145 | – | -1.68% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -451,494 | – | -1.71% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -857,212 | – | -1.72% | – |
| OHI | Exit | OMEGA HEALTHCARE INVS INC | $0 | – | -386,603 | – | -1.88% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -1,891,607 | – | -2.00% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -178,407 | – | -2.14% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -617,191 | – | -2.16% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -329,900 | – | -2.27% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -2,923,445 | – | -2.56% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -1,314,616 | – | -2.64% | – |
| CEN | Exit | CENTER COAST MLP & INFRSTR F | $0 | – | -1,765,904 | – | -2.85% | – |
| TEP | Exit | TALLGRASS ENERGY PARTNERS LP | $0 | – | -592,412 | – | -3.92% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -5,810,669 | – | -4.08% | – |
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $29,751,000 | -1.8% | 5,810,669 | -3.9% | 4.08% | -5.9% |
| TEP | Sell | TALLGRASS ENERGY PARTNERS LP | $28,554,000 | +2.9% | 592,412 | -1.7% | 3.92% | -1.4% |
| CEN | Sell | CENTER COAST MLP & INFRSTR F | $20,784,000 | -1.7% | 1,765,904 | -1.9% | 2.85% | -5.7% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $19,193,000 | +82.5% | 1,314,616 | +87.5% | 2.64% | +75.0% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $18,652,000 | +0.7% | 2,923,445 | +2.6% | 2.56% | -3.4% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $16,534,000 | +762.0% | 329,900 | +849.5% | 2.27% | +725.5% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS L P | $15,695,000 | +4.6% | 617,191 | -4.6% | 2.16% | +0.3% |
| XOM | Buy | EXXON MOBIL CORP | $15,572,000 | -6.4% | 178,407 | +0.5% | 2.14% | -10.3% |
| GNT | Sell | GAMCO NAT RES GOLD & INCOMEsh ben int | $14,603,000 | -0.1% | 1,891,607 | -1.2% | 2.00% | -4.3% |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $13,705,000 | -2.5% | 386,603 | -6.6% | 1.88% | -6.5% |
| AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $12,498,000 | -1.7% | 857,212 | -6.0% | 1.72% | -5.8% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $12,474,000 | -5.4% | 451,494 | +0.2% | 1.71% | -9.3% |
| PFE | Sell | PFIZER INC | $12,234,000 | -6.1% | 361,145 | -2.5% | 1.68% | -10.0% |
| NTG | Buy | TORTOISE MLP FD INC | $11,974,000 | +74.3% | 599,011 | +60.9% | 1.64% | +67.1% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $11,853,000 | -1.2% | 618,962 | -5.3% | 1.63% | -5.3% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $11,366,000 | -10.8% | 851,371 | -13.0% | 1.56% | -14.5% |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $11,103,000 | +305.7% | 277,925 | +306.7% | 1.52% | +288.8% |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $10,739,000 | – | 712,597 | – | 1.47% | – |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $10,611,000 | -3.9% | 1,027,194 | -8.6% | 1.46% | -7.9% |
| CTR | Buy | CLEARBRIDGE ENERGY MLP TR FD | $10,348,000 | +214.0% | 791,770 | +207.5% | 1.42% | +201.1% |
| EEQ | Sell | ENBRIDGE ENERGY MANAGEMENT L | $9,355,000 | +8.3% | 367,737 | -2.0% | 1.28% | +3.8% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $8,798,000 | -0.2% | 105,256 | -4.1% | 1.21% | -4.4% |
| SMLP | New | SUMMIT MIDSTREAM PARTNERS LP | $8,667,000 | – | 377,800 | – | 1.19% | – |
| Sell | FLAHERTY & CRUMRINE DYN PFD | $7,819,000 | -3.0% | 310,770 | -6.5% | 1.07% | -7.0% | |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $7,535,000 | +12.6% | 239,890 | -1.5% | 1.03% | +7.8% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $7,299,000 | -31.9% | 494,164 | -29.9% | 1.00% | -34.7% |
| BPOP | Sell | POPULAR INC | $7,226,000 | +26.6% | 188,965 | -3.0% | 0.99% | +21.3% |
| MSFT | Sell | MICROSOFT CORP | $6,848,000 | +2.1% | 118,854 | -9.3% | 0.94% | -2.2% |
| KMI | Sell | KINDER MORGAN INC DEL | $6,708,000 | +23.5% | 289,994 | -0.1% | 0.92% | +18.4% |
| ALLY | Sell | ALLY FINL INC | $6,438,000 | +10.2% | 330,663 | -3.3% | 0.88% | +5.6% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $6,295,000 | +10.1% | 8,090 | -2.1% | 0.86% | +5.5% |
| T | Sell | AT&T INC | $6,228,000 | -9.5% | 153,370 | -3.7% | 0.86% | -13.3% |
| WBK | Sell | WESTPAC BKG CORPsponsored adr | $6,092,000 | +1.4% | 267,672 | -1.6% | 0.84% | -2.8% |
| DHT | Sell | DHT HOLDINGS INC | $5,804,000 | -21.6% | 1,385,267 | -5.8% | 0.80% | -24.8% |
| CVX | Sell | CHEVRON CORP NEW | $5,693,000 | -6.2% | 55,314 | -4.4% | 0.78% | -10.0% |
| ABBV | Sell | ABBVIE INC | $5,614,000 | +0.6% | 88,947 | -1.3% | 0.77% | -3.5% |
| AAPL | Sell | APPLE INC | $5,605,000 | +15.1% | 49,621 | -2.5% | 0.77% | +10.3% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $5,371,000 | +0.0% | 687,761 | -6.0% | 0.74% | -4.2% |
| DISCA | Buy | DISCOVERY COMMUNICATNS NEW | $5,217,000 | +60.4% | 193,700 | +50.4% | 0.72% | +53.6% |
| TRCO | Sell | TRIBUNE MEDIA COcl a | $5,034,000 | -7.4% | 137,590 | -0.8% | 0.69% | -11.2% |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $4,930,000 | – | 601,931 | – | 0.68% | – |
| NVG | Sell | NUVEEN ENHANCED AMT FREE MUN | $4,802,000 | -6.7% | 298,844 | -5.6% | 0.66% | -10.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $4,681,000 | -10.3% | 90,120 | -3.5% | 0.64% | -14.0% |
| CSCO | Sell | CISCO SYS INC | $4,589,000 | +5.0% | 144,670 | -5.1% | 0.63% | +0.6% |
| WY | Buy | WEYERHAEUSER CO | $4,407,000 | +13.8% | 137,944 | +6.1% | 0.60% | +9.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,367,000 | -4.7% | 36,968 | -2.1% | 0.60% | -8.7% |
| DVY | Sell | ISHARES TRselect divid etf | $4,339,000 | -3.4% | 50,640 | -3.8% | 0.60% | -7.3% |
| CSX | Sell | CSX CORP | $4,290,000 | +12.5% | 140,611 | -3.8% | 0.59% | +7.9% |
| GILD | New | GILEAD SCIENCES INC | $4,286,000 | – | 54,185 | – | 0.59% | – |
| EIM | Sell | EATON VANCE MUN BD FD | $4,215,000 | -54.2% | 309,456 | -52.4% | 0.58% | -56.1% |
| NBD | Sell | NUVEEN BUILD AMER BD OPPTNY | $4,158,000 | -9.0% | 182,276 | -9.5% | 0.57% | -12.8% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $4,079,000 | -0.7% | 75,289 | -2.0% | 0.56% | -4.8% |
| SLB | Sell | SCHLUMBERGER LTD | $3,998,000 | -3.7% | 50,838 | -3.2% | 0.55% | -7.7% |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCcl a | $3,838,000 | -4.8% | 133,005 | -1.3% | 0.53% | -8.7% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT IN | $3,793,000 | +0.5% | 59,715 | -1.5% | 0.52% | -3.7% |
| BCX | New | BLACKROCK RES & COMM STRAT T | $3,765,000 | – | 462,315 | – | 0.52% | – |
| GG | Sell | GOLDCORP INC NEW | $3,686,000 | -15.2% | 223,134 | -1.8% | 0.51% | -18.8% |
| MKC | Sell | MCCORMICK & CO INC | $3,689,000 | -9.9% | 36,919 | -3.8% | 0.51% | -13.7% |
| MMM | Sell | 3M CO | $3,603,000 | -0.5% | 20,446 | -1.1% | 0.50% | -4.6% |
| BANX | Buy | STONECASTLE FINL CORP | $3,594,000 | +33.9% | 192,562 | +31.5% | 0.49% | +28.1% |
| ZTS | Sell | ZOETIS INCcl a | $3,499,000 | -16.6% | 67,209 | -24.0% | 0.48% | -20.1% |
| CB | Sell | CHUBB LIMITED | $3,438,000 | -8.1% | 27,358 | -4.5% | 0.47% | -11.9% |
| JPMWS | Sell | JPMORGAN CHASE & CO*w exp 10/28/201 | $3,415,000 | +19.5% | 138,485 | -2.1% | 0.47% | +14.7% |
| KKR | Buy | KKR & CO L P DEL | $3,373,000 | +17.1% | 235,532 | +0.8% | 0.46% | +12.1% |
| AGN | Sell | ALLERGAN PLC | $3,345,000 | -2.0% | 14,538 | -1.8% | 0.46% | -6.1% |
| V | Sell | VISA INC | $3,310,000 | +8.1% | 40,025 | -3.1% | 0.45% | +3.4% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,302,000 | -30.1% | 61,231 | -4.6% | 0.45% | -33.0% |
| SNY | Buy | SANOFIsponsored adr | $3,210,000 | -8.5% | 84,015 | +0.3% | 0.44% | -12.2% |
| MYL | Sell | MYLAN N V | $3,110,000 | -13.3% | 81,615 | -1.6% | 0.43% | -16.9% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $3,079,000 | +2.1% | 142,960 | +1.6% | 0.42% | -2.1% |
| GPORQ | New | GULFPORT ENERGY CORP | $3,081,000 | – | 109,055 | – | 0.42% | – |
| IAC | Sell | IAC INTERACTIVECORP | $3,062,000 | -16.2% | 49,013 | -24.3% | 0.42% | -19.8% |
| GE | Buy | GENERAL ELECTRIC CO | $3,035,000 | +35.1% | 102,318 | +43.5% | 0.42% | +29.5% |
| GLW | Sell | CORNING INC | $3,041,000 | +11.8% | 128,590 | -3.2% | 0.42% | +6.9% |
| MRO | Sell | MARATHON OIL CORP | $2,991,000 | +1.5% | 189,203 | -3.7% | 0.41% | -2.6% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $2,884,000 | -8.1% | 138,644 | -4.3% | 0.40% | -11.8% |
| VIAB | Sell | VIACOM INC NEWcl b | $2,845,000 | -10.3% | 74,735 | -2.2% | 0.39% | -13.9% |
| DIS | Sell | DISNEY WALT CO | $2,727,000 | -11.1% | 29,372 | -6.3% | 0.37% | -14.8% |
| HBI | Buy | HANESBRANDS INC | $2,681,000 | +81.6% | 106,165 | +80.7% | 0.37% | +74.4% |
| NBB | Sell | NUVEEN BUILD AMER BD FD | $2,635,000 | -13.7% | 116,164 | -13.3% | 0.36% | -17.4% |
| HSBC | Sell | HSBC HLDGS PLCspon adr new | $2,618,000 | +15.1% | 69,485 | -4.6% | 0.36% | +10.1% |
| SDIV | Buy | GLOBAL X FDSglb x superdiv | $2,547,000 | +5.3% | 118,650 | +2.1% | 0.35% | +1.2% |
| AMGN | Sell | AMGEN INC | $2,542,000 | +5.3% | 15,240 | -4.0% | 0.35% | +0.9% |
| AMZN | Buy | AMAZON COM INC | $2,537,000 | +49.4% | 3,030 | +27.7% | 0.35% | +43.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $2,506,000 | +0.4% | 27,929 | -5.3% | 0.34% | -3.9% |
| PNFP | New | PINNACLE FINL PARTNERS INC | $2,407,000 | – | 44,524 | – | 0.33% | – |
| SBUX | Sell | STARBUCKS CORP | $2,398,000 | -7.7% | 44,285 | -2.6% | 0.33% | -11.6% |
| NCR | Sell | NCR CORP NEW | $2,359,000 | -28.5% | 73,269 | -38.4% | 0.32% | -31.5% |
| LM | Sell | LEGG MASON INC | $2,268,000 | +11.8% | 67,415 | -1.9% | 0.31% | +7.2% |
| MTG | Sell | MGIC INVT CORP WIS | $2,239,000 | +33.0% | 279,945 | -1.3% | 0.31% | +27.4% |
| PBA | Sell | PEMBINA PIPELINE CORP | $2,199,000 | -5.9% | 72,161 | -6.2% | 0.30% | -9.9% |
| TRMB | Sell | TRIMBLE NAVIGATION LTD | $2,172,000 | +13.5% | 76,053 | -3.2% | 0.30% | +8.8% |
| WU | Sell | WESTERN UN CO | $2,074,000 | -33.8% | 99,605 | -39.0% | 0.28% | -36.5% |
| UTHR | Sell | UNITED THERAPEUTICS CORP DEL | $2,071,000 | +8.7% | 17,555 | -2.3% | 0.28% | +4.0% |
| JPS | Sell | NUVEEN PREFERRED SECURITIES | $2,055,000 | -2.7% | 214,277 | -6.1% | 0.28% | -6.6% |
| F | Buy | FORD MTR CO DEL | $1,967,000 | +712.8% | 162,953 | +747.5% | 0.27% | +671.4% |
| LUV | New | SOUTHWEST AIRLS CO | $1,962,000 | – | 50,456 | – | 0.27% | – |
| SHW | Sell | SHERWIN WILLIAMS CO | $1,908,000 | -9.0% | 6,896 | -3.4% | 0.26% | -12.7% |
| TRP | Sell | TRANSCANADA CORP | $1,828,000 | +4.6% | 38,455 | -0.3% | 0.25% | +0.4% |
| BBBY | Sell | BED BATH & BEYOND INC | $1,764,000 | -2.8% | 40,920 | -2.5% | 0.24% | -6.9% |
| DOW | Sell | DOW CHEM CO | $1,667,000 | +4.1% | 32,129 | -0.7% | 0.23% | 0.0% |
| AEUA | New | ANADARKO PETE CORPunit 99/99/9999 | $1,628,000 | – | 39,059 | – | 0.22% | – |
| Buy | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $1,575,000 | +199.4% | 1,575,000 | +194.4% | 0.22% | +188.0% | |
| BACWSA | Sell | BANK AMER CORP*w exp 01/16/201 | $1,577,000 | +32.2% | 340,535 | -0.3% | 0.22% | +26.3% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $1,455,000 | -1.8% | 171,546 | -6.4% | 0.20% | -5.7% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $1,419,000 | +4.1% | 138,034 | +0.0% | 0.20% | 0.0% |
| BANC | Sell | BANC OF CALIFORNIA INC | $1,420,000 | -50.4% | 81,320 | -48.6% | 0.20% | -52.4% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $1,294,000 | -5.3% | 249,763 | -8.2% | 0.18% | -9.2% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $1,267,000 | -3.4% | 126,404 | -3.4% | 0.17% | -7.4% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $1,252,000 | -13.9% | 113,670 | -17.0% | 0.17% | -17.3% |
| EMR | Sell | EMERSON ELEC CO | $1,223,000 | -0.2% | 22,434 | -4.5% | 0.17% | -4.0% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $1,222,000 | +1.7% | 16,755 | +5.4% | 0.17% | -2.3% |
| PAAS | Buy | PAN AMERICAN SILVER CORP | $1,199,000 | +366.5% | 68,071 | +336.4% | 0.16% | +345.9% |
| GLD | Buy | SPDR GOLD TRUST | $1,160,000 | +0.9% | 9,231 | +1.5% | 0.16% | -3.6% |
| WFC | Sell | WELLS FARGO & CO NEW | $1,158,000 | -17.9% | 26,162 | -12.3% | 0.16% | -21.3% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $1,147,000 | +0.4% | 97,363 | -2.5% | 0.16% | -4.3% |
| PCEF | Buy | POWERSHARES ETF TRUST II | $1,093,000 | +7.4% | 47,935 | +4.4% | 0.15% | +2.7% |
| COP | Buy | CONOCOPHILLIPS | $1,018,000 | -0.3% | 23,415 | +0.0% | 0.14% | -4.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,022,000 | -5.5% | 4,727 | -8.4% | 0.14% | -9.7% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,005,000 | -7.0% | 9,895 | -6.1% | 0.14% | -11.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $975,000 | +1.0% | 6,123 | -3.8% | 0.13% | -2.9% |
| KMB | Sell | KIMBERLY CLARK CORP | $968,000 | -9.7% | 7,666 | -1.8% | 0.13% | -13.6% |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $955,000 | -2.7% | 18,752 | -9.0% | 0.13% | -6.4% |
| ABTX | New | ALLEGIANCE BANCSHARES INC | $936,000 | – | 34,666 | – | 0.13% | – |
| SEP | New | SPECTRA ENERGY PARTNERS LP | $914,000 | – | 20,945 | – | 0.12% | – |
| GOLD | Sell | BARRICK GOLD CORP | $816,000 | -20.0% | 46,060 | -3.6% | 0.11% | -23.3% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $798,000 | +55.6% | 21,589 | +60.1% | 0.11% | +50.7% |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $662,000 | +10.3% | 98,006 | +0.4% | 0.09% | +5.8% |
| Sell | STARWOOD PPTY TR INCnote 4.550% 3/0 | $621,000 | +3.8% | 580 | -98.1% | 0.08% | -1.2% | |
| MRK | Sell | MERCK & CO INC | $604,000 | +6.2% | 9,675 | -2.1% | 0.08% | +2.5% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $582,000 | +1.0% | 10,710 | +1.2% | 0.08% | -2.4% |
| GIS | Buy | GENERAL MLS INC | $576,000 | -5.1% | 9,010 | +5.9% | 0.08% | -9.2% |
| BWP | Buy | BOARDWALK PIPELINE PARTNERSut ltd partner | $530,000 | -0.4% | 30,870 | +1.2% | 0.07% | -3.9% |
| PSX | Buy | PHILLIPS 66 | $511,000 | +1.6% | 6,338 | +0.0% | 0.07% | -2.8% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr | $512,000 | +2.2% | 17,536 | +8.2% | 0.07% | -2.8% |
| FCO | Buy | ABERDEEN GLOBAL INCOME FD IN | $490,000 | +1.7% | 55,639 | +0.1% | 0.07% | -2.9% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $482,000 | -5.3% | 43,561 | -12.3% | 0.07% | -9.6% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $472,000 | +1.7% | 7,045 | -1.3% | 0.06% | -1.5% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $456,000 | +12.6% | 59,696 | +6.9% | 0.06% | +8.6% |
| SH | Buy | PROSHARES TRshort s&p 500 ne | $423,000 | +5.0% | 11,105 | +9.1% | 0.06% | 0.0% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $398,000 | -6.8% | 41,162 | -10.1% | 0.06% | -9.8% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $397,000 | +5.3% | 50,564 | +5.3% | 0.05% | 0.0% |
| HHC | Buy | HOWARD HUGHES CORP | $352,000 | +2.3% | 3,055 | +2.2% | 0.05% | -2.0% |
| BAC | Sell | BANK AMER CORP | $331,000 | +12.6% | 21,126 | -4.6% | 0.04% | +7.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $321,000 | -8.3% | 2,218 | -8.3% | 0.04% | -12.0% |
| ABT | Sell | ABBOTT LABS | $292,000 | +5.8% | 6,915 | -1.7% | 0.04% | 0.0% |
| SLW | New | SILVER WHEATON CORP | $274,000 | – | 10,140 | – | 0.04% | – |
| TAHO | New | TAHOE RES INC | $255,000 | – | 19,860 | – | 0.04% | – |
| BBN | Sell | BLACKROCK TAX MUNICPAL BD TR | $237,000 | -25.2% | 9,895 | -23.8% | 0.03% | -26.7% |
| VMAX | New | EXCHANGE TRADED CONCEPTS TRrex vol lg vix | $242,000 | – | 19,775 | – | 0.03% | – |
| MO | Buy | ALTRIA GROUP INC | $230,000 | -8.4% | 3,639 | +0.1% | 0.03% | -11.1% |
| BA | Sell | BOEING CO | $231,000 | -11.2% | 1,753 | -12.5% | 0.03% | -13.5% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $223,000 | -25.9% | 15,790 | -31.3% | 0.03% | -27.9% |
| PXD | New | PIONEER NAT RES CO | $224,000 | – | 1,205 | – | 0.03% | – |
| AGI | Buy | ALAMOS GOLD INC NEW | $214,000 | +0.5% | 26,072 | +5.1% | 0.03% | -6.5% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $207,000 | -92.4% | 257 | -93.4% | 0.03% | -92.8% |
| XL | New | XL GROUP LTD | $205,000 | – | 6,091 | – | 0.03% | – |
| QCOM | New | QUALCOMM INC | $207,000 | – | 3,035 | – | 0.03% | – |
| SLV | Buy | ISHARES SILVER TRUSTishares | $191,000 | +6.7% | 10,500 | +4.7% | 0.03% | 0.0% |
| NGD | Buy | NEW GOLD INC CDA | $165,000 | +8.6% | 37,925 | +9.4% | 0.02% | +4.5% |
| VCF | Sell | DELAWARE INV CO MUN INC FD I | $163,000 | -34.0% | 10,630 | -32.6% | 0.02% | -37.1% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $159,000 | +4.6% | 14,664 | +7.3% | 0.02% | 0.0% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $137,000 | -8.1% | 12,805 | -10.5% | 0.02% | -9.5% |
| VVR | Sell | INVESCO SR INCOME TR | $97,000 | -98.4% | 22,451 | -98.4% | 0.01% | -98.5% |
| TWER | New | TOWERSTREAM CORP | $16,000 | – | 12,025 | – | 0.00% | – |
| TWER | Exit | TOWERSTREAM CORP | $0 | – | -160,500 | – | -0.00% | – |
| XL | Exit | XL GROUP PLC | $0 | – | -6,091 | – | -0.03% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -12,890 | – | -0.03% | – |
| M | Exit | MACYS INC | $0 | – | -6,495 | – | -0.03% | – |
| CMS | Exit | CMS ENERGY CORP | $0 | – | -4,687 | – | -0.03% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -6,350 | – | -0.03% | – |
| KO | Exit | COCA COLA CO | $0 | – | -4,913 | – | -0.03% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -2,000 | – | -0.03% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -3,150 | – | -0.03% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -23,542 | – | -0.07% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -6,410 | – | -0.08% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -52,600 | – | -0.12% | – |
| TGT | Exit | TARGET CORP | $0 | – | -13,865 | – | -0.14% | – |
| XRX | Exit | XEROX CORP | $0 | – | -194,825 | – | -0.26% | – |
| AMCX | Exit | AMC NETWORKS INCcl a | $0 | – | -33,240 | – | -0.29% | – |
| MFINL | Exit | MEDALLION FINL CORPsr nt conv 21 | $0 | – | -80,000 | – | -0.30% | – |
| NPF | Exit | NUVEEN PREMIER MUN INCOME FD | $0 | – | -140,531 | – | -0.30% | – |
| AVNU | Exit | AVENUE FINL HLDGS INC | $0 | – | -125,390 | – | -0.35% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -171,143 | – | -0.38% | – |
| NPP | Exit | NUVEEN PERFORMANCE PLUS MUN | $0 | – | -162,648 | – | -0.38% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -30,760 | – | -0.40% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -27,913 | – | -0.78% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -461,885 | – | -1.02% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -516,069 | – | -1.14% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $30,302,000 | – | 6,048,318 | – | 4.34% | – |
| TEP | New | TALLGRASS ENERGY PARTNERS LP | $27,745,000 | – | 602,884 | – | 3.97% | – |
| CEN | New | CENTER COAST MLP & INFRSTR F | $21,137,000 | – | 1,800,528 | – | 3.03% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $18,516,000 | – | 2,848,614 | – | 2.65% | – |
| XOM | New | EXXON MOBIL CORP | $16,644,000 | – | 177,562 | – | 2.38% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS L P | $15,002,000 | – | 646,651 | – | 2.15% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $14,624,000 | – | 1,914,120 | – | 2.09% | – |
| OHI | New | OMEGA HEALTHCARE INVS INC | $14,052,000 | – | 413,914 | – | 2.01% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $13,181,000 | – | 450,484 | – | 1.89% | – |
| PFE | New | PFIZER INC | $13,030,000 | – | 370,305 | – | 1.87% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $12,742,000 | – | 978,653 | – | 1.82% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $12,716,000 | – | 911,570 | – | 1.82% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $11,993,000 | – | 653,734 | – | 1.72% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $11,043,000 | – | 1,123,367 | – | 1.58% | – |
| MPW | New | MEDICAL PPTYS TRUST INC | $10,716,000 | – | 704,562 | – | 1.54% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $10,519,000 | – | 701,278 | – | 1.51% | – |
| EIM | New | EATON VANCE MUN BD FD | $9,209,000 | – | 649,887 | – | 1.32% | – |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $8,819,000 | – | 109,754 | – | 1.26% | – |
| EEQ | New | ENBRIDGE ENERGY MANAGEMENT L | $8,638,000 | – | 375,392 | – | 1.24% | – |
| New | FLAHERTY & CRUMRINE DYN PFD | $8,057,000 | – | 332,263 | – | 1.15% | – | |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $7,994,000 | – | 516,069 | – | 1.14% | – |
| DHT | New | DHT HOLDINGS INC | $7,402,000 | – | 1,471,256 | – | 1.06% | – |
| NPI | New | NUVEEN PREM INCOME MUN FD | $7,127,000 | – | 461,885 | – | 1.02% | – |
| T | New | AT&T INC | $6,883,000 | – | 159,315 | – | 0.99% | – |
| NTG | New | TORTOISE MLP FD INC | $6,869,000 | – | 372,314 | – | 0.98% | – |
| MSFT | New | MICROSOFT CORP | $6,708,000 | – | 131,047 | – | 0.96% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $6,694,000 | – | 243,520 | – | 0.96% | – |
| CVX | New | CHEVRON CORP NEW | $6,067,000 | – | 57,881 | – | 0.87% | – |
| VVR | New | INVESCO SR INCOME TR | $6,034,000 | – | 1,443,631 | – | 0.86% | – |
| WBK | New | WESTPAC BKG CORPsponsored adr | $6,008,000 | – | 272,060 | – | 0.86% | – |
| ALLY | New | ALLY FINL INC | $5,842,000 | – | 342,036 | – | 0.84% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $5,719,000 | – | 8,265 | – | 0.82% | – |
| BPOP | New | POPULAR INC | $5,709,000 | – | 194,810 | – | 0.82% | – |
| ABBV | New | ABBVIE INC | $5,580,000 | – | 90,115 | – | 0.80% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $5,467,000 | – | 27,913 | – | 0.78% | – |
| KMI | New | KINDER MORGAN INC DEL | $5,432,000 | – | 290,182 | – | 0.78% | – |
| TRCO | New | TRIBUNE MEDIA COcl a | $5,434,000 | – | 138,650 | – | 0.78% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $5,370,000 | – | 731,395 | – | 0.77% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $5,220,000 | – | 93,413 | – | 0.75% | – |
