$195 Million is the total value of Regent Investment Management LLC's 195 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 18.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVS | Sell | C V S HEALTH CORPORATION | $6,706,000 | +16.8% | 69,633 | -3.5% | 3.44% | +17.0% |
| AAPL | Sell | APPLE INC | $6,273,000 | +4.4% | 56,828 | -4.7% | 3.22% | +4.5% |
| WBA | New | WALGREENS BOOTS ALLIANC | $5,412,000 | – | 71,020 | +100.0% | 2.78% | – |
| JNJ | Sell | JOHNSON & JOHNSON | $4,451,000 | -11.2% | 42,564 | -9.5% | 2.28% | -11.1% |
| PG | Sell | PROCTER & GAMBLE | $4,297,000 | -4.3% | 47,176 | -12.0% | 2.21% | -4.2% |
| MCK | Buy | MCKESSON CORPORATION | $4,233,000 | +10.1% | 20,390 | +3.3% | 2.17% | +10.3% |
| FFKT | FARMERS CAP BANK CORP | $4,117,000 | +3.4% | 176,752 | 0.0% | 2.11% | +3.5% | |
| GILD | Sell | GILEAD SCIENCES INC | $3,983,000 | -18.0% | 42,260 | -7.4% | 2.04% | -17.9% |
| CELG | Sell | CELGENE CORP | $3,947,000 | +17.6% | 35,284 | -0.4% | 2.03% | +17.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,861,000 | -1.0% | 61,698 | -4.7% | 1.98% | -0.9% |
| M | Sell | MACYS INC | $3,664,000 | +6.9% | 55,720 | -5.4% | 1.88% | +7.1% |
| KMI | Sell | KINDER MORGAN INC | $3,232,000 | +7.3% | 76,383 | -2.7% | 1.66% | +7.4% |
| VFC | Sell | V F CORPORATION | $3,048,000 | +13.1% | 40,690 | -0.3% | 1.56% | +13.2% |
| TWX | Sell | TIME WARNER INC NEW | $2,731,000 | +9.9% | 31,975 | -3.2% | 1.40% | +10.1% |
| CVX | Sell | CHEVRON CORPORATION | $2,678,000 | -9.7% | 23,874 | -3.9% | 1.38% | -9.5% |
| GOOG | Buy | GOOGLE INC CL C NON VTG NON VO | $2,599,000 | -1.5% | 4,938 | +8.1% | 1.33% | -1.3% |
| PCLN | Buy | THE PRICELINE GROUP | $2,413,000 | -0.6% | 2,116 | +1.0% | 1.24% | -0.4% |
| WMB | Buy | WILLIAMS COMPANIES | $2,368,000 | -12.7% | 52,685 | +7.5% | 1.22% | -12.5% |
| VZ | Buy | VERIZON COMMUNICATIONS | $2,359,000 | -5.3% | 50,424 | +1.2% | 1.21% | -5.2% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $2,315,000 | +11.4% | 25,679 | -4.5% | 1.19% | +11.5% |
| DEO | Sell | DIAGEO PLC NEW ADR F SPONSORED | $2,314,000 | -24.7% | 20,284 | -23.8% | 1.19% | -24.6% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $2,285,000 | +7.6% | 26,992 | -10.2% | 1.17% | +7.7% |
| CSCO | Sell | CISCO SYSTEMS INC | $2,270,000 | +3.4% | 81,604 | -6.4% | 1.16% | +3.6% |
| MYL | Buy | MYLAN INC | $2,259,000 | +24.5% | 40,075 | +0.5% | 1.16% | +24.6% |
| DD | Sell | DU PONT E I DE NEMOUR&CO | $2,254,000 | -0.4% | 30,490 | -3.3% | 1.16% | -0.3% |
| CPTA | Sell | CAPITALA FINANCE CORP | $2,121,000 | -1.8% | 118,692 | -2.6% | 1.09% | -1.6% |
| GOOGL | Sell | GOOGLE INC CLASS A VTG VOTING | $2,104,000 | -11.1% | 3,964 | -1.5% | 1.08% | -11.0% |
