$195 Million is the total value of Regent Investment Management LLC's 191 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 13.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $6,010,000 | +4.3% | 59,653 | -3.8% | 3.08% | +8.5% |
| CVS | Sell | C V S HEALTH CORPORATION | $5,740,000 | +5.1% | 72,123 | -0.5% | 2.94% | +9.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,011,000 | -6.1% | 47,014 | -7.9% | 2.57% | -2.4% |
| GILD | Sell | GILEAD SCIENCES INC | $4,858,000 | +17.1% | 45,635 | -8.8% | 2.49% | +21.8% |
| PG | Sell | PROCTER & GAMBLE | $4,490,000 | +3.2% | 53,622 | -3.1% | 2.30% | +7.3% |
| WAG | Buy | WALGREEN COMPANY | $4,322,000 | -18.8% | 72,925 | +1.6% | 2.22% | -15.5% |
| FFKT | Buy | FARMERS CAP BANK CORP | $3,982,000 | +2.4% | 176,752 | +2.6% | 2.04% | +6.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,901,000 | +2.1% | 64,753 | -2.3% | 2.00% | +6.3% |
| MCK | Sell | MCKESSON CORPORATION | $3,843,000 | +3.8% | 19,740 | -0.7% | 1.97% | +7.9% |
| M | Sell | MACYS INC | $3,428,000 | -3.8% | 58,920 | -4.1% | 1.76% | 0.0% |
| CELG | Buy | CELGENE CORP | $3,356,000 | +16.8% | 35,409 | +5.8% | 1.72% | +21.5% |
| HAL | Buy | HALLIBURTON CO HLDG CO | $3,089,000 | -4.5% | 47,890 | +5.1% | 1.58% | -0.7% |
| DEO | Sell | DIAGEO PLC NEW ADR F SPONSORED | $3,072,000 | -16.0% | 26,619 | -7.4% | 1.58% | -12.6% |
| KMI | Buy | KINDER MORGAN INC | $3,011,000 | +32.8% | 78,540 | +25.6% | 1.54% | +38.2% |
| CVX | Buy | CHEVRON CORPORATION | $2,965,000 | -8.3% | 24,849 | +0.4% | 1.52% | -4.6% |
| WMB | Sell | WILLIAMS COMPANIES | $2,712,000 | -9.9% | 48,995 | -5.2% | 1.39% | -6.3% |
| VFC | Buy | V F CORPORATION | $2,696,000 | +5.8% | 40,830 | +0.9% | 1.38% | +10.0% |
| GOOG | Buy | GOOGLE INC CL C NON VTG NON VO | $2,638,000 | +1.7% | 4,569 | +1.3% | 1.35% | +5.7% |
| IBM | Sell | INTL BUSINESS MACHINES | $2,538,000 | +1.8% | 13,372 | -2.8% | 1.30% | +5.9% |
| VZ | Sell | VERIZON COMMUNICATIONS | $2,492,000 | +1.0% | 49,849 | -1.1% | 1.28% | +5.1% |
| TWX | Sell | TIME WARNER INC NEW | $2,484,000 | +3.5% | 33,025 | -3.3% | 1.27% | +7.7% |
| PCLN | Buy | THE PRICELINE GROUP | $2,427,000 | +27.3% | 2,095 | +32.2% | 1.24% | +32.3% |
| GOOGL | Sell | GOOGLE INC CLASS A VTG VOTING | $2,368,000 | -1.2% | 4,024 | -1.8% | 1.21% | +2.8% |
| DD | Sell | DU PONT E I DE NEMOUR&CO | $2,263,000 | +1.8% | 31,530 | -7.2% | 1.16% | +5.8% |
| CSCO | Buy | CISCO SYSTEMS INC | $2,195,000 | +1.3% | 87,204 | +0.0% | 1.12% | +5.3% |
| KO | Sell | COCA COLA COMPANY | $2,161,000 | -24.9% | 50,654 | -25.4% | 1.11% | -21.9% |