| NVG | New | NUVEEN ENHANCED AMT FREE MUN | $5,146,000 | – | 316,502 | – | 0.74% | – |
| AAPL | New | APPLE INC | $4,869,000 | – | 50,878 | – | 0.70% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $4,721,000 | – | 64,192 | – | 0.68% | – |
| WPZ | New | WILLIAMS PARTNERS L P NEW | $4,684,000 | – | 135,220 | – | 0.67% | – |
| JNJ | New | JOHNSON & JOHNSON | $4,582,000 | – | 37,774 | – | 0.66% | – |
| NBD | New | NUVEEN BUILD AMER BD OPPTNY | $4,571,000 | – | 201,374 | – | 0.66% | – |
| DVY | New | ISHARES TRselect divid etf | $4,491,000 | – | 52,665 | – | 0.64% | – |
| CSCO | New | CISCO SYS INC | $4,372,000 | – | 152,378 | – | 0.63% | – |
| GG | New | GOLDCORP INC NEW | $4,347,000 | – | 227,241 | – | 0.62% | – |
| ZTS | New | ZOETIS INCcl a | $4,195,000 | – | 88,489 | – | 0.60% | – |
| SLB | New | SCHLUMBERGER LTD | $4,153,000 | – | 52,522 | – | 0.60% | – |
| AEM | New | AGNICO EAGLE MINES LTD | $4,109,000 | – | 76,796 | – | 0.59% | – |
| MKC | New | MCCORMICK & CO INC | $4,095,000 | – | 38,388 | – | 0.59% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcl a | $4,030,000 | – | 134,820 | – | 0.58% | – |
| WY | New | WEYERHAEUSER CO | $3,872,000 | – | 130,047 | – | 0.56% | – |
| CSX | New | CSX CORP | $3,812,000 | – | 146,140 | – | 0.55% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $3,775,000 | – | 60,595 | – | 0.54% | – |
| CB | New | CHUBB LIMITED | $3,743,000 | – | 28,635 | – | 0.54% | – |
| IAC | New | IAC INTERACTIVECORP | $3,656,000 | – | 64,770 | – | 0.52% | – |
| MMM | New | 3M CO | $3,622,000 | – | 20,683 | – | 0.52% | – |
| MYL | New | MYLAN N V | $3,586,000 | – | 82,940 | – | 0.51% | – |
| SNY | New | SANOFIsponsored adr | $3,507,000 | – | 83,795 | – | 0.50% | – |
| AGN | New | ALLERGAN PLC | $3,414,000 | – | 14,800 | – | 0.49% | – |
| NCR | New | NCR CORP NEW | $3,300,000 | – | 118,905 | – | 0.47% | – |
| CTR | New | CLEARBRIDGE ENERGY MLP TR FD | $3,296,000 | – | 257,496 | – | 0.47% | – |
| DISCA | New | DISCOVERY COMMUNICATNS NEW | $3,252,000 | – | 128,815 | – | 0.47% | – |
| VIAB | New | VIACOM INC NEWcl b | $3,171,000 | – | 76,380 | – | 0.45% | – |
| WU | New | WESTERN UN CO | $3,132,000 | – | 163,270 | – | 0.45% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM | $3,138,000 | – | 144,886 | – | 0.45% | – |
| DIS | New | DISNEY WALT CO | $3,068,000 | – | 31,349 | – | 0.44% | – |
| V | New | VISA INC | $3,063,000 | – | 41,298 | – | 0.44% | – |
| NBB | New | NUVEEN BUILD AMER BD FD | $3,055,000 | – | 133,927 | – | 0.44% | – |
| TGE | New | TALLGRASS ENERGY GP LP | $3,047,000 | – | 135,000 | – | 0.44% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $3,015,000 | – | 140,760 | – | 0.43% | – |
| VTR | New | VENTAS INC | $2,977,000 | – | 40,879 | – | 0.43% | – |
| MRO | New | MARATHON OIL CORP | $2,948,000 | – | 196,415 | – | 0.42% | – |
| KKR | New | KKR & CO L P DEL | $2,881,000 | – | 233,637 | – | 0.41% | – |
| BANC | New | BANC OF CALIFORNIA INC | $2,864,000 | – | 158,220 | – | 0.41% | – |
| JPMWS | New | JPMORGAN CHASE & CO*w exp 10/28/201 | $2,857,000 | – | 141,485 | – | 0.41% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $2,791,000 | – | 30,760 | – | 0.40% | – |
| OKS | New | ONEOK PARTNERS LPunit ltd partn | $2,737,000 | – | 68,335 | – | 0.39% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $2,729,000 | – | 3,879 | – | 0.39% | – |
| GLW | New | CORNING INC | $2,721,000 | – | 132,850 | – | 0.39% | – |
| BANX | New | STONECASTLE FINL CORP | $2,685,000 | – | 146,411 | – | 0.38% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUN | $2,685,000 | – | 162,648 | – | 0.38% | – |
| NQS | New | NUVEEN SELECT QUALITY MUN FD | $2,656,000 | – | 171,143 | – | 0.38% | – |
| SBUX | New | STARBUCKS CORP | $2,597,000 | – | 45,471 | – | 0.37% | – |
| PG | New | PROCTER & GAMBLE CO | $2,497,000 | – | 29,489 | – | 0.36% | – |
| AVNU | New | AVENUE FINL HLDGS INC | $2,465,000 | – | 125,390 | – | 0.35% | – |
| SDIV | New | GLOBAL X FDSglb x superdiv | $2,419,000 | – | 116,250 | – | 0.35% | – |
| AMGN | New | AMGEN INC | $2,415,000 | – | 15,874 | – | 0.35% | – |
| PBA | New | PEMBINA PIPELINE CORP | $2,336,000 | – | 76,925 | – | 0.34% | – |
| HSBC | New | HSBC HLDGS PLCspon adr new | $2,274,000 | – | 72,800 | – | 0.33% | – |
| GE | New | GENERAL ELECTRIC CO | $2,246,000 | – | 71,310 | – | 0.32% | – |
| NPF | New | NUVEEN PREMIER MUN INCOME FD | $2,118,000 | – | 140,531 | – | 0.30% | – |
| JPS | New | NUVEEN PREFERRED SECURITIES | $2,111,000 | – | 228,203 | – | 0.30% | – |
| SHW | New | SHERWIN WILLIAMS CO | $2,097,000 | – | 7,140 | – | 0.30% | – |
| MFINL | New | MEDALLION FINL CORPsr nt conv 21 | $2,071,000 | – | 80,000 | – | 0.30% | – |
| LM | New | LEGG MASON INC | $2,028,000 | – | 68,750 | – | 0.29% | – |
| AMCX | New | AMC NETWORKS INCcl a | $2,009,000 | – | 33,240 | – | 0.29% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $1,918,000 | – | 34,744 | – | 0.28% | – |
| TRMB | New | TRIMBLE NAVIGATION LTD | $1,914,000 | – | 78,570 | – | 0.27% | – |
| UTHR | New | UNITED THERAPEUTICS CORP DEL | $1,906,000 | – | 17,970 | – | 0.27% | – |
| XRX | New | XEROX CORP | $1,849,000 | – | 194,825 | – | 0.26% | – |
| BBBY | New | BED BATH & BEYOND INC | $1,814,000 | – | 41,970 | – | 0.26% | – |
| TRP | New | TRANSCANADA CORP | $1,748,000 | – | 38,590 | – | 0.25% | – |
| LEG | New | LEGGETT & PLATT INC | $1,703,000 | – | 33,328 | – | 0.24% | – |
| AMZN | New | AMAZON COM INC | $1,698,000 | – | 2,373 | – | 0.24% | – |
| MTG | New | MGIC INVT CORP WIS | $1,684,000 | – | 283,675 | – | 0.24% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $1,642,000 | – | 136,875 | – | 0.24% | – |
| DOW | New | DOW CHEM CO | $1,602,000 | – | 32,364 | – | 0.23% | – |
| BP | New | BP PLCsponsored adr | $1,552,000 | – | 43,716 | – | 0.22% | – |
| MTDR | New | MATADOR RES CO | $1,544,000 | – | 78,003 | – | 0.22% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $1,481,000 | – | 183,313 | – | 0.21% | – |
| HBI | New | HANESBRANDS INC | $1,476,000 | – | 58,750 | – | 0.21% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $1,454,000 | – | 137,031 | – | 0.21% | – |
| WFC | New | WELLS FARGO & CO NEW | $1,411,000 | – | 29,838 | – | 0.20% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $1,366,000 | – | 272,139 | – | 0.20% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $1,363,000 | – | 138,003 | – | 0.20% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $1,312,000 | – | 130,899 | – | 0.19% | – |
| PEP | New | PEPSICO INC | $1,263,000 | – | 11,912 | – | 0.18% | – |
| NEM | New | NEWMONT MINING CORP | $1,231,000 | – | 31,461 | – | 0.18% | – |
| EMR | New | EMERSON ELEC CO | $1,225,000 | – | 23,487 | – | 0.18% | – |
| OXY | New | OCCIDENTAL PETE CORP DEL | $1,201,000 | – | 15,900 | – | 0.17% | – |
| BACWSA | New | BANK AMER CORP*w exp 01/16/201 | $1,193,000 | – | 341,655 | – | 0.17% | – |
| BLW | New | BLACKROCK LTD DURATION INC T | $1,159,000 | – | 75,996 | – | 0.17% | – |
| GLD | New | SPDR GOLD TRUST | $1,150,000 | – | 9,091 | – | 0.16% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $1,142,000 | – | 99,850 | – | 0.16% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $1,087,000 | – | 14,305 | – | 0.16% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $1,081,000 | – | 10,540 | – | 0.16% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $1,081,000 | – | 5,158 | – | 0.16% | – |
| KMB | New | KIMBERLY CLARK CORP | $1,072,000 | – | 7,810 | – | 0.15% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES INC | $1,029,000 | – | 22,000 | – | 0.15% | – |
| COP | New | CONOCOPHILLIPS | $1,021,000 | – | 23,414 | – | 0.15% | – |
| PCEF | New | POWERSHARES ETF TRUST II | $1,018,000 | – | 45,935 | – | 0.15% | – |
| GOLD | New | BARRICK GOLD CORP | $1,020,000 | – | 47,790 | – | 0.15% | – |
| AJG | New | GALLAGHER ARTHUR J & CO | $981,000 | – | 20,602 | – | 0.14% | – |
| TGT | New | TARGET CORP | $968,000 | – | 13,865 | – | 0.14% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $965,000 | – | 6,362 | – | 0.14% | – |
| RYE | New | RYDEX ETF TRUSTgug s&p500eqwten | $951,000 | – | 16,975 | – | 0.14% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $902,000 | – | 20,321 | – | 0.13% | – |
| KHC | New | KRAFT HEINZ CO | $874,000 | – | 9,883 | – | 0.12% | – |
| POT | New | POTASH CORP SASK INC | $854,000 | – | 52,600 | – | 0.12% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $842,000 | – | 7,860 | – | 0.12% | – |
| NLY | New | ANNALY CAP MGMT INC | $843,000 | – | 75,920 | – | 0.12% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $799,000 | – | 7,430 | – | 0.11% | – |
| GWW | New | GRAINGER W W INC | $752,000 | – | 3,308 | – | 0.11% | – |
| TCP | New | TC PIPELINES LP | $721,000 | – | 12,600 | – | 0.10% | – |
| DVN | New | DEVON ENERGY CORP NEW | $674,000 | – | 18,580 | – | 0.10% | – |
| CAT | New | CATERPILLAR INC DEL | $661,000 | – | 8,717 | – | 0.10% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $656,000 | – | 7,145 | – | 0.09% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $630,000 | – | 5,450 | – | 0.09% | – |
| GIS | New | GENERAL MLS INC | $607,000 | – | 8,510 | – | 0.09% | – |
| NCV | New | ALLIANZGI CONV & INCOME FD | $600,000 | – | 97,607 | – | 0.09% | – |
| New | STARWOOD PPTY TR INCnote 4.550% 3/0 | $598,000 | – | 30,550 | – | 0.09% | – | |
| AMP | New | AMERIPRISE FINL INC | $576,000 | – | 6,410 | – | 0.08% | – |
| NOBL | New | PROSHARES TRs&p 500 dv arist | $576,000 | – | 10,585 | – | 0.08% | – |
| UL | New | UNILEVER PLCspon adr new | $568,000 | – | 11,835 | – | 0.08% | – |
| MRK | New | MERCK & CO INC | $569,000 | – | 9,880 | – | 0.08% | – |
| BHP | New | BHP BILLITON LTDsponsored adr | $563,000 | – | 19,700 | – | 0.08% | – |
| NNC | New | NUVEEN N C PREM INCOME MUN F | $550,000 | – | 37,160 | – | 0.08% | – |
| BWP | New | BOARDWALK PIPELINE PARTNERSut ltd partner | $532,000 | – | 30,500 | – | 0.08% | – |
| BX | New | BLACKSTONE GROUP L P | $534,000 | – | 21,695 | – | 0.08% | – |
| WM | New | WASTE MGMT INC DEL | $525,000 | – | 7,923 | – | 0.08% | – |
| New | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $526,000 | – | 535,000 | – | 0.08% | – | |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $509,000 | – | 49,656 | – | 0.07% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $513,000 | – | 13,484 | – | 0.07% | – |
| PSX | New | PHILLIPS 66 | $503,000 | – | 6,335 | – | 0.07% | – |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr | $501,000 | – | 16,201 | – | 0.07% | – |
| CLX | New | CLOROX CO DEL | $494,000 | – | 3,570 | – | 0.07% | – |
| SYY | New | SYSCO CORP | $493,000 | – | 9,700 | – | 0.07% | – |
| STWD | New | STARWOOD PPTY TR INC | $488,000 | – | 23,542 | – | 0.07% | – |
| FCO | New | ABERDEEN GLOBAL INCOME FD IN | $482,000 | – | 55,592 | – | 0.07% | – |
| MCD | New | MCDONALDS CORP | $483,000 | – | 4,018 | – | 0.07% | – |
| APA | New | APACHE CORP | $474,000 | – | 8,520 | – | 0.07% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $470,000 | – | 3,800 | – | 0.07% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $471,000 | – | 10,869 | – | 0.07% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $464,000 | – | 7,135 | – | 0.07% | – |
| FMC | New | F M C CORP | $455,000 | – | 9,825 | – | 0.06% | – |
| BHI | New | BAKER HUGHES INC | $451,000 | – | 10,000 | – | 0.06% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION FD | $445,000 | – | 38,000 | – | 0.06% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $434,000 | – | 39,500 | – | 0.06% | – |
| FL | New | FOOT LOCKER INC | $434,000 | – | 7,904 | – | 0.06% | – |
| HAL | New | HALLIBURTON CO | $433,000 | – | 9,580 | – | 0.06% | – |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $434,000 | – | 5,200 | – | 0.06% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $427,000 | – | 45,805 | – | 0.06% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $405,000 | – | 55,846 | – | 0.06% | – |
| SH | New | PROSHARES TRshort s&p 500 ne | $403,000 | – | 10,175 | – | 0.06% | – |
| BK | New | BANK NEW YORK MELLON CORP | $395,000 | – | 10,140 | – | 0.06% | – |
| PGX | New | POWERSHARES ETF TR IIpfd portfolio | $395,000 | – | 25,900 | – | 0.06% | – |
| NZF | New | NUVEEN ENHANCED MUN CREDIT O | $394,000 | – | 24,744 | – | 0.06% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $377,000 | – | 48,014 | – | 0.05% | – |
| APC | New | ANADARKO PETE CORP | $362,000 | – | 6,797 | – | 0.05% | – |
| PB | New | PROSPERITY BANCSHARES INC | $358,000 | – | 7,019 | – | 0.05% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $350,000 | – | 2,418 | – | 0.05% | – |
| RSG | New | REPUBLIC SVCS INC | $344,000 | – | 6,715 | – | 0.05% | – |
| HHC | New | HOWARD HUGHES CORP | $344,000 | – | 2,990 | – | 0.05% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $332,000 | – | 5,093 | – | 0.05% | – |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $317,000 | – | 12,994 | – | 0.04% | – |
| HES | New | HESS CORP | $315,000 | – | 5,238 | – | 0.04% | – |
| NS | New | NUSTAR ENERGY LP | $311,000 | – | 6,243 | – | 0.04% | – |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV | $307,000 | – | 24,055 | – | 0.04% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $301,000 | – | 22,980 | – | 0.04% | – |
| INTC | New | INTEL CORP | $292,000 | – | 8,905 | – | 0.04% | – |
| BAC | New | BANK AMER CORP | $294,000 | – | 22,141 | – | 0.04% | – |
| VLO | New | VALERO ENERGY CORP NEW | $278,000 | – | 5,455 | – | 0.04% | – |
| ABT | New | ABBOTT LABS | $276,000 | – | 7,034 | – | 0.04% | – |
| KMIPRA | New | KINDER MORGAN INC DELpfd ser a | $273,000 | – | 5,580 | – | 0.04% | – |
| TSC | New | TRISTATE CAP HLDGS INC | $270,000 | – | 19,688 | – | 0.04% | – |
| PAAS | New | PAN AMERICAN SILVER CORP | $257,000 | – | 15,600 | – | 0.04% | – |
| HON | New | HONEYWELL INTL INC | $260,000 | – | 2,236 | – | 0.04% | – |
| BA | New | BOEING CO | $260,000 | – | 2,003 | – | 0.04% | – |
| EOG | New | EOG RES INC | $251,000 | – | 3,004 | – | 0.04% | – |
| MO | New | ALTRIA GROUP INC | $251,000 | – | 3,636 | – | 0.04% | – |
| IJR | New | ISHARES TRcore s&p scp etf | $253,000 | – | 2,174 | – | 0.04% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $251,000 | – | 11,000 | – | 0.04% | – |
| UNP | New | UNION PAC CORP | $251,000 | – | 2,880 | – | 0.04% | – |
| PNNT | New | PENNANTPARK INVT CORP | $245,000 | – | 35,900 | – | 0.04% | – |
| F | New | FORD MTR CO DEL | $242,000 | – | 19,228 | – | 0.04% | – |
| VCF | New | DELAWARE INV CO MUN INC FD I | $247,000 | – | 15,760 | – | 0.04% | – |
| CCP | New | CARE CAP PPTYS INC | $235,000 | – | 8,968 | – | 0.03% | – |
| FB | New | FACEBOOK INCcl a | $229,000 | – | 2,000 | – | 0.03% | – |
| ORCL | New | ORACLE CORP | $233,000 | – | 5,684 | – | 0.03% | – |
| WMT | New | WAL-MART STORES INC | $229,000 | – | 3,150 | – | 0.03% | – |
| STI | New | SUNTRUST BKS INC | $225,000 | – | 5,490 | – | 0.03% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $220,000 | – | 6,350 | – | 0.03% | – |
| KO | New | COCA COLA CO | $222,000 | – | 4,913 | – | 0.03% | – |
| M | New | MACYS INC | $218,000 | – | 6,495 | – | 0.03% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $216,000 | – | 12,890 | – | 0.03% | – |
| XEC | New | CIMAREX ENERGY CO | $215,000 | – | 1,800 | – | 0.03% | – |
| CMS | New | CMS ENERGY CORP | $215,000 | – | 4,687 | – | 0.03% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $217,000 | – | 1 | – | 0.03% | – |
| AGI | New | ALAMOS GOLD INC NEW | $213,000 | – | 24,811 | – | 0.03% | – |
| FHI | New | FEDERATED INVS INC PAcl b | $207,000 | – | 7,190 | – | 0.03% | – |
| XL | New | XL GROUP PLC | $203,000 | – | 6,091 | – | 0.03% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $205,000 | – | 2,191 | – | 0.03% | – |
| PSLV | New | SPROTT PHYSICAL SILVER TRtr unit | $205,000 | – | 28,200 | – | 0.03% | – |
| YUM | New | YUM BRANDS INC | $201,000 | – | 2,426 | – | 0.03% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $179,000 | – | 10,030 | – | 0.03% | – |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $176,000 | – | 11,003 | – | 0.02% | – |
| BAF | New | BLACKROCK MUNI INCOME INV QL | $178,000 | – | 10,945 | – | 0.02% | – |
| MFT | New | BLACKROCK MUNIYLD INVST QLTY | $171,000 | – | 10,950 | – | 0.02% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $152,000 | – | 13,664 | – | 0.02% | – |
| NGD | New | NEW GOLD INC CDA | $152,000 | – | 34,660 | – | 0.02% | – |
| NPV | New | NUVEEN VA PREM INCOME MUN FD | $153,000 | – | 10,325 | – | 0.02% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $149,000 | – | 14,305 | – | 0.02% | – |
| EXAS | New | EXACT SCIENCES CORP | $122,000 | – | 10,000 | – | 0.02% | – |
| ZIXI | New | ZIX CORP | $97,000 | – | 26,000 | – | 0.01% | – |
| LGCY | New | LEGACY RESVS LPunit lp int | $82,000 | – | 50,688 | – | 0.01% | – |
| GNW | New | GENWORTH FINL INC | $70,000 | – | 27,405 | – | 0.01% | – |
| HGTXU | New | HUGOTON RTY TR TEXunit ben int | $54,000 | – | 23,075 | – | 0.01% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $51,000 | – | 10,500 | – | 0.01% | – |
| GSTCQ | New | GASTAR EXPL INC NEW | $30,000 | – | 26,950 | – | 0.00% | – |
| TWER | New | TOWERSTREAM CORP | $27,000 | – | 160,500 | – | 0.00% | – |
| CASLQ | New | CASTLE A M & CO | $18,000 | – | 11,191 | – | 0.00% | – |
Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -26,500 | – | -0.00% | – |
| TWER | Exit | TOWERSTREAM CORP | $0 | – | -25,000 | – | -0.00% | – |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -11,191 | – | -0.00% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -10,000 | – | -0.01% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -10,973 | – | -0.01% | – |
| CWST | Exit | CASELLA WASTE SYS INCcl a | $0 | – | -12,500 | – | -0.01% | – |
| NGD | Exit | NEW GOLD INC CDA | $0 | – | -32,270 | – | -0.01% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -11,450 | – | -0.01% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $0 | – | -14,202 | – | -0.01% | – |
| AGI | Exit | ALAMOS GOLD INC NEW | $0 | – | -24,782 | – | -0.02% | – |
| PAAS | Exit | PAN AMERICAN SILVER CORP | $0 | – | -14,337 | – | -0.02% | – |
| CRY | Exit | CRYOLIFE INC | $0 | – | -10,780 | – | -0.02% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -17,900 | – | -0.02% | – |
| ZIXI | Exit | ZIX CORP | $0 | – | -26,000 | – | -0.02% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -37,161 | – | -0.02% | – |
| PFD | Exit | FLAHERTY & CRUMRINE PFD INC | $0 | – | -10,996 | – | -0.02% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -10,579 | – | -0.02% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -11,450 | – | -0.02% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -10,030 | – | -0.02% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -14,305 | – | -0.02% | – |
| LGCY | Exit | LEGACY RESVS LPunit lp int | $0 | – | -35,863 | – | -0.02% | – |
| NPT | Exit | NUVEEN PREM INCOME MUN FD 4 | $0 | – | -10,936 | – | -0.02% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -15,613 | – | -0.02% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -11,500 | – | -0.02% | – |
| PSLV | Exit | SPROTT PHYSICAL SILVER TRtr unit | $0 | – | -28,200 | – | -0.03% | – |
| TEF | Exit | TELEFONICA S Asponsored adr | $0 | – | -13,584 | – | -0.03% | – |
| NTX | Exit | NUVEEN TEX QUALITY INCOME MU | $0 | – | -12,325 | – | -0.03% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -27,297 | – | -0.03% | – |
| ERC | Exit | WELLS FARGO ADVANTAGE MULTI | $0 | – | -16,135 | – | -0.03% | – |
| GLV | Exit | CLOUGH GLOBAL ALLOCATION FD | $0 | – | -14,213 | – | -0.03% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -13,010 | – | -0.03% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -14,336 | – | -0.03% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -2,740 | – | -0.03% | – |
| SPE | Exit | SPECIAL OPPORTUNITIES FD INC | $0 | – | -14,108 | – | -0.03% | – |
| EOG | Exit | EOG RES INC | $0 | – | -2,794 | – | -0.03% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -2,000 | – | -0.03% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -11,000 | – | -0.04% | – |
| VCF | Exit | DELAWARE INV CO MUN INC FD I | $0 | – | -15,760 | – | -0.04% | – |
| XL | Exit | XL GROUP PLC | $0 | – | -6,091 | – | -0.04% | – |
| TSC | Exit | TRISTATE CAP HLDGS INC | $0 | – | -19,688 | – | -0.04% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -16,865 | – | -0.04% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -9,195 | – | -0.04% | – |
| NPV | Exit | NUVEEN VA PREM INCOME MUN FD | $0 | – | -18,585 | – | -0.04% | – |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -2,180 | – | -0.04% | – |
| Exit | ARES CAP CORPnote 5.750% 2/0 | $0 | – | -255 | – | -0.04% | – | |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -15,270 | – | -0.04% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -55,820 | – | -0.04% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -18,745 | – | -0.04% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -7,187 | – | -0.04% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -26,484 | – | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -6,715 | – | -0.04% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -22,154 | – | -0.05% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -44,100 | – | -0.05% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -3,200 | – | -0.05% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -5,740 | – | -0.05% | – |
| INTC | Exit | INTEL CORP | $0 | – | -9,447 | – | -0.05% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -5,093 | – | -0.05% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -5,481 | – | -0.05% | – |
| HES | Exit | HESS CORP | $0 | – | -6,158 | – | -0.05% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -7,630 | – | -0.05% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -2,418 | – | -0.05% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -7,078 | – | -0.05% | – |
