$140 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 76 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 100.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
BIL | Buy | SPDR SER TRspdr bloomberg | $59,034,000 | +258.4% | 644,480 | +257.9% | 42.03% | +75.3% |
AXSM | Buy | AXSOME THERAPEUTICS INC | $16,228,000 | +533.4% | 1,140,394 | +25.5% | 11.55% | +209.8% |
COF | Sell | CAPITAL ONE FINL CORP | $11,666,000 | +2.1% | 142,810 | -5.5% | 8.31% | -50.1% |
KURA | Buy | KURA ONCOLOGY INC | $3,964,000 | +29.7% | 238,916 | +9.7% | 2.82% | -36.6% |
PM | New | PHILIP MORRIS INTL INC | $2,500,000 | – | 28,287 | +100.0% | 1.78% | – |
MO | New | ALTRIA GROUP INC | $2,274,000 | – | 39,589 | +100.0% | 1.62% | – |
PEG | New | PUBLIC SVC ENTERPRISE GRP IN | $2,217,000 | – | 37,314 | +100.0% | 1.58% | – |
JNJ | New | JOHNSON & JOHNSON | $2,097,000 | – | 14,999 | +100.0% | 1.49% | – |
VZ | New | VERIZON COMMUNICATIONS INC | $1,817,000 | – | 30,727 | +100.0% | 1.29% | – |
VIAB | New | VIACOM INC NEWcl b | $1,561,000 | – | 55,623 | +100.0% | 1.11% | – |
CDTX | Buy | CIDARA THERAPEUTICS INC | $1,495,000 | +31.8% | 564,313 | +17.0% | 1.06% | -35.6% |
SJM | New | SMUCKER J M CO | $1,491,000 | – | 12,795 | +100.0% | 1.06% | – |
WBA | New | WALGREENS BOOTS ALLIANCE INC | $1,422,000 | – | 22,471 | +100.0% | 1.01% | – |
CAG | New | CONAGRA BRANDS INC | $1,337,000 | – | 48,212 | +100.0% | 0.95% | – |
DOV | New | DOVER CORP | $1,263,000 | – | 13,460 | +100.0% | 0.90% | – |
JWN | New | NORDSTROM INC | $1,191,000 | – | 26,831 | +100.0% | 0.85% | – |
SLB | New | SCHLUMBERGER LTD | $1,179,000 | – | 27,054 | +100.0% | 0.84% | – |
AES | New | AES CORP | $1,167,000 | – | 64,564 | +100.0% | 0.83% | – |
DTE | New | DTE ENERGY CO | $1,077,000 | – | 8,633 | +100.0% | 0.77% | – |
HAS | Buy | HASBRO INC | $1,011,000 | +108.9% | 11,892 | +99.8% | 0.72% | +2.1% |
AZN | New | ASTRAZENECA PLCsponsored adr | $973,000 | – | 24,074 | +100.0% | 0.69% | – |
XRX | New | XEROX CORP | $967,000 | – | 30,253 | +100.0% | 0.69% | – |
USB | New | US BANCORP DEL | $905,000 | – | 18,774 | +100.0% | 0.64% | – |
APA | New | APACHE CORP | $767,000 | – | 22,126 | +100.0% | 0.55% | – |
GOOG | ALPHABET INCcap stk cl c | $727,000 | +13.2% | 620 | 0.0% | 0.52% | -44.6% | |
MMM | 3M CO | $727,000 | +9.0% | 3,500 | 0.0% | 0.52% | -46.7% | |
HON | HONEYWELL INTL INC | $715,000 | +20.2% | 4,500 | 0.0% | 0.51% | -41.2% | |
RMED | Buy | RA MED SYS INC | $704,000 | +0.1% | 206,980 | +134.0% | 0.50% | -51.0% |
LMT | New | LOCKHEED MARTIN CORP | $700,000 | – | 2,333 | +100.0% | 0.50% | – |
DAL | New | DELTA AIR LINES INC DEL | $695,000 | – | 13,452 | +100.0% | 0.50% | – |
WM | WASTE MGMT INC DEL | $655,000 | +16.8% | 6,300 | 0.0% | 0.47% | -43.0% | |
PG | PROCTER AND GAMBLE CO | $624,000 | +13.0% | 6,000 | 0.0% | 0.44% | -44.8% | |
