$154 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 79 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 111.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $58,345,000 | -43.6% | 991,754 | -0.9% | 37.79% | -14.8% |
| BIL | Sell | SPDR SER TRspdr bloomberg | $49,404,000 | -26.4% | 539,173 | -26.5% | 32.00% | +11.2% |
| COF | Sell | CAPITAL ONE FINL CORP | $4,256,000 | -64.2% | 84,406 | -27.0% | 2.76% | -46.0% |
| KURA | Buy | KURA ONCOLOGY INC | $3,174,000 | -13.4% | 318,992 | +19.7% | 2.06% | +30.8% |
| SHV | New | ISHARES TRshort treas bd | $2,280,000 | – | 20,534 | +100.0% | 1.48% | – |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $2,219,000 | +2.4% | 894,855 | +58.6% | 1.44% | +54.7% |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $1,594,000 | – | 684,189 | +100.0% | 1.03% | – |
| AVB | New | AVALONBAY CMNTYS INC | $1,201,000 | – | 8,163 | +100.0% | 0.78% | – |
| MAA | New | MID AMER APT CMNTYS INC | $1,197,000 | – | 11,618 | +100.0% | 0.78% | – |
| ES | New | EVERSOURCE ENERGY | $1,190,000 | – | 15,212 | +100.0% | 0.77% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $1,183,000 | – | 21,222 | +100.0% | 0.77% | – |
| ETR | New | ENTERGY CORP NEW | $999,000 | – | 10,628 | +100.0% | 0.65% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $882,000 | – | 24,513 | +100.0% | 0.57% | – |
| EQR | New | EQUITY RESIDENTIALsh ben int | $849,000 | – | 13,765 | +100.0% | 0.55% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $821,000 | – | 84,517 | +100.0% | 0.53% | – |
| ESS | New | ESSEX PPTY TR INC | $813,000 | – | 3,692 | +100.0% | 0.53% | – |
| PSX | New | PHILLIPS 66 | $780,000 | – | 14,534 | +100.0% | 0.50% | – |
| O | New | REALTY INCOME CORP | $757,000 | – | 15,185 | +100.0% | 0.49% | – |
| ABBV | New | ABBVIE INC | $742,000 | – | 9,740 | +100.0% | 0.48% | – |
| T | New | AT&T INC | $715,000 | – | 24,535 | +100.0% | 0.46% | – |
| BA | New | BOEING CO | $637,000 | – | 4,271 | +100.0% | 0.41% | – |
| HPQ | New | HP INC | $610,000 | – | 35,110 | +100.0% | 0.40% | – |
| KMB | KIMBERLY CLARK CORP | $575,000 | -7.1% | 4,500 | 0.0% | 0.37% | +40.4% | |
| RMED | RA MED SYS INC | $573,000 | -3.5% | 525,680 | 0.0% | 0.37% | +45.5% | |
| PEG | Buy | PUBLIC SVC ENTERPRISE GRP IN | $532,000 | +31.7% | 11,854 | +73.3% | 0.34% | +99.4% |
| MMM | 3M CO | $532,000 | -22.7% | 3,900 | 0.0% | 0.34% | +16.9% | |
| CMS | New | CMS ENERGY CORP | $515,000 | – | 8,774 | +100.0% | 0.33% | – |
| KIM | New | KIMCO RLTY CORP | $513,000 | – | 53,034 | +100.0% | 0.33% | – |
| MPC | New | MARATHON PETE CORP | $511,000 | – | 21,653 | +100.0% | 0.33% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $490,000 | -22.0% | 421 | -10.4% | 0.32% | +17.8% |
| AMGN | Sell | AMGEN INC | $487,000 | -63.9% | 2,400 | -57.1% | 0.32% | -45.5% |
| NWL | New | NEWELL BRANDS INC | $483,000 | – | 36,333 | +100.0% | 0.31% | – |
| AIV | New | APARTMENT INVT & MGMT COcl a | $482,000 | – | 13,717 | +100.0% | 0.31% | – |
| HFC | New | HOLLYFRONTIER CORP | $480,000 | – | 19,574 | +100.0% | 0.31% | – |
| MSFT | Sell | MICROSOFT CORP | $473,000 | -23.1% | 3,000 | -23.1% | 0.31% | +15.9% |
| HON | Sell | HONEYWELL INTL INC | $468,000 | -25.0% | 3,500 | -0.7% | 0.30% | +13.1% |
| IRM | New | IRON MTN INC NEW | $466,000 | – | 19,578 | +100.0% | 0.30% | – |
| PG | PROCTER & GAMBLE CO | $457,000 | -11.8% | 4,150 | 0.0% | 0.30% | +33.3% | |
| ITW | ILLINOIS TOOL WKS INC | $455,000 | -20.9% | 3,200 | 0.0% | 0.30% | +19.4% | |
| WHR | New | WHIRLPOOL CORP | $449,000 | – | 5,235 | +100.0% | 0.29% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $445,000 | -2.4% | 5,500 | +10.0% | 0.29% | +46.9% |