| CPTA | Sell | CAPITALA FINANCE CORP | $2,160,000 | -7.1% | 121,890 | -0.9% | 1.11% | -3.4% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $2,124,000 | -4.4% | 30,073 | -6.2% | 1.09% | -0.5% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $2,078,000 | +2.6% | 26,879 | -3.6% | 1.06% | +6.6% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $2,035,000 | -1.0% | 23,145 | -0.1% | 1.04% | +3.0% |
| COP | Sell | CONOCOPHILLIPS | $1,910,000 | -10.9% | 24,962 | -0.2% | 0.98% | -7.4% |
| MRK | Buy | MERCK & CO INC NEW | $1,900,000 | +9.1% | 32,047 | +6.5% | 0.97% | +13.5% |
| MYL | Buy | MYLAN INC | $1,815,000 | +0.1% | 39,890 | +13.4% | 0.93% | +4.1% |
| IWS | ISHARES RUSSELL VALUE MIDCAP Vetf | $1,694,000 | -3.6% | 24,202 | 0.0% | 0.87% | +0.2% | |
| IWF | New | ISHARES TR RUSSELL 1000 GROWTHetf | $1,597,000 | – | 17,434 | +100.0% | 0.82% | – |
| UNP | Sell | UNION PACIFIC CORP | $1,590,000 | +6.0% | 14,665 | -2.5% | 0.82% | +10.3% |
| GIS | Sell | GENERAL MILLS INC | $1,438,000 | -18.3% | 28,507 | -14.9% | 0.74% | -15.1% |
| GE | Sell | GENERAL ELECTRIC COMPANY | $1,427,000 | -4.7% | 55,702 | -2.2% | 0.73% | -0.8% |
| ETN | Buy | EATON CORP PLC F | $1,428,000 | -17.3% | 22,534 | +0.7% | 0.73% | -14.0% |
| DIS | Sell | DISNEY WALT CO | $1,419,000 | -6.2% | 15,935 | -9.6% | 0.73% | -2.4% |
| HTZ | Sell | HERTZ GLOBAL HLDGS INC | $1,393,000 | -15.3% | 54,850 | -6.5% | 0.71% | -11.9% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETSetf | $1,385,000 | -38.0% | 33,197 | -35.9% | 0.71% | -35.5% |
| SLB | Buy | SCHLUMBERGER LTD F | $1,385,000 | -12.5% | 13,624 | +1.5% | 0.71% | -9.0% |
| CAG | Sell | CONAGRA FOODS INC | $1,349,000 | +5.6% | 40,820 | -5.2% | 0.69% | +9.8% |
| XOM | Sell | EXXON MOBIL CORPORATION | $1,335,000 | -22.0% | 14,193 | -16.5% | 0.68% | -18.9% |
| TJX | Sell | T J X COS INC | $1,314,000 | +4.8% | 22,211 | -5.9% | 0.67% | +9.1% |
| MMM | Sell | 3M COMPANY | $1,314,000 | -4.5% | 9,273 | -3.5% | 0.67% | -0.6% |
| PEP | Sell | PEPSICO INCORPORATED | $1,273,000 | -23.5% | 13,678 | -26.6% | 0.65% | -20.4% |
| MET | METLIFE INC | $1,257,000 | -3.3% | 23,396 | 0.0% | 0.64% | +0.5% | |
| STX | Sell | SEAGATE TECHNOLOGY PLC F | $1,250,000 | -3.0% | 21,820 | -3.8% | 0.64% | +0.9% |
| IWP | Buy | ISHARES RUSSELL GROWTH MIDCAPetf | $1,221,000 | +267.8% | 13,815 | +272.3% | 0.63% | +281.7% |
| TDF | Sell | TEMPLETON DRAGON FUND | $1,186,000 | -5.4% | 45,999 | -5.2% | 0.61% | -1.6% |
| TMO | Buy | THERMO FISHER SCIENTIFIC | $1,184,000 | +8.3% | 9,725 | +5.0% | 0.61% | +12.6% |
| USB | Sell | U S BANCORP DEL NEW | $1,134,000 | -14.0% | 27,104 | -10.9% | 0.58% | -10.6% |
| YUM | Sell | YUM BRANDS INC | $1,113,000 | -14.6% | 15,461 | -3.7% | 0.57% | -11.2% |
