$65.1 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 70 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 96.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
COF | Buy | CAPITAL ONE FINL CORP | $15,943,000 | +27.2% | 181,229 | +14.0% | 24.49% | +77.0% |
CUR | NEURALSTEM INC | $4,146,000 | +2.1% | 2,137,061 | 0.0% | 6.37% | +42.1% | |
CME | New | CME GROUP INC | $2,694,000 | – | 28,950 | +100.0% | 4.14% | – |
HAS | Sell | HASBRO INC | $2,515,000 | -18.1% | 33,626 | -30.7% | 3.86% | +14.0% |
KSS | New | KOHLS CORP | $2,372,000 | – | 37,885 | +100.0% | 3.64% | – |
SJM | New | SMUCKER J M CO | $2,336,000 | – | 21,546 | +100.0% | 3.59% | – |
VLO | New | VALERO ENERGY CORP NEW | $2,293,000 | – | 36,627 | +100.0% | 3.52% | – |
OKE | New | ONEOK INC NEW | $1,973,000 | – | 49,965 | +100.0% | 3.03% | – |
DEX | Buy | DELAWARE ENHANCED GBL DIV & | $1,928,000 | -4.3% | 178,334 | +1.6% | 2.96% | +33.2% |
COH | New | COACH INC | $1,689,000 | – | 48,806 | +100.0% | 2.60% | – |
IWM | New | ISHARES TRrussell 2000 etf | $1,509,000 | – | 12,086 | +100.0% | 2.32% | – |
MO | Sell | ALTRIA GROUP INC | $1,012,000 | -70.2% | 20,696 | -69.5% | 1.56% | -58.5% |
UUP | New | POWERSHS DB US DOLLAR INDEXdoll indx bull | $993,000 | – | 39,669 | +100.0% | 1.52% | – |
EVV | EATON VANCE LTD DUR INCOME F | $950,000 | -6.4% | 70,527 | 0.0% | 1.46% | +30.2% | |
EVM | EATON VANCE CALIF MUN BD FD | $938,000 | -6.1% | 83,097 | 0.0% | 1.44% | +30.6% | |
DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $935,000 | -10.2% | 40,336 | -3.7% | 1.44% | +25.0% |
DD | New | DU PONT E I DE NEMOURS & CO | $902,000 | – | 14,105 | +100.0% | 1.39% | – |
HIO | Buy | WESTERN ASSET HIGH INCM OPP | $704,000 | +1.0% | 136,609 | +4.2% | 1.08% | +40.4% |
DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $697,000 | +3068.2% | 12,182 | +2999.7% | 1.07% | +4362.5% |
BMY | New | BRISTOL MYERS SQUIBB CO | $680,000 | – | 10,215 | +100.0% | 1.04% | – |
FLOT | ISHARES TRfltg rate bd etf | $640,000 | 0.0% | 12,630 | 0.0% | 0.98% | +39.0% | |
HRS | New | HARRIS CORP DEL | $624,000 | – | 8,119 | +100.0% | 0.96% | – |
FTR | New | FRONTIER COMMUNICATIONS CORP | $564,000 | – | 113,902 | +100.0% | 0.87% | – |
XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $529,000 | +5.6% | 7,117 | +3.0% | 0.81% | +47.0% |
XTL | Buy | SPDR SERIES TRUST | $503,000 | +1.4% | 8,743 | +2.9% | 0.77% | +41.1% |
PFE | New | PFIZER INC | $496,000 | – | 14,803 | +100.0% | 0.76% | – |
IPG | New | INTERPUBLIC GROUP COS INC | $491,000 | – | 25,475 | +100.0% | 0.75% | – |
XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $485,000 | -0.8% | 6,339 | -2.2% | 0.74% | +38.0% |
XLK | Buy | SELECT SECTOR SPDR TRtechnology | $485,000 | +3.0% | 11,707 | +3.0% | 0.74% | +43.3% |
XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $477,000 | +3.9% | 19,585 | +2.9% | 0.73% | +44.6% |
XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $474,000 | +0.4% | 9,959 | +2.9% | 0.73% | +39.7% |
XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $472,000 | +2.2% | 9,745 | +2.8% | 0.72% | +42.2% |
BLW | Buy | BLACKROCK LTD DURATION INC T | $468,000 | -1.5% | 30,859 | +2.6% | 0.72% | +37.2% |
XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $458,000 | -0.4% | 6,093 | +2.7% | 0.70% | +38.6% |
XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $457,000 | -0.2% | 8,448 | +2.9% | 0.70% | +38.7% |
MAC | New | MACERICH CO | $449,000 | – | 6,020 | +100.0% | 0.69% | – |
MCD | New | MCDONALDS CORP | $448,000 | – | 4,712 | +100.0% | 0.69% | – |
NEA | Buy | NUVEEN AMT-FREE MUN INCOME F | $436,000 | -5.8% | 34,200 | +2.4% | 0.67% | +31.1% |
MSFT | Sell | MICROSOFT CORP | $435,000 | -0.7% | 9,842 | -8.7% | 0.67% | +38.0% |
CNQ | New | CANADIAN NAT RES LTD | $434,000 | – | 15,991 | +100.0% | 0.67% | – |
XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $428,000 | -3.8% | 10,317 | +2.9% | 0.66% | +33.8% |
PFF | ISHARESu.s. pfd stk etf | $401,000 | -2.2% | 10,233 | 0.0% | 0.62% | +36.0% | |
MRK | Sell | MERCK & CO INC NEW | $400,000 | -3.8% | 7,030 | -2.8% | 0.61% | +33.8% |
MOS | New | MOSAIC CO NEW | $359,000 | – | 7,656 | +100.0% | 0.55% | – |
ARG | New | AIRGAS INC | $354,000 | – | 3,345 | +100.0% | 0.54% | – |