| ETN | EATON CORP PLC | $443,000 | -18.0% | 5,700 | 0.0% | 0.29% | +23.7% | |
| ROL | New | ROLLINS INC | $436,000 | – | 12,070 | +100.0% | 0.28% | – |
| AAPL | Sell | APPLE INC | $432,000 | -42.9% | 1,700 | -34.0% | 0.28% | -13.6% |
| WM | WASTE MGMT INC DEL | $417,000 | -18.7% | 4,500 | 0.0% | 0.27% | +22.7% | |
| CAH | New | CARDINAL HEALTH INC | $407,000 | – | 8,497 | +100.0% | 0.26% | – |
| BAC | Buy | BK OF AMERICA CORP | $398,000 | -33.6% | 18,750 | +10.2% | 0.26% | +0.4% |
| DG | New | DOLLAR GEN CORP NEW | $388,000 | – | 2,572 | +100.0% | 0.25% | – |
| HD | Buy | HOME DEPOT INC | $373,000 | +13.7% | 2,000 | +33.3% | 0.24% | +71.6% |
| BX | Buy | BLACKSTONE GROUP INC | $369,000 | +9.8% | 8,100 | +35.0% | 0.24% | +66.0% |
| PEP | PEPSICO INC | $360,000 | -12.2% | 3,000 | 0.0% | 0.23% | +32.4% | |
| VLO | New | VALERO ENERGY CORP | $350,000 | – | 7,717 | +100.0% | 0.23% | – |
| FRT | New | FEDERAL REALTY INVT TRsh ben int new | $347,000 | – | 4,653 | +100.0% | 0.22% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $333,000 | -41.8% | 3,700 | -9.8% | 0.22% | -11.8% |
| DIS | DISNEY WALT CO | $319,000 | -33.1% | 3,301 | 0.0% | 0.21% | +1.0% | |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $317,000 | -33.5% | 2,212 | -12.0% | 0.20% | 0.0% |
| MDT | Sell | MEDTRONIC PLC | $316,000 | -54.6% | 3,500 | -42.9% | 0.20% | -31.4% |
| BIIB | BIOGEN INC | $316,000 | +6.4% | 1,000 | 0.0% | 0.20% | +61.4% | |
| BLK | BLACKROCK INC | $308,000 | -12.5% | 700 | 0.0% | 0.20% | +31.8% | |
| VTR | New | VENTAS INC | $303,000 | – | 11,295 | +100.0% | 0.20% | – |
| WMT | New | WALMART INC | $298,000 | – | 2,619 | +100.0% | 0.19% | – |
| COST | New | COSTCO WHSL CORP NEW | $287,000 | – | 1,005 | +100.0% | 0.19% | – |
| LEN | New | LENNAR CORPcl a | $275,000 | – | 7,210 | +100.0% | 0.18% | – |
| CMI | CUMMINS INC | $271,000 | -24.3% | 2,000 | 0.0% | 0.18% | +14.3% | |
| ARE | New | ALEXANDRIA REAL ESTATE EQ IN | $260,000 | – | 1,896 | +100.0% | 0.17% | – |
| DHI | New | D R HORTON INC | $260,000 | – | 7,655 | +100.0% | 0.17% | – |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $247,000 | – | 4,818 | +100.0% | 0.16% | – |
| KMX | New | CARMAX INC | $242,000 | – | 4,496 | +100.0% | 0.16% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $235,000 | – | 1,629 | +100.0% | 0.15% | – |
| LKQ | New | LKQ CORP | $231,000 | – | 11,242 | +100.0% | 0.15% | – |
| MRK | MERCK & CO. INC | $231,000 | -15.4% | 3,000 | 0.0% | 0.15% | +28.2% | |
| AMZN | New | AMAZON COM INC | $214,000 | – | 110 | +100.0% | 0.14% | – |
| BLW | BLACKROCK LTD DURATION INC T | $145,000 | -23.3% | 11,516 | 0.0% | 0.09% | +16.0% | |
| EVM | EATON VANCE CALIF MUN BD FD | $143,000 | -6.5% | 13,579 | 0.0% | 0.09% | +40.9% | |
| BGCP | Sell | BGC PARTNERS INCcl a | $86,000 | -57.6% | 34,052 | -0.4% | 0.06% | -35.6% |
| AMZN | New | AMAZON COM INCput | $7,000 | – | 500 | +100.0% | 0.01% | – |
| AAPL | New | APPLE INCput | $3,000 | – | 1,200 | +100.0% | 0.00% | – |
| AAPL | New | APPLE INCcall | $0 | – | 200 | +100.0% | 0.00% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -1,500 | -100.0% | -0.09% | – |
| INTC | Exit | INTEL CORP | $0 | – | -3,500 | -100.0% | -0.09% | – |
| NFG | Exit | NATIONAL FUEL GAS CO N J | $0 | – | -4,500 | -100.0% | -0.09% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -3,525 | -100.0% | -0.09% | – |
| DOW | Exit | DOW INC | $0 | – | -4,000 | -100.0% | -0.09% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -3,632 | -100.0% | -0.10% | – |