| QCOM | Buy | QUALCOMM INC | $1,106,000 | +15.6% | 14,794 | +22.4% | 0.57% | +20.1% |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $1,078,000 | -12.6% | 12,311 | -5.4% | 0.55% | -9.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,053,000 | +3.7% | 12,214 | -1.6% | 0.54% | +8.0% |
| WHR | Sell | WHIRLPOOL CORP | $1,023,000 | -9.8% | 7,025 | -13.8% | 0.52% | -6.3% |
| HD | Sell | HOME DEPOT INC | $1,016,000 | -1.5% | 11,080 | -13.0% | 0.52% | +2.6% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,003,000 | -6.5% | 9,496 | +2.2% | 0.51% | -2.8% |
| AIG | Sell | AMERICAN INTL GROUP NEW | $980,000 | -9.6% | 18,135 | -8.7% | 0.50% | -6.0% |
| ORCL | Sell | ORACLE CORPORATION | $974,000 | -11.7% | 25,453 | -6.5% | 0.50% | -8.3% |
| MDT | MEDTRONIC INC | $967,000 | -2.8% | 15,601 | 0.0% | 0.50% | +1.2% | |
| EMC | Sell | E M C CORP MASS | $966,000 | +5.1% | 33,000 | -5.4% | 0.50% | +9.3% |
| KRFT | Buy | KRAFT FOODS GROUP | $959,000 | +105.8% | 16,997 | +118.8% | 0.49% | +113.9% |
| ACE | ACE LIMITED NEW F | $938,000 | +1.1% | 8,945 | 0.0% | 0.48% | +5.3% | |
| PSX | Sell | PHILLIPS 66 | $922,000 | -1.5% | 11,336 | -2.6% | 0.47% | +2.6% |
| HON | Buy | HONEYWELL INTERNATIONAL | $920,000 | +2.2% | 9,882 | +2.1% | 0.47% | +6.3% |
| LLY | Sell | LILLY ELI & COMPANY | $911,000 | +1.7% | 14,055 | -2.4% | 0.47% | +5.7% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $910,000 | -3.0% | 17,775 | -8.1% | 0.47% | +1.1% |
| MDLZ | Buy | MONDELEZ INTL INC CL A | $894,000 | +40.1% | 26,084 | +53.8% | 0.46% | +45.9% |
| KR | Sell | KROGER COMPANY | $881,000 | +3.4% | 16,946 | -1.7% | 0.45% | +7.6% |
| AINV | APOLLO INVESTMENT CORP | $866,000 | -5.1% | 106,000 | 0.0% | 0.44% | -1.3% | |
| BHI | Buy | BAKER HUGHES INC | $822,000 | +62.5% | 12,640 | +86.2% | 0.42% | +69.1% |
| ESV | Sell | ENSCO PLC CLASS A F CLASS A | $819,000 | -28.7% | 19,835 | -3.9% | 0.42% | -25.8% |
| TXN | TEXAS INSTRUMENTS INC | $792,000 | -0.1% | 16,600 | 0.0% | 0.41% | +3.8% | |
| DVN | Sell | DEVON ENERGY CP NEW | $786,000 | -14.9% | 11,535 | -0.9% | 0.40% | -11.4% |
| AMP | AMERIPRISE FINANCIAL INC | $785,000 | +2.7% | 6,363 | 0.0% | 0.40% | +6.6% | |
| MCD | Sell | MC DONALDS CORP | $781,000 | -42.6% | 8,235 | -39.0% | 0.40% | -40.3% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $769,000 | -44.9% | 10,718 | -44.4% | 0.39% | -42.7% |
| INTC | Sell | INTEL CORP | $764,000 | -26.0% | 21,943 | -34.3% | 0.39% | -23.0% |
| VIAB | Sell | VIACOM INC CL B NEW | $752,000 | -13.1% | 9,775 | -2.0% | 0.39% | -9.4% |
| ILMN | Sell | ILLUMINA INC | $742,000 | -12.1% | 4,525 | -4.2% | 0.38% | -8.7% |
| STON | New | STONEMOR PARTNERS | $733,000 | – | 28,425 | +100.0% | 0.38% | – |