| MRK | Buy | MERCK & CO INC NEW | $2,074,000 | +9.2% | 36,527 | +14.0% | 1.06% | +9.3% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $2,068,000 | +1.6% | 22,865 | -1.2% | 1.06% | +1.8% |
| IBM | Sell | INTL BUSINESS MACHINES | $1,881,000 | -25.9% | 11,727 | -12.3% | 0.97% | -25.7% |
| UNP | Buy | UNION PACIFIC CORP | $1,795,000 | +12.9% | 15,070 | +2.8% | 0.92% | +13.0% |
| IWO | Buy | ISHARES TR RUSSELL 2000 GROWTHetf | $1,788,000 | +724.0% | 12,555 | +649.6% | 0.92% | +727.0% |
| COP | CONOCOPHILLIPS | $1,724,000 | -9.7% | 24,962 | 0.0% | 0.88% | -9.6% | |
| KO | Sell | COCA COLA COMPANY | $1,721,000 | -20.4% | 40,754 | -19.5% | 0.88% | -20.3% |
| IWF | Buy | ISHARES TR RUSSELL 1000 GROWTHetf | $1,672,000 | +4.7% | 17,484 | +0.3% | 0.86% | +4.8% |
| HAL | Sell | HALLIBURTON CO HLDG CO | $1,503,000 | -51.3% | 38,215 | -20.2% | 0.77% | -51.3% |
| STX | Buy | SEAGATE TECHNOLOGY PLC F | $1,503,000 | +20.2% | 22,595 | +3.6% | 0.77% | +20.4% |
| GIS | Sell | GENERAL MILLS INC | $1,494,000 | +3.9% | 28,007 | -1.8% | 0.77% | +4.1% |
| ETN | Sell | EATON CORP PLC F | $1,461,000 | +2.3% | 21,504 | -4.6% | 0.75% | +2.5% |
| TJX | Sell | T J X COS INC | $1,434,000 | +9.1% | 20,911 | -5.9% | 0.74% | +9.2% |
| CAG | Sell | CONAGRA FOODS INC | $1,394,000 | +3.3% | 38,420 | -5.9% | 0.72% | +3.5% |
| BHI | Buy | BAKER HUGHES INC | $1,308,000 | +59.1% | 23,325 | +84.5% | 0.67% | +59.4% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETSetf | $1,289,000 | -6.9% | 32,197 | -3.0% | 0.66% | -6.8% |
| MMM | Sell | 3M COMPANY | $1,273,000 | -3.1% | 7,748 | -16.4% | 0.65% | -3.1% |
| MET | Sell | METLIFE INC | $1,249,000 | -0.6% | 23,096 | -1.3% | 0.64% | -0.5% |
| TMO | Buy | THERMO FISHER SCIENTIFIC | $1,246,000 | +5.2% | 9,945 | +2.3% | 0.64% | +5.4% |
| WHR | Sell | WHIRLPOOL CORP | $1,245,000 | +21.7% | 6,425 | -8.5% | 0.64% | +21.9% |
| UNH | UNITEDHEALTH GROUP INC | $1,235,000 | +17.3% | 12,214 | 0.0% | 0.63% | +17.4% | |
| GE | Sell | GENERAL ELECTRIC COMPANY | $1,172,000 | -17.9% | 46,371 | -16.8% | 0.60% | -17.8% |
| MDT | MEDTRONIC INC | $1,126,000 | +16.4% | 15,601 | 0.0% | 0.58% | +16.5% | |
| HD | Sell | HOME DEPOT INC | $1,124,000 | +10.6% | 10,710 | -3.3% | 0.58% | +10.7% |
| ORCL | Sell | ORACLE CORPORATION | $1,113,000 | +14.3% | 24,753 | -2.8% | 0.57% | +14.4% |
| QCOM | QUALCOMM INC | $1,100,000 | -0.5% | 14,794 | 0.0% | 0.56% | -0.4% | |
| TDF | Sell | TEMPLETON DRAGON FUND | $1,096,000 | -7.6% | 45,599 | -0.9% | 0.56% | -7.4% |
| STON | Buy | STONEMOR PARTNERS | $1,094,000 | +49.2% | 42,455 | +49.4% | 0.56% | +49.5% |
| KRFT | Sell | KRAFT FOODS GROUP | $1,061,000 | +10.6% | 16,931 | -0.4% | 0.54% | +10.8% |
| ACE | ACE LIMITED NEW F | $1,028,000 | +9.6% | 8,945 | 0.0% | 0.53% | +9.8% | |
