$88.1 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 74 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 88.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | $12,492,000 | -4.7% | 151,194 | 0.0% | 14.18% | -9.8% | |
| MCD | New | MCDONALDS CORP | $2,943,000 | – | 19,213 | +100.0% | 3.34% | – |
| ESS | New | ESSEX PPTY TR INC | $2,773,000 | – | 10,779 | +100.0% | 3.15% | – |
| MO | New | ALTRIA GROUP INC | $2,617,000 | – | 35,137 | +100.0% | 2.97% | – |
| CVS | New | CVS HEALTH CORP | $2,563,000 | – | 31,859 | +100.0% | 2.91% | – |
| USB | New | US BANCORP DEL | $2,523,000 | – | 48,594 | +100.0% | 2.86% | – |
| EXC | New | EXELON CORP | $2,514,000 | – | 69,694 | +100.0% | 2.85% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $2,409,000 | +417.0% | 26,358 | +397.3% | 2.74% | +389.3% |
| XLNX | New | XILINX INC | $2,392,000 | – | 37,195 | +100.0% | 2.72% | – |
| CF | New | CF INDS HLDGS INC | $2,332,000 | – | 83,409 | +100.0% | 2.65% | – |
| CPB | New | CAMPBELL SOUP CO | $2,275,000 | – | 43,620 | +100.0% | 2.58% | – |
| T | New | AT&T INC | $2,259,000 | – | 59,876 | +100.0% | 2.56% | – |
| VNO | New | VORNADO RLTY TRsh ben int | $2,121,000 | – | 22,588 | +100.0% | 2.41% | – |
| DEO | New | DIAGEO P L Cspon adr new | $2,108,000 | – | 17,593 | +100.0% | 2.39% | – |
| SYT | New | SYNGENTA AGsponsored adr | $2,098,000 | – | 22,640 | +100.0% | 2.38% | – |
| GWW | New | GRAINGER W W INC | $1,933,000 | – | 10,709 | +100.0% | 2.20% | – |
| HSBC | New | HSBC HLDGS PLCspon adr new | $1,816,000 | – | 39,153 | +100.0% | 2.06% | – |
| CAG | New | CONAGRA BRANDS INC | $1,805,000 | – | 50,487 | +100.0% | 2.05% | – |
| AEE | New | AMEREN CORP | $1,609,000 | – | 29,429 | +100.0% | 1.83% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $1,507,000 | – | 27,038 | +100.0% | 1.71% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $1,414,000 | +2.8% | 124,075 | -0.8% | 1.60% | -2.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,363,000 | +5.7% | 5,636 | +3.0% | 1.55% | 0.0% |
| REM | Buy | ISHARES TRmtg rel etf new | $1,350,000 | +7.3% | 29,110 | +4.8% | 1.53% | +1.5% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $1,285,000 | – | 19,598 | +100.0% | 1.46% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $1,219,000 | – | 27,306 | +100.0% | 1.38% | – |
| IBB | Buy | ISHARES TRnasdq biotec etf | $1,177,000 | +23.0% | 3,795 | +16.3% | 1.34% | +16.3% |
| TRV | New | TRAVELERS COMPANIES INC | $1,058,000 | – | 8,360 | +100.0% | 1.20% | – |
| MMM | 3M CO | $1,041,000 | +8.8% | 5,000 | 0.0% | 1.18% | +2.9% | |
| CUR | NEURALSTEM INC | $952,000 | +9.7% | 164,394 | 0.0% | 1.08% | +3.7% | |
| NSC | New | NORFOLK SOUTHERN CORP | $909,000 | – | 7,468 | +100.0% | 1.03% | – |
| KURA | Buy | KURA ONCOLOGY INC | $899,000 | +20.5% | 96,673 | +14.0% | 1.02% | +14.1% |
| GPC | New | GENUINE PARTS CO | $897,000 | – | 9,673 | +100.0% | 1.02% | – |
| WHR | New | WHIRLPOOL CORP | $888,000 | – | 4,632 | +100.0% | 1.01% | – |