| YHOO | New | YAHOO INC | $731,000 | – | 17,950 | +100.0% | 0.38% | – |
| FLS | Sell | FLOWSERVE CORPORATION | $712,000 | -9.6% | 10,101 | -4.7% | 0.36% | -5.9% |
| PM | PHILIP MORRIS INTL INC | $688,000 | -1.1% | 8,253 | 0.0% | 0.35% | +2.9% | |
| EBAY | Sell | EBAY INC | $677,000 | +6.1% | 11,950 | -6.3% | 0.35% | +10.5% |
| GM | Sell | GENERAL MOTORS CO | $661,000 | -19.1% | 20,700 | -8.0% | 0.34% | -15.9% |
| DHR | DANAHER CORP DEL | $652,000 | -3.4% | 8,575 | 0.0% | 0.33% | +0.3% | |
| PHG | Sell | KON PHILIPS ADR F SPONSORED NY | $619,000 | -9.0% | 19,505 | -8.9% | 0.32% | -5.4% |
| SNP | Sell | CHINA PETE & CHEM ADR F SPONSO | $610,000 | -11.3% | 6,980 | -3.6% | 0.31% | -7.7% |
| T | Sell | A T & T INC NEW | $602,000 | -5.8% | 17,073 | -5.5% | 0.31% | -1.9% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $591,000 | -1.5% | 5,300 | -9.0% | 0.30% | +2.4% |
| EFA | Buy | ISHARES TR MSCI EAFE ETFetf | $558,000 | +0.4% | 8,705 | +7.1% | 0.29% | +4.4% |
| CBS | New | CBS CORPORATION CL B NEW | $548,000 | – | 10,252 | +100.0% | 0.28% | – |
| HUM | HUMANA INC | $546,000 | +2.1% | 4,191 | 0.0% | 0.28% | +6.1% | |
| SYK | STRYKER CORP | $525,000 | -4.2% | 6,500 | 0.0% | 0.27% | -0.4% | |
| WFC | WELLS FARGO & CO NEW | $523,000 | -1.3% | 10,078 | 0.0% | 0.27% | +2.7% | |
| NWL | Sell | NEWELL RUBBERMAID INC | $516,000 | +4.0% | 15,000 | -6.2% | 0.26% | +8.6% |
| MXIM | Sell | MAXIM INTEGRATED PRODS | $517,000 | -17.3% | 17,100 | -7.6% | 0.26% | -14.0% |
| KMB | Buy | KIMBERLY-CLARK CORP | $515,000 | +0.8% | 4,791 | +4.4% | 0.26% | +4.8% |
| TGT | Sell | TARGET CORPORATION | $515,000 | -47.0% | 8,213 | -51.0% | 0.26% | -44.9% |
| TRV | Buy | TRAVELERS COMPANIES INC | $512,000 | +0.8% | 5,455 | +1.1% | 0.26% | +4.8% |
| URI | Sell | UNITED RENTALS INC | $497,000 | -26.7% | 4,470 | -30.9% | 0.26% | -23.7% |
| AMGN | AMGEN INCORPORATED | $492,000 | +18.8% | 3,500 | 0.0% | 0.25% | +23.5% | |
| NEE | Sell | NEXTERA ENERGY INC | $491,000 | -19.2% | 5,231 | -11.8% | 0.25% | -16.0% |
| LNC | LINCOLN NATIONAL CORP | $488,000 | +4.3% | 9,100 | 0.0% | 0.25% | +8.2% | |
| APA | Sell | APACHE CORP | $481,000 | -18.6% | 5,120 | -12.8% | 0.25% | -15.1% |
| LAMR | Buy | LAMAR ADVERTISING CO A CLASS A | $473,000 | +8.7% | 9,600 | +17.1% | 0.24% | +13.1% |
| MS | Sell | MORGAN STANLEY | $468,000 | -5.6% | 13,550 | -11.7% | 0.24% | -1.6% |
| HPQ | Sell | HEWLETT-PACKARD COMPANY | $469,000 | -0.4% | 13,225 | -5.5% | 0.24% | +3.4% |
| FDX | Sell | FEDEX CORPORATION | $468,000 | +3.1% | 2,901 | -3.3% | 0.24% | +7.1% |
| ABBV | Buy | ABBVIE INC | $450,000 | +7.9% | 7,784 | +5.4% | 0.23% | +12.1% |