| AIG | Buy | AMERICAN INTL GROUP NEW | $1,016,000 | +3.7% | 18,140 | +0.0% | 0.52% | +4.0% |
| YUM | Sell | YUM BRANDS INC | $1,014,000 | -8.9% | 13,920 | -10.0% | 0.52% | -8.8% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,012,000 | +0.9% | 8,796 | -7.4% | 0.52% | +1.2% |
| SLB | Sell | SCHLUMBERGER LTD F | $1,007,000 | -27.3% | 11,794 | -13.4% | 0.52% | -27.2% |
| LLY | LILLY ELI & COMPANY | $970,000 | +6.5% | 14,055 | 0.0% | 0.50% | +6.6% | |
| MDLZ | Buy | MONDELEZ INTL INC CL A | $966,000 | +8.1% | 26,584 | +1.9% | 0.50% | +8.3% |
| HON | Sell | HONEYWELL INTERNATIONAL | $967,000 | +5.1% | 9,682 | -2.0% | 0.50% | +5.1% |
| KR | Sell | KROGER COMPANY | $965,000 | +9.5% | 15,032 | -11.3% | 0.50% | +9.5% |
| EMC | Sell | E M C CORP MASS | $916,000 | -5.2% | 30,800 | -6.7% | 0.47% | -5.1% |
| TXN | TEXAS INSTRUMENTS INC | $888,000 | +12.1% | 16,600 | 0.0% | 0.46% | +12.3% | |
| XOM | Sell | EXXON MOBIL CORPORATION | $887,000 | -33.6% | 9,593 | -32.4% | 0.46% | -33.5% |
| DIS | Sell | DISNEY WALT CO | $851,000 | -40.0% | 9,035 | -43.3% | 0.44% | -39.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $843,000 | -7.4% | 14,275 | -19.7% | 0.43% | -7.3% |
| AMP | AMERIPRISE FINANCIAL INC | $842,000 | +7.3% | 6,363 | 0.0% | 0.43% | +7.5% | |
| ILMN | Sell | ILLUMINA INC | $817,000 | +10.1% | 4,425 | -2.2% | 0.42% | +10.3% |
| PEP | Sell | PEPSICO INCORPORATED | $813,000 | -36.1% | 8,603 | -37.1% | 0.42% | -36.1% |
| USB | Sell | U S BANCORP DEL NEW | $777,000 | -31.5% | 17,294 | -36.2% | 0.40% | -31.3% |
| PSX | Sell | PHILLIPS 66 | $774,000 | -16.1% | 10,797 | -4.8% | 0.40% | -16.1% |
| AINV | Sell | APOLLO INVESTMENT CORP | $764,000 | -11.8% | 103,000 | -2.8% | 0.39% | -11.7% |
| BUD | New | ANHEUSER-BUSC INBEV ADRF SPONS | $733,000 | – | 6,525 | +100.0% | 0.38% | – |
| CBS | Buy | CBS CORPORATION CL B NEW | $726,000 | +32.5% | 13,117 | +27.9% | 0.37% | +32.7% |
| DVN | DEVON ENERGY CP NEW | $706,000 | -10.2% | 11,535 | 0.0% | 0.36% | -10.2% | |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $704,000 | -34.7% | 7,566 | -38.5% | 0.36% | -34.7% |
| DHR | Sell | DANAHER CORP DEL | $692,000 | +6.1% | 8,075 | -5.8% | 0.36% | +6.3% |
| PM | PHILIP MORRIS INTL INC | $672,000 | -2.3% | 8,253 | 0.0% | 0.34% | -2.3% | |
| INTC | Sell | INTEL CORP | $654,000 | -14.4% | 18,018 | -17.9% | 0.34% | -14.3% |
| HTZ | Sell | HERTZ GLOBAL HLDGS INC | $634,000 | -54.5% | 25,425 | -53.6% | 0.32% | -54.5% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $625,000 | +5.8% | 5,700 | +7.5% | 0.32% | +5.9% |
| EBAY | Sell | EBAY INC | $626,000 | -7.5% | 11,150 | -6.7% | 0.32% | -7.5% |
| TGT | TARGET CORPORATION | $623,000 | +21.0% | 8,213 | 0.0% | 0.32% | +21.2% | |
