$72.9 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 57 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 74.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | $10,212,000 | -8.4% | 160,790 | 0.0% | 14.00% | +13.0% | |
| KMB | Buy | KIMBERLY CLARK CORP | $2,864,000 | +243.4% | 20,834 | +236.0% | 3.93% | +323.5% |
| K | Buy | KELLOGG CO | $2,378,000 | +787.3% | 29,127 | +732.2% | 3.26% | +994.0% |
| SJM | New | SMUCKER J M CO | $2,305,000 | – | 15,126 | +100.0% | 3.16% | – |
| O | New | REALTY INCOME CORP | $2,212,000 | – | 31,895 | +100.0% | 3.03% | – |
| RTN | Sell | RAYTHEON CO | $2,207,000 | -5.0% | 16,232 | -14.3% | 3.03% | +17.2% |
| T | New | AT&T INC | $2,195,000 | – | 50,791 | +100.0% | 3.01% | – |
| NEE | New | NEXTERA ENERGY INC | $2,191,000 | – | 16,799 | +100.0% | 3.00% | – |
| PG | New | PROCTER & GAMBLE CO | $2,188,000 | – | 25,847 | +100.0% | 3.00% | – |
| WEC | New | WEC ENERGY GROUP INC | $2,173,000 | – | 33,280 | +100.0% | 2.98% | – |
| CLX | New | CLOROX CO DEL | $2,164,000 | – | 15,638 | +100.0% | 2.97% | – |
| RAI | Sell | REYNOLDS AMERICAN INC | $2,118,000 | -18.0% | 39,266 | -23.5% | 2.90% | +1.2% |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $2,115,000 | – | 21,888 | +100.0% | 2.90% | – |
| WMT | New | WAL-MART STORES INC | $2,099,000 | – | 28,751 | +100.0% | 2.88% | – |
| ED | New | CONSOLIDATED EDISON INC | $2,083,000 | – | 25,890 | +100.0% | 2.86% | – |
| SO | New | SOUTHERN CO | $2,068,000 | – | 38,564 | +100.0% | 2.84% | – |
| DRI | New | DARDEN RESTAURANTS INC | $1,882,000 | – | 29,718 | +100.0% | 2.58% | – |
| MAT | New | MATTEL INC | $1,822,000 | – | 58,236 | +100.0% | 2.50% | – |
| HRB | Buy | BLOCK H & R INC | $1,731,000 | -8.1% | 75,241 | +5.6% | 2.37% | +13.4% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $1,541,000 | – | 30,669 | +100.0% | 2.11% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $1,204,000 | -20.4% | 125,075 | -24.3% | 1.65% | -1.8% |
| REM | New | ISHARES TRmrg rl es cp etf | $1,104,000 | – | 107,581 | +100.0% | 1.51% | – |
| MMM | Sell | 3M CO | $1,086,000 | +3.4% | 6,200 | -1.6% | 1.49% | +27.6% |
| HON | HONEYWELL INTL INC | $1,047,000 | +3.9% | 9,000 | 0.0% | 1.44% | +28.0% | |
| MO | Sell | ALTRIA GROUP INC | $960,000 | +5.5% | 13,919 | -4.1% | 1.32% | +30.0% |
| HRS | New | HARRIS CORP DEL | $937,000 | – | 11,232 | +100.0% | 1.28% | – |
| DIS | Sell | DISNEY WALT CO | $910,000 | -3.3% | 9,301 | -1.8% | 1.25% | +19.3% |
| GE | Sell | GENERAL ELECTRIC CO | $850,000 | -74.0% | 27,000 | -73.7% | 1.16% | -67.9% |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $809,000 | -19.5% | 30,201 | -20.0% | 1.11% | -0.7% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $770,000 | +9.2% | 11,287 | -0.9% | 1.06% | +34.7% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $731,000 | -45.5% | 2,839 | -44.8% | 1.00% | -32.8% |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $703,000 | – | 30,598 | +100.0% | 0.96% | – |
| MSFT | Sell | MICROSOFT CORP | $695,000 | -36.5% | 13,588 | -31.4% | 0.95% | -21.7% |
| COH | New | COACH INC | $693,000 | – | 17,018 | +100.0% | 0.95% | – |
| FLOT | ISHARES TRfltg rate bd etf | $658,000 | +0.3% | 13,003 | 0.0% | 0.90% | +23.7% | |
| WM | Sell | WASTE MGMT INC DEL | $630,000 | -15.9% | 9,500 | -25.2% | 0.86% | +3.7% |
| CUR | NEURALSTEM INC | $622,000 | -61.2% | 2,137,061 | 0.0% | 0.85% | -52.1% | |
| MDT | Sell | MEDTRONIC PLC | $607,000 | +12.4% | 7,000 | -2.8% | 0.83% | +38.7% |