| DIS | Sell | DISNEY WALT CO | $810,000 | -23.6% | 7,626 | -18.4% | 0.92% | -27.7% |
| BKLN | POWERSHARES ETF TRUST IIsenior ln port | $748,000 | -0.5% | 32,325 | 0.0% | 0.85% | -6.0% | |
| EEM | New | ISHARES TRmsci emg mkt etf | $739,000 | – | 17,864 | +100.0% | 0.84% | – |
| DBL | DOUBLELINE OPPORTUNISTIC CR | $700,000 | +5.7% | 27,751 | 0.0% | 0.80% | 0.0% | |
| FLOT | ISHARES TRfltg rate bd etf | $662,000 | +0.2% | 13,003 | 0.0% | 0.75% | -5.2% | |
| MRK | Sell | MERCK & CO INC | $657,000 | -65.7% | 10,258 | -66.0% | 0.75% | -67.6% |
| KMB | KIMBERLY CLARK CORP | $646,000 | -1.8% | 5,000 | 0.0% | 0.73% | -7.2% | |
| HON | HONEYWELL INTL INC | $626,000 | +6.6% | 4,700 | 0.0% | 0.71% | +0.9% | |
| MDT | Sell | MEDTRONIC PLC | $621,000 | -29.7% | 7,000 | -36.1% | 0.70% | -33.5% |
| CMI | Buy | CUMMINS INC | $600,000 | +13.4% | 3,700 | +5.7% | 0.68% | +7.2% |
| BX | Buy | BLACKSTONE GROUP L P | $598,000 | +106.9% | 17,919 | +84.0% | 0.68% | +95.7% |
| HIO | WESTERN ASSET HIGH INCM OPP | $582,000 | +0.7% | 114,755 | 0.0% | 0.66% | -4.8% | |
| ABBV | New | ABBVIE INC | $580,000 | – | 8,000 | +100.0% | 0.66% | – |
| ETN | Buy | EATON CORP PLC | $566,000 | +9.1% | 7,275 | +3.9% | 0.64% | +3.2% |
| INTC | Buy | INTEL CORP | $538,000 | +132.9% | 15,944 | +149.1% | 0.61% | +120.6% |
| DOW | DOW CHEM CO | $536,000 | -0.7% | 8,500 | 0.0% | 0.61% | -6.0% | |
| WM | WASTE MGMT INC DEL | $513,000 | +0.6% | 7,000 | 0.0% | 0.58% | -4.9% | |
| PFE | PFIZER INC | $508,000 | -1.9% | 15,137 | 0.0% | 0.58% | -7.2% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $505,000 | +49.9% | 556 | +36.9% | 0.57% | +41.5% |
| EVV | EATON VANCE LTD DUR INCOME F | $453,000 | +2.0% | 32,097 | 0.0% | 0.51% | -3.6% | |
| EVM | EATON VANCE CALIF MUN BD FD | $440,000 | +2.3% | 37,840 | 0.0% | 0.50% | -3.1% | |
| ITW | Buy | ILLINOIS TOOL WKS INC | $430,000 | +12.0% | 3,000 | +3.4% | 0.49% | +5.9% |
| DUK | DUKE ENERGY CORP NEW | $418,000 | +2.0% | 5,000 | 0.0% | 0.48% | -3.5% | |
| AIG | New | AMERICAN INTL GROUP INC | $415,000 | – | 6,644 | +100.0% | 0.47% | – |
| HD | Buy | HOME DEPOT INC | $399,000 | +23.5% | 2,603 | +18.3% | 0.45% | +16.8% |
| BAC | Sell | BANK AMER CORP | $349,000 | +2.0% | 14,400 | -0.7% | 0.40% | -3.6% |
| IWR | New | ISHARES TRrus mid cap etf | $346,000 | – | 1,800 | +100.0% | 0.39% | – |
| MSFT | Buy | MICROSOFT CORP | $303,000 | +31.2% | 4,400 | +25.7% | 0.34% | +24.2% |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $299,000 | +1.7% | 22,822 | 0.0% | 0.34% | -4.0% | |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $295,000 | – | 3,243 | +100.0% | 0.34% | – |
| KHC | New | KRAFT HEINZ CO | $285,000 | – | 3,330 | +100.0% | 0.32% | – |
| AAPL | New | APPLE INC | $271,000 | – | 1,884 | +100.0% | 0.31% | – |
| AMGN | New | AMGEN INC | $267,000 | – | 1,551 | +100.0% | 0.30% | – |
| PG | Sell | PROCTER AND GAMBLE CO | $261,000 | -48.6% | 3,000 | -46.9% | 0.30% | -51.5% |
| CSCO | Buy | CISCO SYS INC | $245,000 | +9.9% | 7,812 | +18.1% | 0.28% | +3.7% |