| SYK | STRYKER CORP | $613,000 | +16.8% | 6,500 | 0.0% | 0.32% | +17.1% | |
| UL | Buy | UNILEVER PLC ADR NEW F SPONSOR | $604,000 | +53.7% | 14,920 | +59.2% | 0.31% | +54.2% |
| FLS | FLOWSERVE CORPORATION | $604,000 | -15.2% | 10,101 | 0.0% | 0.31% | -15.1% | |
| HUM | HUMANA INC | $602,000 | +10.3% | 4,191 | 0.0% | 0.31% | +10.4% | |
| LAMR | New | LAMAR ADVERTISING NEW CLASS A | $595,000 | – | 11,100 | +100.0% | 0.30% | – |
| PHG | Buy | KON PHILIPS ADR F SPONSORED NY | $595,000 | -3.9% | 20,501 | +5.1% | 0.30% | -3.8% |
| FDX | Buy | FEDEX CORPORATION | $591,000 | +26.3% | 3,401 | +17.2% | 0.30% | +26.2% |
| TRV | TRAVELERS COMPANIES INC | $577,000 | +12.7% | 5,455 | 0.0% | 0.30% | +13.0% | |
| IBB | Buy | ISHARES NASDAQ BIO ETF NASDAQetf | $575,000 | +44.1% | 1,895 | +29.8% | 0.30% | +43.9% |
| SNP | CHINA PETE & CHEM ADR F SPONSO | $565,000 | -7.4% | 6,980 | 0.0% | 0.29% | -7.3% | |
| BAX | Sell | BAXTER INTERNATIONAL INC | $561,000 | -27.0% | 7,650 | -28.6% | 0.29% | -26.9% |
| AMGN | AMGEN INCORPORATED | $558,000 | +13.4% | 3,500 | 0.0% | 0.29% | +13.5% | |
| NEE | NEXTERA ENERGY INC | $556,000 | +13.2% | 5,231 | 0.0% | 0.28% | +13.1% | |
| KMB | Buy | KIMBERLY-CLARK CORP | $556,000 | +8.0% | 4,816 | +0.5% | 0.28% | +8.0% |
| NWL | Sell | NEWELL RUBBERMAID INC | $552,000 | +7.0% | 14,500 | -3.3% | 0.28% | +6.8% |
| WFC | WELLS FARGO & CO NEW | $552,000 | +5.5% | 10,078 | 0.0% | 0.28% | +5.6% | |
| MXIM | MAXIM INTEGRATED PRODS | $545,000 | +5.4% | 17,100 | 0.0% | 0.28% | +5.7% | |
| VIAB | Sell | VIACOM INC CL B NEW | $546,000 | -27.4% | 7,250 | -25.8% | 0.28% | -27.5% |
| EFA | ISHARES TR MSCI EAFE ETFetf | $530,000 | -5.0% | 8,705 | 0.0% | 0.27% | -4.9% | |
| ABBV | Buy | ABBVIE INC | $529,000 | +17.6% | 8,084 | +3.9% | 0.27% | +17.7% |
| XLV | New | SECTOR SPDR HEALTH FUND SHARESetf | $528,000 | – | 7,725 | +100.0% | 0.27% | – |
| LNC | LINCOLN NATIONAL CORP | $525,000 | +7.6% | 9,100 | 0.0% | 0.27% | +8.0% | |
| MS | MORGAN STANLEY | $526,000 | +12.4% | 13,550 | 0.0% | 0.27% | +12.5% | |
| PFF | Buy | ISHARES U S PFD ETF U S PFD STetf | $512,000 | +29.6% | 12,992 | +30.0% | 0.26% | +29.6% |
| HPQ | Sell | HEWLETT-PACKARD COMPANY | $511,000 | +9.0% | 12,725 | -3.8% | 0.26% | +9.2% |
| ON | Buy | ON SEMICONDUCTOR CORP | $507,000 | +13.9% | 50,000 | +0.4% | 0.26% | +14.0% |
| MSFT | Buy | MICROSOFT CORP | $495,000 | +13.0% | 10,646 | +12.7% | 0.25% | +12.9% |
| HSIC | SCHEIN HENRY INC | $477,000 | +16.9% | 3,500 | 0.0% | 0.24% | +17.2% | |
| T | Sell | A T & T INC NEW | $472,000 | -21.6% | 14,058 | -17.7% | 0.24% | -21.7% |
| LMRK | New | LANDMARK INFRASTRUCTURE | $470,000 | – | 27,788 | +100.0% | 0.24% | – |