| EMN | Exit | EASTMAN CHEMICAL CO | $0 | – | -3,000 | -100.0% | -0.10% | – |
| KO | Exit | COCA COLA CO | $0 | – | -4,502 | -100.0% | -0.11% | – |
| K | Exit | KELLOGG CO | $0 | – | -3,963 | -100.0% | -0.12% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INC | $0 | – | -1,060 | -100.0% | -0.13% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -5,308 | -100.0% | -0.14% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -4,500 | -100.0% | -0.14% | – |
| JKHY | Exit | HENRY JACK & ASSOC INC | $0 | – | -2,167 | -100.0% | -0.14% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -830 | -100.0% | -0.14% | – |
| GOLD | Exit | BARRICK GOLD CORPORATION | $0 | – | -18,270 | -100.0% | -0.15% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -6,670 | -100.0% | -0.15% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -7,210 | -100.0% | -0.15% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -2,241 | -100.0% | -0.16% | – |
| EVRG | Exit | EVERGY INC | $0 | – | -5,613 | -100.0% | -0.16% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -1,454 | -100.0% | -0.16% | – |
| REM | Exit | ISHARES TRmortge rel etf | $0 | – | -8,763 | -100.0% | -0.17% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -3,809 | -100.0% | -0.17% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -2,759 | -100.0% | -0.17% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -6,634 | -100.0% | -0.18% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -5,334 | -100.0% | -0.20% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -11,520 | -100.0% | -0.20% | – |
| DISCK | Exit | DISCOVERY INC | $0 | – | -15,429 | -100.0% | -0.20% | – |
| DISCA | Exit | DISCOVERY INC | $0 | – | -14,394 | -100.0% | -0.20% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -2,664 | -100.0% | -0.22% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -16,672 | -100.0% | -0.24% | – |
| HAS | Exit | HASBRO INC | $0 | – | -5,474 | -100.0% | -0.25% | – |
| DOV | Exit | DOVER CORP | $0 | – | -5,018 | -100.0% | -0.25% | – |
| BLL | Exit | BALL CORP | $0 | – | -12,406 | -100.0% | -0.34% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -4,207 | -100.0% | -0.36% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -3,932 | -100.0% | -0.36% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -5,827 | -100.0% | -0.37% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -4,176 | -100.0% | -0.38% | – |
| CF | Exit | CF INDS HLDGS INC | $0 | – | -18,361 | -100.0% | -0.38% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -7,207 | -100.0% | -0.38% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -6,420 | -100.0% | -0.39% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP NEWcl a | $0 | – | -3,746 | -100.0% | -0.39% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -10,488 | -100.0% | -0.41% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -10,999 | -100.0% | -0.42% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -3,687 | -100.0% | -0.43% | – |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -13,508 | -100.0% | -0.44% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -5,454 | -100.0% | -0.46% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -21,083 | -100.0% | -0.49% | – |
| EXR | Exit | EXTRA SPACE STORAGE INC | $0 | – | -10,960 | -100.0% | -0.50% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -8,589 | -100.0% | -0.53% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -90,247 | -100.0% | -0.55% | – |
| EIX | Exit | EDISON INTL | $0 | – | -16,968 | -100.0% | -0.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.