$164 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 83 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 422.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Buy | AXSOME THERAPEUTICS INC | $57,311,000 | -30.3% | 1,012,203 | +0.2% | 34.96% | -15.2% |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $5,214,000 | -0.7% | 1,599,449 | +3.9% | 3.18% | +20.8% |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $3,095,000 | +34.1% | 1,163,631 | +0.8% | 1.89% | +63.2% |
| TLT | New | ISHARES TR20 yr tr bd etf | $2,162,000 | – | 15,959 | +100.0% | 1.32% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $2,137,000 | +270.4% | 15,783 | +280.3% | 1.30% | +351.2% |
| LNT | New | ALLIANT ENERGY CORP | $1,701,000 | – | 31,410 | +100.0% | 1.04% | – |
| ED | New | CONSOLIDATED EDISON INC | $1,675,000 | – | 22,394 | +100.0% | 1.02% | – |
| AEP | New | AMERICAN ELEC PWR CO INC | $1,646,000 | – | 19,439 | +100.0% | 1.00% | – |
| WEC | New | WEC ENERGY GROUP INC | $1,646,000 | – | 17,585 | +100.0% | 1.00% | – |
| D | New | DOMINION ENERGY INC | $1,635,000 | – | 21,524 | +100.0% | 1.00% | – |
| ETR | New | ENTERGY CORP NEW | $1,613,000 | – | 16,211 | +100.0% | 0.98% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $1,294,000 | +156.7% | 13,403 | +143.7% | 0.79% | +211.9% |
| HD | Buy | HOME DEPOT INC | $1,039,000 | +144.5% | 3,405 | +112.8% | 0.63% | +197.7% |
| ADM | New | ARCHER DANIELS MIDLAND CO | $1,011,000 | – | 17,732 | +100.0% | 0.62% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $926,000 | – | 15,917 | +100.0% | 0.56% | – |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $925,000 | – | 23,867 | +100.0% | 0.56% | – |
| PPL | New | PPL CORP | $915,000 | – | 31,729 | +100.0% | 0.56% | – |
| SNY | New | SANOFIsponsored adr | $911,000 | – | 18,415 | +100.0% | 0.56% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $890,000 | – | 17,899 | +100.0% | 0.54% | – |
| WHR | New | WHIRLPOOL CORP | $883,000 | – | 4,009 | +100.0% | 0.54% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $878,000 | – | 5,103 | +100.0% | 0.54% | – |
| CMS | New | CMS ENERGY CORP | $834,000 | – | 13,617 | +100.0% | 0.51% | – |
| BBY | New | BEST BUY INC | $833,000 | – | 7,253 | +100.0% | 0.51% | – |
| LPRO | New | OPEN LENDING CORP | $822,000 | – | 23,209 | +100.0% | 0.50% | – |
| IP | New | INTERNATIONAL PAPER CO | $787,000 | – | 14,557 | +100.0% | 0.48% | – |
| PSA | New | PUBLIC STORAGE | $773,000 | – | 3,134 | +100.0% | 0.47% | – |
| MCD | New | MCDONALDS CORP | $756,000 | – | 3,371 | +100.0% | 0.46% | – |
| PEG | New | PUBLIC SVC ENTERPRISE GRP IN | $738,000 | – | 12,258 | +100.0% | 0.45% | – |
| PNW | New | PINNACLE WEST CAP CORP | $736,000 | – | 9,053 | +100.0% | 0.45% | – |
| XEL | New | XCEL ENERGY INC | $722,000 | – | 10,853 | +100.0% | 0.44% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $705,000 | – | 4,150 | +100.0% | 0.43% | – |
| CMI | Buy | CUMMINS INC | $610,000 | +78.9% | 2,356 | +57.1% | 0.37% | +117.5% |
| New | TRILLIUM THERAPEUTICS INC | $460,000 | – | 42,800 | +100.0% | 0.28% | – | |
| MRK | Buy | MERCK & CO. INC | $331,000 | +35.1% | 4,300 | +43.3% | 0.20% | +64.2% |
| PFE | Buy | PFIZER INC | $282,000 | +39.6% | 7,782 | +41.5% | 0.17% | +70.3% |
| TWTR | New | TWITTER INC | $258,000 | – | 4,050 | +100.0% | 0.16% | – |
| SLG | New | SL GREEN RLTY CORP | $245,000 | – | 3,500 | +100.0% | 0.15% | – |
| NFG | New | NATIONAL FUEL GAS CO | $225,000 | – | 4,500 | +100.0% | 0.14% | – |
| AX | New | AXOS FINANCIAL INC | $207,000 | – | 4,400 | +100.0% | 0.13% | – |
| DIS | New | DISNEY WALT COput | $1,000 | – | 600 | +100.0% | 0.00% | – |
| MCD | New | MCDONALDS CORPcall | $1,000 | – | 200 | +100.0% | 0.00% | – |
| DIS | New | DISNEY WALT COcall | $0 | – | 600 | +100.0% | 0.00% | – |
| INTC | New | INTEL CORPput | $0 | – | 600 | +100.0% | 0.00% | – |
| TLT | New | ISHARES TRput | $0 | – | 400 | +100.0% | 0.00% | – |
| TLT | New | ISHARES TRcall | $0 | – | 400 | +100.0% | 0.00% | – |
| INTC | New | INTEL CORPcall | $0 | – | 600 | +100.0% | 0.00% | – |
| BBY | New | BEST BUY INCput | $0 | – | 500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.