CVS | New | CVS HEALTH CORP | $574,000 | – | 10,646 | +100.0% | 0.41% | – |
ITW | ILLINOIS TOOL WKS INC | $574,000 | +13.2% | 4,000 | 0.0% | 0.41% | -44.6% | |
KMB | Sell | KIMBERLY CLARK CORP | $571,000 | +6.5% | 4,605 | -2.0% | 0.41% | -47.8% |
ETN | EATON CORP PLC | $564,000 | +17.3% | 7,000 | 0.0% | 0.40% | -42.6% | |
CMI | CUMMINS INC | $553,000 | +18.2% | 3,500 | 0.0% | 0.39% | -42.1% | |
BAC | BANK AMER CORP | $552,000 | +12.0% | 20,000 | 0.0% | 0.39% | -45.3% | |
AAPL | APPLE INC | $527,000 | +20.3% | 2,775 | 0.0% | 0.38% | -41.2% | |
ULTA | New | ULTA BEAUTY INC | $507,000 | – | 1,454 | +100.0% | 0.36% | – |
AMGN | Sell | AMGEN INC | $494,000 | -40.5% | 2,600 | -39.0% | 0.35% | -70.9% |
HP | New | HELMERICH & PAYNE INC | $476,000 | – | 8,572 | +100.0% | 0.34% | – |
MSFT | MICROSOFT CORP | $460,000 | +16.2% | 3,900 | 0.0% | 0.33% | -43.2% | |
DUK | DUKE ENERGY CORP NEW | $450,000 | +4.2% | 5,000 | 0.0% | 0.32% | -49.1% | |
LB | New | L BRANDS INC | $449,000 | – | 16,293 | +100.0% | 0.32% | – |
STZ | New | CONSTELLATION BRANDS INCcl a | $430,000 | – | 2,455 | +100.0% | 0.31% | – |
JPM | JPMORGAN CHASE & CO | $415,000 | +3.8% | 4,100 | 0.0% | 0.30% | -49.3% | |
MSI | New | MOTOROLA SOLUTIONS INC | $415,000 | – | 2,953 | +100.0% | 0.30% | – |
DISCK | New | DISCOVERY INC | $392,000 | – | 15,429 | +100.0% | 0.28% | – |
AGN | New | ALLERGAN PLC | $390,000 | – | 2,664 | +100.0% | 0.28% | – |
DISCA | New | DISCOVERY INC | $389,000 | – | 14,394 | +100.0% | 0.28% | – |
HD | HOME DEPOT INC | $384,000 | +11.6% | 2,000 | 0.0% | 0.27% | -45.5% | |
REM | ISHARES TRmortge rel etf | $380,000 | +8.6% | 8,763 | 0.0% | 0.27% | -46.9% | |
PEP | Sell | PEPSICO INC | $368,000 | -55.6% | 3,000 | -60.0% | 0.26% | -78.3% |
DIS | Sell | DISNEY WALT CO | $367,000 | -12.0% | 3,301 | -13.2% | 0.26% | -57.0% |
XOM | EXXON MOBIL CORP | $364,000 | +18.6% | 4,500 | 0.0% | 0.26% | -42.1% | |
CAH | New | CARDINAL HEALTH INC | $337,000 | – | 7,004 | +100.0% | 0.24% | – |
ALB | New | ALBEMARLE CORP | $331,000 | – | 4,041 | +100.0% | 0.24% | – |
MDT | MEDTRONIC PLC | $319,000 | +0.3% | 3,500 | 0.0% | 0.23% | -51.0% | |
T | AT&T INC | $314,000 | +10.2% | 10,000 | 0.0% | 0.22% | -46.0% | |
JKHY | New | HENRY JACK & ASSOC INC | $301,000 | – | 2,167 | +100.0% | 0.21% | – |
BLK | BLACKROCK INC | $299,000 | +8.7% | 700 | 0.0% | 0.21% | -46.8% | |
DWDP | DOWDUPONT INC | $267,000 | 0.0% | 5,000 | 0.0% | 0.19% | -51.2% | |
UTX | New | UNITED TECHNOLOGIES CORP | $255,000 | – | 1,977 | +100.0% | 0.18% | – |
MRK | Sell | MERCK & CO INC | $250,000 | -34.6% | 3,000 | -40.0% | 0.18% | -68.0% |
CPB | New | CAMPBELL SOUP CO | $228,000 | – | 5,969 | +100.0% | 0.16% | – |
GM | Sell | GENERAL MTRS CO | $223,000 | -29.7% | 6,000 | -36.6% | 0.16% | -65.5% |