| VTR | VENTAS INC REIT | $448,000 | +15.8% | 6,250 | 0.0% | 0.23% | +16.2% | |
| CAVM | Buy | CAVIUM INC | $433,000 | +70.5% | 7,000 | +37.3% | 0.22% | +70.8% |
| JBL | Buy | JABIL CIRCUIT INC | $428,000 | +27.8% | 19,600 | +18.1% | 0.22% | +27.9% |
| DCP | Buy | DCP MIDSTREAM PARTNERS | $418,000 | +47.7% | 9,195 | +77.0% | 0.22% | +48.3% |
| ABT | ABBOTT LABORATORIES | $414,000 | +8.1% | 9,199 | 0.0% | 0.21% | +8.7% | |
| IYT | New | ISHARES US TRANSN AVG TRANSPORetf | $415,000 | – | 2,530 | +100.0% | 0.21% | – |
| SCHE | SCHW EMG MKT EQ ETFetf | $411,000 | -5.9% | 17,188 | 0.0% | 0.21% | -5.8% | |
| MAA | Buy | MID AMER APT CMNTYS INC REIT | $409,000 | +24.7% | 5,475 | +9.5% | 0.21% | +25.0% |
| GM | Sell | GENERAL MOTORS CO | $396,000 | -40.1% | 11,350 | -45.2% | 0.20% | -40.1% |
| MO | ALTRIA GROUP INC | $392,000 | +7.1% | 7,960 | 0.0% | 0.20% | +6.9% | |
| PNC | Sell | PNC FINL SERVICES GP INC | $389,000 | +6.0% | 4,261 | -0.6% | 0.20% | +6.4% |
| BFA | BROWN FORMAN CORP CLA VTG | $384,000 | -1.8% | 4,380 | 0.0% | 0.20% | -1.5% | |
| WDC | WESTERN DIGITAL CORP | $377,000 | +13.6% | 3,410 | 0.0% | 0.19% | +14.1% | |
| SJM | Buy | J M SMUCKER CO NEW | $360,000 | +22.4% | 3,569 | +20.2% | 0.18% | +22.5% |
| HIG | Sell | HARTFORD FINL SVCS GRP | $359,000 | +4.7% | 8,600 | -6.5% | 0.18% | +4.5% |
| LOW | Sell | LOWES COMPANIES INC | $354,000 | +9.9% | 5,142 | -15.6% | 0.18% | +10.3% |
| ANTM | New | ANTHEM INC | $352,000 | – | 2,800 | +100.0% | 0.18% | – |
| MCD | Sell | MC DONALDS CORP | $347,000 | -55.6% | 3,705 | -55.0% | 0.18% | -55.5% |
| SRCL | STERICYCLE INC | $347,000 | +12.3% | 2,650 | 0.0% | 0.18% | +12.7% | |
| TSM | Buy | TAIWAN SEMICONDUCTR ADRF SPONS | $347,000 | +27.1% | 15,523 | +14.8% | 0.18% | +27.1% |
| TSCO | TRACTOR SUPPLY COMPANY | $342,000 | +28.1% | 4,344 | 0.0% | 0.18% | +28.5% | |
| GPC | Buy | GENUINE PARTS CO | $340,000 | +22.3% | 3,195 | +0.9% | 0.18% | +22.4% |
| ESV | Sell | ENSCO PLC CLASS A F CLASS A | $338,000 | -58.7% | 11,295 | -43.1% | 0.17% | -58.6% |
| OXY | OCCIDENTAL PETE CORP | $339,000 | -16.1% | 4,200 | 0.0% | 0.17% | -15.9% | |
| CAT | CATERPILLAR INC | $335,000 | -7.5% | 3,655 | 0.0% | 0.17% | -7.5% | |
| YHOO | Sell | YAHOO INC | $326,000 | -55.4% | 6,450 | -64.1% | 0.17% | -55.5% |
| APA | APACHE CORP | $321,000 | -33.3% | 5,120 | 0.0% | 0.16% | -33.2% | |
| BP | BP PLC ADR F SPONSORED ADR 1 A | $318,000 | -13.4% | 8,346 | 0.0% | 0.16% | -13.3% | |
| PGX | Buy | POWERSHARES EXCH TRADEDFD TR Ietf | $315,000 | +8.2% | 21,450 | +6.7% | 0.16% | +8.7% |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL | $312,000 | +20.0% | 3,450 | -4.2% | 0.16% | +20.3% |