| DUK | New | DUKE ENERGY CORP NEW | $596,000 | – | 6,944 | +100.0% | 0.82% | – |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $592,000 | -40.6% | 42,807 | -46.0% | 0.81% | -26.7% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $573,000 | – | 2,735 | +100.0% | 0.79% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $562,000 | +2.0% | 114,755 | -2.3% | 0.77% | +25.6% |
| PFE | PFIZER INC | $533,000 | +18.7% | 15,137 | 0.0% | 0.73% | +46.5% | |
| ETN | Sell | EATON CORP PLC | $496,000 | -6.8% | 8,300 | -2.4% | 0.68% | +15.1% |
| MRK | Buy | MERCK & CO INC | $476,000 | +24.0% | 8,258 | +13.8% | 0.65% | +52.9% |
| CBI | Sell | CHICAGO BRIDGE & IRON CO N V | $450,000 | -42.5% | 13,000 | -39.3% | 0.62% | -29.1% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $431,000 | -51.9% | 32,097 | -52.8% | 0.59% | -40.7% |
| CMI | CUMMINS INC | $337,000 | +2.1% | 3,000 | 0.0% | 0.46% | +25.9% | |
| JCI | JOHNSON CTLS INC | $332,000 | +13.7% | 7,500 | 0.0% | 0.46% | +40.0% | |
| GOOG | ALPHABET INCcap stk cl c | $316,000 | -7.1% | 456 | 0.0% | 0.43% | +14.6% | |
| ITW | ILLINOIS TOOL WKS INC | $312,000 | +1.6% | 3,000 | 0.0% | 0.43% | +25.5% | |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $281,000 | +0.4% | 22,822 | 0.0% | 0.38% | +23.8% | |
| JPM | Buy | JPMORGAN CHASE & CO | $280,000 | +18.1% | 4,500 | +12.5% | 0.38% | +46.0% |
| NKX | NUVEEN CAL AMT-FREE MUN INC | $237,000 | +6.8% | 13,888 | 0.0% | 0.32% | +31.6% | |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $222,000 | -43.1% | 14,561 | -44.8% | 0.30% | -30.0% |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $184,000 | -2.1% | 26,585 | -6.5% | 0.25% | +20.6% |
| KURA | New | KURA ONCOLOGY INC | $168,000 | – | 62,000 | +100.0% | 0.23% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -9,248 | -100.0% | -0.33% | – |
| MET | Exit | METLIFE INC | $0 | – | -8,000 | -100.0% | -0.39% | – |
| EQIX | Exit | EQUINIX INC | $0 | – | -1,575 | -100.0% | -0.58% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -150,254 | -100.0% | -0.99% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -106,949 | -100.0% | -1.74% | – |
| ACWI | Exit | ISHARES TRmsci acwi etf | $0 | – | -28,481 | -100.0% | -1.78% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -46,731 | -100.0% | -1.78% | – |
| LB | Exit | L BRANDS INC | $0 | – | -24,540 | -100.0% | -2.40% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -69,979 | -100.0% | -2.44% | – |
| INTC | Exit | INTEL CORP | $0 | – | -68,700 | -100.0% | -2.47% | – |
| XLNX | Exit | XILINX INC | $0 | – | -50,559 | -100.0% | -2.67% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -44,884 | -100.0% | -2.70% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -89,133 | -100.0% | -2.70% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -43,164 | -100.0% | -2.76% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -28,707 | -100.0% | -2.76% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -24,452 | -100.0% | -2.87% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -34,507 | -100.0% | -2.90% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -9,510 | -100.0% | -2.92% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -57,328 | -100.0% | -2.98% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -150,603 | -100.0% | -2.99% | – |
| AEE | Exit | AMEREN CORP | $0 | – | -54,217 | -100.0% | -3.02% | – |
| NI | Exit | NISOURCE INC | $0 | – | -118,836 | -100.0% | -3.11% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -23,344 | -100.0% | -3.39% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-07-22
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.