| WMT | Sell | WAL-MART STORES INC | $446,000 | -57.0% | 5,830 | -57.8% | 0.23% | -55.2% |
| ON | Sell | ON SEMICONDUCTOR CORP | $445,000 | -3.9% | 49,800 | -1.7% | 0.23% | 0.0% |
| ETP | Sell | ENERGY TRANSFER PARTNERS UNITS | $443,000 | -29.8% | 6,930 | -36.3% | 0.23% | -27.0% |
| MSFT | Sell | MICROSOFT CORP | $438,000 | -28.2% | 9,446 | -35.4% | 0.22% | -25.2% |
| SCHE | SCHW EMG MKT EQ ETFetf | $437,000 | -2.2% | 17,188 | 0.0% | 0.22% | +1.8% | |
| HSIC | SCHEIN HENRY INC | $408,000 | -1.7% | 3,500 | 0.0% | 0.21% | +2.0% | |
| OXY | OCCIDENTAL PETE CORP | $404,000 | -6.3% | 4,200 | 0.0% | 0.21% | -2.4% | |
| IBB | New | ISHARES NASDAQ BIO ETF NASDAQetf | $399,000 | – | 1,460 | +100.0% | 0.20% | – |
| PFF | ISHARES U S PFD ETF U S PFD STetf | $395,000 | -1.0% | 9,992 | 0.0% | 0.20% | +3.0% | |
| UL | Sell | UNILEVER PLC ADR NEW F SPONSOR | $393,000 | -12.1% | 9,370 | -5.1% | 0.20% | -8.6% |
| BFA | BROWN FORMAN CORP CLA VTG | $391,000 | -3.2% | 4,380 | 0.0% | 0.20% | +0.5% | |
| VTR | Buy | VENTAS INC REIT | $387,000 | +14.8% | 6,250 | +19.0% | 0.20% | +19.3% |
| CIEN | Sell | CIENA CORP NEW | $384,000 | -26.2% | 22,950 | -4.4% | 0.20% | -23.0% |
| ABT | Sell | ABBOTT LABORATORIES | $383,000 | -5.0% | 9,199 | -6.7% | 0.20% | -1.5% |
| NSM | Sell | NATIONSTAR MTG HLDGS INC | $377,000 | -9.6% | 11,000 | -4.3% | 0.19% | -6.3% |
| MO | ALTRIA GROUP INC | $366,000 | +9.6% | 7,960 | 0.0% | 0.19% | +13.9% | |
| PNC | Sell | PNC FINL SERVICES GP INC | $367,000 | -9.6% | 4,288 | -6.0% | 0.19% | -6.0% |
| BP | BP PLC ADR F SPONSORED ADR 1 A | $367,000 | -16.6% | 8,346 | 0.0% | 0.19% | -13.4% | |
| CAT | CATERPILLAR INC | $362,000 | -8.8% | 3,655 | 0.0% | 0.19% | -5.1% | |
| WEB | Sell | WEB.COM GROUP INC | $363,000 | -33.8% | 18,188 | -4.2% | 0.19% | -31.1% |
| HIG | Sell | HARTFORD FINL SVCS GRP | $343,000 | -1.2% | 9,200 | -5.2% | 0.18% | +2.9% |
| RDSA | Sell | ROYAL DUTCH SHELL A ADRF SPONS | $338,000 | -11.5% | 4,434 | -4.3% | 0.17% | -8.0% |
| JBL | Sell | JABIL CIRCUIT INC | $335,000 | -36.6% | 16,600 | -34.3% | 0.17% | -33.8% |
| V107SC | Sell | WELLPOINT INC | $335,000 | +3.7% | 2,800 | -6.7% | 0.17% | +8.2% |
| WDC | WESTERN DIGITAL CORP | $332,000 | +5.4% | 3,410 | 0.0% | 0.17% | +9.7% | |
| CAM | CAMERON INTL CORP | $329,000 | -1.8% | 4,950 | 0.0% | 0.17% | +2.4% | |
| MAA | MID AMER APT CMNTYS INC REIT | $328,000 | -10.1% | 5,000 | 0.0% | 0.17% | -6.7% | |
| EEM | Buy | ISHARES MSCI EMRG MKT FD EMERGetf | $324,000 | -3.3% | 7,784 | +0.5% | 0.17% | +0.6% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $321,000 | -35.2% | 8,229 | -25.0% | 0.16% | -32.4% |
| LOW | Sell | LOWES COMPANIES INC | $322,000 | -2.7% | 6,092 | -11.6% | 0.16% | +1.2% |