| GG | Exit | GOLDCORP INC NEW | $0 | – | -25,352 | – | -0.05% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME FUN | $0 | – | -41,247 | – | -0.05% | – |
| LUK | Exit | LEUCADIA NATL CORP | $0 | – | -16,085 | – | -0.05% | – |
| DEM | Exit | WISDOMTREE TRemer mkt high fd | $0 | – | -9,700 | – | -0.05% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -72,270 | – | -0.06% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -10,161 | – | -0.06% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -3,114 | – | -0.06% | – |
| BTA | Exit | BLACKROCK LONG-TERM MUNI ADV | $0 | – | -32,105 | – | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -7,576 | – | -0.06% | – |
| PB | Exit | PROSPERITY BANCSHARES INC | $0 | – | -7,369 | – | -0.06% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -39,500 | – | -0.06% | – |
| APA | Exit | APACHE CORP | $0 | – | -9,440 | – | -0.06% | – |
| PGX | Exit | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $0 | – | -25,900 | – | -0.06% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -9,950 | – | -0.06% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -6,005 | – | -0.06% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -4,018 | – | -0.06% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -7,923 | – | -0.06% | – |
| MGK | Exit | VANGUARD WORLD FDmega grwth ind | $0 | – | -5,200 | – | -0.07% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -3,700 | – | -0.07% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -10,180 | – | -0.07% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -56,446 | – | -0.07% | – |
| RWT | Exit | REDWOOD TR INC | $0 | – | -29,991 | – | -0.07% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -3,570 | – | -0.07% | – |
| IGSB | Exit | ISHARES TR1-3 yr cr bd etf | $0 | – | -3,949 | – | -0.07% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -7,859 | – | -0.07% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -11,265 | – | -0.07% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -58,346 | – | -0.07% | – |
| PBCT | Exit | PEOPLES UNITED FINANCIAL INC | $0 | – | -27,755 | – | -0.07% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -27,301 | – | -0.07% | – |
| BA | Exit | BOEING CO | $0 | – | -3,404 | – | -0.07% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -3,800 | – | -0.07% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -7,455 | – | -0.07% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -22,122 | – | -0.08% | – |
| HTGC | Exit | HERCULES TECH GROWTH CAP INC | $0 | – | -45,400 | – | -0.08% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -4,350 | – | -0.08% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -11,835 | – | -0.08% | – |
| NNC | Exit | NUVEEN N C PREM INCOME MUN F | $0 | – | -39,160 | – | -0.08% | – |
| MAIN | Exit | MAIN STREET CAPITAL CORP | $0 | – | -18,878 | – | -0.08% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -10,000 | – | -0.09% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -9,354 | – | -0.09% | – |
| ARI | Exit | APOLLO COML REAL EST FIN INC | $0 | – | -33,671 | – | -0.09% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY FD IN | $0 | – | -38,531 | – | -0.09% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -11,937 | – | -0.09% | – |
| Exit | STARWOOD PPTY TR INCnote 4.550% 3/0 | $0 | – | -565 | – | -0.09% | – | |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -7,145 | – | -0.09% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -7,904 | – | -0.09% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -5,450 | – | -0.10% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -15,885 | – | -0.10% | – |
| TCP | Exit | TC PIPELINES LP | $0 | – | -12,600 | – | -0.10% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -8,271 | – | -0.10% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -20,295 | – | -0.11% | – |
| GOV | Exit | GOVERNMENT PPTYS INCOME TR | $0 | – | -40,325 | – | -0.11% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -6,660 | – | -0.11% | – |
| FDI | Exit | FORT DEARBORN INCOME SECS IN | $0 | – | -48,778 | – | -0.11% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -3,655 | – | -0.12% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -3,308 | – | -0.12% | – |
| Exit | APOLLO INVT CORPnote 5.750% 1/1 | $0 | – | -715 | – | -0.12% | – | |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -16,219 | – | -0.12% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -12,052 | – | -0.12% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INC | $0 | – | -9,288 | – | -0.12% | – |
| NOBL | Exit | PROSHARES TRs&p 500 dv arist | $0 | – | -15,773 | – | -0.12% | – |
| HWC | Exit | HANCOCK HLDG CO | $0 | – | -27,207 | – | -0.12% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -5,153 | – | -0.12% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -10,702 | – | -0.12% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -23,658 | – | -0.12% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -7,860 | – | -0.13% | – |
| COH | Exit | COACH INC | $0 | – | -28,405 | – | -0.14% | – |
| AVNU | Exit | AVENUE FINL HLDGS INC | $0 | – | -63,260 | – | -0.14% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -18,114 | – | -0.14% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -87,952 | – | -0.14% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -14,598 | – | -0.14% | – |
| FHI | Exit | FEDERATED INVS INC PAcl b | $0 | – | -30,716 | – | -0.15% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -139,556 | – | -0.15% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -20,585 | – | -0.15% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -8,745 | – | -0.16% | – |
| PCEF | Exit | POWERSHARES ETF TRUST II | $0 | – | -45,545 | – | -0.16% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -21,221 | – | -0.16% | – |
| RYE | Exit | RYDEX ETF TRUSTgug s&p500eqwten | $0 | – | -21,125 | – | -0.17% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -78,105 | – | -0.17% | – |
| LEG | Exit | LEGGETT & PLATT INC | $0 | – | -26,546 | – | -0.18% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -12,182 | – | -0.19% | – |
| TCBI | Exit | TEXAS CAPITAL BANCSHARES INC | $0 | – | -22,000 | – | -0.19% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -56,570 | – | -0.19% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -117,800 | – | -0.20% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -39,000 | – | -0.20% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -25,917 | – | -0.20% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -157,005 | – | -0.23% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -33,505 | – | -0.23% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspnsr adr no par | $0 | – | -45,166 | – | -0.24% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -250,924 | – | -0.24% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -159,050 | – | -0.24% | – |
| NQU | Exit | NUVEEN QUALITY INCOME MUN FD | $0 | – | -116,323 | – | -0.26% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -30,600 | – | -0.26% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -85,760 | – | -0.27% | – |
| BANX | Exit | STONECASTLE FINL CORP | $0 | – | -97,832 | – | -0.27% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -153,505 | – | -0.27% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -212,776 | – | -0.28% | – |
| GNBC | Exit | GREEN BANCORP INC | $0 | – | -147,956 | – | -0.28% | – |
| GLW | Exit | CORNING INC | $0 | – | -101,111 | – | -0.28% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -71,150 | – | -0.30% | – |
| AJG | Exit | GALLAGHER ARTHUR J & CO | $0 | – | -44,570 | – | -0.30% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -45,747 | – | -0.31% | – |
| EWJ | Exit | ISHARESmsci japan etf | $0 | – | -164,800 | – | -0.31% | – |
| KO | Exit | COCA COLA CO | $0 | – | -47,096 | – | -0.31% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -174,978 | – | -0.31% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -13,929 | – | -0.32% | – |
| XRX | Exit | XEROX CORP | $0 | – | -199,825 | – | -0.32% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -27,096 | – | -0.32% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -28,240 | – | -0.33% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -34,970 | – | -0.33% | – |
| SDIV | Exit | GLOBAL X FDSglb x superdiv | $0 | – | -103,250 | – | -0.33% | – |
| JHP | Exit | NUVEEN QUALITY PFD INC FD 3 | $0 | – | -254,390 | – | -0.34% | – |
| OHI | Exit | OMEGA HEALTHCARE INVS INC | $0 | – | -58,488 | – | -0.34% | – |
| BACWSA | Exit | BANK AMER CORP*w exp 01/16/201 | $0 | – | -365,705 | – | -0.34% | – |
| BANC | Exit | BANC CALIF INC | $0 | – | -174,910 | – | -0.35% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -21,732 | – | -0.37% | – |
| MMM | Exit | 3M CO | $0 | – | -15,908 | – | -0.37% | – |
| VTR | Exit | VENTAS INC | $0 | – | -40,550 | – | -0.37% | – |
| V | Exit | VISA INC | $0 | – | -33,040 | – | -0.38% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -29,904 | – | -0.39% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -78,584 | – | -0.40% | – |
| UTHR | Exit | UNITED THERAPEUTICS CORP DEL | $0 | – | -18,795 | – | -0.41% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -185,519 | – | -0.41% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -44,050 | – | -0.41% | – |
| PFE | Exit | PFIZER INC | $0 | – | -79,612 | – | -0.41% | – |
| NPF | Exit | NUVEEN PREMIER MUN INCOME FD | $0 | – | -194,992 | – | -0.42% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -124,605 | – | -0.42% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -131,663 | – | -0.43% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -60,750 | – | -0.43% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -4,108 | – | -0.43% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -102,670 | – | -0.44% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -154,370 | – | -0.47% | – |
| MTG | Exit | MGIC INVT CORP WIS | $0 | – | -307,380 | – | -0.47% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -39,145 | – | -0.47% | – |
| JPMWS | Exit | JPMORGAN CHASE & CO*w exp 10/28/201 | $0 | – | -145,445 | – | -0.48% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -43,342 | – | -0.49% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACT IN | $0 | – | -61,005 | – | -0.49% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -11,462 | – | -0.51% | – |
| NPP | Exit | NUVEEN PERFORMANCE PLUS MUN | $0 | – | -221,387 | – | -0.52% | – |
| CAR | Exit | AVIS BUDGET GROUP | $0 | – | -72,720 | – | -0.52% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -81,140 | – | -0.53% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -39,838 | – | -0.53% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -34,927 | – | -0.54% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -75,671 | – | -0.54% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -256,407 | – | -0.55% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -81,578 | – | -0.55% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INC | $0 | – | -203,230 | – | -0.56% | – |
| TD | Exit | TORONTO DOMINION BK ONT | $0 | – | -86,848 | – | -0.56% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -69,863 | – | -0.57% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -98,330 | – | -0.57% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCcl a | $0 | – | -137,800 | – | -0.57% | – |
| NCR | Exit | NCR CORP NEW | $0 | – | -154,705 | – | -0.58% | – |
| DISCA | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -136,480 | – | -0.58% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -120,728 | – | -0.60% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -238,795 | – | -0.61% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -195,337 | – | -0.62% | – |
| OUTR | Exit | OUTERWALL INC | $0 | – | -68,265 | – | -0.64% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -65,998 | – | -0.64% | – |
| C | Exit | CITIGROUP INC | $0 | – | -83,666 | – | -0.68% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -206,020 | – | -0.69% | – |
| ADT | Exit | THE ADT CORPORATION | $0 | – | -142,880 | – | -0.70% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -406,546 | – | -0.72% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -216,187 | – | -0.72% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -46,010 | – | -0.73% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -267,567 | – | -0.74% | – |
| MKC | Exit | MCCORMICK & CO INC | $0 | – | -57,245 | – | -0.77% | – |
| SNH | Exit | SENIOR HSG PPTYS TRsh ben int | $0 | – | -292,751 | – | -0.78% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -73,370 | – | -0.79% | – |
| AMCX | Exit | AMC NETWORKS INCcl a | $0 | – | -65,800 | – | -0.79% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -79,700 | – | -0.80% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -266,787 | – | -0.80% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -197,960 | – | -0.81% | – |
| WBK | Exit | WESTPAC BKG CORPsponsored adr | $0 | – | -252,742 | – | -0.88% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOM | $0 | – | -285,995 | – | -0.88% | – |
| T | Exit | AT&T INC | $0 | – | -164,781 | – | -0.88% | – |
| BPOP | Exit | POPULAR INC | $0 | – | -179,175 | – | -0.89% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -56,715 | – | -0.92% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -1,379,375 | – | -0.95% | – |
| TGE | Exit | TALLGRASS ENERGY GP LP | $0 | – | -298,436 | – | -0.98% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -459,364 | – | -1.00% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -252,617 | – | -1.03% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -1,138,136 | – | -1.08% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -516,356 | – | -1.14% | – |
| AAPL | Exit | APPLE INC | $0 | – | -72,222 | – | -1.31% | – |
| RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -109,252 | – | -1.32% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT L | $0 | – | -347,727 | – | -1.36% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -636,271 | – | -1.43% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFD | $0 | – | -432,982 | – | -1.60% | – | |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -228,933 | – | -1.67% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -780,287 | – | -1.67% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -862,088 | – | -1.73% | – |
| HTS | Exit | HATTERAS FINL CORP | $0 | – | -725,015 | – | -1.81% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -425,535 | – | -1.94% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -2,636,386 | – | -2.16% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -190,303 | – | -2.33% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -555,773 | – | -2.68% | – |
| NGLS | Exit | TARGA RESOURCES PARTNERS LP | $0 | – | -625,862 | – | -2.99% | – |
| TEP | Exit | TALLGRASS ENERGY PARTNERS LP | $0 | – | -526,170 | – | -3.40% | – |
| CEN | Exit | CENTER COAST MLP & INFRSTR F | $0 | – | -2,234,889 | – | -4.29% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -6,216,910 | – | -4.60% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $27,976,000 | -8.9% | 6,216,910 | +0.4% | 4.60% | +16.0% |
| CEN | Buy | CENTER COAST MLP & INFRSTR F | $26,081,000 | -12.1% | 2,234,889 | +15.0% | 4.29% | +11.9% |
| TEP | Buy | TALLGRASS ENERGY PARTNERS LP | $20,673,000 | -17.2% | 526,170 | +1.3% | 3.40% | +5.5% |
| NGLS | Buy | TARGA RESOURCES PARTNERS LP | $18,175,000 | +55.3% | 625,862 | +106.4% | 2.99% | +97.8% |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $16,262,000 | +12.2% | 555,773 | +30.3% | 2.68% | +42.8% |
| XOM | Buy | EXXON MOBIL CORP | $14,150,000 | -6.2% | 190,303 | +5.0% | 2.33% | +19.5% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $13,156,000 | -24.5% | 2,636,386 | -1.5% | 2.16% | -3.9% |
| KMI | Sell | KINDER MORGAN INC DEL | $11,779,000 | -76.9% | 425,535 | -67.9% | 1.94% | -70.5% |
| HTS | Sell | HATTERAS FINL CORP | $10,984,000 | -9.8% | 725,015 | -3.0% | 1.81% | +14.9% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $10,492,000 | -6.6% | 862,088 | -2.8% | 1.73% | +18.9% |
| NEA | Buy | NUVEEN AMT-FREE MUN INCOME F | $10,167,000 | +51.5% | 780,287 | +48.2% | 1.67% | +93.0% |
| MSFT | Sell | MICROSOFT CORP | $10,135,000 | -5.7% | 228,933 | -6.0% | 1.67% | +20.0% |
| Buy | FLAHERTY & CRUMRINE DYN PFD | $9,690,000 | +9.2% | 432,982 | +8.8% | 1.60% | +39.1% | |
| NPM | Buy | NUVEEN PREM INCOME MUN FD 2 | $8,685,000 | +38.4% | 636,271 | +34.7% | 1.43% | +76.2% |
| EEQ | Buy | ENBRIDGE ENERGY MANAGEMENT L | $8,269,000 | -26.6% | 347,727 | +1.9% | 1.36% | -6.5% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $8,037,000 | -6.6% | 109,252 | +1.3% | 1.32% | +19.0% |
| AAPL | Sell | APPLE INC | $7,970,000 | -15.8% | 72,222 | -4.2% | 1.31% | +7.3% |
| NPI | Buy | NUVEEN PREM INCOME MUN FD | $6,919,000 | +19.9% | 516,356 | +17.6% | 1.14% | +52.7% |
| GNT | Sell | GAMCO NAT RES GOLD & INCOMEsh ben int | $6,590,000 | -26.4% | 1,138,136 | -2.8% | 1.08% | -6.2% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $6,245,000 | -24.6% | 252,617 | +1.6% | 1.03% | -4.0% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $6,050,000 | -5.9% | 459,364 | +16.5% | 1.00% | +19.9% |
| TGE | Buy | TALLGRASS ENERGY GP LP | $5,930,000 | -26.1% | 298,436 | +19.6% | 0.98% | -5.9% |
| VVR | Buy | INVESCO SR INCOME TR | $5,766,000 | -5.5% | 1,379,375 | +0.8% | 0.95% | +20.3% |
| GILD | Buy | GILEAD SCIENCES INC | $5,563,000 | +48.5% | 56,715 | +77.1% | 0.92% | +89.3% |
| BPOP | Buy | POPULAR INC | $5,416,000 | +42.6% | 179,175 | +36.2% | 0.89% | +81.5% |
| T | Sell | AT&T INC | $5,368,000 | -8.6% | 164,781 | -0.4% | 0.88% | +16.5% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $5,362,000 | +1.1% | 285,995 | +0.6% | 0.88% | +28.7% |
| WBK | Sell | WESTPAC BKG CORPsponsored adr | $5,322,000 | -72.6% | 252,742 | -67.8% | 0.88% | -65.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $4,930,000 | -13.0% | 197,960 | +4.4% | 0.81% | +10.8% |
| NTG | New | TORTOISE MLP FD INC | $4,888,000 | – | 266,787 | – | 0.80% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $4,860,000 | -5.0% | 79,700 | +5.5% | 0.80% | +21.0% |
| AMCX | Buy | AMC NETWORKS INCcl a | $4,809,000 | +5.1% | 65,800 | +17.7% | 0.79% | +34.0% |
| IAC | Sell | IAC INTERACTIVECORP | $4,793,000 | -46.9% | 73,370 | -35.2% | 0.79% | -32.4% |
| SNH | Sell | SENIOR HSG PPTYS TRsh ben int | $4,743,000 | -56.8% | 292,751 | -53.2% | 0.78% | -45.0% |
| MKC | Sell | MCCORMICK & CO INC | $4,704,000 | -0.8% | 57,245 | -2.3% | 0.77% | +26.3% |
| KKR | Buy | KKR & CO L P DEL | $4,487,000 | -14.9% | 267,567 | +16.2% | 0.74% | +8.5% |
| UAA | Sell | UNDER ARMOUR INCcl a | $4,453,000 | -10.2% | 46,010 | -22.6% | 0.73% | +14.4% |
| BBN | Buy | BLACKROCK TAX MUNICPAL BD TR | $4,363,000 | +29.2% | 216,187 | +27.2% | 0.72% | +64.7% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $4,350,000 | -70.5% | 406,546 | -66.8% | 0.72% | -62.4% |
| ADT | Buy | THE ADT CORPORATION | $4,271,000 | +5.6% | 142,880 | +18.4% | 0.70% | +34.4% |
| ALLY | Buy | ALLY FINL INC | $4,192,000 | +4.4% | 206,020 | +15.1% | 0.69% | +32.9% |
| C | Buy | CITIGROUP INC | $4,151,000 | +1.8% | 83,666 | +13.6% | 0.68% | +29.6% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,907,000 | -20.8% | 65,998 | -11.0% | 0.64% | +0.9% |
| OUTR | Buy | OUTERWALL INC | $3,897,000 | -16.9% | 68,265 | +10.8% | 0.64% | +5.8% |
| NBD | Buy | NUVEEN BUILD AMER BD OPPTNY | $3,793,000 | +6.2% | 195,337 | +7.6% | 0.62% | +35.1% |
| BAC | Sell | BANK AMER CORP | $3,721,000 | -16.9% | 238,795 | -9.2% | 0.61% | +5.7% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $3,668,000 | -14.7% | 120,728 | +22.4% | 0.60% | +8.6% |
| DISCA | Sell | DISCOVERY COMMUNICATNS NEW | $3,557,000 | -49.7% | 136,480 | -35.8% | 0.58% | -36.0% |
| NCR | Buy | NCR CORP NEW | $3,522,000 | -13.8% | 154,705 | +14.2% | 0.58% | +9.8% |
| SBGI | Buy | SINCLAIR BROADCAST GROUP INCcl a | $3,489,000 | +673.6% | 137,800 | +753.5% | 0.57% | +889.7% |
| HAL | Buy | HALLIBURTON CO | $3,472,000 | -4.1% | 98,330 | +17.1% | 0.57% | +22.0% |
| MRK | Sell | MERCK & CO INC NEW | $3,450,000 | -44.6% | 69,863 | -36.1% | 0.57% | -29.4% |
| TD | Sell | TORONTO DOMINION BK ONT | $3,424,000 | -19.0% | 86,848 | -12.7% | 0.56% | +3.3% |
| HTZ | Buy | HERTZ GLOBAL HOLDINGS INC | $3,403,000 | -0.0% | 203,230 | +8.3% | 0.56% | +27.3% |
| ZTS | Buy | ZOETIS INCcl a | $3,348,000 | +94.0% | 81,578 | +127.7% | 0.55% | +147.1% |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $3,338,000 | +2.5% | 256,407 | -0.7% | 0.55% | +30.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $3,292,000 | +2.1% | 75,671 | +9.2% | 0.54% | +30.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,261,000 | +21.8% | 34,927 | +27.1% | 0.54% | +55.2% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $3,218,000 | +2.0% | 39,838 | +12.3% | 0.53% | +29.9% |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $3,218,000 | – | 81,140 | – | 0.53% | – |
| CAR | New | AVIS BUDGET GROUP | $3,176,000 | – | 72,720 | – | 0.52% | – |
| NPP | Buy | NUVEEN PERFORMANCE PLUS MUN | $3,139,000 | +129.3% | 221,387 | +126.9% | 0.52% | +192.1% |
| AGN | Buy | ALLERGAN PLC | $3,115,000 | -10.3% | 11,462 | +0.2% | 0.51% | +14.3% |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $2,996,000 | – | 61,005 | – | 0.49% | – |
| SLB | Buy | SCHLUMBERGER LTD | $2,986,000 | -4.9% | 43,342 | +18.8% | 0.49% | +20.9% |
| JPMWS | Buy | JPMORGAN CHASE & CO*w exp 10/28/201 | $2,904,000 | -1.6% | 145,445 | +21.9% | 0.48% | +25.5% |
| DVY | Sell | ISHARES TRselect divid etf | $2,848,000 | -11.9% | 39,145 | -9.0% | 0.47% | +12.2% |
| MTG | Buy | MGIC INVT CORP WIS | $2,846,000 | +455.9% | 307,380 | +583.1% | 0.47% | +609.1% |
