$114 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 86 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 400.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Buy | AXSOME THERAPEUTICS INC | $37,332,000 | -45.3% | 1,132,645 | +12.0% | 32.86% | -23.4% |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $3,612,000 | -41.6% | 1,656,815 | +0.5% | 3.18% | -18.3% |
| ODFL | New | OLD DOMINION FREIGHT LINE IN | $1,829,000 | – | 6,395 | +100.0% | 1.61% | – |
| WM | Buy | WASTE MGMT INC DEL | $1,238,000 | +126.7% | 8,290 | +112.6% | 1.09% | +216.9% |
| BR | New | BROADRIDGE FINL SOLUTIONS IN | $969,000 | – | 5,812 | +100.0% | 0.85% | – |
| FAST | New | FASTENAL CO | $938,000 | – | 18,184 | +100.0% | 0.83% | – |
| AMZN | New | AMAZON COM INC | $910,000 | – | 277 | +100.0% | 0.80% | – |
| ABBV | Buy | ABBVIE INC | $892,000 | +28.3% | 8,270 | +34.1% | 0.78% | +79.6% |
| SNY | New | SANOFIsponsored adr | $868,000 | – | 18,012 | +100.0% | 0.76% | – |
| KO | Buy | COCA COLA CO | $817,000 | +132.1% | 15,566 | +139.5% | 0.72% | +225.3% |
| AZO | New | AUTOZONE INC | $788,000 | – | 464 | +100.0% | 0.69% | – |
| DGX | New | QUEST DIAGNOSTICS INC | $762,000 | – | 5,243 | +100.0% | 0.67% | – |
| YUM | New | YUM BRANDS INC | $736,000 | – | 6,015 | +100.0% | 0.65% | – |
| USB | New | US BANCORP DEL | $722,000 | – | 12,146 | +100.0% | 0.64% | – |
| NUE | New | NUCOR CORP | $711,000 | – | 7,214 | +100.0% | 0.63% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $697,000 | +28.4% | 7,141 | +29.8% | 0.61% | +79.5% |
| LNT | New | ALLIANT ENERGY CORP | $695,000 | – | 12,409 | +100.0% | 0.61% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $685,000 | – | 11,419 | +100.0% | 0.60% | – |
| ANTM | New | ANTHEM INC | $676,000 | – | 1,813 | +100.0% | 0.60% | – |
| SJM | New | SMUCKER J M CO | $641,000 | – | 5,340 | +100.0% | 0.56% | – |
| LMT | New | LOCKHEED MARTIN CORP | $631,000 | – | 1,828 | +100.0% | 0.56% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $624,000 | – | 1,597 | +100.0% | 0.55% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $615,000 | – | 3,547 | +100.0% | 0.54% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $594,000 | +6.1% | 4,250 | +2.4% | 0.52% | +48.6% |
| NEM | New | NEWMONT CORP | $593,000 | – | 10,918 | +100.0% | 0.52% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $450,000 | – | 1,600 | +100.0% | 0.40% | – |
| AJG | New | GALLAGHER ARTHUR J & CO | $448,000 | – | 3,016 | +100.0% | 0.39% | – |
| TMUS | New | T-MOBILE US INC | $416,000 | – | 3,256 | +100.0% | 0.37% | – |
| CBRE | New | CBRE GROUP INCcl a | $410,000 | – | 4,210 | +100.0% | 0.36% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $366,000 | – | 11,240 | +100.0% | 0.32% | – |
| O | New | REALTY INCOME CORP | $341,000 | – | 5,264 | +100.0% | 0.30% | – |
| DB | New | DEUTSCHE BANK A Gnamen akt | $332,000 | – | 26,169 | +100.0% | 0.29% | – |
| DISH | New | DISH NETWORK CORPORATIONcl a | $292,000 | – | 6,718 | +100.0% | 0.26% | – |
| STX | Buy | SEAGATE TECHNOLOGY HLDNGS PL | $268,000 | +9.4% | 3,247 | +16.7% | 0.24% | +53.2% |
| UNH | New | UNITEDHEALTH GROUP INCput | $2,000 | – | 200 | +100.0% | 0.00% | – |
| FCX | New | FREEPORT-MCMORAN INCput | $1,000 | – | 400 | +100.0% | 0.00% | – |
| NUE | New | NUCOR CORPcall | $0 | – | 500 | +100.0% | 0.00% | – |
| NUE | New | NUCOR CORPput | $0 | – | 500 | +100.0% | 0.00% | – |
| HD | New | HOME DEPOT INCcall | $0 | – | 300 | +100.0% | 0.00% | – |
| UNH | New | UNITEDHEALTH GROUP INCcall | $0 | – | 200 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.