| NSM | NATIONSTAR MTG HLDGS INC | $310,000 | -17.8% | 11,000 | 0.0% | 0.16% | -17.6% | |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $310,000 | -3.4% | 7,254 | -11.8% | 0.16% | -3.6% |
| EEM | ISHARES MSCI EMRG MKT FD EMERGetf | $306,000 | -5.6% | 7,784 | 0.0% | 0.16% | -5.4% | |
| DE | DEERE & CO | $306,000 | +8.1% | 3,457 | 0.0% | 0.16% | +8.3% | |
| TEN | Sell | TENNECO INC | $306,000 | +1.0% | 5,400 | -6.9% | 0.16% | +1.3% |
| CIEN | Sell | CIENA CORP NEW | $301,000 | -21.6% | 15,500 | -32.5% | 0.16% | -21.3% |
| SCHB | New | SCHW US BRD MKT ETFetf | $296,000 | – | 5,936 | +100.0% | 0.15% | – |
| RDSA | ROYAL DUTCH SHELL A ADRF SPONS | $297,000 | -12.1% | 4,434 | 0.0% | 0.15% | -12.1% | |
| SBUX | Buy | STARBUCKS CORP | $293,000 | +22.6% | 3,567 | +12.6% | 0.15% | +22.0% |
| P103PS | Sell | N P S PHARMACEUTICALS | $290,000 | +8.2% | 8,100 | -21.4% | 0.15% | +8.8% |
| PAA | New | PLAINS ALL AMERN PPLN LP UNIT | $282,000 | – | 5,500 | +100.0% | 0.14% | – |
| BFB | Buy | BROWN FORMAN CORP CLB NON VTG | $282,000 | +15.6% | 3,206 | +18.6% | 0.14% | +16.0% |
| F | Buy | FORD MOTOR COMPANY NEW | $281,000 | +6.8% | 18,104 | +1.9% | 0.14% | +6.7% |
| BYM | BLACKROCK MUNI INCM TR NATIONA | $280,000 | +4.1% | 19,440 | 0.0% | 0.14% | +4.3% | |
| AAL | New | AMERICAN AIRLS GROUP INC | $279,000 | – | 5,200 | +100.0% | 0.14% | – |
| SU | Sell | SUNCOR ENERGY INC NEW F | $272,000 | -13.7% | 8,551 | -1.7% | 0.14% | -13.0% |
| HI | HILLENBRAND INC COM ISIN#US431 | $266,000 | +11.8% | 7,713 | 0.0% | 0.14% | +12.3% | |
| SWKS | New | SKYWORKS SOLUTIONS INC | $255,000 | – | 3,510 | +100.0% | 0.13% | – |
| AAP | New | ADVANCE AUTO PARTS INC | $256,000 | – | 1,610 | +100.0% | 0.13% | – |
| LPNT | LIFEPOINT HOSPITALS INC | $252,000 | +3.7% | 3,510 | 0.0% | 0.13% | +3.2% | |
| IWN | ISHARES TR RUSSELL 2000 VALUEetf | $250,000 | +8.7% | 2,461 | 0.0% | 0.13% | +8.5% | |
| CAM | CAMERON INTL CORP | $247,000 | -24.9% | 4,950 | 0.0% | 0.13% | -24.9% | |
| TXRH | New | TEXAS ROADHOUSE | $246,000 | – | 7,300 | +100.0% | 0.13% | – |
| MWE | MARKWEST ENERGY PTNR LP COMMON | $244,000 | -12.5% | 3,635 | 0.0% | 0.12% | -12.6% | |
| PFE | PFIZER INCORPORATED | $243,000 | +5.2% | 7,803 | 0.0% | 0.12% | +5.9% | |
| B108PS | Sell | ACTAVIS PLC F | $243,000 | -1.2% | 945 | -7.4% | 0.12% | -0.8% |
| UPS | Buy | UNITED PARCEL SERVICE B CLASS | $241,000 | +14.8% | 2,165 | +1.2% | 0.12% | +14.8% |
| CMCSA | COMCAST CORP NEW CL A | $240,000 | +8.1% | 4,130 | 0.0% | 0.12% | +7.9% | |
| IWP | Sell | ISHARES RUSSELL GROWTH MIDCAPetf | $240,000 | -80.3% | 2,575 | -81.4% | 0.12% | -80.4% |
| BX | Sell | BLACKSTONE GROUP LP | $237,000 | +0.4% | 7,000 | -6.7% | 0.12% | +0.8% |
| ETP | Sell | ENERGY TRANSFER PARTNERS UNITS | $223,000 | -49.7% | 3,430 | -50.5% | 0.11% | -49.8% |