| CSCO | Sell | CISCO SYS INC | $2,695,000 | -52.4% | 102,670 | -50.2% | 0.44% | -39.3% |
| GOOGL | Sell | GOOGLE INCcl a | $2,622,000 | -10.8% | 4,108 | -24.5% | 0.43% | +13.7% |
| TSN | Sell | TYSON FOODS INCcl a | $2,618,000 | -5.6% | 60,750 | -6.7% | 0.43% | +20.4% |
| NBB | Buy | NUVEEN BUILD AMER BD FD | $2,587,000 | +13.8% | 131,663 | +12.1% | 0.43% | +44.9% |
| OI | Buy | OWENS ILL INC | $2,585,000 | +492.9% | 124,605 | +555.8% | 0.42% | +658.9% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $2,545,000 | +26.2% | 194,992 | +24.8% | 0.42% | +60.5% |
| SBUX | New | STARBUCKS CORP | $2,504,000 | – | 44,050 | – | 0.41% | – |
| PFE | Buy | PFIZER INC | $2,501,000 | +4.1% | 79,612 | +11.1% | 0.41% | +32.5% |
| NQS | Buy | NUVEEN SELECT QUALITY MUN FD | $2,480,000 | +12.0% | 185,519 | +10.8% | 0.41% | +42.7% |
| UTHR | Buy | UNITED THERAPEUTICS CORP DEL | $2,466,000 | -16.8% | 18,795 | +10.3% | 0.41% | +6.0% |
| BP | Buy | BP PLCsponsored adr | $2,402,000 | -17.4% | 78,584 | +8.1% | 0.40% | +5.1% |
| CVX | Buy | CHEVRON CORP NEW | $2,359,000 | -14.4% | 29,904 | +4.7% | 0.39% | +9.0% |
| V | New | VISA INC | $2,302,000 | – | 33,040 | – | 0.38% | – |
| VTR | Buy | VENTAS INC | $2,273,000 | -9.0% | 40,550 | +0.8% | 0.37% | +15.8% |
| MMM | Buy | 3M CO | $2,255,000 | -7.3% | 15,908 | +0.9% | 0.37% | +18.2% |
| DIS | New | DISNEY WALT CO | $2,221,000 | – | 21,732 | – | 0.37% | – |
| BANC | Buy | BANC CALIF INC | $2,147,000 | +14.9% | 174,910 | +28.9% | 0.35% | +45.9% |
| BACWSA | New | BANK AMER CORP*w exp 01/16/201 | $2,098,000 | – | 365,705 | – | 0.34% | – |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $2,056,000 | +10.5% | 58,488 | +8.0% | 0.34% | +40.8% |
| JHP | Sell | NUVEEN QUALITY PFD INC FD 3 | $2,040,000 | -1.9% | 254,390 | -0.3% | 0.34% | +24.9% |
| SDIV | Sell | GLOBAL X FDSglb x superdiv | $2,029,000 | -12.3% | 103,250 | -1.1% | 0.33% | +11.7% |
| BBBY | Buy | BED BATH & BEYOND INC | $1,994,000 | -16.4% | 34,970 | +1.2% | 0.33% | +6.5% |
| MJN | New | MEAD JOHNSON NUTRITION CO | $1,989,000 | – | 28,240 | – | 0.33% | – |
| PG | Buy | PROCTER & GAMBLE CO | $1,947,000 | +106.0% | 27,096 | +124.5% | 0.32% | +162.3% |
| AMGN | New | AMGEN INC | $1,926,000 | – | 13,929 | – | 0.32% | – |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $1,902,000 | -19.2% | 174,978 | -1.3% | 0.31% | +3.0% |
| KO | Buy | COCA COLA CO | $1,888,000 | +3.3% | 47,096 | +1.1% | 0.31% | +31.8% |
| EWJ | Buy | ISHARESmsci japan etf | $1,884,000 | -10.6% | 164,800 | +0.2% | 0.31% | +14.0% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $1,880,000 | -25.4% | 45,747 | -5.2% | 0.31% | -5.2% |
| AJG | Buy | GALLAGHER ARTHUR J & CO | $1,840,000 | -11.4% | 44,570 | +1.5% | 0.30% | +13.1% |
| GE | Buy | GENERAL ELECTRIC CO | $1,797,000 | +1.2% | 71,150 | +6.7% | 0.30% | +29.3% |
| GLW | Buy | CORNING INC | $1,731,000 | -12.2% | 101,111 | +1.2% | 0.28% | +11.8% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $1,698,000 | -8.2% | 212,776 | -1.0% | 0.28% | +16.7% |
| GNBC | Buy | GREEN BANCORP INC | $1,697,000 | -17.1% | 147,956 | +11.0% | 0.28% | +5.3% |
| DNIF | Sell | DIVIDEND & INCOME FUND | $1,666,000 | -44.4% | 153,505 | -27.6% | 0.27% | -29.2% |
| BANX | Buy | STONECASTLE FINL CORP | $1,646,000 | +6.0% | 97,832 | +9.0% | 0.27% | +34.8% |
| WFC | Buy | WELLS FARGO & CO NEW | $1,571,000 | -3.3% | 30,600 | +5.7% | 0.26% | +23.3% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $1,569,000 | +59.3% | 116,323 | +57.6% | 0.26% | +103.1% |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $1,478,000 | -21.5% | 159,050 | -7.3% | 0.24% | 0.0% |
| NCV | Sell | ALLIANZGI CONV & INCOME FD | $1,463,000 | -56.8% | 250,924 | -39.8% | 0.24% | -44.9% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $1,435,000 | +2.4% | 45,166 | +17.6% | 0.24% | +30.4% |
| DOW | Sell | DOW CHEM CO | $1,421,000 | -76.6% | 33,505 | -71.7% | 0.23% | -70.2% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $1,411,000 | -3.7% | 157,005 | -1.9% | 0.23% | +22.8% |
| COP | Sell | CONOCOPHILLIPS | $1,243,000 | -56.6% | 25,917 | -44.4% | 0.20% | -44.6% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $1,184,000 | -4.2% | 117,800 | -2.7% | 0.20% | +21.9% |
| POT | Sell | POTASH CORP SASK INC | $1,162,000 | -78.0% | 56,570 | -66.9% | 0.19% | -72.0% |
| PEP | Sell | PEPSICO INC | $1,147,000 | -4.3% | 12,182 | -5.2% | 0.19% | +21.9% |
| F | Sell | FORD MTR CO DEL | $1,060,000 | -77.8% | 78,105 | -75.5% | 0.17% | -71.8% |
| RYE | Buy | RYDEX ETF TRUSTgug s&p500eqwten | $1,046,000 | -22.7% | 21,125 | +0.4% | 0.17% | -1.7% |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $971,000 | +6.6% | 21,221 | -3.2% | 0.16% | +35.6% |
| PCEF | Sell | POWERSHARES ETF TRUST II | $956,000 | -10.9% | 45,545 | -3.1% | 0.16% | +12.9% |
| KMB | Sell | KIMBERLY CLARK CORP | $954,000 | +2.7% | 8,745 | -0.2% | 0.16% | +30.8% |
| EMR | Buy | EMERSON ELEC CO | $907,000 | -3.4% | 20,585 | +21.6% | 0.15% | +23.1% |
| UPLMQ | New | ULTRA PETROLEUM CORP | $892,000 | – | 139,556 | – | 0.15% | – |
| FHI | Sell | FEDERATED INVS INC PAcl b | $888,000 | -27.9% | 30,716 | -16.4% | 0.15% | -8.2% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $875,000 | -33.3% | 87,952 | -27.6% | 0.14% | -14.8% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $864,000 | +1.6% | 18,114 | +22.2% | 0.14% | +29.1% |
| AVNU | Buy | AVENUE FINL HLDGS INC | $835,000 | +7.6% | 63,260 | +2.9% | 0.14% | +37.0% |
| COH | Buy | COACH INC | $822,000 | -15.5% | 28,405 | +1.1% | 0.14% | +7.1% |
| KHC | New | KRAFT HEINZ CO | $756,000 | – | 10,702 | – | 0.12% | – |
| WPZ | Buy | WILLIAMS PARTNERS L P NEW | $756,000 | +14.4% | 23,658 | +73.2% | 0.12% | +45.9% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $747,000 | -11.9% | 5,153 | -1.0% | 0.12% | +11.8% |
| HWC | Buy | HANCOCK HLDG CO | $740,000 | +14.2% | 27,207 | +34.0% | 0.12% | +45.2% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $735,000 | +14.3% | 9,288 | +5.3% | 0.12% | +45.8% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $733,000 | -5.3% | 15,773 | +0.2% | 0.12% | +21.0% |
| TTE | Buy | TOTAL S Asponsored adr | $723,000 | +25.1% | 16,219 | +37.9% | 0.12% | +58.7% |
| Buy | APOLLO INVT CORPnote 5.750% 1/1 | $717,000 | +2.1% | 715 | +2.9% | 0.12% | +29.7% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $700,000 | -22.5% | 3,655 | -16.6% | 0.12% | -1.7% |
| FDI | Sell | FORT DEARBORN INCOME SECS IN | $688,000 | +1.5% | 48,778 | -0.8% | 0.11% | +28.4% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $678,000 | -69.9% | 6,660 | -68.3% | 0.11% | -61.5% |
| BX | Buy | BLACKSTONE GROUP L P | $645,000 | -20.7% | 20,295 | +2.0% | 0.11% | +1.0% |
| GOV | New | GOVERNMENT PPTYS INCOME TR | $645,000 | – | 40,325 | – | 0.11% | – |
| PSX | Buy | PHILLIPS 66 | $636,000 | -3.8% | 8,271 | +0.8% | 0.10% | +23.5% |
| DVN | Sell | DEVON ENERGY CORP NEW | $589,000 | -38.6% | 15,885 | -1.5% | 0.10% | -21.8% |
| Buy | STARWOOD PPTY TR INCnote 4.550% 3/0 | $568,000 | +0.4% | 565 | +2.7% | 0.09% | +27.4% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $566,000 | -60.8% | 11,937 | -52.9% | 0.09% | -50.3% |
| NIO | Sell | NUVEEN MUN OPPORTUNITY FD IN | $543,000 | -87.4% | 38,531 | -87.8% | 0.09% | -84.0% |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $528,000 | +40.4% | 33,671 | +46.9% | 0.09% | +77.6% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $504,000 | +13.5% | 18,878 | +35.7% | 0.08% | +45.6% |
| STWD | Sell | STARWOOD PPTY TR INC | $454,000 | -9.4% | 22,122 | -4.7% | 0.08% | +15.4% |
| HTGC | Buy | HERCULES TECH GROWTH CAP INC | $458,000 | -8.2% | 45,400 | +5.6% | 0.08% | +17.2% |
| BA | Sell | BOEING CO | $446,000 | -11.0% | 3,404 | -5.8% | 0.07% | +12.3% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $438,000 | +11.7% | 58,346 | +29.2% | 0.07% | +41.2% |
| PBCT | Buy | PEOPLES UNITED FINANCIAL INC | $439,000 | +35.1% | 27,755 | +38.3% | 0.07% | +71.4% |
| NEM | Sell | NEWMONT MINING CORP | $439,000 | -85.5% | 27,301 | -78.9% | 0.07% | -81.6% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $433,000 | -73.6% | 11,265 | -71.4% | 0.07% | -66.5% |
| ABBV | Buy | ABBVIE INC | $427,000 | -11.8% | 7,859 | +9.2% | 0.07% | +11.1% |
| IGSB | Sell | ISHARES TR1-3 yr cr bd etf | $415,000 | -14.8% | 3,949 | -14.6% | 0.07% | +7.9% |
| RWT | Buy | REDWOOD TR INC | $415,000 | -11.9% | 29,991 | +0.0% | 0.07% | +11.5% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $407,000 | +37.5% | 56,446 | +52.5% | 0.07% | +76.3% |
| AMP | Buy | AMERIPRISE FINL INC | $404,000 | -0.7% | 3,700 | +13.5% | 0.07% | +24.5% |
| BK | Sell | BANK NEW YORK MELLON CORP | $398,000 | -7.0% | 10,180 | -0.1% | 0.07% | +20.0% |
| MCD | Buy | MCDONALDS CORP | $395,000 | +10.0% | 4,018 | +6.3% | 0.06% | +41.3% |
| CAT | Sell | CATERPILLAR INC DEL | $391,000 | -43.3% | 6,005 | -26.1% | 0.06% | -28.1% |
| APA | Sell | APACHE CORP | $370,000 | -37.3% | 9,440 | -7.8% | 0.06% | -19.7% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $366,000 | -23.1% | 7,576 | +1.9% | 0.06% | -3.2% |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV | $353,000 | – | 32,105 | – | 0.06% | – |
| CCP | New | CARE CAP PPTYS INC | $335,000 | – | 10,161 | – | 0.06% | – |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $335,000 | +75.4% | 72,270 | +79.3% | 0.06% | +120.0% |
| LUK | Buy | LEUCADIA NATL CORP | $325,000 | +6.6% | 16,085 | +28.8% | 0.05% | +35.9% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $324,000 | -97.8% | 41,247 | -97.9% | 0.05% | -97.2% |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $325,000 | -21.5% | 9,700 | +1.8% | 0.05% | -1.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $315,000 | +1.0% | 2,418 | +5.7% | 0.05% | +30.0% |
| NS | Sell | NUSTAR ENERGY LP | $317,000 | -39.0% | 7,078 | -19.2% | 0.05% | -22.4% |
| GG | Sell | GOLDCORP INC NEW | $317,000 | -75.5% | 25,352 | -68.2% | 0.05% | -68.9% |
| ABT | Buy | ABBOTT LABS | $307,000 | -10.5% | 7,630 | +9.2% | 0.05% | +15.9% |
| MO | Sell | ALTRIA GROUP INC | $298,000 | +6.4% | 5,481 | -4.4% | 0.05% | +36.1% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $289,000 | +1.0% | 5,093 | +7.2% | 0.05% | +29.7% |
| OAK | Sell | OAKTREE CAP GROUP LLCunit cl a | $285,000 | -39.6% | 5,740 | -35.0% | 0.05% | -23.0% |
| INTC | Buy | INTEL CORP | $283,000 | -0.4% | 9,447 | +1.0% | 0.05% | +27.0% |
| PNNT | Sell | PENNANTPARK INVT CORP | $285,000 | -28.6% | 44,100 | -3.1% | 0.05% | -9.6% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $280,000 | -17.9% | 22,154 | -3.7% | 0.05% | +4.5% |
| RSG | Sell | REPUBLIC SVCS INC | $275,000 | -68.3% | 6,715 | -69.6% | 0.04% | -59.8% |
| BAF | New | BLACKROCK MUNI INCOME INV QL | $262,000 | – | 18,745 | – | 0.04% | – |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $264,000 | -82.4% | 15,270 | -79.9% | 0.04% | -77.8% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $262,000 | -20.6% | 26,484 | -2.0% | 0.04% | 0.0% |
| ORCL | Buy | ORACLE CORP | $260,000 | -4.4% | 7,187 | +6.6% | 0.04% | +22.9% |
| HHC | Buy | HOWARD HUGHES CORP | $253,000 | -17.6% | 2,180 | +2.3% | 0.04% | +5.0% |
| SMCI | New | SUPER MICRO COMPUTER INC | $251,000 | – | 9,195 | – | 0.04% | – |
| ARCC | Sell | ARES CAP CORP | $244,000 | -92.7% | 16,865 | -91.7% | 0.04% | -90.7% |
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $198,000 | – | 14,108 | – | 0.03% | – |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FD | $186,000 | -92.0% | 14,213 | -91.0% | 0.03% | -89.7% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $183,000 | -11.2% | 16,135 | -0.7% | 0.03% | +11.1% |
| GOLD | Sell | BARRICK GOLD CORP | $174,000 | -92.1% | 27,297 | -86.8% | 0.03% | -89.8% |
| NTX | New | NUVEEN TEX QUALITY INCOME MU | $168,000 | – | 12,325 | – | 0.03% | – |
| TEF | Buy | TELEFONICA S Asponsored adr | $163,000 | -4.7% | 13,584 | +12.8% | 0.03% | +22.7% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $152,000 | -47.8% | 15,613 | +0.0% | 0.02% | -34.2% |
| LGCY | Buy | LEGACY RESVS LPunit lp int | $147,000 | -41.0% | 35,863 | +23.3% | 0.02% | -25.0% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $147,000 | -10.9% | 14,305 | -1.2% | 0.02% | +14.3% |
| PFD | Buy | FLAHERTY & CRUMRINE PFD INC | $138,000 | -6.8% | 10,996 | +1.0% | 0.02% | +21.1% |
| BWP | New | BOARDWALK PIPELINE PARTNERSut ltd partner | $137,000 | – | 11,450 | – | 0.02% | – |
| CRY | Sell | CRYOLIFE INC | $105,000 | -30.5% | 10,780 | -19.5% | 0.02% | -15.0% |
| PAAS | Sell | PAN AMERICAN SILVER CORP | $91,000 | -95.1% | 14,337 | -93.4% | 0.02% | -93.8% |
| AGI | New | ALAMOS GOLD INC NEW | $91,000 | – | 24,782 | – | 0.02% | – |
| CMLP | Sell | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $88,000 | -52.9% | 14,202 | -15.1% | 0.01% | -41.7% |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $82,000 | -86.2% | 11,450 | -82.4% | 0.01% | -83.1% |
| CWST | New | CASELLA WASTE SYS INCcl a | $73,000 | – | 12,500 | – | 0.01% | – |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $56,000 | -33.3% | 10,973 | -24.8% | 0.01% | -18.2% |
| SDOCQ | New | SANDRIDGE ENERGY INC | $7,000 | – | 26,500 | – | 0.00% | – |
| KEGXQ | Exit | KEY ENERGY SVCS INC | $0 | – | -15,060 | – | -0.00% | – |
| KMIWS | Exit | KINDER MORGAN INC DEL*w exp 05/25/201 | $0 | – | -11,796 | – | -0.00% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -17,240 | – | -0.01% | – |
| AUQ | Exit | AURICO GOLD INC | $0 | – | -49,116 | – | -0.02% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | – | -0.03% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -2,915 | – | -0.03% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -2,191 | – | -0.03% | – |
| KYN | Exit | KAYNE ANDERSON MLP INVT CO | $0 | – | -7,069 | – | -0.03% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -3,098 | – | -0.03% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -829 | – | -0.03% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -2,826 | – | -0.03% | – |
| MYL | Exit | MYLAN N V | $0 | – | -3,960 | – | -0.04% | – |
| RUSHA | Exit | RUSH ENTERPRISES INCcl a | $0 | – | -11,650 | – | -0.04% | – |
| BIOS | Exit | BIOSCRIP INC | $0 | – | -132,270 | – | -0.06% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -10,702 | – | -0.12% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -23,780 | – | -0.15% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -50,315 | – | -0.18% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -68,280 | – | -0.20% | – |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTord | $0 | – | -24,150 | – | -0.25% | – |
| TDC | Exit | TERADATA CORP DEL | $0 | – | -52,690 | – | -0.25% | – |
| MTW | Exit | MANITOWOC INC | $0 | – | -142,940 | – | -0.36% | – |
| WEN | Exit | WENDYS CO | $0 | – | -308,066 | – | -0.45% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -56,405 | – | -0.46% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -7,396 | – | -0.50% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -73,535 | – | -0.50% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -124,883 | – | -0.53% | – |
| TRGP | Exit | TARGA RES CORP | $0 | – | -49,500 | – | -0.57% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -210,907 | – | -1.04% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KMI | New | KINDER MORGAN INC DEL | $50,951,000 | – | 1,327,196 | – | 6.58% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $30,722,000 | – | 6,193,903 | – | 3.97% | – |
| CEN | New | CENTER COAST MLP & INFRSTR F | $29,683,000 | – | 1,944,102 | – | 3.84% | – |
| TEP | New | TALLGRASS ENERGY PARTNERS LP | $24,971,000 | – | 519,371 | – | 3.23% | – |
| WBK | New | WESTPAC BKG CORPsponsored adr | $19,400,000 | – | 784,162 | – | 2.51% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $17,429,000 | – | 2,677,301 | – | 2.25% | – |
| XOM | New | EXXON MOBIL CORP | $15,081,000 | – | 181,262 | – | 1.95% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $14,743,000 | – | 1,223,513 | – | 1.90% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN | $14,596,000 | – | 1,961,825 | – | 1.89% | – |
| OKS | New | ONEOK PARTNERS LPunit ltd partn | $14,498,000 | – | 426,411 | – | 1.87% | – |
| HTS | New | HATTERAS FINL CORP | $12,180,000 | – | 747,216 | – | 1.57% | – |
| NGLS | New | TARGA RESOURCES PARTNERS LP | $11,703,000 | – | 303,180 | – | 1.51% | – |
| EEQ | New | ENBRIDGE ENERGY MANAGEMENT L | $11,258,000 | – | 341,161 | – | 1.46% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $11,239,000 | – | 887,022 | – | 1.45% | – |
| SNH | New | SENIOR HSG PPTYS TRsh ben int | $10,990,000 | – | 626,187 | – | 1.42% | – |
| MSFT | New | MICROSOFT CORP | $10,753,000 | – | 243,603 | – | 1.39% | – |
| AAPL | New | APPLE INC | $9,467,000 | – | 75,413 | – | 1.22% | – |
| IAC | New | IAC INTERACTIVECORP | $9,029,000 | – | 113,140 | – | 1.17% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $8,953,000 | – | 1,170,389 | – | 1.16% | – |
| New | FLAHERTY & CRUMRINE DYN PFD | $8,877,000 | – | 397,909 | – | 1.15% | – | |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $8,607,000 | – | 107,852 | – | 1.11% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS L P | $8,284,000 | – | 248,551 | – | 1.07% | – |
| TGE | New | TALLGRASS ENERGY GP LP | $8,021,000 | – | 249,473 | – | 1.04% | – |
| HOLX | New | HOLOGIC INC | $8,027,000 | – | 210,907 | – | 1.04% | – |
| DISCA | New | DISCOVERY COMMUNICATNS NEW | $7,069,000 | – | 212,670 | – | 0.91% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $6,709,000 | – | 526,585 | – | 0.87% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $6,432,000 | – | 394,384 | – | 0.83% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $6,274,000 | – | 472,472 | – | 0.81% | – |
| MRK | New | MERCK & CO INC NEW | $6,228,000 | – | 109,389 | – | 0.80% | – |
| VVR | New | INVESCO SR INCOME TR | $6,102,000 | – | 1,368,118 | – | 0.79% | – |
| DOW | New | DOW CHEM CO | $6,069,000 | – | 118,585 | – | 0.78% | – |
| T | New | AT&T INC | $5,875,000 | – | 165,389 | – | 0.76% | – |
| NPI | New | NUVEEN PREM INCOME MUN FD | $5,772,000 | – | 439,236 | – | 0.75% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $5,667,000 | – | 189,577 | – | 0.73% | – |
| CSCO | New | CISCO SYS INC | $5,659,000 | – | 206,068 | – | 0.73% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM | $5,306,000 | – | 284,363 | – | 0.69% | – |
| POT | New | POTASH CORP SASK INC | $5,287,000 | – | 170,700 | – | 0.68% | – |
| KKR | New | KKR & CO L P DEL | $5,272,000 | – | 230,205 | – | 0.68% | – |
| JPM | New | JPMORGAN CHASE & CO | $5,116,000 | – | 75,515 | – | 0.66% | – |
| UAA | New | UNDER ARMOUR INCcl a | $4,958,000 | – | 59,420 | – | 0.64% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $4,932,000 | – | 74,125 | – | 0.64% | – |
| F | New | FORD MTR CO DEL | $4,779,000 | – | 318,350 | – | 0.62% | – |
| MKC | New | MCCORMICK & CO INC | $4,744,000 | – | 58,610 | – | 0.61% | – |
| OUTR | New | OUTERWALL INC | $4,691,000 | – | 61,605 | – | 0.61% | – |
| AMCX | New | AMC NETWORKS INCcl a | $4,575,000 | – | 55,910 | – | 0.59% | – |
| BAC | New | BANK AMER CORP | $4,477,000 | – | 263,045 | – | 0.58% | – |
| TRGP | New | TARGA RES CORP | $4,419,000 | – | 49,500 | – | 0.57% | – |
| NIO | New | NUVEEN MUN OPPORTUNITY FD IN | $4,309,000 | – | 316,572 | – | 0.56% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $4,299,000 | – | 98,663 | – | 0.56% | – |
| TD | New | TORONTO DOMINION BK ONT | $4,228,000 | – | 99,460 | – | 0.55% | – |
| NCR | New | NCR CORP NEW | $4,084,000 | – | 135,450 | – | 0.53% | – |
| C | New | CITIGROUP INC | $4,076,000 | – | 73,670 | – | 0.53% | – |
| SE | New | SPECTRA ENERGY CORP | $4,071,000 | – | 124,883 | – | 0.53% | – |
| ADT | New | THE ADT CORPORATION | $4,046,000 | – | 120,650 | – | 0.52% | – |
| ALLY | New | ALLY FINL INC | $4,016,000 | – | 178,970 | – | 0.52% | – |
| LVLT | New | LEVEL 3 COMMUNICATIONS INC | $3,873,000 | – | 73,535 | – | 0.50% | – |
| GOOG | New | GOOGLE INCcl c | $3,850,000 | – | 7,396 | – | 0.50% | – |
| BPOP | New | POPULAR INC | $3,797,000 | – | 131,590 | – | 0.49% | – |
| GILD | New | GILEAD SCIENCES INC | $3,747,000 | – | 32,025 | – | 0.48% | – |
| HAL | New | HALLIBURTON CO | $3,620,000 | – | 83,950 | – | 0.47% | – |
| NBD | New | NUVEEN BUILD AMER BD OPPTNY | $3,572,000 | – | 181,485 | – | 0.46% | – |
| QCOM | New | QUALCOMM INC | $3,527,000 | – | 56,405 | – | 0.46% | – |
| WEN | New | WENDYS CO | $3,475,000 | – | 308,066 | – | 0.45% | – |
| AGN | New | ALLERGAN PLC | $3,472,000 | – | 11,442 | – | 0.45% | – |
| HTZ | New | HERTZ GLOBAL HOLDINGS INC | $3,404,000 | – | 187,590 | – | 0.44% | – |
| NCV | New | ALLIANZGI CONV & INCOME FD | $3,384,000 | – | 416,703 | – | 0.44% | – |
| BBN | New | BLACKROCK BUILD AMER BD TR | $3,376,000 | – | 169,928 | – | 0.44% | – |
| ARCC | New | ARES CAP CORP | $3,334,000 | – | 202,580 | – | 0.43% | – |
| NQI | New | NUVEEN QUALITY MUN FD INC | $3,258,000 | – | 258,133 | – | 0.42% | – |
| DVY | New | ISHARES TRselect divid etf | $3,233,000 | – | 43,030 | – | 0.42% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $3,225,000 | – | 69,265 | – | 0.42% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $3,154,000 | – | 35,475 | – | 0.41% | – |
| WU | New | WESTERN UN CO | $3,138,000 | – | 154,370 | – | 0.41% | – |
| SLB | New | SCHLUMBERGER LTD | $3,139,000 | – | 36,477 | – | 0.41% | – |
| NEM | New | NEWMONT MINING CORP | $3,023,000 | – | 129,421 | – | 0.39% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $2,997,000 | – | 211,987 | – | 0.39% | – |
| UTHR | New | UNITED THERAPEUTICS CORP DEL | $2,964,000 | – | 17,045 | – | 0.38% | – |
| JPMWS | New | JPMORGAN CHASE & CO*w exp 10/28/201 | $2,951,000 | – | 119,325 | – | 0.38% | – |
| GOOGL | New | GOOGLE INCcl a | $2,940,000 | – | 5,444 | – | 0.38% | – |
| BP | New | BP PLCsponsored adr | $2,908,000 | – | 72,692 | – | 0.38% | – |