| SU | SUNCOR ENERGY INC NEW F | $315,000 | -15.1% | 8,701 | 0.0% | 0.16% | -12.0% | |
| SRCL | STERICYCLE INC | $309,000 | -1.6% | 2,650 | 0.0% | 0.16% | +1.9% | |
| TEN | TENNECO INC | $303,000 | -20.5% | 5,800 | 0.0% | 0.16% | -17.6% | |
| SJM | Sell | J M SMUCKER CO NEW | $294,000 | -7.5% | 2,969 | -0.5% | 0.15% | -3.8% |
| PGX | Sell | POWERSHARES EXCH TRADEDFD TR Ietf | $291,000 | -9.9% | 20,100 | -9.0% | 0.15% | -6.3% |
| DCP | New | DCP MIDSTREAM PARTNERS | $283,000 | – | 5,195 | +100.0% | 0.14% | – |
| DE | Sell | DEERE & CO | $283,000 | -25.7% | 3,457 | -17.8% | 0.14% | -22.9% |
| GPC | GENUINE PARTS CO | $278,000 | 0.0% | 3,165 | 0.0% | 0.14% | +4.4% | |
| MWE | MARKWEST ENERGY PTNR LP COMMON | $279,000 | +7.3% | 3,635 | 0.0% | 0.14% | +11.7% | |
| TSM | TAIWAN SEMICONDUCTR ADRF SPONS | $273,000 | -5.5% | 13,523 | 0.0% | 0.14% | -1.4% | |
| BYM | BLACKROCK MUNI INCM TR NATIONA | $269,000 | -1.8% | 19,440 | 0.0% | 0.14% | +2.2% | |
| TSCO | TRACTOR SUPPLY COMPANY | $267,000 | +1.9% | 4,344 | 0.0% | 0.14% | +6.2% | |
| P103PS | Buy | N P S PHARMACEUTICALS | $268,000 | -7.9% | 10,300 | +17.0% | 0.14% | -4.2% |
| F | Buy | FORD MOTOR COMPANY NEW | $263,000 | +3.1% | 17,772 | +20.3% | 0.14% | +7.1% |
| BMRN | BIOMARIN PHARMACEUTICAL | $260,000 | +16.1% | 3,600 | 0.0% | 0.13% | +20.9% | |
| CAVM | Buy | CAVIUM INC | $254,000 | +13.9% | 5,100 | +13.3% | 0.13% | +18.2% |
| CAH | CARDINAL HEALTH INC | $247,000 | +9.3% | 3,300 | 0.0% | 0.13% | +14.4% | |
| B108PS | ACTAVIS PLC F | $246,000 | +7.9% | 1,020 | 0.0% | 0.13% | +12.5% | |
| LPNT | LIFEPOINT HOSPITALS INC | $243,000 | +11.5% | 3,510 | 0.0% | 0.12% | +16.8% | |
| BFB | BROWN FORMAN CORP CLB NON VTG | $244,000 | -4.3% | 2,704 | 0.0% | 0.12% | -0.8% | |
| BBT | BB&T CORPORATION | $242,000 | -5.8% | 6,517 | 0.0% | 0.12% | -2.4% | |
| SBUX | Sell | STARBUCKS CORP | $239,000 | -10.8% | 3,167 | -8.7% | 0.12% | -6.8% |
| HI | HILLENBRAND INC COM | $238,000 | -5.6% | 7,713 | 0.0% | 0.12% | -1.6% | |
| BX | Buy | BLACKSTONE GROUP LP | $236,000 | +12.9% | 7,500 | +20.0% | 0.12% | +17.5% |
| PFE | PFIZER INCORPORATED | $231,000 | -0.4% | 7,803 | 0.0% | 0.12% | +3.5% | |
| IWN | Sell | ISHARES TR RUSSELL 2000 VALUEetf | $230,000 | -11.2% | 2,461 | -1.8% | 0.12% | -7.8% |
| CMCSA | Sell | COMCAST CORP NEW CL A | $222,000 | -4.3% | 4,130 | -4.6% | 0.11% | 0.0% |
| IFN | INDIA FUND INC | $220,000 | +6.8% | 8,106 | 0.0% | 0.11% | +10.8% | |
| IWO | Sell | ISHARES TR RUSSELL 2000 GROWTHetf | $217,000 | -14.2% | 1,675 | -8.2% | 0.11% | -11.2% |
| UPS | Sell | UNITED PARCEL SERVICE B CLASS | $210,000 | -17.3% | 2,140 | -13.5% | 0.11% | -13.6% |