| IFN | Buy | INDIA FUND INC | $222,000 | +0.9% | 8,606 | +6.2% | 0.11% | +0.9% |
| CAR | New | AVIS BUDGET GROUP INC | $219,000 | – | 3,300 | +100.0% | 0.11% | – |
| LEA | New | LEAR CORPORATION | $216,000 | – | 2,200 | +100.0% | 0.11% | – |
| RCL | New | ROYAL CARIBBEAN CRUISESF | $214,000 | – | 2,600 | +100.0% | 0.11% | – |
| PGF | POWERSHS EXCH TRAD FD TR POWERetf | $209,000 | +1.5% | 11,450 | 0.0% | 0.11% | +0.9% | |
| NLY | Sell | ANNALY CAPITAL MGMT REIT | $194,000 | -4.0% | 17,922 | -5.3% | 0.10% | -3.8% |
| FLEX | FLEXTRONICS INTL LTD F | $178,000 | +7.9% | 15,950 | 0.0% | 0.09% | +7.1% | |
| KKR | New | KKR & CO LP | $175,000 | – | 7,548 | +100.0% | 0.09% | – |
| SGF | ABERDEEN SINGAPORE FUND | $119,000 | -4.0% | 10,000 | 0.0% | 0.06% | -4.7% | |
| BGCP | New | BGC PARTNERS INC CLA | $64,000 | – | 7,000 | +100.0% | 0.03% | – |
| IMSCQ | Buy | IMPLANT SCIENCES CORP | $26,000 | +116.7% | 24,000 | +140.0% | 0.01% | +116.7% |
| AMBS | Buy | AMARANTUS BIOSCIENCE HLD | $26,000 | +4.0% | 310,746 | +13.7% | 0.01% | 0.0% |
| TPIY | Sell | TIANYIN PHARMACEUTICAL | $15,000 | -6.2% | 20,252 | -19.8% | 0.01% | 0.0% |
| RENEURON GROUP PLC ORD F | $5,000 | -16.7% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| CRESW | Sell | CRESUD SACIF YA 15 WTS F WARRAwt | $1,000 | -66.7% | 89,740 | -11.1% | 0.00% | -50.0% |
| XCLL | Exit | XCELMOBILITY INC | $0 | – | -10,500 | -100.0% | 0.00% | – |
| HQSM | Exit | HQ SUSTAIN MARITIME NXXX REGIS | $0 | – | -10,200 | -100.0% | 0.00% | – |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 14,000 | 0.0% | 0.00% | – | ||
| CAST | Sell | CHINACAST EDUCATION CORP | $0 | – | 10,400 | -36.6% | 0.00% | – |
| YUII | Exit | YUHE INTL INC | $0 | – | -13,000 | -100.0% | 0.00% | – |
| CBPI | Exit | CHINA BOTANIC PHARMA INC | $0 | – | -10,926 | -100.0% | 0.00% | – |
| ONP | Exit | ORIENT PAPER INC NEW | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BBT | Exit | BB&T CORPORATION | $0 | – | -6,517 | -100.0% | -0.12% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -3,300 | -100.0% | -0.13% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -2,800 | -100.0% | -0.17% | – |
| WEB | Exit | WEB.COM GROUP INC | $0 | – | -18,188 | -100.0% | -0.19% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -5,830 | -100.0% | -0.23% | – |
| LAMR | Exit | LAMAR ADVERTISING CO A CLASS A | $0 | – | -9,600 | -100.0% | -0.24% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -4,470 | -100.0% | -0.26% | – |
| IWS | Exit | ISHARES RUSSELL VALUE MIDCAP Vetf | $0 | – | -24,202 | -100.0% | -0.87% | – |
| WAG | Exit | WALGREEN COMPANY | $0 | – | -72,925 | -100.0% | -2.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.