| COP | New | CONOCOPHILLIPS | $2,861,000 | – | 46,579 | – | 0.37% | – |
| MTW | New | MANITOWOC INC | $2,802,000 | – | 142,940 | – | 0.36% | – |
| TSN | New | TYSON FOODS INCcl a | $2,774,000 | – | 65,080 | – | 0.36% | – |
| CVX | New | CHEVRON CORP NEW | $2,755,000 | – | 28,550 | – | 0.36% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,678,000 | – | 27,481 | – | 0.35% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,519,000 | – | 48,262 | – | 0.33% | – |
| VTR | New | VENTAS INC | $2,498,000 | – | 40,225 | – | 0.32% | – |
| MMM | New | 3M CO | $2,433,000 | – | 15,768 | – | 0.31% | – |
| PFE | New | PFIZER INC | $2,403,000 | – | 71,675 | – | 0.31% | – |
| BBBY | New | BED BATH & BEYOND INC | $2,384,000 | – | 34,560 | – | 0.31% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $2,355,000 | – | 177,215 | – | 0.30% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION FD | $2,331,000 | – | 158,155 | – | 0.30% | – |
| SDIV | New | GLOBAL X FDSglb x superdiv | $2,314,000 | – | 104,450 | – | 0.30% | – |
| NBB | New | NUVEEN BUILD AMER BD FD | $2,274,000 | – | 117,501 | – | 0.29% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $2,252,000 | – | 21,035 | – | 0.29% | – |
| NQS | New | NUVEEN SELECT QUALITY MUN FD | $2,214,000 | – | 167,464 | – | 0.29% | – |
| GOLD | New | BARRICK GOLD CORP | $2,198,000 | – | 206,152 | – | 0.28% | – |
| XRX | New | XEROX CORP | $2,126,000 | – | 199,825 | – | 0.28% | – |
| EWJ | New | ISHARESmsci japan etf | $2,107,000 | – | 164,450 | – | 0.27% | – |
| JHP | New | NUVEEN QUALITY PFD INC FD 3 | $2,080,000 | – | 255,227 | – | 0.27% | – |
| AJG | New | GALLAGHER ARTHUR J & CO | $2,076,000 | – | 43,895 | – | 0.27% | – |
| GNBC | New | GREEN BANCORP INC | $2,047,000 | – | 133,260 | – | 0.26% | – |
| NPF | New | NUVEEN PREMIER MUN INCOME FD | $2,016,000 | – | 156,252 | – | 0.26% | – |
| GLW | New | CORNING INC | $1,971,000 | – | 99,886 | – | 0.26% | – |
| TDC | New | TERADATA CORP DEL | $1,956,000 | – | 52,690 | – | 0.25% | – |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $1,926,000 | – | 24,150 | – | 0.25% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $1,883,000 | – | 171,620 | – | 0.24% | – |
| BANC | New | BANC CALIF INC | $1,869,000 | – | 135,660 | – | 0.24% | – |
| PAAS | New | PAN AMERICAN SILVER CORP | $1,866,000 | – | 217,265 | – | 0.24% | – |
| OHI | New | OMEGA HEALTHCARE INVS INC | $1,860,000 | – | 54,174 | – | 0.24% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $1,850,000 | – | 214,856 | – | 0.24% | – |
| KO | New | COCA COLA CO | $1,827,000 | – | 46,565 | – | 0.24% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $1,803,000 | – | 85,760 | – | 0.23% | – |
| GE | New | GENERAL ELECTRIC CO | $1,775,000 | – | 66,673 | – | 0.23% | – |
| ZTS | New | ZOETIS INCcl a | $1,726,000 | – | 35,833 | – | 0.22% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $1,641,000 | – | 39,395 | – | 0.21% | – |
| WFC | New | WELLS FARGO & CO NEW | $1,625,000 | – | 28,947 | – | 0.21% | – |
| BHP | New | BHP BILLITON LTDsponsored adr | $1,588,000 | – | 39,000 | – | 0.20% | – |
| SYMC | New | SYMANTEC CORP | $1,589,000 | – | 68,280 | – | 0.20% | – |
| BANX | New | STONECASTLE FINL CORP | $1,553,000 | – | 89,774 | – | 0.20% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $1,499,000 | – | 75,810 | – | 0.19% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $1,465,000 | – | 159,985 | – | 0.19% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $1,444,000 | – | 25,329 | – | 0.19% | – |
| AEM | New | AGNICO EAGLE MINES LTD | $1,427,000 | – | 50,315 | – | 0.18% | – |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $1,402,000 | – | 38,420 | – | 0.18% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES INC | $1,369,000 | – | 22,000 | – | 0.18% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUN | $1,369,000 | – | 97,586 | – | 0.18% | – |
| RYE | New | RYDEX ETF TRUSTgug s&p500eqwten | $1,353,000 | – | 21,050 | – | 0.18% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $1,311,000 | – | 121,531 | – | 0.17% | – |
| GG | New | GOLDCORP INC NEW | $1,293,000 | – | 79,835 | – | 0.17% | – |
| LEG | New | LEGGETT & PLATT INC | $1,292,000 | – | 26,546 | – | 0.17% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $1,236,000 | – | 121,025 | – | 0.16% | – |
| FHI | New | FEDERATED INVS INC PAcl b | $1,231,000 | – | 36,756 | – | 0.16% | – |
| PEP | New | PEPSICO INC | $1,199,000 | – | 12,848 | – | 0.16% | – |
| STX | New | SEAGATE TECHNOLOGY PLC | $1,130,000 | – | 23,780 | – | 0.15% | – |
| PCEF | New | POWERSHARES ETF TRUST II | $1,073,000 | – | 47,020 | – | 0.14% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $1,071,000 | – | 14,598 | – | 0.14% | – |
| NQU | New | NUVEEN QUALITY INCOME MUN FD | $985,000 | – | 73,806 | – | 0.13% | – |
| COH | New | COACH INC | $973,000 | – | 28,105 | – | 0.13% | – |
| DVN | New | DEVON ENERGY CORP NEW | $960,000 | – | 16,135 | – | 0.12% | – |
| APC | New | ANADARKO PETE CORP | $941,000 | – | 12,052 | – | 0.12% | – |
| PG | New | PROCTER & GAMBLE CO | $945,000 | – | 12,071 | – | 0.12% | – |
| EMR | New | EMERSON ELEC CO | $939,000 | – | 16,934 | – | 0.12% | – |
| KMB | New | KIMBERLY CLARK CORP | $929,000 | – | 8,764 | – | 0.12% | – |
| KRFT | New | KRAFT FOODS GROUP INC | $912,000 | – | 10,702 | – | 0.12% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $911,000 | – | 21,924 | – | 0.12% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $903,000 | – | 4,385 | – | 0.12% | – |
| RSG | New | REPUBLIC SVCS INC | $867,000 | – | 22,075 | – | 0.11% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $850,000 | – | 14,824 | – | 0.11% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $848,000 | – | 5,205 | – | 0.11% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $841,000 | – | 7,860 | – | 0.11% | – |
| BX | New | BLACKSTONE GROUP L P | $813,000 | – | 19,895 | – | 0.10% | – |
| GWW | New | GRAINGER W W INC | $783,000 | – | 3,308 | – | 0.10% | – |
| AVNU | New | AVENUE FINL HLDGS INC | $776,000 | – | 61,500 | – | 0.10% | – |
| NOBL | New | PROSHARES TRs&p 500 dv arist | $774,000 | – | 15,735 | – | 0.10% | – |
| TCP | New | TC PIPELINES LP | $718,000 | – | 12,600 | – | 0.09% | – |
| New | APOLLO INVT CORPnote 5.750% 1/1 | $702,000 | – | 695 | – | 0.09% | – | |
| CAT | New | CATERPILLAR INC DEL | $690,000 | – | 8,127 | – | 0.09% | – |
| FDI | New | FORT DEARBORN INCOME SECS IN | $678,000 | – | 49,156 | – | 0.09% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $662,000 | – | 5,450 | – | 0.09% | – |
| WPZ | New | WILLIAMS PARTNERS L P NEW | $661,000 | – | 13,658 | – | 0.08% | – |
| PSX | New | PHILLIPS 66 | $661,000 | – | 8,205 | – | 0.08% | – |
| HWC | New | HANCOCK HLDG CO | $648,000 | – | 20,310 | – | 0.08% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $643,000 | – | 8,823 | – | 0.08% | – |
| BHI | New | BAKER HUGHES INC | $617,000 | – | 10,000 | – | 0.08% | – |
| BCX | New | BLACKROCK RES & COMM STRAT T | $594,000 | – | 65,095 | – | 0.08% | – |
| APA | New | APACHE CORP | $590,000 | – | 10,240 | – | 0.08% | – |
| TTE | New | TOTAL S Asponsored adr | $578,000 | – | 11,760 | – | 0.08% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $574,000 | – | 7,145 | – | 0.07% | – |
| New | STARWOOD PPTY TR INCnote 4.550% 3/0 | $566,000 | – | 550 | – | 0.07% | – | |
| FL | New | FOOT LOCKER INC | $530,000 | – | 7,904 | – | 0.07% | – |
| GIS | New | GENERAL MLS INC | $521,000 | – | 9,354 | – | 0.07% | – |
| NS | New | NUSTAR ENERGY LP | $520,000 | – | 8,758 | – | 0.07% | – |
| MTG | New | MGIC INVT CORP WIS | $512,000 | – | 45,000 | – | 0.07% | – |
| UL | New | UNILEVER PLCspon adr new | $508,000 | – | 11,835 | – | 0.07% | – |
| STWD | New | STARWOOD PPTY TR INC | $501,000 | – | 23,206 | – | 0.06% | – |
| BA | New | BOEING CO | $501,000 | – | 3,614 | – | 0.06% | – |
| NNC | New | NUVEEN N C PREM INCOME MUN F | $497,000 | – | 39,160 | – | 0.06% | – |
| HTGC | New | HERCULES TECH GROWTH CAP INC | $499,000 | – | 43,000 | – | 0.06% | – |
| IGSB | New | ISHARES1-3 yr cr bd etf | $487,000 | – | 4,624 | – | 0.06% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $484,000 | – | 3,800 | – | 0.06% | – |
| GLD | New | SPDR GOLD TRUST | $489,000 | – | 4,350 | – | 0.06% | – |
| ABBV | New | ABBVIE INC | $484,000 | – | 7,197 | – | 0.06% | – |
| BIOS | New | BIOSCRIP INC | $481,000 | – | 132,270 | – | 0.06% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $476,000 | – | 7,435 | – | 0.06% | – |
| RWT | New | REDWOOD TR INC | $471,000 | – | 29,984 | – | 0.06% | – |
| OAK | New | OAKTREE CAP GROUP LLCunit cl a | $472,000 | – | 8,835 | – | 0.06% | – |
| VLO | New | VALERO ENERGY CORP NEW | $467,000 | – | 7,455 | – | 0.06% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcl a | $451,000 | – | 16,145 | – | 0.06% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $444,000 | – | 13,908 | – | 0.06% | – |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $431,000 | – | 5,200 | – | 0.06% | – |
| OI | New | OWENS ILL INC | $436,000 | – | 19,000 | – | 0.06% | – |
| PB | New | PROSPERITY BANCSHARES INC | $425,000 | – | 7,369 | – | 0.06% | – |
| BK | New | BANK NEW YORK MELLON CORP | $428,000 | – | 10,190 | – | 0.06% | – |
| DEM | New | WISDOMTREE TRemerg mkts etf | $414,000 | – | 9,527 | – | 0.05% | – |
| HES | New | HESS CORP | $412,000 | – | 6,158 | – | 0.05% | – |
| AMP | New | AMERIPRISE FINL INC | $407,000 | – | 3,260 | – | 0.05% | – |
| PNNT | New | PENNANTPARK INVT CORP | $399,000 | – | 45,500 | – | 0.05% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $392,000 | – | 45,165 | – | 0.05% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $382,000 | – | 39,500 | – | 0.05% | – |
| PGX | New | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $376,000 | – | 25,900 | – | 0.05% | – |
| ARI | New | APOLLO COML REAL EST FIN INC | $376,000 | – | 22,920 | – | 0.05% | – |
| CLX | New | CLOROX CO DEL | $371,000 | – | 3,570 | – | 0.05% | – |
| IJR | New | ISHARES TRcore s&p scp etf | $367,000 | – | 3,114 | – | 0.05% | – |
| WM | New | WASTE MGMT INC DEL | $367,000 | – | 7,923 | – | 0.05% | – |
| SYY | New | SYSCO CORP | $360,000 | – | 9,950 | – | 0.05% | – |
| MCD | New | MCDONALDS CORP | $359,000 | – | 3,780 | – | 0.05% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $341,000 | – | 23,015 | – | 0.04% | – |
| ABT | New | ABBOTT LABS | $343,000 | – | 6,988 | – | 0.04% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $330,000 | – | 27,026 | – | 0.04% | – |
| PBCT | New | PEOPLES UNITED FINANCIAL INC | $325,000 | – | 20,075 | – | 0.04% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $312,000 | – | 2,288 | – | 0.04% | – |
| HHC | New | HOWARD HUGHES CORP | $307,000 | – | 2,130 | – | 0.04% | – |
| UNP | New | UNION PAC CORP | $305,000 | – | 3,200 | – | 0.04% | – |
| LUK | New | LEUCADIA NATL CORP | $305,000 | – | 12,485 | – | 0.04% | – |
| RUSHA | New | RUSH ENTERPRISES INCcl a | $305,000 | – | 11,650 | – | 0.04% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $291,000 | – | 15,609 | – | 0.04% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $296,000 | – | 37,014 | – | 0.04% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $287,000 | – | 55,820 | – | 0.04% | – |
| INTC | New | INTEL CORP | $284,000 | – | 9,355 | – | 0.04% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $286,000 | – | 4,751 | – | 0.04% | – |
| MO | New | ALTRIA GROUP INC | $280,000 | – | 5,734 | – | 0.04% | – |
| MYL | New | MYLAN N V | $269,000 | – | 3,960 | – | 0.04% | – |
| ORCL | New | ORACLE CORP | $272,000 | – | 6,744 | – | 0.04% | – |
| New | ARES CAP CORPnote 5.750% 2/0 | $259,000 | – | 255 | – | 0.03% | – | |
| YUM | New | YUM BRANDS INC | $255,000 | – | 2,826 | – | 0.03% | – |
| TSC | New | TRISTATE CAP HLDGS INC | $255,000 | – | 19,688 | – | 0.03% | – |
| LGCY | New | LEGACY RESVS LPunit lp int | $249,000 | – | 29,088 | – | 0.03% | – |
| NPV | New | NUVEEN VA PREM INCOME MUN FD | $249,000 | – | 18,585 | – | 0.03% | – |
| EOG | New | EOG RES INC | $245,000 | – | 2,794 | – | 0.03% | – |
| XL | New | XL GROUP PLC | $227,000 | – | 6,091 | – | 0.03% | – |
| XEC | New | CIMAREX ENERGY CO | $221,000 | – | 2,000 | – | 0.03% | – |
| OA | New | ORBITAL ATK INC | $227,000 | – | 3,098 | – | 0.03% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $227,000 | – | 829 | – | 0.03% | – |
| AXP | New | AMERICAN EXPRESS CO | $213,000 | – | 2,740 | – | 0.03% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $213,000 | – | 11,000 | – | 0.03% | – |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $217,000 | – | 7,069 | – | 0.03% | – |
| VCF | New | DELAWARE INV CO MUN INC FD I | $218,000 | – | 15,760 | – | 0.03% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $206,000 | – | 16,245 | – | 0.03% | – |
| WMT | New | WAL-MART STORES INC | $207,000 | – | 2,915 | – | 0.03% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $212,000 | – | 2,191 | – | 0.03% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $205,000 | – | 1 | – | 0.03% | – |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $191,000 | – | 40,300 | – | 0.02% | – |
| MFT | New | BLACKROCK MUNIYLD INVST QLTY | $189,000 | – | 14,336 | – | 0.02% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $189,000 | – | 13,010 | – | 0.02% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $187,000 | – | 16,730 | – | 0.02% | – |
| PSLV | New | SPROTT PHYSICAL SILVER TRtr unit | $174,000 | – | 28,200 | – | 0.02% | – |
| TEF | New | TELEFONICA S Asponsored adr | $171,000 | – | 12,041 | – | 0.02% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $165,000 | – | 14,485 | – | 0.02% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $151,000 | – | 10,030 | – | 0.02% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $158,000 | – | 11,500 | – | 0.02% | – |
| CRY | New | CRYOLIFE INC | $151,000 | – | 13,390 | – | 0.02% | – |
| PFD | New | FLAHERTY & CRUMRINE PFD INC | $148,000 | – | 10,885 | – | 0.02% | – |
| AUQ | New | AURICO GOLD INC | $139,000 | – | 49,116 | – | 0.02% | – |
| NPT | New | NUVEEN PREM INCOME MUN FD 4 | $143,000 | – | 10,936 | – | 0.02% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC | $138,000 | – | 10,579 | – | 0.02% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $135,000 | – | 37,161 | – | 0.02% | – |
| ZIXI | New | ZIX CORP | $134,000 | – | 26,000 | – | 0.02% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $115,000 | – | 17,900 | – | 0.02% | – |
| IVAC | New | INTEVAC INC | $101,000 | – | 17,240 | – | 0.01% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROsponsored adr | $90,000 | – | 10,000 | – | 0.01% | – |
| NGD | New | NEW GOLD INC CDA | $87,000 | – | 32,270 | – | 0.01% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $84,000 | – | 14,597 | – | 0.01% | – |
| CASLQ | New | CASTLE A M & CO | $69,000 | – | 11,191 | – | 0.01% | – |
| TWER | New | TOWERSTREAM CORP | $45,000 | – | 25,000 | – | 0.01% | – |
| KMIWS | New | KINDER MORGAN INC DEL*w exp 05/25/201 | $32,000 | – | 11,796 | – | 0.00% | – |
| KEGXQ | New | KEY ENERGY SVCS INC | $27,000 | – | 15,060 | – | 0.00% | – |
Q4 2014
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KMI | Buy | KINDER MORGAN INC DEL | $76,192,000 | +102.2% | 2,043,649 | +96.7% | 5.22% | +4.3% |
| KMR | Buy | KINDER MORGAN MGMT LLC SHS | $65,937,000 | +116.1% | 762,822 | +97.3% | 4.52% | +11.5% |
| 4945SC | Buy | KINDER MORGAN ENERGY PARTNERS | $61,782,000 | +60.2% | 717,993 | +53.1% | 4.23% | -17.4% |
| GGN | Buy | GAMCO GLBL GOLD NATURAL RESOUR | $48,911,000 | +90.6% | 4,850,488 | +107.5% | 3.35% | -1.7% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOME F | $37,202,000 | +113.2% | 6,126,322 | +120.5% | 2.55% | +10.0% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUND | $36,764,000 | +69.6% | 4,894,096 | +69.8% | 2.52% | -12.5% |
| XOM | Buy | EXXON MOBIL CORP | $33,649,000 | +93.1% | 345,580 | +99.7% | 2.31% | -0.3% |
| GSPRD | Buy | GOLDMAN SACHS GROUP INC DEP SHpfd | $30,092,000 | +100.6% | 1,488,767 | +102.5% | 2.06% | +3.5% |
| TGP | Buy | TEEKAY LNG PARTNERS LP | $28,183,000 | +93.8% | 628,320 | +99.3% | 1.93% | -0.1% |
| TEP | Buy | TALLGRASS ENERGY PARTNER LP | $27,077,000 | +132.3% | 640,757 | +113.3% | 1.86% | +19.8% |
| BTZ | Buy | BLACKROCK CREDIT ALLOC INCOME | $25,401,000 | +97.2% | 1,877,475 | +100.4% | 1.74% | +1.7% |
| NPI | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $25,351,000 | +98.3% | 1,878,536 | +99.6% | 1.74% | +2.3% |
| NPM | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $25,121,000 | +100.4% | 1,821,096 | +101.0% | 1.72% | +3.4% |
| EEQ | Buy | ENBRIDGE ENERGY MANAGEMENT LLC | $22,483,000 | +107.5% | 620,419 | +101.9% | 1.54% | +7.0% |
| NIO | Buy | NUVEEN INSURED MUNICIPAL OPPOR | $20,836,000 | +103.5% | 1,469,324 | +102.5% | 1.43% | +5.0% |
| NEA | Buy | NUVEEN INSURED TAX FREE ADVANT | $20,335,000 | +109.6% | 1,505,586 | +109.2% | 1.39% | +8.1% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIES FD | $19,989,000 | +80.6% | 1,599,173 | +87.9% | 1.37% | -6.8% |
| MSPRF | Buy | MORGAN STANLEY 6.875% PFD FIXpfd | $19,622,000 | +96.7% | 737,270 | +100.3% | 1.34% | +1.4% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $19,141,000 | +105.3% | 505,167 | +100.1% | 1.31% | +6.0% |
| GNT | Buy | GAMCO NATURAL RESOURCES GOLD & | $18,437,000 | +84.7% | 1,733,663 | +100.1% | 1.26% | -4.8% |
| NQI | Buy | NUVEEN INSURED QUALITY MUNICIP | $17,931,000 | +120.5% | 1,377,531 | +122.1% | 1.23% | +13.8% |
| FFC | Buy | FLAHERTY & CRUMRINE / CLAYMORE | $16,923,000 | +97.4% | 869,859 | +98.9% | 1.16% | +1.8% |
| Buy | FLAHERTY & CRUMRINE DYNAMIC PF | $16,326,000 | +95.7% | 707,499 | +99.8% | 1.12% | +1.0% | |
| BBN | Buy | BLACKROCK BUILD AMERICA BOND T | $16,284,000 | +97.1% | 762,380 | +100.3% | 1.12% | +1.7% |
| AVK | Buy | ADVENT CLAYMORE CONV SECS & IN | $16,185,000 | +85.1% | 893,231 | +92.4% | 1.11% | -4.6% |
| WBK | Buy | WESTPAC BANKING LTD SPONS ADR | $16,141,000 | +87.9% | 536,076 | +100.5% | 1.11% | -3.1% |
| RSP | Buy | GUGGENHEIM S&P 500 EQWT ETF | $16,147,000 | +99.1% | 211,774 | +100.3% | 1.11% | +2.7% |
| GE | Buy | GENERAL ELECTRIC | $15,779,000 | +96.9% | 608,001 | +99.4% | 1.08% | +1.6% |
| CSCO | Buy | CISCO SYSTEMS INC | $15,533,000 | +102.2% | 621,032 | +100.9% | 1.06% | +4.3% |
| SJT | Buy | SAN JUAN BASIN ROYALTY TR-UBI | $15,430,000 | +108.7% | 806,263 | +110.3% | 1.06% | +7.6% |
| POT | Buy | POTASH CORP OF SASKATCHEWAN IN | $15,154,000 | +92.5% | 418,070 | +101.6% | 1.04% | -0.8% |
| NEM | Buy | NEWMONT MINING CORP HOLDING CO | $14,940,000 | +91.5% | 616,340 | +101.0% | 1.02% | -1.2% |
| MSFT | Buy | MICROSOFT CORP | $14,842,000 | +109.5% | 337,220 | +98.5% | 1.02% | +8.1% |
| HTS | Buy | HATTERAS FINANCIAL CORP | $13,728,000 | +91.1% | 727,025 | +100.5% | 0.94% | -1.4% |
| EPD | Buy | ENTERPRISE PRODUCTS PARTNERS L | $13,256,000 | +101.8% | 249,834 | +197.7% | 0.91% | +4.0% |
| KMIWS | Buy | KINDER MORGAN WTS W/I INC DELAwt | $13,177,000 | +94.5% | 4,196,149 | +72.1% | 0.90% | +0.3% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $12,807,000 | +73.2% | 473,346 | +99.0% | 0.88% | -10.6% |
| MRK | Buy | MERCK & CO INC NEW | $12,769,000 | +101.0% | 218,056 | +98.6% | 0.88% | +3.7% |
| SNH | New | SENIOR HSG PPTYS TR SH BE | $12,680,000 | – | 606,100 | – | 0.87% | – |
| NCV | Buy | ALLIANZGI CONV & INCOME FUND | $11,659,000 | +90.6% | 1,157,898 | +100.4% | 0.80% | -1.7% |
| SYMC | Buy | SYMANTEC CORP | $11,591,000 | +103.9% | 499,475 | +101.2% | 0.79% | +5.2% |
| NQS | Buy | NUVEEN SELECT QUALITY MUNICIPA | $11,522,000 | +101.3% | 837,163 | +102.7% | 0.79% | +3.8% |
| NPF | Buy | NUVEEN PREMIER MUNICIPAL INCOM | $10,605,000 | +104.8% | 783,379 | +106.2% | 0.73% | +5.7% |
| T | Buy | AT&T INC | $10,599,000 | +104.8% | 300,259 | +105.1% | 0.73% | +5.5% |
| PAA | Buy | PLAINS ALL AMERICAN PIPELINE L | $10,312,000 | +97.4% | 173,436 | +99.4% | 0.71% | +1.9% |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPPT | $9,885,000 | +98.4% | 462,679 | +99.9% | 0.68% | +2.3% |
| INTC | Buy | INTEL CORP | $9,648,000 | +112.8% | 293,574 | +100.1% | 0.66% | +9.8% |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNRSHIP | $9,618,000 | – | 424,270 | – | 0.66% | – |
| NQU | Buy | NUVEEN QUALITY INCOME MUNICIPA | $9,106,000 | +67.9% | 664,274 | +68.1% | 0.62% | -13.3% |
| BAC | Buy | BANK OF AMERICA CORP | $8,027,000 | +108.2% | 495,563 | +97.5% | 0.55% | +7.4% |
| NPP | Buy | NUVEEN PERFORMANCE PLUS MUNICI | $7,706,000 | +98.7% | 528,546 | +99.7% | 0.53% | +2.5% |
| AHGP | Buy | ALLIANCE HLDGS GP L P COM UNIT | $7,486,000 | +104.7% | 112,546 | +99.4% | 0.51% | +5.6% |
| MU | Buy | MICRON TECHNOLOGY INC | $7,039,000 | +71.3% | 210,234 | +68.6% | 0.48% | -11.7% |
| DNIF | Buy | DIVDEND & INCOME FUND | $6,817,000 | +103.9% | 419,259 | +100.2% | 0.47% | +5.2% |
| CVX | Buy | CHEVRON CORPORATION | $6,634,000 | +91.7% | 53,100 | +100.4% | 0.46% | -1.1% |
| DVY | Buy | ISHARES DOW JONES SELECT DIV I | $6,207,000 | +99.3% | 82,338 | +103.5% | 0.42% | +2.7% |
| WEN | Buy | WENDY'S CO | $6,120,000 | +491.9% | 736,942 | +507.8% | 0.42% | +205.8% |
| JQC | Buy | NUVEEN MULTI-STRATEGY INCOME A | $5,928,000 | +94.5% | 648,136 | +99.0% | 0.41% | +0.2% |
| NBB | Buy | NUVEEN BUILD AMER BD FD | $5,687,000 | +101.9% | 278,164 | +102.4% | 0.39% | +4.3% |
| AEM | Buy | ***AGNICO EAGLE MINES LTD | $5,655,000 | +75.2% | 167,890 | +99.2% | 0.39% | -9.8% |
| COP | Buy | CONOCOPHILLIPS | $5,638,000 | +90.1% | 69,514 | +101.0% | 0.39% | -2.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,594,000 | +104.5% | 52,960 | +102.6% | 0.38% | +5.5% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME FD | $5,280,000 | +92.9% | 364,291 | +97.0% | 0.36% | -0.5% |
| VTR | Buy | VENTAS INC | $5,255,000 | +96.9% | 83,385 | +100.3% | 0.36% | +1.4% |
| SDIV | Buy | GLOBAL X SUPER DIVIDEND 100 ET | $5,156,000 | +95.7% | 206,280 | +104.1% | 0.35% | +0.9% |