| PGF | Sell | POWERSHS EXCH TRAD FD TR POWERetf | $206,000 | -5.1% | 11,450 | -4.2% | 0.11% | -0.9% |
| NLY | Sell | ANNALY CAPITAL MGMT REIT | $202,000 | -9.8% | 18,922 | -3.3% | 0.10% | -5.5% |
| FLEX | Sell | FLEXTRONICS INTL LTD F | $165,000 | -16.7% | 15,950 | -11.0% | 0.08% | -13.3% |
| SGF | Sell | ABERDEEN SINGAPORE FUND | $124,000 | -13.9% | 10,000 | -9.1% | 0.06% | -9.9% |
| AMBS | Buy | AMARANTUS BIOSCIENCE HLD | $25,000 | +127.3% | 273,306 | +169.6% | 0.01% | +160.0% |
| TPIY | TIANYIN PHARMACEUTICAL | $16,000 | -11.1% | 25,252 | 0.0% | 0.01% | -11.1% | |
| ONP | ORIENT PAPER INC NEW | $14,000 | -36.4% | 10,000 | 0.0% | 0.01% | -36.4% | |
| IMSCQ | New | IMPLANT SCIENCES CORP | $12,000 | – | 10,000 | +100.0% | 0.01% | – |
| RENEURON GROUP PLC ORD F | $6,000 | 0.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| CRESW | CRESUD SACIF YA 15 WTS F WARRAwt | $3,000 | -25.0% | 100,950 | 0.0% | 0.00% | 0.0% | |
| XCLL | XCELMOBILITY INC | $0 | -100.0% | 10,500 | 0.0% | 0.00% | – | |
| CAST | CHINACAST EDUCATION CORP | $0 | – | 16,400 | 0.0% | 0.00% | – | |
| YUII | YUHE INTL INC | $0 | – | 13,000 | 0.0% | 0.00% | – | |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 14,000 | 0.0% | 0.00% | – | ||
| CBPI | CHINA BOTANIC PHARMA INC | $0 | – | 10,926 | 0.0% | 0.00% | – | |
| HQSM | HQ SUSTAIN MARITIME NXXX REGIS | $0 | – | 10,200 | 0.0% | 0.00% | – | |
| GPRC | Exit | GUANWEI RECYCLING CP NEW | $0 | – | -10,000 | -100.0% | -0.01% | – |
| VIP | Exit | VIMPELCOM LTD ADR F SPONSORED | $0 | – | -11,000 | -100.0% | -0.04% | – |
| BSD | Exit | BLACKROCK STRATEGIC MUNICIPALT | $0 | – | -10,132 | -100.0% | -0.07% | – |
| PBR | Exit | PETROLEO BRASILEIRO ADRF SPONS | $0 | – | -10,077 | -100.0% | -0.07% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -2,740 | -100.0% | -0.10% | – |
| TAP | Exit | MOLSON COORS BREWING CLB | $0 | – | -2,825 | -100.0% | -0.10% | – |
| MAT | Exit | MATTEL INCORPORATED | $0 | – | -5,525 | -100.0% | -0.11% | – |
| YONG | Exit | YONGYE INTERNATIONAL INC | $0 | – | -31,175 | -100.0% | -0.11% | – |
| SCHB | Exit | SCHW US BRD MKT ETFetf | $0 | – | -7,238 | -100.0% | -0.17% | – |
| BLX | Exit | BANCO LATINOAMERCANO F DE COME | $0 | – | -12,100 | -100.0% | -0.18% | – |
| VNQ | Exit | VANGUARD REITetf | $0 | – | -5,300 | -100.0% | -0.20% | – |
| XLE | Exit | SECTOR SPDR ENGY SELECT SHARESetf | $0 | – | -5,250 | -100.0% | -0.26% | – |
| XOP | Exit | SPDR S&P OIL & GAS EXPL PRODUCetf | $0 | – | -6,450 | -100.0% | -0.26% | – |
| EWZ | Exit | ISHARES MSCI BRAZIL ETF BRAZILetf | $0 | – | -29,495 | -100.0% | -0.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.