| BAX | BAXTER INTL INC | $242,000 | +16.9% | 4,000 | 0.0% | 0.28% | +10.9% | |
| BLW | BLACKROCK LTD DURATION INC T | $230,000 | +1.3% | 14,561 | 0.0% | 0.26% | -4.0% | |
| FB | Buy | FACEBOOK INCcl a | $223,000 | +9.9% | 1,480 | +3.5% | 0.25% | +3.7% |
| ADI | New | ANALOG DEVICES INC | $219,000 | – | 2,812 | +100.0% | 0.25% | – |
| NKX | NUVEEN CALIFORNIA AMT QLT MU | $216,000 | +5.4% | 13,888 | 0.0% | 0.24% | -0.4% | |
| HIX | WESTERN ASSET HIGH INCM FD I | $191,000 | -0.5% | 26,585 | 0.0% | 0.22% | -5.7% | |
| M | Exit | MACYS INC | $0 | – | -6,950 | -100.0% | -0.25% | – |
| OMI | Exit | OWENS & MINOR INC NEW | $0 | – | -6,750 | -100.0% | -0.28% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWARcall | $0 | – | -500 | -100.0% | -0.36% | – |
| PDCO | Exit | PATTERSON COMPANIES INC | $0 | – | -6,697 | -100.0% | -0.36% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -8,034 | -100.0% | -0.40% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -4,623 | -100.0% | -0.46% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -4,257 | -100.0% | -0.62% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -28,470 | -100.0% | -0.83% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -23,760 | -100.0% | -1.31% | – |
| DE | Exit | DEERE & CO | $0 | – | -11,811 | -100.0% | -1.54% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -45,733 | -100.0% | -1.62% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -28,189 | -100.0% | -1.76% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -42,309 | -100.0% | -2.14% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -34,039 | -100.0% | -2.34% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -24,593 | -100.0% | -2.41% | – |
| BBD | Exit | BANCO BRADESCO S Asp adr pfd new | $0 | – | -197,005 | -100.0% | -2.42% | – |
| ITUB | Exit | ITAU UNIBANCO HLDG SAspon adr rep pfd | $0 | – | -168,835 | -100.0% | -2.45% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -64,306 | -100.0% | -2.46% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $0 | – | -62,884 | -100.0% | -2.48% | – |
| MET | Exit | METLIFE INC | $0 | – | -41,053 | -100.0% | -2.60% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -46,749 | -100.0% | -2.61% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -21,284 | -100.0% | -2.73% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -75,219 | -100.0% | -2.77% | – |
| PFG | Exit | PRINCIPAL FINL GROUP INC | $0 | – | -38,136 | -100.0% | -2.89% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -21,732 | -100.0% | -2.90% | – |
| HAS | Exit | HASBRO INC | $0 | – | -24,416 | -100.0% | -2.92% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -52,084 | -100.0% | -3.07% | – |
| TIF | Exit | TIFFANY & CO NEW | $0 | – | -28,831 | -100.0% | -3.30% | – |
| CSX | Exit | CSX CORP | $0 | – | -61,602 | -100.0% | -3.44% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2017-08-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.