IBM | New | INTERNATIONAL BUSINESS MACHS | $212,000 | – | 1,500 | +100.0% | 0.15% | – |
BX | New | BLACKSTONE GROUP L P | $210,000 | – | 6,000 | +100.0% | 0.15% | – |
BGCP | BGC PARTNERS INCcl a | $181,000 | +2.3% | 34,177 | 0.0% | 0.13% | -50.0% | |
BLW | BLACKROCK LTD DURATION INC T | $169,000 | +9.7% | 11,516 | 0.0% | 0.12% | -46.4% | |
EVM | EATON VANCE CALIF MUN BD FD | $148,000 | +7.2% | 13,986 | 0.0% | 0.10% | -47.8% | |
LUMN | Sell | CENTURYLINK INC | $136,000 | -22.3% | 11,379 | -1.5% | 0.10% | -62.0% |
CUR | NEURALSTEM INC | $73,000 | +43.1% | 164,394 | 0.0% | 0.05% | -29.7% | |
HON | New | HONEYWELL INTL INCput | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
JNJ | New | JOHNSON & JOHNSONput | $0 | – | 500 | +100.0% | 0.00% | – |
AAPL | Exit | APPLE INCput | $0 | – | -300 | -100.0% | -0.00% | – |
MRK | Exit | MERCK & CO INCcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
NMRK | Exit | NEWMARK GROUP INCcl a | $0 | – | -15,644 | -100.0% | -0.18% | – |
BAND | Exit | BANDWIDTH INC | $0 | – | -6,084 | -100.0% | -0.36% | – |
TGT | Exit | TARGET CORP | $0 | – | -3,785 | -100.0% | -0.36% | – |
K | Exit | KELLOGG CO | $0 | – | -6,358 | -100.0% | -0.53% | – |
FAST | Exit | FASTENAL CO | $0 | – | -7,451 | -100.0% | -0.57% | – |
WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -20,344 | -100.0% | -0.65% | – |
KEY | Exit | KEYCORP NEW | $0 | – | -40,462 | -100.0% | -0.87% | – |
KSS | Exit | KOHLS CORP | $0 | – | -15,164 | -100.0% | -1.46% | – |
ENB | Exit | ENBRIDGE INC | $0 | – | -42,852 | -100.0% | -1.94% | – |
CLX | Exit | CLOROX CO DEL | $0 | – | -8,693 | -100.0% | -1.95% | – |
QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -26,618 | -100.0% | -2.03% | – |
BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -26,873 | -100.0% | -2.03% | – |
SNY | Exit | SANOFIsponsored adr | $0 | – | -34,957 | -100.0% | -2.21% | – |
WFC | Exit | WELLS FARGO CO NEW | $0 | – | -33,385 | -100.0% | -2.24% | – |
PFE | Exit | PFIZER INC | $0 | – | -35,379 | -100.0% | -2.25% | – |
DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -15,519 | -100.0% | -2.26% | – |
FE | Exit | FIRSTENERGY CORP | $0 | – | -42,374 | -100.0% | -2.32% | – |
TRI | Exit | THOMSON REUTERS CORP | $0 | – | -34,722 | -100.0% | -2.44% | – |
EVRG | Exit | EVERGY INC | $0 | – | -30,863 | -100.0% | -2.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-06
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
EATON CORP PLC | 32 | Q3 2023 | 1.1% |
JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-15 |
13F-HR | 2023-11-15 |
13F-HR | 2023-08-15 |
13F-HR | 2023-05-16 |
13F-HR | 2023-02-14 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-15 |
13F-HR | 2022-05-13 |
13F-HR | 2022-02-14 |
13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.