| OHI | Buy | OMEGA HEALTHCARE REIT INVESTOR | $5,046,000 | +92.4% | 142,036 | +99.7% | 0.35% | -0.6% |
| XRX | Buy | XEROX CORP | $5,045,000 | +106.3% | 393,050 | +100.0% | 0.35% | +6.5% |
| GLV | Buy | CLOUGH GLOBAL ALLOCATION FUND | $5,055,000 | +90.3% | 338,986 | +97.8% | 0.35% | -2.0% |
| BHP | Buy | BHP BILLITON LTD SPONSORED ADR | $4,966,000 | +86.0% | 78,000 | +100.0% | 0.34% | -4.2% |
| ETP | Buy | ENERGY TRANSFER PARTNERS L P U | $4,922,000 | +130.6% | 80,374 | +118.3% | 0.34% | +19.1% |
| VZ | Buy | VERIZON COMMUNICATIONS | $4,815,000 | +106.3% | 97,326 | +104.0% | 0.33% | +6.5% |
| IRM | Buy | IRON MOUNTAIN INC | $4,698,000 | +93.8% | 138,020 | +101.9% | 0.32% | 0.0% |
| SPLS | New | STAPLES INC | $4,683,000 | – | 387,006 | – | 0.32% | – |
| GNW | Buy | GENWORTH FINANCIAL INC COM CL | $4,676,000 | +14.1% | 279,630 | +18.7% | 0.32% | -41.2% |
| NGD | Buy | NEW GOLD INC | $4,597,000 | +83.0% | 807,200 | +104.7% | 0.32% | -5.7% |
| MMM | Buy | 3M COMPANY | $4,561,000 | +98.9% | 32,012 | +100.0% | 0.31% | +2.6% |
| WU | Buy | WESTERN UNION CO | $4,568,000 | +92.5% | 273,740 | +100.0% | 0.31% | -0.6% |
| JHP | Buy | NUVEEN QUALITY PFD INCOME FUND | $4,530,000 | +98.6% | 531,477 | +102.2% | 0.31% | +2.3% |
| NOK | Buy | NOKIA CORPORATION SPONSORED AD | $4,418,000 | +109.4% | 551,900 | +97.8% | 0.30% | +8.2% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETURN | $4,166,000 | +95.2% | 351,378 | +97.7% | 0.28% | +0.7% |
| PFE | Buy | PFIZER INC | $4,126,000 | +99.4% | 139,276 | +99.8% | 0.28% | +2.9% |
| BBBY | Buy | BED BATH & BEYOND | $4,064,000 | +120.9% | 65,860 | +105.3% | 0.28% | +13.9% |
| OKS | Buy | ONEOK PARTNERS L P UNIT LTD PA | $4,027,000 | +95.5% | 70,312 | +100.0% | 0.28% | +0.7% |
| QQQ | Buy | POWERSHARES QQQ TRUST SERIES 1 | $3,969,000 | +104.4% | 41,190 | +99.2% | 0.27% | +5.4% |
| HIG | Buy | HARTFORD FINANCIAL SERVICES GR | $3,955,000 | +26.4% | 109,536 | +25.4% | 0.27% | -34.7% |
| GLW | Buy | CORNING INC | $3,936,000 | +89.0% | 190,722 | +101.1% | 0.27% | -2.5% |
| KO | Buy | COCA COLA CO | $3,862,000 | +101.1% | 90,852 | +100.4% | 0.26% | +3.9% |
| BA | Buy | BOEING CO | $3,764,000 | +12.9% | 29,574 | +12.8% | 0.26% | -41.8% |
| CBST | Buy | CUBIST PHARMACEUTICALS INC | $3,676,000 | +95.0% | 54,000 | +100.0% | 0.25% | +0.8% |
| FHI | Buy | FEDERATED INVESTORS INC (PA.) | $3,638,000 | +96.8% | 120,752 | +101.9% | 0.25% | +1.2% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE | $3,469,000 | +99.8% | 145,755 | +105.6% | 0.24% | +3.0% |
| JPC | Buy | NUVEEN MULTI-STRATEGY INCOME A | $3,406,000 | +101.8% | 360,740 | +107.3% | 0.23% | +4.0% |
| NQM | Buy | NUVEEN INVESTMENT QUALITY MUNI | $3,257,000 | +99.8% | 220,440 | +98.5% | 0.22% | +2.8% |
| GSK | Buy | GLAXOSMITHKLINE PLC SPONSORED | $3,182,000 | +99.6% | 64,348 | +115.8% | 0.22% | +2.8% |
| COH | Buy | COACH INC | $3,185,000 | +201.3% | 90,680 | +193.4% | 0.22% | +55.7% |
| CEN | New | CENTER COAST MLP & INFRASTRUCT | $3,070,000 | – | 157,125 | – | 0.21% | – |
| RAX | Buy | RACKSPACE HOSTING INC | $3,070,000 | +230.8% | 93,375 | +238.6% | 0.21% | +70.7% |
| AJG | Buy | ARTHUR J GALLAGHER & CO | $3,040,000 | +95.0% | 66,085 | +97.6% | 0.21% | +0.5% |
| ARCC | Buy | ARES CAPITAL CORPORATION | $2,841,000 | +91.2% | 167,030 | +100.8% | 0.20% | -1.0% |
| SPY | Buy | SPDR S&P 500 ETF TR UNIT SER I | $2,649,000 | +31.2% | 13,515 | +31.0% | 0.18% | -32.1% |
| LGCY | Buy | LEGACY RESERVES LP | $2,661,000 | +100.4% | 87,411 | +105.7% | 0.18% | +3.4% |
| BBF | Buy | BLACKROCK MUNICIPAL INCOME INV | $2,624,000 | +101.1% | 190,313 | +103.9% | 0.18% | +4.0% |
| SDS | New | PROSHARES ULTRASHORT S&P500 ET | $2,548,000 | – | 103,280 | – | 0.18% | – |
| APC | Buy | ANADARKO PETROLEUM CORP | $2,542,000 | +92.7% | 24,104 | +100.0% | 0.17% | -0.6% |
| NGLS | Buy | TARGA RESOURCES PARTNERS LP UN | $2,525,000 | +100.6% | 35,010 | +100.0% | 0.17% | +3.6% |
| TCBI | Buy | TEXAS CAPITAL BANCSHARES | $2,456,000 | +106.9% | 44,000 | +100.0% | 0.17% | +6.3% |
| JRS | Buy | NUVEEN REAL ESTATE INCOME FD | $2,304,000 | +95.9% | 212,525 | +102.0% | 0.16% | +1.3% |
| DVN | Buy | DEVON ENERGY CORPORATION NEW | $2,217,000 | +85.8% | 30,040 | +100.0% | 0.15% | -3.8% |
| PCEF | Buy | POWERSHARES FD TR II ETF CEF | $2,216,000 | +98.7% | 88,920 | +103.4% | 0.15% | +2.7% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC | $2,184,000 | +110.2% | 45,528 | +113.8% | 0.15% | +8.7% |
| WFC | Buy | WELLS FARGO & CO | $2,119,000 | +98.8% | 40,576 | +100.0% | 0.14% | +2.1% |
| TLSYY | Buy | TELSTRA CORPORATION LIMITED SP | $2,073,000 | +107.7% | 86,778 | +114.0% | 0.14% | +6.8% |
| NNC | Buy | NUVEEN N C PREM INCOME MUNI FD | $1,983,000 | +115.8% | 152,460 | +119.1% | 0.14% | +11.5% |
| APA | Buy | APACHE CORP | $1,945,000 | +93.3% | 20,000 | +100.0% | 0.13% | -0.7% |
| NTX | Buy | NUVEEN TEXAS QUALITY INCOME MU | $1,942,000 | +89.5% | 134,475 | +88.1% | 0.13% | -2.2% |
| SSEIQ | New | SEVENTY SEVEN ENE INC | $1,797,000 | – | 75,686 | – | 0.12% | – |
| VTI | Buy | VANGUARD INDEX FUNDS VANGUARD | $1,596,000 | +99.5% | 15,720 | +100.0% | 0.11% | +2.8% |
| TCP | Buy | TC PIPELINES LP UNIT COM LTD P | $1,504,000 | +131.0% | 25,200 | +100.0% | 0.10% | +19.8% |
| FDI | Buy | FT DEARBORN INC SEC INC | $1,479,000 | +95.4% | 100,763 | +98.1% | 0.10% | 0.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $1,392,000 | +104.7% | 7,500 | +100.0% | 0.10% | +5.6% |
| LEG | Buy | LEGGETT & PLATT INC | $1,384,000 | +101.7% | 40,000 | +100.0% | 0.10% | +4.4% |
| SUSP | Buy | SUSSER PETROLEUM PARTNERS LP-U | $1,375,000 | +126.2% | 26,900 | +107.7% | 0.09% | +16.0% |
| PEYUF | Buy | PEYTO EXPLORATION & DEVELOPMEN | $1,376,000 | +83.7% | 39,769 | +99.6% | 0.09% | -5.1% |
| PNNT | Buy | PENNANTPARK INVESTMENT CORP | $1,303,000 | +96.5% | 116,480 | +101.4% | 0.09% | +1.1% |
| PSX | Buy | PHILLIPS 66 | $1,284,000 | +104.5% | 15,876 | +103.5% | 0.09% | +6.0% |
| NOBL | Buy | PROSHARES S&P 500 ARISTOCRATS | $1,288,000 | +115.7% | 27,865 | +115.1% | 0.09% | +11.4% |
| RWT | Buy | REDWOOD TR INC | $1,251,000 | +91.3% | 69,565 | +107.2% | 0.09% | -1.1% |
| FCX | Buy | FREEPORT MCMORAN COPPER & GOLD | $1,241,000 | +89.5% | 35,878 | +100.0% | 0.08% | -2.3% |
| VB | Buy | VANGUARD INDEX FUND VANGUARD S | $1,241,000 | +94.5% | 10,900 | +100.0% | 0.08% | 0.0% |
| AAPL | Buy | APPLE INC | $1,226,000 | +44.9% | 12,881 | +41.5% | 0.08% | -25.0% |
| HES | Buy | HESS CORPORATION | $1,195,000 | +96.2% | 12,376 | +101.0% | 0.08% | +1.2% |
| STWD | Buy | STARWOOD PROPERTY TR INC | $1,180,000 | +94.1% | 51,600 | +101.9% | 0.08% | 0.0% |
| PG | Buy | PROCTER & GAMBLE CO | $1,143,000 | +109.0% | 14,074 | +102.3% | 0.08% | +6.8% |
| HIO | Buy | WESTERN ASSET HIGH INCOME OPPO | $1,107,000 | +79.4% | 185,775 | +83.6% | 0.08% | -7.3% |
| NXP | Buy | NUVEEN SELECT TAX FREE INCOME | $1,088,000 | +98.2% | 78,089 | +100.2% | 0.08% | +2.7% |
| BTU | New | PEABODY ENERGY CORPORATION | $1,066,000 | – | 86,085 | – | 0.07% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $1,059,000 | – | 107,210 | – | 0.07% | – |
| IJR | Buy | ISHARES TRUST S&P SMALLCAP 600 | $1,065,000 | +91.2% | 9,838 | +98.0% | 0.07% | -1.4% |
| NS | Buy | NUSTAR ENERGY L P COM UNITS RE | $1,026,000 | +106.4% | 16,036 | +100.0% | 0.07% | +6.1% |
| BAF | Buy | BLACKROCK MUNI INCOME INVSTMNT | $1,010,000 | +86.3% | 71,408 | +86.4% | 0.07% | -4.2% |
| BP | Buy | BP P L C SPONSORED ADR (FRM BP | $990,000 | +83.3% | 20,472 | +100.0% | 0.07% | -5.6% |
| DEM | Buy | WISDOMTREE EMERGING MARKETS EQ | $988,000 | +92.2% | 19,822 | +100.0% | 0.07% | 0.0% |
| GG | New | GOLDCORP INC NEW | $996,000 | – | 43,240 | – | 0.07% | – |
| IGSB | Buy | ISHARES BARCLAYS 1-3 YR CREDIT | $958,000 | +107.4% | 9,083 | +107.7% | 0.07% | +8.2% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $951,000 | +111.8% | 15,470 | +101.8% | 0.06% | +8.3% |
| NPV | Buy | NUVEEN VA PREMIUM INCOME MUNI | $953,000 | +96.9% | 71,925 | +98.2% | 0.06% | +1.6% |
| KMB | Buy | KIMBERLY CLARK CORP | $925,000 | +102.0% | 8,454 | +105.3% | 0.06% | +3.3% |
| AUQ | Buy | AURICO GOLD INC | $896,000 | +106.5% | 234,410 | +129.8% | 0.06% | +5.2% |
| VO | Buy | VANGUARD INDEX FUNDS VANGUARD | $897,000 | +98.9% | 7,600 | +100.0% | 0.06% | +1.7% |
| PEP | Buy | PEPSICO INC | $892,000 | +102.3% | 9,780 | +98.0% | 0.06% | +3.4% |
| GIS | Buy | GENERAL MILLS INC | $876,000 | +96.0% | 17,020 | +100.0% | 0.06% | +1.7% |
| HPQ | Buy | HEWLETT PACKARD CO | $874,000 | +118.5% | 25,244 | +112.6% | 0.06% | +13.2% |
| PB | Buy | PROSPERITY BANCSHS INC | $882,000 | +91.3% | 14,738 | +100.0% | 0.06% | -1.6% |
| FL | Buy | FOOT LOCKER INC | $841,000 | +109.7% | 15,808 | +100.0% | 0.06% | +9.4% |
| ABBV | Buy | ABBVIE INC | $833,000 | +105.2% | 14,570 | +102.8% | 0.06% | +5.6% |
| HAL | Buy | HALLIBURTON CO | $834,000 | +90.8% | 12,310 | +100.0% | 0.06% | -1.7% |
| PAAS | New | PAN AMERN SILVER CORP | $811,000 | – | 73,905 | – | 0.06% | – |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $815,000 | +102.2% | 20,325 | +98.6% | 0.06% | +3.7% |
| MGK | Buy | VANGUARD WORLD FD MEGA CAP 300 | $803,000 | +101.3% | 10,400 | +100.0% | 0.06% | +3.8% |
| KRFT | Buy | KRAFT FOODS GROUP | $807,000 | +112.4% | 13,922 | +119.4% | 0.06% | +10.0% |
| RUSHA | Buy | RUSH ENTERPRISES INC CL A | $794,000 | +96.5% | 23,300 | +100.0% | 0.05% | 0.0% |
| MTG | Buy | MGIC INVESTMENT CORP-WISC | $767,000 | +84.4% | 90,000 | +100.0% | 0.05% | -3.6% |
| PGX | Buy | POWERSHARES GLOBAL EXCHANGE TR | $778,000 | +99.0% | 53,460 | +100.0% | 0.05% | +1.9% |
| CHI | Buy | CALAMOS CONVERTIBLE OPPORTUNIT | $749,000 | +95.6% | 54,352 | +98.9% | 0.05% | 0.0% |
| VLO | Buy | VALERO ENERGY CORP NEW | $718,000 | +92.5% | 14,910 | +100.0% | 0.05% | -2.0% |
| CAT | Buy | CATERPILLAR INC | $700,000 | +91.3% | 6,740 | +100.0% | 0.05% | -2.0% |
| NCZ | Buy | NICHOLAS-APPLEGATE CONVERTIBLE | $691,000 | +93.0% | 72,233 | +101.7% | 0.05% | -2.1% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FUND | $686,000 | +92.7% | 46,030 | +100.0% | 0.05% | 0.0% |
| UNP | Buy | UNION PACIFIC CORP | $666,000 | +108.8% | 6,400 | +100.0% | 0.05% | +9.5% |
| AMP | Buy | AMERIPRISE FINL INC | $649,000 | +105.4% | 5,330 | +102.7% | 0.04% | +4.8% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC SPONSORE | $637,000 | +92.4% | 8,048 | +100.0% | 0.04% | 0.0% |
| ANVGQ | Buy | ALLIED NEVADA GOLD CORP | $623,000 | +136.0% | 178,540 | +154.7% | 0.04% | +22.9% |
| EUO | Buy | PROSHARES ULTRASHORT ETF EURO | $618,000 | +116.8% | 33,400 | +100.0% | 0.04% | +10.5% |
| ABT | Buy | ABBOTT LABORATORIES | $601,000 | +104.4% | 14,570 | +102.8% | 0.04% | +5.1% |
| MFT | Buy | BLACKROCK MUNIYIELD INSURED IN | $571,000 | +80.7% | 42,685 | +81.3% | 0.04% | -7.1% |
| EOG | Buy | EOG RES INC | $554,000 | +84.7% | 5,128 | +100.0% | 0.04% | -5.0% |
| XEC | Buy | CIMAREX ENERGY CO | $540,000 | +88.2% | 4,000 | +100.0% | 0.04% | -2.6% |
| TWER | Buy | TOWERSTREAM CORP | $543,000 | +58.3% | 311,820 | +76.2% | 0.04% | -19.6% |
| ORCL | Buy | ORACLE CORP | $527,000 | +94.5% | 13,366 | +100.0% | 0.04% | 0.0% |
| CMCSA | Buy | COMCAST CORP NEW CL A | $511,000 | +100.4% | 9,502 | +100.0% | 0.04% | +2.9% |
| AXP | Buy | AMERICAN EXPRESS COMPANY | $500,000 | +92.3% | 5,480 | +100.0% | 0.03% | -2.9% |
| VCF | Buy | DELAWARE INVESTMENTS COLORADO | $482,000 | +107.8% | 34,220 | +100.0% | 0.03% | +6.5% |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI-SE | $469,000 | +93.8% | 32,490 | +100.0% | 0.03% | 0.0% |
| HPI | Buy | JOHN HANCOCK PREFERRED INCOME | $462,000 | +97.4% | 22,740 | +100.0% | 0.03% | +3.2% |
| YUM | Buy | YUM BRANDS INC | $464,000 | +88.6% | 6,052 | +100.0% | 0.03% | -3.0% |
| GOLD | Buy | BARRICK GOLD CORP | $468,000 | +80.0% | 28,440 | +100.0% | 0.03% | -8.6% |
| EVO | Buy | EATON VANCE OHIO MUNICIPAL INC | $458,000 | +98.3% | 33,700 | +100.0% | 0.03% | 0.0% |
| MO | Buy | ALTRIA GROUP INC | $456,000 | +113.1% | 10,370 | +103.5% | 0.03% | +10.7% |
| BKS | Buy | BARNES & NOBLE INC | $444,000 | +108.5% | 21,075 | +125.4% | 0.03% | +7.1% |
| EROC | Buy | EAGLE ROCK ENERGY PARTNERS | $422,000 | +71.5% | 98,680 | +100.0% | 0.03% | -12.1% |
| ARLP | Buy | ALLIANCE RESOURCES PARTNERS LP | $430,000 | +92.0% | 9,600 | +100.0% | 0.03% | -3.3% |
| MDY | Buy | STANDARD & POORS MIDCAP 400 SP | $423,000 | +95.8% | 1,658 | +100.0% | 0.03% | 0.0% |
| WMT | Buy | WAL-MART STORES INC | $428,000 | +101.9% | 5,640 | +100.0% | 0.03% | +3.6% |
| CNP | Buy | CENTERPOINT ENERGY INC | $425,000 | +95.9% | 17,000 | +100.0% | 0.03% | 0.0% |
| OAK | Buy | OAKTREE CAPITAL GROUP LLC-CLAS | $426,000 | +106.8% | 8,425 | +104.2% | 0.03% | +7.4% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FUND | $408,000 | +93.4% | 103,044 | +100.0% | 0.03% | 0.0% |
| SLV | Buy | ISHARES SILVER TR | $367,000 | +80.8% | 20,060 | +100.0% | 0.02% | -7.4% |
| ETY | Buy | EATON VANCE TAX MANAGED DIVERS | $345,000 | +97.1% | 29,830 | +100.0% | 0.02% | +4.3% |
| EFR | Buy | EATON VANCE SENIOR FLOATING RA | $336,000 | +96.5% | 23,000 | +100.0% | 0.02% | 0.0% |
| PFD | Buy | FLAHERTY & CRUMRINE PFD INCOME | $298,000 | +94.8% | 21,095 | +100.9% | 0.02% | 0.0% |
| PBR | Buy | PETROLEO BRASILEIRO SA PETROBR | $288,000 | +97.3% | 20,000 | +100.0% | 0.02% | +5.3% |
| NPT | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $279,000 | +99.3% | 21,872 | +100.0% | 0.02% | 0.0% |
| FBRC | New | FBR & CO | $280,000 | – | 10,180 | – | 0.02% | – |
| ZIXI | Buy | ZIX CORPORATION | $280,000 | +100.0% | 82,000 | +100.0% | 0.02% | 0.0% |
| FT | Buy | FRANKLIN UNIVERSAL TRUST SHARE | $261,000 | +93.3% | 35,800 | +100.0% | 0.02% | 0.0% |
| BANX | New | STONECASTLE FINANCIAL CORP | $253,000 | – | 10,060 | – | 0.02% | – |
| BDJ | Buy | BLACKROCK ENHANCED DIVID ACHIE | $245,000 | +97.6% | 29,618 | +100.0% | 0.02% | +6.2% |
| EZPW | New | EZCORP INC CL A NON VTG | $233,000 | – | 23,490 | – | 0.02% | – |
| RNDY | Buy | ROUNDYS INC COM | $213,000 | +54.3% | 50,000 | +100.0% | 0.02% | -16.7% |
| JCPNQ | New | J C PENNEY CO INC | $214,000 | – | 21,270 | – | 0.02% | – |
| BKT | Buy | BLACKROCK INCOME TRUST INC | $201,000 | +95.1% | 30,896 | +100.0% | 0.01% | 0.0% |
| BRKA | New | BERKSHIRE HATHAWAY INC-DEL CL | $207,000 | – | 1 | – | 0.01% | – |
| XL | New | XL GROUP PLC SHS | $202,000 | – | 6,091 | – | 0.01% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FUND | $181,000 | +96.7% | 30,614 | +100.0% | 0.01% | 0.0% |
| TSC | New | TRISTATE CAPITAL HOLDINGS INC | $179,000 | – | 19,688 | – | 0.01% | – |
| IVAC | New | INTEVAC INC | $164,000 | – | 24,640 | – | 0.01% | – |
| LCRTF | New | LEUCROTTA EXPLORATION INC | $38,000 | – | 20,000 | – | 0.00% | – |
| MDMN | New | MEDINAH MINERALS INC | $22,000 | – | 364,500 | – | 0.00% | – |
| TOOTQ | Buy | TOOTIE PIE COMPANY INC | $2,000 | +100.0% | 34,600 | +100.0% | 0.00% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| 4945SC | New | KINDER MORGAN ENERGY PARTNERS | $38,563,000 | – | 469,077 | – | 5.12% | – |
| KMI | New | KINDER MORGAN INC DEL | $37,681,000 | – | 1,039,182 | – | 5.00% | – |
| KMR | New | KINDER MORGAN MGMT LLC SHS | $30,512,000 | – | 386,565 | – | 4.05% | – |
| GGN | New | GAMCO GLBL GOLD NATURAL RESOUR | $25,667,000 | – | 2,337,631 | – | 3.41% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUND | $21,676,000 | – | 2,882,381 | – | 2.88% | – |
| DIA | New | SPDR DOW JONES INDL ETF AVERAG | $19,093,000 | – | 113,726 | – | 2.54% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOME F | $17,451,000 | – | 2,778,762 | – | 2.32% | – |
| XOM | New | EXXON MOBIL CORP | $17,423,000 | – | 173,050 | – | 2.31% | – |
| 2108SC | New | EL PASO PIPELINE PARTNERS LP | $15,295,000 | – | 422,166 | – | 2.03% | – |
| GSPRD | New | GOLDMAN SACHS GROUP INC DEP SHpfd | $15,003,000 | – | 735,095 | – | 1.99% | – |
| TGP | New | TEEKAY LNG PARTNERS LP | $14,546,000 | – | 315,263 | – | 1.93% | – |
| BTZ | New | BLACKROCK CREDIT ALLOC INCOME | $12,883,000 | – | 936,975 | – | 1.71% | – |
| NPI | New | NUVEEN PREMIUM INCOME MUNICIPA | $12,787,000 | – | 940,948 | – | 1.70% | – |
| NPM | New | NUVEEN PREMIUM INCOME MUNICIPA | $12,537,000 | – | 905,872 | – | 1.66% | – |
| TEP | New | TALLGRASS ENERGY PARTNER LP | $11,656,000 | – | 300,413 | – | 1.55% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIES FD | $11,066,000 | – | 851,258 | – | 1.47% | – |
| EEQ | New | ENBRIDGE ENERGY MANAGEMENT LLC | $10,834,000 | – | 307,356 | – | 1.44% | – |
| NIO | New | NUVEEN INSURED MUNICIPAL OPPOR | $10,237,000 | – | 725,533 | – | 1.36% | – |
| GNT | New | GAMCO NATURAL RESOURCES GOLD & | $9,982,000 | – | 866,502 | – | 1.33% | – |
| MSPRF | New | MORGAN STANLEY 6.875% PFD FIXpfd | $9,975,000 | – | 368,080 | – | 1.32% | – |
| NEA | New | NUVEEN INSURED TAX FREE ADVANT | $9,701,000 | – | 719,642 | – | 1.29% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS L P | $9,322,000 | – | 252,426 | – | 1.24% | – |
| AVK | New | ADVENT CLAYMORE CONV SECS & IN | $8,745,000 | – | 464,191 | – | 1.16% | – |
| WBK | New | WESTPAC BANKING LTD SPONS ADR | $8,589,000 | – | 267,408 | – | 1.14% | – |
| FFC | New | FLAHERTY & CRUMRINE / CLAYMORE | $8,573,000 | – | 437,422 | – | 1.14% | – |
| New | FLAHERTY & CRUMRINE DYNAMIC PF | $8,343,000 | – | 354,098 | – | 1.11% | – | |
| BBN | New | BLACKROCK BUILD AMERICA BOND T | $8,260,000 | – | 380,635 | – | 1.10% | – |
| NQI | New | NUVEEN INSURED QUALITY MUNICIP | $8,132,000 | – | 620,255 | – | 1.08% | – |
| RSP | New | GUGGENHEIM S&P 500 EQWT ETF | $8,109,000 | – | 105,712 | – | 1.08% | – |
| GE | New | GENERAL ELECTRIC | $8,014,000 | – | 304,929 | – | 1.06% | – |
| POT | New | POTASH CORP OF SASKATCHEWAN IN | $7,873,000 | – | 207,400 | – | 1.05% | – |
| NEM | New | NEWMONT MINING CORP HOLDING CO | $7,800,000 | – | 306,585 | – | 1.04% | – |
| CSCO | New | CISCO SYSTEMS INC | $7,681,000 | – | 309,086 | – | 1.02% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $7,395,000 | – | 237,921 | – | 0.98% | – |
| SJT | New | SAN JUAN BASIN ROYALTY TR-UBI | $7,394,000 | – | 383,311 | – | 0.98% | – |
| HTS | New | HATTERAS FINANCIAL CORP | $7,183,000 | – | 362,596 | – | 0.95% | – |
| MSFT | New | MICROSOFT CORP | $7,084,000 | – | 169,873 | – | 0.94% | – |
| KMIWS | New | KINDER MORGAN WTS W/I INC DELAwt | $6,776,000 | – | 2,437,505 | – | 0.90% | – |
| EPD | New | ENTERPRISE PRODUCTS PARTNERS L | $6,570,000 | – | 83,917 | – | 0.87% | – |
| MRK | New | MERCK & CO INC NEW | $6,353,000 | – | 109,817 | – | 0.84% | – |
| NCV | New | ALLIANZGI CONV & INCOME FUND | $6,118,000 | – | 577,691 | – | 0.81% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT INC | $6,081,000 | – | 532,045 | – | 0.81% | – |
| NQS | New | NUVEEN SELECT QUALITY MUNICIPA | $5,725,000 | – | 413,088 | – | 0.76% | – |
| SYMC | New | SYMANTEC CORP | $5,684,000 | – | 248,215 | – | 0.76% | – |
| NQU | New | NUVEEN QUALITY INCOME MUNICIPA | $5,422,000 | – | 395,184 | – | 0.72% | – |
| RIG | New | TRANSOCEAN LTD US LISTED | $5,393,000 | – | 119,759 | – | 0.72% | – |
| PAA | New | PLAINS ALL AMERICAN PIPELINE L | $5,224,000 | – | 86,990 | – | 0.69% | – |
| NPF | New | NUVEEN PREMIER MUNICIPAL INCOM | $5,178,000 | – | 379,868 | – | 0.69% | – |
| T | New | AT&T INC | $5,176,000 | – | 146,367 | – | 0.69% | – |
| NBD | New | NUVEEN BUILD AMERICA BOND OPPT | $4,983,000 | – | 231,443 | – | 0.66% | – |
| INTC | New | INTEL CORP | $4,533,000 | – | 146,687 | – | 0.60% | – |
| MU | New | MICRON TECHNOLOGY INC | $4,108,000 | – | 124,682 | – | 0.55% | – |
| GNW | New | GENWORTH FINANCIAL INC COM CL | $4,099,000 | – | 235,555 | – | 0.54% | – |
| DE | New | DEERE & CO | $4,000,000 | – | 44,170 | – | 0.53% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUNICI | $3,879,000 | – | 264,627 | – | 0.52% | – |
| BAC | New | BANK OF AMERICA CORP | $3,856,000 | – | 250,901 | – | 0.51% | – |
| AHGP | New | ALLIANCE HLDGS GP L P COM UNIT | $3,657,000 | – | 56,437 | – | 0.49% | – |
| CVX | New | CHEVRON CORPORATION | $3,460,000 | – | 26,500 | – | 0.46% | – |
| DNIF | New | DIVDEND & INCOME FUND | $3,343,000 | – | 209,469 | – | 0.44% | – |
| BA | New | BOEING CO | $3,335,000 | – | 26,209 | – | 0.44% | – |
| AEM | New | ***AGNICO EAGLE MINES LTD | $3,228,000 | – | 84,290 | – | 0.43% | – |
| HIG | New | HARTFORD FINANCIAL SERVICES GR | $3,128,000 | – | 87,344 | – | 0.42% | – |
| DVY | New | ISHARES DOW JONES SELECT DIV I | $3,115,000 | – | 40,470 | – | 0.41% | – |
| JQC | New | NUVEEN MULTI-STRATEGY INCOME A | $3,048,000 | – | 325,626 | – | 0.40% | – |
| COP | New | CONOCOPHILLIPS | $2,966,000 | – | 34,591 | – | 0.39% | – |
| NBB | New | NUVEEN BUILD AMER BD FD | $2,817,000 | – | 137,425 | – | 0.37% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME FD | $2,737,000 | – | 184,943 | – | 0.36% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,735,000 | – | 26,138 | – | 0.36% | – |
| VTR | New | VENTAS INC | $2,669,000 | – | 41,638 | – | 0.36% | – |
| BHP | New | BHP BILLITON LTD SPONSORED ADR | $2,670,000 | – | 39,000 | – | 0.36% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION FUND | $2,657,000 | – | 171,398 | – | 0.35% | – |
| SDIV | New | GLOBAL X SUPER DIVIDEND 100 ET | $2,634,000 | – | 101,065 | – | 0.35% | – |
| OHI | New | OMEGA HEALTHCARE REIT INVESTOR | $2,622,000 | – | 71,140 | – | 0.35% | – |
| NGD | New | NEW GOLD INC | $2,512,000 | – | 394,330 | – | 0.33% | – |
| XRX | New | XEROX CORP | $2,445,000 | – | 196,525 | – | 0.32% | – |
| IRM | New | IRON MOUNTAIN INC | $2,424,000 | – | 68,375 | – | 0.32% | – |
| WU | New | WESTERN UNION CO | $2,373,000 | – | 136,870 | – | 0.32% | – |
| VZ | New | VERIZON COMMUNICATIONS | $2,334,000 | – | 47,698 | – | 0.31% | – |
| MMM | New | 3M COMPANY | $2,293,000 | – | 16,006 | – | 0.30% | – |
| JHP | New | NUVEEN QUALITY PFD INCOME FUND | $2,281,000 | – | 262,819 | – | 0.30% | – |
| ETP | New | ENERGY TRANSFER PARTNERS L P U | $2,134,000 | – | 36,812 | – | 0.28% | – |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETURN | $2,134,000 | – | 177,704 | – | 0.28% | – |
| NOK | New | NOKIA CORPORATION SPONSORED AD | $2,110,000 | – | 279,048 | – | 0.28% | – |
| GLW | New | CORNING INC | $2,082,000 | – | 94,861 | – | 0.28% | – |
| PFE | New | PFIZER INC | $2,069,000 | – | 69,703 | – | 0.28% | – |
| OKS | New | ONEOK PARTNERS L P UNIT LTD PA | $2,060,000 | – | 35,156 | – | 0.27% | – |
| SPY | New | SPDR S&P 500 ETF TR UNIT SER I | $2,019,000 | – | 10,315 | – | 0.27% | – |
| QQQ | New | POWERSHARES QQQ TRUST SERIES 1 | $1,942,000 | – | 20,675 | – | 0.26% | – |
| KO | New | COCA COLA CO | $1,920,000 | – | 45,326 | – | 0.26% | – |
| CBST | New | CUBIST PHARMACEUTICALS INC | $1,885,000 | – | 27,000 | – | 0.25% | – |
| FHI | New | FEDERATED INVESTORS INC (PA.) | $1,849,000 | – | 59,811 | – | 0.25% | – |
| BBBY | New | BED BATH & BEYOND | $1,840,000 | – | 32,075 | – | 0.24% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTURE | $1,736,000 | – | 70,900 | – | 0.23% | – |
| JPC | New | NUVEEN MULTI-STRATEGY INCOME A | $1,688,000 | – | 174,000 | – | 0.22% | – |
| NQM | New | NUVEEN INVESTMENT QUALITY MUNI | $1,630,000 | – | 111,025 | – | 0.22% | – |
| VVR | New | INVESCO VAN KAMPEN SR INCOME T | $1,621,000 | – | 323,571 | – | 0.22% | – |
| GSK | New | GLAXOSMITHKLINE PLC SPONSORED | $1,594,000 | – | 29,814 | – | 0.21% | – |
| AJG | New | ARTHUR J GALLAGHER & CO | $1,559,000 | – | 33,445 | – | 0.21% | – |
| ARCC | New | ARES CAPITAL CORPORATION | $1,486,000 | – | 83,190 | – | 0.20% | – |
| LGCY | New | LEGACY RESERVES LP | $1,328,000 | – | 42,498 | – | 0.18% | – |
| APC | New | ANADARKO PETROLEUM CORP | $1,319,000 | – | 12,052 | – | 0.18% | – |
| BBF | New | BLACKROCK MUNICIPAL INCOME INV | $1,305,000 | – | 93,335 | – | 0.17% | – |
| NGLS | New | TARGA RESOURCES PARTNERS LP UN | $1,259,000 | – | 17,505 | – | 0.17% | – |
| OLN | New | OLIN CORP NEW | $1,250,000 | – | 46,441 | – | 0.17% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES | $1,187,000 | – | 22,000 | – | 0.16% | – |
| DVN | New | DEVON ENERGY CORPORATION NEW | $1,193,000 | – | 15,020 | – | 0.16% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $1,176,000 | – | 105,225 | – | 0.16% | – |
| PCEF | New | POWERSHARES FD TR II ETF CEF | $1,115,000 | – | 43,710 | – | 0.15% | – |
| WFC | New | WELLS FARGO & CO | $1,066,000 | – | 20,284 | – | 0.14% | – |
| COH | New | COACH INC | $1,057,000 | – | 30,910 | – | 0.14% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $1,039,000 | – | 21,294 | – | 0.14% | – |
| WEN | New | WENDY'S CO | $1,034,000 | – | 121,245 | – | 0.14% | – |
| NTX | New | NUVEEN TEXAS QUALITY INCOME MU | $1,025,000 | – | 71,499 | – | 0.14% | – |
| APA | New | APACHE CORP | $1,006,000 | – | 10,000 | – | 0.13% | – |
| TLSYY | New | TELSTRA CORPORATION LIMITED SP | $998,000 | – | 40,559 | – | 0.13% | – |
| DRI | New | DARDEN RESTAURANTS INC | $967,000 | – | 20,900 | – | 0.13% | – |
| RAX | New | RACKSPACE HOSTING INC | $928,000 | – | 27,575 | – | 0.12% | – |
| NNC | New | NUVEEN N C PREM INCOME MUNI FD | $919,000 | – | 69,590 | – | 0.12% | – |
| AAPL | New | APPLE INC | $846,000 | – | 9,106 | – | 0.11% | – |
| VTI | New | VANGUARD INDEX FUNDS VANGUARD | $800,000 | – | 7,860 | – | 0.11% | – |
| FDI | New | FT DEARBORN INC SEC INC | $757,000 | – | 50,859 | – | 0.10% | – |
| PEYUF | New | PEYTO EXPLORATION & DEVELOPMEN | $749,000 | – | 19,922 | – | 0.10% | – |
| LEG | New | LEGGETT & PLATT INC | $686,000 | – | 20,000 | – | 0.09% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINE | $680,000 | – | 3,750 | – | 0.09% | – |
| PNNT | New | PENNANTPARK INVESTMENT CORP | $663,000 | – | 57,840 | – | 0.09% | – |
| FCX | New | FREEPORT MCMORAN COPPER & GOLD | $655,000 | – | 17,939 | – | 0.09% | – |
| RWT | New | REDWOOD TR INC | $654,000 | – | 33,570 | – | 0.09% | – |
| TCP | New | TC PIPELINES LP UNIT COM LTD P | $651,000 | – | 12,600 | – | 0.09% | – |
| VB | New | VANGUARD INDEX FUND VANGUARD S | $638,000 | – | 5,450 | – | 0.08% | – |
| PSX | New | PHILLIPS 66 | $628,000 | – | 7,802 | – | 0.08% | – |
| HIO | New | WESTERN ASSET HIGH INCOME OPPO | $617,000 | – | 101,202 | – | 0.08% | – |
| SUSP | New | SUSSER PETROLEUM PARTNERS LP-U | $608,000 | – | 12,950 | – | 0.08% | – |
| HES | New | HESS CORPORATION | $609,000 | – | 6,158 | – | 0.08% | – |
| STWD | New | STARWOOD PROPERTY TR INC | $608,000 | – | 25,560 | – | 0.08% | – |
| NOBL | New | PROSHARES S&P 500 ARISTOCRATS | $597,000 | – | 12,955 | – | 0.08% | – |
| HYB | New | NEW AMERICA HIGH INCOME FUND I | $561,000 | – | 55,839 | – | 0.08% | – |
| IJR | New | ISHARES TRUST S&P SMALLCAP 600 | $557,000 | – | 4,969 | – | 0.07% | – |
| TUP | New | TUPPERWARE BRANDS CORPORATION | $556,000 | – | 6,640 | – | 0.07% | – |
| PG | New | PROCTER & GAMBLE CO | $547,000 | – | 6,957 | – | 0.07% | – |
| NXP | New | NUVEEN SELECT TAX FREE INCOME | $549,000 | – | 39,005 | – | 0.07% | – |
| BP | New | BP P L C SPONSORED ADR (FRM BP | $540,000 | – | 10,236 | – | 0.07% | – |
| BAF | New | BLACKROCK MUNI INCOME INVSTMNT | $542,000 | – | 38,303 | – | 0.07% | – |
| DEM | New | WISDOMTREE EMERGING MARKETS EQ | $514,000 | – | 9,911 | – | 0.07% | – |
| NS | New | NUSTAR ENERGY L P COM UNITS RE | $497,000 | – | 8,018 | – | 0.07% | – |
| JNS | New | JANUS CAPITAL GROUP INC | $490,000 | – | 39,280 | – | 0.06% | – |
| NPV | New | NUVEEN VA PREMIUM INCOME MUNI | $484,000 | – | 36,295 | – | 0.06% | – |
| PB | New | PROSPERITY BANCSHS INC | $461,000 | – | 7,369 | – | 0.06% | – |
| KMB | New | KIMBERLY CLARK CORP | $458,000 | – | 4,117 | – | 0.06% | – |
| IGSB | New | ISHARES BARCLAYS 1-3 YR CREDIT | $462,000 | – | 4,374 | – | 0.06% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $449,000 | – | 7,665 | – | 0.06% | – |
| VO | New | VANGUARD INDEX FUNDS VANGUARD | $451,000 | – | 3,800 | – | 0.06% | – |
| GIS | New | GENERAL MILLS INC | $447,000 | – | 8,510 | – | 0.06% | – |
| PEP | New | PEPSICO INC | $441,000 | – | 4,940 | – | 0.06% | – |
| HAL | New | HALLIBURTON CO | $437,000 | – | 6,155 | – | 0.06% | – |
| AUQ | New | AURICO GOLD INC | $434,000 | – | 101,992 | – | 0.06% | – |
| MTG | New | MGIC INVESTMENT CORP-WISC | $416,000 | – | 45,000 | – | 0.06% | – |
| ABBV | New | ABBVIE INC | $406,000 | – | 7,185 | – | 0.05% | – |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $403,000 | – | 10,233 | – | 0.05% | – |
| RUSHA | New | RUSH ENTERPRISES INC CL A | $404,000 | – | 11,650 | – | 0.05% | – |
| FL | New | FOOT LOCKER INC | $401,000 | – | 7,904 | – | 0.05% | – |
| HPQ | New | HEWLETT PACKARD CO | $400,000 | – | 11,872 | – | 0.05% | – |
| MGK | New | VANGUARD WORLD FD MEGA CAP 300 | $399,000 | – | 5,200 | – | 0.05% | – |
| PGX | New | POWERSHARES GLOBAL EXCHANGE TR | $391,000 | – | 26,730 | – | 0.05% | – |
| CHI | New | CALAMOS CONVERTIBLE OPPORTUNIT | $383,000 | – | 27,326 | – | 0.05% | – |
| VLO | New | VALERO ENERGY CORP NEW | $373,000 | – | 7,455 | – | 0.05% | – |
| KRFT | New | KRAFT FOODS GROUP | $380,000 | – | 6,346 | – | 0.05% | – |
| CAT | New | CATERPILLAR INC | $366,000 | – | 3,370 | – | 0.05% | – |
| NCZ | New | NICHOLAS-APPLEGATE CONVERTIBLE | $358,000 | – | 35,813 | – | 0.05% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUND | $356,000 | – | 23,015 | – | 0.05% | – |
| TWER | New | TOWERSTREAM CORP | $343,000 | – | 176,950 | – | 0.05% | – |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONSORE | $331,000 | – | 4,024 | – | 0.04% | – |
| MFT | New | BLACKROCK MUNIYIELD INSURED IN | $316,000 | – | 23,550 | – | 0.04% | – |
| AMP | New | AMERIPRISE FINL INC | $316,000 | – | 2,630 | – | 0.04% | – |
| UNP | New | UNION PACIFIC CORP | $319,000 | – | 3,200 | – | 0.04% | – |
| EOG | New | EOG RES INC | $300,000 | – | 2,564 | – | 0.04% | – |
| ABT | New | ABBOTT LABORATORIES | $294,000 | – | 7,185 | – | 0.04% | – |
| EUO | New | PROSHARES ULTRASHORT ETF EURO | $285,000 | – | 16,700 | – | 0.04% | – |
| XEC | New | CIMAREX ENERGY CO | $287,000 | – | 2,000 | – | 0.04% | – |
| ORCL | New | ORACLE CORP | $271,000 | – | 6,683 | – | 0.04% | – |
| AXP | New | AMERICAN EXPRESS COMPANY | $260,000 | – | 2,740 | – | 0.04% | – |
| GOLD | New | BARRICK GOLD CORP | $260,000 | – | 14,220 | – | 0.04% | – |
| ANVGQ | New | ALLIED NEVADA GOLD CORP | $264,000 | – | 70,110 | – | 0.04% | – |
| CMCSA | New | COMCAST CORP NEW CL A | $255,000 | – | 4,751 | – | 0.03% | – |
| STX | New | SEAGATE TECHNOLOGY | $246,000 | – | 4,325 | – | 0.03% | – |
| EROC | New | EAGLE ROCK ENERGY PARTNERS | $246,000 | – | 49,340 | – | 0.03% | – |
| YUM | New | YUM BRANDS INC | $246,000 | – | 3,026 | – | 0.03% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI-SE | $242,000 | – | 16,245 | – | 0.03% | – |
| HPI | New | JOHN HANCOCK PREFERRED INCOME | $234,000 | – | 11,370 | – | 0.03% | – |
| VCF | New | DELAWARE INVESTMENTS COLORADO | $232,000 | – | 17,110 | – | 0.03% | – |
| EVO | New | EATON VANCE OHIO MUNICIPAL INC | $231,000 | – | 16,850 | – | 0.03% | – |
| ARLP | New | ALLIANCE RESOURCES PARTNERS LP | $224,000 | – | 4,800 | – | 0.03% | – |
| CNP | New | CENTERPOINT ENERGY INC | $217,000 | – | 8,500 | – | 0.03% | – |
| MDY | New | STANDARD & POORS MIDCAP 400 SP | $216,000 | – | 829 | – | 0.03% | – |
| MO | New | ALTRIA GROUP INC | $214,000 | – | 5,095 | – | 0.03% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FUND | $211,000 | – | 51,522 | – | 0.03% | – |
| BKS | New | BARNES & NOBLE INC | $213,000 | – | 9,350 | – | 0.03% | – |
| WMT | New | WAL-MART STORES INC | $212,000 | – | 2,820 | – | 0.03% | – |
| OAK | New | OAKTREE CAPITAL GROUP LLC-CLAS | $206,000 | – | 4,125 | – | 0.03% | – |
| SLV | New | ISHARES SILVER TR | $203,000 | – | 10,030 | – | 0.03% | – |
| PARR | New | PAR PETROLEUM CORP | $203,000 | – | 10,010 | – | 0.03% | – |
| MYL | New | MYLAN INC | $204,000 | – | 3,960 | – | 0.03% | – |
| ETY | New | EATON VANCE TAX MANAGED DIVERS | $175,000 | – | 14,915 | – | 0.02% | – |
| EFR | New | EATON VANCE SENIOR FLOATING RA | $171,000 | – | 11,500 | – | 0.02% | – |
| BIE | New | BLACKROCK MUNICIPAL BOND INVES | $156,000 | – | 10,705 | – | 0.02% | – |
| PFD | New | FLAHERTY & CRUMRINE PFD INCOME | $153,000 | – | 10,499 | – | 0.02% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROBR | $146,000 | – | 10,000 | – | 0.02% | – |
| ZIXI | New | ZIX CORPORATION | $140,000 | – | 41,000 | – | 0.02% | – |
| NPT | New | NUVEEN PREMIUM INCOME MUNICIPA | $140,000 | – | 10,936 | – | 0.02% | – |
| FT | New | FRANKLIN UNIVERSAL TRUST SHARE | $135,000 | – | 17,900 | – | 0.02% | – |
| RNDY | New | ROUNDYS INC COM | $138,000 | – | 25,000 | – | 0.02% | – |
| BDJ | New | BLACKROCK ENHANCED DIVID ACHIE | $124,000 | – | 14,809 | – | 0.02% | – |
| BKT | New | BLACKROCK INCOME TRUST INC | $103,000 | – | 15,448 | – | 0.01% | – |
| CRCTF | New | CROCOTTA ENERGY INC | $88,000 | – | 20,000 | – | 0.01% | – |
| USA | New | LIBERTY ALL STAR EQUITY FUND | $92,000 | – | 15,307 | – | 0.01% | – |
| EMEZU | New | EME REORGN TR UNIT | $2,000 | – | 13,487 | – | 0.00% | – |
| TOOTQ | New | TOOTIE PIE COMPANY INC | $1,000 | – | 17,300 | – | 0.00% | – |
Q4 2013
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | Sell | ISHARES TRUST BARCLAYS 20+YEAR | $38,696,000 | -47.2% | 363,681 | -45.2% | 6.18% | -51.9% |
| 4945SC | Buy | KINDER MORGAN ENERGY PARTNERS | $37,701,000 | -5.7% | 472,271 | +0.8% | 6.02% | -14.2% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIES FD | $20,203,000 | +2.4% | 1,569,777 | +2.4% | 3.22% | -6.8% |
| KMR | Buy | KINDER MORGAN MGMT LLC SHS | $19,552,000 | -6.7% | 260,836 | +4.1% | 3.12% | -15.0% |
| HIG | Buy | HARTFORD FINANCIAL SERVICES GR | $18,810,000 | +3.7% | 604,420 | +3.0% | 3.00% | -5.6% |
| KMI | Buy | KINDER MORGAN INC DEL | $17,278,000 | +12.5% | 485,746 | +20.7% | 2.76% | +2.5% |
| XOM | Buy | EXXON MOBIL CORP | $14,207,000 | -4.5% | 165,125 | +0.3% | 2.27% | -13.0% |
| TGP | Buy | TEEKAY LNG PARTNERS LP | $14,192,000 | +1.0% | 321,743 | +0.0% | 2.26% | -8.0% |
| VIV | New | TELEFONICA BRASIL SA SPONSORED | $12,579,000 | – | 560,545 | – | 2.01% | – |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOME F | $11,414,000 | +7033.8% | 1,883,504 | +7218.6% | 1.82% | +6407.1% |
| GTPPP | Sell | GOODYEAR TIRE CONVERTIBLE PFDpfd | $11,128,000 | -2.3% | 174,748 | -24.1% | 1.78% | -11.0% |
| WBK | New | WESTPAC BANKING LTD SPONS ADR | $10,921,000 | – | 356,080 | – | 1.74% | – |
| VOD | Sell | VODAFONE GROUP PLC SPONSORED A | $10,892,000 | +22.0% | 309,602 | -0.3% | 1.74% | +11.2% |
| GNT | Buy | GAMCO NATURAL RESOURCES GOLD & | $10,750,000 | +9.5% | 958,073 | +1.9% | 1.72% | -0.3% |
| PWE | Buy | PENN WEST PETROLEUM LTD COM NE | $10,732,000 | +5.3% | 964,224 | +0.1% | 1.71% | -4.1% |
| KMIWS | Buy | KINDER MORGAN WTS W/I INC DELAwt | $10,655,000 | +4.4% | 2,143,875 | +7.6% | 1.70% | -4.9% |
| NIO | Buy | NUVEEN INSURED MUNICIPAL OPPOR | $8,314,000 | +95.5% | 639,561 | +110.6% | 1.33% | +78.1% |
| NPI | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $7,928,000 | +133.5% | 620,306 | +143.1% | 1.26% | +112.6% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $7,791,000 | +2.6% | 255,874 | +2.7% | 1.24% | -6.5% |
| NPM | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $7,393,000 | +144.9% | 566,525 | +154.1% | 1.18% | +123.1% |
| GE | Buy | GENERAL ELECTRIC | $7,142,000 | +16.7% | 298,945 | +13.3% | 1.14% | +6.2% |
| RSP | Buy | GUGGENHEIM S&P 500 EQWT ETF | $6,964,000 | +9.4% | 106,808 | +2.8% | 1.11% | -0.4% |
| NPP | Buy | NUVEEN PERFORMANCE PLUS MUNICI | $6,918,000 | +78.4% | 512,060 | +90.0% | 1.10% | +62.4% |
| AVK | Buy | ADVENT CLAYMORE CONV SECS & IN | $6,546,000 | +12.8% | 372,162 | +8.6% | 1.04% | +2.8% |
| HTS | New | HATTERAS FINANCIAL CORP | $6,537,000 | – | 349,360 | – | 1.04% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT INC | $6,474,000 | – | 559,110 | – | 1.03% | – |
| EEQ | Buy | ENBRIDGE ENERGY MANAGEMENT LLC | $6,296,000 | +24.4% | 218,753 | +30.9% | 1.00% | +13.3% |
| NEA | Buy | NUVEEN INSURED TAX FREE ADVANT | $6,288,000 | +60.2% | 503,442 | +65.2% | 1.00% | +45.9% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $6,215,000 | +23.7% | 240,134 | -2.6% | 0.99% | +12.6% |
| SJT | Buy | SAN JUAN BASIN ROYALTY TR-UBI | $6,147,000 | -0.1% | 384,682 | +0.3% | 0.98% | -9.1% |
| BAC | Sell | BANK OF AMERICA CORP | $5,968,000 | +2.6% | 432,470 | -4.4% | 0.95% | -6.5% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUND | $5,668,000 | +60.2% | 805,164 | +69.8% | 0.90% | +46.0% |
| SPLS | Buy | STAPLES INC | $5,615,000 | +336.6% | 383,295 | +373.1% | 0.90% | +298.2% |
| BA | Sell | BOEING CO | $5,611,000 | +13.0% | 47,756 | -1.5% | 0.90% | +3.0% |
| XL | Sell | XL GROUP PLC SHS | $5,605,000 | +0.4% | 181,863 | -1.2% | 0.90% | -8.6% |
| MSFT | Sell | MICROSOFT CORP | $5,581,000 | -4.4% | 167,703 | -0.7% | 0.89% | -12.9% |
| NCV | Buy | ALLIANZGI CONV & INCOME FUND | $5,466,000 | +3.4% | 579,648 | +0.5% | 0.87% | -5.9% |
| RIG | Buy | TRANSOCEAN LTD US LISTED | $5,439,000 | +17.4% | 122,215 | +26.5% | 0.87% | +6.9% |
| GNW | New | GENWORTH FINANCIAL INC COM CL | $5,421,000 | – | 423,520 | – | 0.86% | – |
| GT | Sell | GOODYEAR TIRE & RUBBER CO | $5,219,000 | +43.4% | 232,460 | -2.3% | 0.83% | +30.6% |
| EPD | Sell | ENTERPRISE PRODUCTS PARTNERS L | $5,137,000 | -5.0% | 84,158 | -3.3% | 0.82% | -13.5% |
| PAA | Buy | PLAINS ALL AMERICAN PIPELINE L | $4,818,000 | -5.6% | 91,485 | +0.0% | 0.77% | -14.1% |
| TEP | Buy | TALLGRASS ENERGY PARTNER LP | $4,794,000 | +190.5% | 205,753 | +161.8% | 0.76% | +164.7% |
| MRK | Sell | MERCK & CO INC NEW | $4,653,000 | +1.3% | 97,741 | -1.2% | 0.74% | -7.7% |
| F | Sell | FORD MOTOR CO PAR $0.01 | $4,638,000 | +7.4% | 274,944 | -1.5% | 0.74% | -2.2% |
| FFC | Buy | FLAHERTY & CRUMRINE / CLAYMORE | $4,589,000 | +11.1% | 254,517 | +15.5% | 0.73% | +1.1% |
| L | Sell | LOEWS CORPORATION | $4,502,000 | +2.7% | 96,318 | -2.4% | 0.72% | -6.4% |
| WFT | New | ***WEATHERFORD INTERNATIONAL L | $4,446,000 | – | 290,020 | – | 0.71% | – |
| T | Buy | AT&T INC | $4,171,000 | +16.2% | 123,318 | +21.7% | 0.67% | +5.9% |
| NQU | Buy | NUVEEN QUALITY INCOME MUNICIPA | $3,944,000 | +319.1% | 312,773 | +349.3% | 0.63% | +281.8% |
| NQI | Buy | NUVEEN INSURED QUALITY MUNICIP | $3,896,000 | +524.4% | 316,777 | +559.8% | 0.62% | +470.6% |
| BBN | Buy | BLACKROCK BUILD AMERICA BOND T | $3,855,000 | +102.9% | 204,939 | +117.9% | 0.62% | +84.7% |
| MU | Sell | MICRON TECHNOLOGY INC | $3,683,000 | +19.5% | 210,802 | -2.0% | 0.59% | +8.9% |
| AHGP | Buy | ALLIANCE HLDGS GP L P COM UNIT | $3,456,000 | -4.1% | 57,709 | +2.1% | 0.55% | -12.7% |
| NPF | Buy | NUVEEN PREMIER MUNICIPAL INCOM | $3,219,000 | +1534.0% | 249,562 | +1581.6% | 0.51% | +1368.6% |
| OHI | Buy | OMEGA HEALTHCARE REIT INVESTOR | $3,123,000 | +11.6% | 104,563 | +15.9% | 0.50% | +1.6% |
| JQC | Sell | NUVEEN MULTI-STRATEGY INCOME A | $3,044,000 | -8.6% | 325,515 | -2.3% | 0.49% | -16.8% |
| NQS | New | NUVEEN SELECT QUALITY MUNICIPA | $2,746,000 | – | 216,236 | – | 0.44% | – |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPPT | $2,694,000 | +215.5% | 145,281 | +240.4% | 0.43% | +186.7% |
| GLV | Buy | CLOUGH GLOBAL ALLOCATION FUND | $2,661,000 | +3.9% | 174,506 | +3.2% | 0.42% | -5.3% |
| DVY | Buy | ISHARES DOW JONES SELECT DIV I | $2,622,000 | +3.8% | 39,520 | +0.2% | 0.42% | -5.4% |
| NOK | Sell | NOKIA CORPORATION SPONSORED AD | $2,565,000 | -14.4% | 394,113 | -50.8% | 0.41% | -22.1% |
| VTR | Sell | VENTAS INC | $2,533,000 | -11.8% | 41,183 | -0.4% | 0.40% | -19.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,427,000 | +0.3% | 27,998 | -0.7% | 0.39% | -8.7% |
| INTC | Buy | INTEL CORP | $2,388,000 | +20.0% | 104,173 | +26.8% | 0.38% | +9.2% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME FD | $2,368,000 | +1.9% | 189,017 | +0.8% | 0.38% | -7.1% |
| COP | Buy | CONOCOPHILLIPS | $2,279,000 | +19.6% | 32,783 | +4.1% | 0.36% | +9.0% |
| SDIV | Sell | GLOBAL X SUPER DIVIDEND 100 ET | $2,247,000 | +6.5% | 98,190 | -0.3% | 0.36% | -3.0% |
| LUV | Sell | SOUTHWEST AIRLINES CO | $2,140,000 | -20.1% | 146,971 | -29.3% | 0.34% | -27.2% |
| CHKR | Sell | CHESAPEAKE GRANITE WASH TRUST | $2,106,000 | -78.2% | 157,746 | -74.8% | 0.34% | -80.1% |
| WU | Buy | WESTERN UNION CO | $2,041,000 | +10.3% | 109,395 | +1.2% | 0.33% | +0.6% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETURN | $1,989,000 | -1.5% | 198,891 | -0.1% | 0.32% | -10.5% |
| CSCO | Sell | CISCO SYSTEMS INC | $1,973,000 | -4.0% | 84,186 | -0.4% | 0.32% | -12.5% |
| XRX | Buy | XEROX CORP | $1,944,000 | +15.6% | 188,875 | +1.9% | 0.31% | +5.1% |
| PFE | Buy | PFIZER INC | $1,916,000 | +32.9% | 66,708 | +29.6% | 0.31% | +20.9% |
| QQQ | Buy | POWERSHARES QQQ TRUST SERIES 1 | $1,900,000 | +13.7% | 24,085 | +2.7% | 0.30% | +3.4% |
| BACWSA | Sell | BANK OF AMERICA CORP WTS EXPwt | $1,889,000 | +5.4% | 310,184 | -5.5% | 0.30% | -3.8% |
| IRM | Buy | IRON MOUNTAIN INC | $1,859,000 | +73.7% | 68,810 | +71.1% | 0.30% | +58.0% |
| KO | Sell | COCA COLA CO | $1,671,000 | -6.2% | 44,100 | -0.7% | 0.27% | -14.4% |
| VVR | Buy | INVESCO VAN KAMPEN SR INCOME T | $1,610,000 | +2018.4% | 306,630 | +2096.5% | 0.26% | +1876.9% |
| TEVA | Buy | TEVA PHARMACEUTICAL ADR | $1,537,000 | +2.6% | 40,695 | +6.5% | 0.24% | -6.8% |
| AJG | Sell | ARTHUR J GALLAGHER & CO | $1,489,000 | -1.7% | 34,116 | -1.6% | 0.24% | -10.5% |
| WEN | Buy | WENDYS INTL INC | $1,482,000 | +60.9% | 174,811 | +10.7% | 0.24% | +47.2% |
| TOOPRA | Buy | TEEKAY OFFSHORE PARTNERS-PERPpfd | $1,476,000 | +125.7% | 59,775 | +131.1% | 0.24% | +105.2% |
| NEM | Buy | NEWMONT MINING CORP HOLDING CO | $1,406,000 | +2.2% | 50,040 | +8.9% | 0.22% | -7.1% |
| GLW | Buy | CORNING INC | $1,369,000 | +3.9% | 93,836 | +1.4% | 0.22% | -5.2% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE | $1,353,000 | +4.9% | 68,525 | +0.4% | 0.22% | -4.4% |
| GTLS | Sell | CHART INDUSTRIES INC | $1,323,000 | -13.4% | 10,750 | -33.7% | 0.21% | -21.3% |
| VZ | Sell | VERIZON COMMUNICATIONS | $1,189,000 | -7.9% | 25,484 | -0.6% | 0.19% | -15.9% |
| GSK | Buy | GLAXOSMITHKLINE PLC SPONSORED | $1,191,000 | +7.1% | 23,749 | +6.7% | 0.19% | -2.6% |
| SDRL | Sell | SEADRILL LTD | $1,151,000 | -92.1% | 25,530 | -92.9% | 0.18% | -92.8% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $1,080,000 | -11.5% | 102,275 | -0.3% | 0.17% | -19.6% |
| TLSYY | Buy | TELSTRA CORPORATION LIMITED SP | $1,022,000 | +265.0% | 44,090 | +244.0% | 0.16% | +232.7% |
| FHI | Sell | FEDERATED INVESTORS INC (PA.) | $999,000 | -2.5% | 36,771 | -1.7% | 0.16% | -11.7% |
| POT | New | ***POTASH CORP OF SASKATCHEWAN | $987,000 | – | 31,550 | – | 0.16% | – |
| EFR | Buy | EATON VANCE SENIOR FLOATING RA | $969,000 | +131.8% | 62,814 | +144.3% | 0.16% | +112.3% |
| RYF | Sell | GUGGENHEIM S&P 500 FINANCIAL E | $962,000 | +1.9% | 26,625 | -0.8% | 0.15% | -6.7% |
| JOE | Sell | THE ST JOE COMPANY | $957,000 | -12.9% | 48,775 | -6.6% | 0.15% | -20.7% |
| DRI | New | DARDEN RESTAURANTS INC | $961,000 | – | 20,760 | – | 0.15% | – |
| NGLS | Buy | TARGA RESOURCES PARTNERS LP UN | $901,000 | +8.2% | 17,505 | +6.1% | 0.14% | -1.4% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $861,000 | +0.6% | 18,600 | -2.9% | 0.14% | -8.7% |
| APA | Buy | APACHE CORP | $826,000 | +3.8% | 9,700 | +2.1% | 0.13% | -5.7% |
| SYY | New | SYSCO CORP | $801,000 | – | 25,163 | – | 0.13% | – |
| WFC | Sell | WELLS FARGO & CO | $797,000 | -2.0% | 19,300 | -2.0% | 0.13% | -10.6% |
| New | FLAHERTY & CRUMRINE DYNAMIC PF | $788,000 | – | 36,945 | – | 0.13% | – | |
| FDI | New | FT DEARBORN INC SEC INC | $731,000 | – | 52,383 | – | 0.12% | – |
| BP | Sell | BP P L C SPONSORED ADR (FRM BP | $727,000 | +0.1% | 17,293 | -0.6% | 0.12% | -8.7% |
| PHG | Sell | KONINKLIJKE PHILIPS ELECTRS N | $688,000 | +15.8% | 21,340 | -2.3% | 0.11% | +5.8% |
| SPY | Sell | SPDR S&P 500 ETF TR UNIT SER I | $683,000 | -0.1% | 4,065 | -4.7% | 0.11% | -9.2% |
| PAY | New | VERIFONE HOLDINGS INC | $656,000 | – | 28,700 | – | 0.10% | – |
| PNNT | Buy | PENNANTPARK INVESTMENT CORP | $632,000 | +8.4% | 56,040 | +6.3% | 0.10% | -1.0% |
| NQM | New | NUVEEN INVESTMENT QUALITY MUNI | $622,000 | – | 45,170 | – | 0.10% | – |
| AAPL | Buy | APPLE INC | $612,000 | +20.9% | 1,283 | +0.5% | 0.10% | +10.1% |
| LGCY | Buy | LEGACY RESERVES LP | $595,000 | +190.2% | 22,012 | +185.9% | 0.10% | +163.9% |
| UBT | Sell | PROSHARES TRUST ETF ULTRA 20+ | $571,000 | -46.7% | 10,485 | -43.1% | 0.09% | -51.6% |
| NBB | New | NUVEEN BUILD AMER BD FD | $559,000 | – | 30,915 | – | 0.09% | – |
| NUE | Buy | NUCOR CORP | $483,000 | +42.9% | 9,848 | +26.2% | 0.08% | +30.5% |
| OLN | Buy | OLIN CORP NEW | $465,000 | -1.3% | 20,141 | +2.2% | 0.07% | -10.8% |
| SUSP | Buy | SUSSER PETROLEUM PARTNERS LP-U | $450,000 | +40.2% | 14,950 | +36.5% | 0.07% | +28.6% |
| JNS | Buy | JANUS CAPITAL GROUP INC | $436,000 | +90.4% | 51,220 | +90.5% | 0.07% | +75.0% |
| NQ | Sell | NQ MOBILE INC ADR CLASS A | $397,000 | +53.9% | 18,240 | -43.0% | 0.06% | +40.0% |
| DNIF | Buy | DIVDEND & INCOME FUND | $363,000 | +2.8% | 25,288 | +14.5% | 0.06% | -6.5% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $357,000 | -26.7% | 4,122 | -26.7% | 0.06% | -32.9% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $344,000 | +1.8% | 7,665 | +4.3% | 0.06% | -6.8% |
| IP | Sell | INTERNATIONAL PAPER CO | $342,000 | -6.3% | 7,637 | -7.4% | 0.06% | -14.1% |
| EROC | Sell | EAGLE ROCK ENERGY PARTNERS | $341,000 | -53.0% | 48,067 | -47.9% | 0.05% | -57.5% |
| NTX | Buy | NUVEEN TEXAS QUALITY INCOME MU | $321,000 | +58.9% | 23,831 | +65.3% | 0.05% | +45.7% |
| CAG | Sell | CONAGRA FOODS INC | $309,000 | -15.8% | 10,174 | -3.1% | 0.05% | -23.4% |
| NCZ | Buy | NICHOLAS-APPLEGATE CONVERTIBLE | $293,000 | +3.2% | 34,047 | +1.2% | 0.05% | -6.0% |
| NPV | New | NUVEEN VA PREMIUM INCOME MUNI | $295,000 | – | 23,645 | – | 0.05% | – |
| RPM | Sell | RPM INTERNATIONAL INC | $297,000 | +3.1% | 8,214 | -8.9% | 0.05% | -6.0% |
| NXP | New | NUVEEN SELECT TAX FREE INCOME | $283,000 | – | 21,668 | – | 0.04% | – |
| AMP | Buy | AMERIPRISE FINL INC | $262,000 | +23.0% | 2,878 | +9.5% | 0.04% | +13.5% |
| TWER | Sell | TOWERSTREAM CORP | $262,000 | -11.2% | 91,770 | -20.7% | 0.04% | -19.2% |
| BTZ | Buy | BLACKROCK CREDIT ALLOC INCOME | $261,000 | +41.8% | 19,990 | +41.2% | 0.04% | +31.2% |
| HIGWS | Sell | HARTFORD FINANCL WTS SRVCS GRPwt | $243,000 | -11.3% | 10,885 | -13.0% | 0.04% | -18.8% |
| NS | Sell | NUSTAR ENERGY L P COM UNITS RE | $246,000 | -18.3% | 6,138 | -6.8% | 0.04% | -26.4% |
| ZIXI | Sell | ZIX CORPORATION | $235,000 | +10.8% | 47,950 | -4.2% | 0.04% | +2.7% |
| BAF | New | BLACKROCK MUNI INCOME INVSTMNT | $234,000 | – | 17,926 | – | 0.04% | – |
| EOG | New | EOG RES INC | $217,000 | – | 1,282 | – | 0.04% | – |
| VCF | New | DELAWARE INVESTMENTS COLORADO | $216,000 | – | 17,110 | – | 0.03% | – |
| CMCSA | New | COMCAST CORP NEW CL A | $214,000 | – | 4,751 | – | 0.03% | – |
| CNP | New | CENTERPOINT ENERGY INC | $204,000 | – | 8,500 | – | 0.03% | – |
| ETY | Buy | EATON VANCE TAX MANAGED DIVERS | $160,000 | +3.9% | 15,915 | +5.3% | 0.03% | -3.7% |
| PBR | Sell | ***PETROLEO BRASILEIRO SA PETR | $155,000 | -42.2% | 10,000 | -50.0% | 0.02% | -46.8% |
| BBF | New | BLACKROCK MUNICIPAL INCOME INV | $152,000 | – | 11,634 | – | 0.02% | – |
| PFD | New | FLAHERTY & CRUMRINE PFD INCOME | $127,000 | – | 10,199 | – | 0.02% | – |
| BKT | Buy | BLACKROCK INCOME TRUST INC | $94,000 | +1.1% | 14,048 | +2.9% | 0.02% | -6.2% |
| NGD | Sell | NEW GOLD INC | $90,000 | -52.1% | 15,020 | -48.7% | 0.01% | -57.6% |
| AUQ | Sell | AURICO GOLD INC | $83,000 | -55.4% | 21,892 | -48.5% | 0.01% | -60.6% |
| A980RTS | New | DIVIDEND & INCOME 13 RTS EXP 0rt | $0 | – | 22,107 | – | 0.00% | – |
| Exit | COMMERCE FINANCIAL CORP ****RE | $0 | – | -20,000 | – | 0.00% | – | |
| RF | Exit | REGIONS FINANCIAL CORP NEW | $0 | – | -13,267 | – | -0.02% | – |
| GASS | Exit | STEALTHGAS INC | $0 | – | -15,295 | – | -0.03% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -4,575 | – | -0.04% | – |
| Exit | BARCLAYS BK PLC ETN IPATH S&P5 | $0 | – | -16,670 | – | -0.06% | – | |
| DXD | Exit | PROSHARES TRUST ULTRASHORT DOW | $0 | – | -13,234 | – | -0.08% | – |
| AHL | Exit | ASPEN INSURANCE HOLDINGS LTD | $0 | – | -15,795 | – | -0.10% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -55,800 | – | -0.15% | – |
| SH | Exit | PROSHARES SHORT S&P 500 NON-TR | $0 | – | -31,060 | – | -0.16% | – |
| EMC | Exit | EMC CORP-MASS | $0 | – | -62,588 | – | -0.26% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -179,760 | – | -0.42% | – |
| WY | Exit | WEYERHAEUSER CO | $0 | – | -116,106 | – | -0.58% | – |
| GDXJ | Exit | MARKET VECTORS ETF TR JR GOLD | $0 | – | -719,840 | – | -1.16% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | New | ISHARES TRUST BARCLAYS 20+YEAR | $73,321,000 | – | 663,898 | – | 12.85% | – |
| 4945SC | New | KINDER MORGAN ENERGY PARTNERS | $39,996,000 | – | 468,335 | – | 7.01% | – |
| KMR | New | KINDER MORGAN MGMT LLC SHS | $20,950,000 | – | 250,629 | – | 3.67% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIES FD | $19,736,000 | – | 1,533,525 | – | 3.46% | – |
| HIG | New | HARTFORD FINANCIAL SERVICES GR | $18,137,000 | – | 586,573 | – | 3.18% | – |
| KMI | New | KINDER MORGAN INC DEL | $15,353,000 | – | 402,444 | – | 2.69% | – |
| XOM | New | EXXON MOBIL CORP | $14,871,000 | – | 164,594 | – | 2.61% | – |
| SDRL | New | SEADRILL LTD | $14,600,000 | – | 358,361 | – | 2.56% | – |
| TGP | New | TEEKAY LNG PARTNERS LP | $14,055,000 | – | 321,624 | – | 2.46% | – |
| GTPPP | New | GOODYEAR TIRE CONVERTIBLE PFDpfd | $11,389,000 | – | 230,120 | – | 2.00% | – |
| KMIWS | New | KINDER MORGAN WTS W/I INC DELAwt | $10,203,000 | – | 1,992,867 | – | 1.79% | – |
| PWE | New | PENN WEST PETROLEUM LTD COM NE | $10,195,000 | – | 963,618 | – | 1.79% | – |
| GNT | New | GAMCO NATURAL RESOURCES GOLD & | $9,821,000 | – | 939,809 | – | 1.72% | – |
| CHKR | New | CHESAPEAKE GRANITE WASH TRUST | $9,640,000 | – | 625,572 | – | 1.69% | – |
| VOD | New | VODAFONE GROUP PLC SPONSORED A | $8,926,000 | – | 310,515 | – | 1.56% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS L P | $7,594,000 | – | 249,052 | – | 1.33% | – |
| GDXJ | New | MARKET VECTORS ETF TR JR GOLD | $6,594,000 | – | 719,840 | – | 1.16% | – |
| RSP | New | GUGGENHEIM S&P 500 EQWT ETF | $6,368,000 | – | 103,928 | – | 1.12% | – |
| SJT | New | SAN JUAN BASIN ROYALTY TR-UBI | $6,155,000 | – | 383,510 | – | 1.08% | – |
| GE | New | GENERAL ELECTRIC | $6,120,000 | – | 263,900 | – | 1.07% | – |
| MSFT | New | MICROSOFT CORP | $5,836,000 | – | 168,925 | – | 1.02% | – |
| BAC | New | BANK OF AMERICA CORP | $5,816,000 | – | 452,293 | – | 1.02% | – |
| AVK | New | ADVENT CLAYMORE CONV SECS & IN | $5,804,000 | – | 342,605 | – | 1.02% | – |
| XL | New | XL GROUP PLC SHS | $5,583,000 | – | 184,124 | – | 0.98% | – |
| EPD | New | ENTERPRISE PRODUCTS PARTNERS L | $5,410,000 | – | 87,041 | – | 0.95% | – |
| NCV | New | ALLIANZGI CONV & INCOME FUND | $5,288,000 | – | 576,698 | – | 0.93% | – |
| PAA | New | PLAINS ALL AMERICAN PIPELINE L | $5,104,000 | – | 91,451 | – | 0.90% | – |
| EEQ | New | ENBRIDGE ENERGY MANAGEMENT LLC | $5,062,000 | – | 167,166 | – | 0.89% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $5,024,000 | – | 246,524 | – | 0.88% | – |
| BA | New | BOEING CO | $4,965,000 | – | 48,464 | – | 0.87% | – |
| RIG | New | TRANSOCEAN LTD US LISTED | $4,633,000 | – | 96,620 | – | 0.81% | – |
| MRK | New | MERCK & CO INC NEW | $4,595,000 | – | 98,923 | – | 0.80% | – |
| L | New | LOEWS CORPORATION | $4,383,000 | – | 98,708 | – | 0.77% | – |
| F | New | FORD MOTOR CO PAR $0.01 | $4,320,000 | – | 279,219 | – | 0.76% | – |
| NIO | New | NUVEEN INSURED MUNICIPAL OPPOR | $4,253,000 | – | 303,756 | – | 0.74% | – |
| FFC | New | FLAHERTY & CRUMRINE / CLAYMORE | $4,131,000 | – | 220,343 | – | 0.72% | – |
| NEA | New | NUVEEN INSURED TAX FREE ADVANT | $3,924,000 | – | 304,680 | – | 0.69% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUNICI | $3,877,000 | – | 269,450 | – | 0.68% | – |
| GT | New | GOODYEAR TIRE & RUBBER CO | $3,640,000 | – | 237,930 | – | 0.64% | – |
| AHGP | New | ALLIANCE HLDGS GP L P COM UNIT | $3,604,000 | – | 56,535 | – | 0.63% | – |
| T | New | AT&T INC | $3,588,000 | – | 101,363 | – | 0.63% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUND | $3,538,000 | – | 474,196 | – | 0.62% | – |
| NPI | New | NUVEEN PREMIUM INCOME MUNICIPA | $3,396,000 | – | 255,153 | – | 0.60% | – |
| JQC | New | NUVEEN MULTI-STRATEGY INCOME A | $3,330,000 | – | 333,340 | – | 0.58% | – |
| WY | New | WEYERHAEUSER CO | $3,308,000 | – | 116,106 | – | 0.58% | – |
| CVX | New | CHEVRON CORPORATION | $3,139,000 | – | 26,523 | – | 0.55% | – |
| MU | New | MICRON TECHNOLOGY INC | $3,082,000 | – | 215,047 | – | 0.54% | – |
| NPM | New | NUVEEN PREMIUM INCOME MUNICIPA | $3,019,000 | – | 222,970 | – | 0.53% | – |
| NOK | New | NOKIA CORPORATION SPONSORED AD | $2,998,000 | – | 801,601 | – | 0.52% | – |
| VTR | New | VENTAS INC | $2,871,000 | – | 41,338 | – | 0.50% | – |
| OHI | New | OMEGA HEALTHCARE REIT INVESTOR | $2,798,000 | – | 90,186 | – | 0.49% | – |
| LUV | New | SOUTHWEST AIRLINES CO | $2,679,000 | – | 207,855 | – | 0.47% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION FUND | $2,562,000 | – | 169,120 | – | 0.45% | – |
| DVY | New | ISHARES DOW JONES SELECT DIV I | $2,526,000 | – | 39,455 | – | 0.44% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,420,000 | – | 28,183 | – | 0.42% | – |
| RFP | New | RESOLUTE FST PRODS INC | $2,367,000 | – | 179,760 | – | 0.42% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME FD | $2,324,000 | – | 187,609 | – | 0.41% | – |
| BHP | New | ***BHP BILLITON LTD SPONSORED | $2,249,000 | – | 39,000 | – | 0.39% | – |
| SDIV | New | GLOBAL X SUPER DIVIDEND 100 ET | $2,109,000 | – | 98,485 | – | 0.37% | – |
| CSCO | New | CISCO SYSTEMS INC | $2,056,000 | – | 84,486 | – | 0.36% | – |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETURN | $2,019,000 | – | 199,145 | – | 0.35% | – |
| ETP | New | ENERGY TRANSFER PARTNERS L P U | $1,995,000 | – | 39,470 | – | 0.35% | – |
| INTC | New | INTEL CORP | $1,990,000 | – | 82,138 | – | 0.35% | – |
| COP | New | CONOCOPHILLIPS | $1,906,000 | – | 31,502 | – | 0.33% | – |
| BBN | New | BLACKROCK BUILD AMERICA BOND T | $1,900,000 | – | 94,035 | – | 0.33% | – |
| OKS | New | ONEOK PARTNERS L P UNIT LTD PA | $1,855,000 | – | 37,456 | – | 0.32% | – |
| WU | New | WESTERN UNION CO | $1,850,000 | – | 108,100 | – | 0.32% | – |
| MMM | New | 3M COMPANY | $1,802,000 | – | 16,476 | – | 0.32% | – |
| BACWSA | New | BANK OF AMERICA CORP WTS EXPwt | $1,792,000 | – | 328,294 | – | 0.31% | – |
| KO | New | COCA COLA CO | $1,781,000 | – | 44,400 | – | 0.31% | – |
| XRX | New | XEROX CORP | $1,682,000 | – | 185,400 | – | 0.30% | – |
| QQQ | New | POWERSHARES QQQ TRUST SERIES 1 | $1,671,000 | – | 23,445 | – | 0.29% | – |
| TEP | New | TALLGRASS ENERGY PARTNER LP | $1,650,000 | – | 78,583 | – | 0.29% | – |
| GTLS | New | CHART INDUSTRIES INC | $1,527,000 | – | 16,225 | – | 0.27% | – |
| AJG | New | ARTHUR J GALLAGHER & CO | $1,515,000 | – | 34,676 | – | 0.27% | – |
| TEVA | New | TEVA PHARMACEUTICAL ADR | $1,498,000 | – | 38,220 | – | 0.26% | – |
| EMC | New | EMC CORP-MASS | $1,478,000 | – | 62,588 | – | 0.26% | – |
| PFE | New | PFIZER INC | $1,442,000 | – | 51,479 | – | 0.25% | – |
| ARCC | New | ARES CAPITAL CORPORATION | $1,437,000 | – | 83,540 | – | 0.25% | – |
| NEM | New | NEWMONT MINING CORP HOLDING CO | $1,376,000 | – | 45,945 | – | 0.24% | – |
| GLW | New | CORNING INC | $1,317,000 | – | 92,586 | – | 0.23% | – |
| CBST | New | CUBIST PHARMACEUTICALS INC | $1,304,000 | – | 27,000 | – | 0.23% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTURE | $1,290,000 | – | 68,275 | – | 0.23% | – |
| VZ | New | VERIZON COMMUNICATIONS | $1,291,000 | – | 25,639 | – | 0.23% | – |
| SPLS | New | STAPLES INC | $1,286,000 | – | 81,010 | – | 0.22% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $1,220,000 | – | 102,550 | – | 0.21% | – |
| IJR | New | ISHARES TRUST S&P SMALLCAP 600 | $1,136,000 | – | 12,579 | – | 0.20% | – |
| GSK | New | GLAXOSMITHKLINE PLC SPONSORED | $1,112,000 | – | 22,259 | – | 0.20% | – |
| JOE | New | THE ST JOE COMPANY | $1,099,000 | – | 52,225 | – | 0.19% | – |
| PCEF | New | POWERSHARES FD TR II ETF CEF I | $1,088,000 | – | 44,145 | – | 0.19% | – |
| IRM | New | IRON MOUNTAIN INC | $1,070,000 | – | 40,221 | – | 0.19% | – |
| UBT | New | PROSHARES TRUST ETF ULTRA 20+ | $1,072,000 | – | 18,420 | – | 0.19% | – |
| APC | New | ANADARKO PETROLEUM CORP | $1,036,000 | – | 12,052 | – | 0.18% | – |
| FHI | New | FEDERATED INVESTORS INC (PA.) | $1,025,000 | – | 37,391 | – | 0.18% | – |
| TCBI | New | TEXAS CAPITAL BANCSHARES | $976,000 | – | 22,000 | – | 0.17% | – |
| NQU | New | NUVEEN QUALITY INCOME MUNICIPA | $941,000 | – | 69,615 | – | 0.16% | – |
| RYF | New | GUGGENHEIM S&P 500 FINANCIAL E | $944,000 | – | 26,840 | – | 0.16% | – |
| SH | New | PROSHARES SHORT S&P 500 NON-TR | $922,000 | – | 31,060 | – | 0.16% | – |
| WEN | New | WENDYS INTL INC | $921,000 | – | 157,900 | – | 0.16% | – |
| GOLD | New | BARRICK GOLD CORP | $878,000 | – | 55,800 | – | 0.15% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $856,000 | – | 19,150 | – | 0.15% | – |
| NBD | New | NUVEEN BUILD AMERICA BOND OPPT | $854,000 | – | 42,682 | – | 0.15% | – |
| IGSB | New | ISHARES BARCLAYS 1-3 YR CREDIT | $834,000 | – | 7,942 | – | 0.15% | – |
| NGLS | New | TARGA RESOURCES PARTNERS LP UN | $833,000 | – | 16,505 | – | 0.15% | – |
| WFC | New | WELLS FARGO & CO | $813,000 | – | 19,692 | – | 0.14% | – |
| APA | New | APACHE CORP | $796,000 | – | 9,500 | – | 0.14% | – |
| PEYUF | New | PEYTO EXPLORATION & DEVELOPMEN | $785,000 | – | 26,965 | – | 0.14% | – |
| DVN | New | DEVON ENERGY CORPORATION NEW | $779,000 | – | 15,020 | – | 0.14% | – |
| LEG | New | LEGGETT & PLATT INC | $764,000 | – | 24,581 | – | 0.13% | – |
| BP | New | BP P L C SPONSORED ADR (FRM BP | $726,000 | – | 17,398 | – | 0.13% | – |
| EROC | New | EAGLE ROCK ENERGY PARTNERS | $725,000 | – | 92,183 | – | 0.13% | – |
| HIO | New | WESTERN ASSET HIGH INCOME OPPO | $723,000 | – | 121,748 | – | 0.13% | – |
| SPY | New | SPDR S&P 500 ETF TR UNIT SER I | $684,000 | – | 4,265 | – | 0.12% | – |
| TOOPRA | New | TEEKAY OFFSHORE PARTNERS-PERPpfd | $654,000 | – | 25,860 | – | 0.12% | – |
| VTI | New | VANGUARD INDEX FUNDS VANGUARD | $650,000 | – | 7,860 | – | 0.11% | – |
| CEF | New | CENTRAL FUND CDA LTD CL A | $639,000 | – | 47,014 | – | 0.11% | – |
| DIA | New | SPDR DOW JONES INDL ETF AVERAG | $634,000 | – | 4,271 | – | 0.11% | – |
| NQI | New | NUVEEN INSURED QUALITY MUNICIP | $624,000 | – | 48,008 | – | 0.11% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINE | $612,000 | – | 3,200 | – | 0.11% | – |
| TCP | New | TC PIPELINES LP UNIT COM LTD P | $608,000 | – | 12,600 | – | 0.11% | – |
| PHG | New | KONINKLIJKE PHILIPS ELECTRS N | $594,000 | – | 21,835 | – | 0.10% | – |
| AHL | New | ASPEN INSURANCE HOLDINGS LTD | $586,000 | – | 15,795 | – | 0.10% | – |
| PNNT | New | PENNANTPARK INVESTMENT CORP | $583,000 | – | 52,740 | – | 0.10% | – |
| HYB | New | NEW AMERICA HIGH INCOME FUND I | $568,000 | – | 56,462 | – | 0.10% | – |
| VB | New | VANGUARD INDEX FUND VANGUARD S | $511,000 | – | 5,450 | – | 0.09% | – |
| AAPL | New | APPLE INC | $506,000 | – | 1,277 | – | 0.09% | – |
| WMT | New | WAL-MART STORES INC | $508,000 | – | 6,817 | – | 0.09% | – |
| FCX | New | FREEPORT MCMORAN COPPER & GOLD | $495,000 | – | 17,939 | – | 0.09% | – |
| PGX | New | POWERSHARES GLOBAL EXCHANGE TR | $497,000 | – | 34,830 | – | 0.09% | – |
| PM | New | PHILIP MORRIS INTERNATIONAL IN | $487,000 | – | 5,622 | – | 0.08% | – |
| PEP | New | PEPSICO INC | $471,000 | – | 5,760 | – | 0.08% | – |
| OLN | New | OLIN CORP NEW | $471,000 | – | 19,702 | – | 0.08% | – |
| DXD | New | PROSHARES TRUST ULTRASHORT DOW | $467,000 | – | 13,234 | – | 0.08% | – |
| GIS | New | GENERAL MILLS INC | $460,000 | – | 9,480 | – | 0.08% | – |
| PSX | New | PHILLIPS 66 | $463,000 | – | 7,854 | – | 0.08% | – |
| PG | New | PROCTER & GAMBLE CO | $439,000 | – | 5,697 | – | 0.08% | – |
| HES | New | HESS CORPORATION | $421,000 | – | 6,338 | – | 0.07% | – |
| EFR | New | EATON VANCE SENIOR FLOATING RA | $418,000 | – | 25,716 | – | 0.07% | – |
| JPC | New | NUVEEN MULTI-STRATEGY INCOME A | $389,000 | – | 40,760 | – | 0.07% | – |
| PB | New | PROSPERITY BANCSHS INC | $382,000 | – | 7,369 | – | 0.07% | – |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $378,000 | – | 9,723 | – | 0.07% | – |
| CAG | New | CONAGRA FOODS INC | $367,000 | – | 10,504 | – | 0.06% | – |
| IP | New | INTERNATIONAL PAPER CO | $365,000 | – | 8,243 | – | 0.06% | – |
| KMB | New | KIMBERLY CLARK CORP | $360,000 | – | 3,707 | – | 0.06% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUND | $357,000 | – | 23,880 | – | 0.06% | – |
| VO | New | VANGUARD INDEX FUNDS VANGUARD | $362,000 | – | 3,800 | – | 0.06% | – |
| DNIF | New | DIVDEND & INCOME FUND | $353,000 | – | 22,094 | – | 0.06% | – |
| New | BARCLAYS BK PLC ETN IPATH S&P5 | $345,000 | – | 16,670 | – | 0.06% | – | |
| CHI | New | CALAMOS CONVERTIBLE OPPORTUNIT | $345,000 | – | 27,326 | – | 0.06% | – |
| NUE | New | NUCOR CORP | $338,000 | – | 7,803 | – | 0.06% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $338,000 | – | 7,350 | – | 0.06% | – |
| SUSP | New | SUSSER PETROLEUM PARTNERS LP-U | $321,000 | – | 10,950 | – | 0.06% | – |
| EUO | New | PROSHARES ULTRASHORT ETF EURO | $322,000 | – | 16,700 | – | 0.06% | – |
| MGK | New | VANGUARD WORLD FD MEGA CAP 300 | $314,000 | – | 5,200 | – | 0.06% | – |
| CAT | New | CATERPILLAR INC | $311,000 | – | 3,770 | – | 0.06% | – |
| NS | New | NUSTAR ENERGY L P COM UNITS RE | $301,000 | – | 6,588 | – | 0.05% | – |
| ABBV | New | ABBVIE INC | $297,000 | – | 7,185 | – | 0.05% | – |
| TWER | New | TOWERSTREAM CORP | $295,000 | – | 115,740 | – | 0.05% | – |
| NCZ | New | NICHOLAS-APPLEGATE CONVERTIBLE | $284,000 | – | 33,641 | – | 0.05% | – |
| RPM | New | RPM INTERNATIONAL INC | $288,000 | – | 9,015 | – | 0.05% | – |
| RUSHA | New | RUSH ENTERPRISES INC CL A | $288,000 | – | 11,650 | – | 0.05% | – |
| TLSYY | New | TELSTRA CORPORATION LIMITED SP | $280,000 | – | 12,815 | – | 0.05% | – |
| MO | New | ALTRIA GROUP INC | $279,000 | – | 7,975 | – | 0.05% | – |
| HIGWS | New | HARTFORD FINANCL WTS SRVCS GRPwt | $274,000 | – | 12,513 | – | 0.05% | – |
| MTG | New | MGIC INVESTMENT CORP-WISC | $273,000 | – | 45,000 | – | 0.05% | – |
| PBR | New | ***PETROLEO BRASILEIRO SA PETR | $268,000 | – | 20,000 | – | 0.05% | – |
| NQ | New | NQ MOBILE INC ADR CLASS A | $258,000 | – | 31,980 | – | 0.04% | – |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONSORE | $257,000 | – | 4,024 | – | 0.04% | – |
| HAL | New | HALLIBURTON CO | $257,000 | – | 6,155 | – | 0.04% | – |
| ABT | New | ABBOTT LABORATORIES | $251,000 | – | 7,185 | – | 0.04% | – |
| UNP | New | UNION PACIFIC CORP | $247,000 | – | 1,600 | – | 0.04% | – |
| HPI | New | JOHN HANCOCK PREFERRED INCOME | $237,000 | – | 11,370 | – | 0.04% | – |
| AXP | New | AMERICAN EXPRESS COMPANY | $235,000 | – | 3,140 | – | 0.04% | – |
| HBI | New | HANESBRANDS INC | $235,000 | – | 4,575 | – | 0.04% | – |
| JNS | New | JANUS CAPITAL GROUP INC | $229,000 | – | 26,890 | – | 0.04% | – |
| VLO | New | VALERO ENERGY CORP NEW | $217,000 | – | 6,250 | – | 0.04% | – |
| YUM | New | YUM BRANDS INC | $215,000 | – | 3,106 | – | 0.04% | – |
| ZIXI | New | ZIX CORPORATION | $212,000 | – | 50,050 | – | 0.04% | – |
| AMP | New | AMERIPRISE FINL INC | $213,000 | – | 2,628 | – | 0.04% | – |
| BHD | New | BLACKROCK STRATEGIC BOND TRUST | $213,000 | – | 16,286 | – | 0.04% | – |
| LGCY | New | LEGACY RESERVES LP | $205,000 | – | 7,700 | – | 0.04% | – |
| RNDY | New | ROUNDYS INC COM | $208,000 | – | 25,000 | – | 0.04% | – |
| NPF | New | NUVEEN PREMIER MUNICIPAL INCOM | $197,000 | – | 14,841 | – | 0.04% | – |
| NTX | New | NUVEEN TEXAS QUALITY INCOME MU | $202,000 | – | 14,415 | – | 0.04% | – |
| NGD | New | ***NEW GOLD INC | $188,000 | – | 29,290 | – | 0.03% | – |
| SLV | New | ISHARES SILVER TR | $190,000 | – | 10,030 | – | 0.03% | – |
| AUQ | New | AURICO GOLD INC | $186,000 | – | 42,530 | – | 0.03% | – |
| BTZ | New | BLACKROCK CREDIT ALLOC INCOME | $184,000 | – | 14,160 | – | 0.03% | – |
| GASS | New | STEALTHGAS INC | $168,000 | – | 15,295 | – | 0.03% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOME F | $160,000 | – | 25,736 | – | 0.03% | – |
| MFT | New | BLACKROCK MUNIYIELD INSURED IN | $159,000 | – | 11,980 | – | 0.03% | – |
| SYMM | New | SYMMETRICOM INC | $162,000 | – | 36,000 | – | 0.03% | – |
| ETY | New | EATON VANCE TAX MANAGED DIVERS | $154,000 | – | 15,115 | – | 0.03% | – |
| BDJ | New | BLACKROCK ENHANCED DIVID ACHIE | $125,000 | – | 16,469 | – | 0.02% | – |
| RF | New | REGIONS FINANCIAL CORP NEW | $126,000 | – | 13,267 | – | 0.02% | – |
| BKT | New | BLACKROCK INCOME TRUST INC | $93,000 | – | 13,648 | – | 0.02% | – |
| USA | New | LIBERTY ALL STAR EQUITY FUND | $80,000 | – | 15,307 | – | 0.01% | – |
| VVR | New | INVESCO VAN KAMPEN SR INCOME T | $76,000 | – | 13,960 | – | 0.01% | – |
| CRCTF | New | CROCOTTA ENERGY INC | $55,000 | – | 20,000 | – | 0.01% | – |
| TOOTQ | New | TOOTIE PIE COMPANY INC | $3,000 | – | 17,300 | – | 0.00% | – |
| New | COMMERCE FINANCIAL CORP ****RE | $0 | – | 20,000 | – | 0.00% | – | |
| GNBT | New | GENEREX BIOTECHNOLOGY CORP DEL | $0 | – | 10,400 | – | 0.00% | – |