HPQ | New | HEWLETT PACKARD CO | $336,000 | – | 11,182 | +100.0% | 0.52% | – |
NFJ | ALLIANZGI NFJ DIVID INT & PR | $331,000 | -7.3% | 21,881 | 0.0% | 0.51% | +28.9% | |
BA | New | BOEING CO | $330,000 | – | 2,380 | +100.0% | 0.51% | – |
SPLS | New | STAPLES INC | $329,000 | – | 21,481 | +100.0% | 0.50% | – |
HIX | Buy | WESTERN ASSET HIGH INCM FD I | $327,000 | +8.3% | 43,327 | +15.3% | 0.50% | +50.8% |
DPS | Sell | DR PEPPER SNAPPLE GROUP INC | $327,000 | -88.8% | 4,492 | -87.9% | 0.50% | -84.4% |
HRB | New | BLOCK H & R INC | $325,000 | – | 10,952 | +100.0% | 0.50% | – |
SCG | New | SCANA CORP NEW | $324,000 | – | 6,399 | +100.0% | 0.50% | – |
PCG | New | PG&E CORP | $324,000 | – | 6,594 | +100.0% | 0.50% | – |
NAVI | Sell | NAVIENT CORP | $316,000 | -87.4% | 17,362 | -85.9% | 0.48% | -82.5% |
HSY | New | HERSHEY CO | $312,000 | – | 3,509 | +100.0% | 0.48% | – |
GGP | New | GENERAL GROWTH PPTYS INC NEW | $307,000 | – | 11,966 | +100.0% | 0.47% | – |
IRM | New | IRON MTN INC NEW | $302,000 | – | 9,730 | +100.0% | 0.46% | – |
VTR | Sell | VENTAS INC | $299,000 | -88.9% | 4,815 | -86.9% | 0.46% | -84.6% |
WU | New | WESTERN UN CO | $292,000 | – | 14,365 | +100.0% | 0.45% | – |
HCN | New | HEALTH CARE REIT INC | $284,000 | – | 4,321 | +100.0% | 0.44% | – |
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $263,000 | -11.4% | 1,278 | -11.1% | 0.40% | +23.2% |
CLX | Sell | CLOROX CO DEL | $239,000 | -91.6% | 2,299 | -91.0% | 0.37% | -88.3% |
NKX | NUVEEN CAL AMT-FREE MUN INC | $191,000 | -5.4% | 13,500 | 0.0% | 0.29% | +31.4% | |
UUP | New | POWERSHS DB US DOLLAR INDEXcall | $184,000 | – | 165,900 | +100.0% | 0.28% | – |
GLD | New | SPDR GOLD TRUSTput | $92,000 | – | 22,100 | +100.0% | 0.14% | – |
OCAT | OCATA THERAPEUTICS INC | $58,000 | -14.7% | 11,000 | 0.0% | 0.09% | +18.7% | |
EFA | New | ISHARES TRmsci eafe etf | $15,000 | – | 236 | +100.0% | 0.02% | – |
EWG | Buy | ISHAREScall | $15,000 | -91.3% | 156,000 | +3.3% | 0.02% | -87.9% |
VZ | New | VERIZON COMMUNICATIONS INCcall | $1,000 | – | 18,700 | +100.0% | 0.00% | – |
BAC | Exit | BANK AMER CORPcall | $0 | – | -24,000 | -100.0% | -0.00% | – |
GSK | Exit | GLAXOSMITHKLINE PLCcall | $0 | – | -14,300 | -100.0% | -0.01% | – |
MSFT | Exit | MICROSOFT CORPcall | $0 | – | -12,400 | -100.0% | -0.02% | – |
QQQ | Exit | POWERSHARES QQQ TRUSTcall | $0 | – | -37,700 | -100.0% | -0.07% | – |
DXJ | Exit | WISDOMTREE TRcall | $0 | – | -22,500 | -100.0% | -0.13% | – |
UUP | Exit | POWERSHS DB US DOLLAR INDEXput | $0 | – | -246,700 | -100.0% | -0.15% | – |
SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -48,000 | -100.0% | -0.17% | – |
SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -48,000 | -100.0% | -0.44% | – |
JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -5,105 | -100.0% | -0.57% | – |
GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -24,965 | -100.0% | -1.05% | – |
EWG | Exit | ISHARESmsci germany etf | $0 | – | -34,939 | -100.0% | -1.15% | – |
QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -10,053 | -100.0% | -1.17% | – |
CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -20,976 | -100.0% | -1.91% | – |
KO | Exit | COCA COLA CO | $0 | – | -42,721 | -100.0% | -1.91% | – |
ED | Exit | CONSOLIDATED EDISON INC | $0 | – | -30,560 | -100.0% | -2.06% | – |
DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -31,555 | -100.0% | -2.42% | – |
DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -31,834 | -100.0% | -2.70% | – |
PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -32,819 | -100.0% | -2.73% | – |
HCP | Exit | HCP INC | $0 | – | -60,281 | -100.0% | -2.88% | – |
ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -31,409 | -100.0% | -2.97% | – |
PEP | Exit | PEPSICO INC | $0 | – | -28,186 | -100.0% | -2.98% | – |
CHL | Exit | CHINA MOBILE LIMITEDsponsored adr | $0 | – | -41,899 | -100.0% | -3.01% | – |
CAG | Exit | CONAGRA FOODS INC | $0 | – | -74,912 | -100.0% | -3.02% | – |
PAYX | Exit | PAYCHEX INC | $0 | – | -57,083 | -100.0% | -3.13% | – |
RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -41,543 | -100.0% | -3.16% | – |
LEG | Exit | LEGGETT & PLATT INC | $0 | – | -62,798 | -100.0% | -3.20% | – |
LB | Exit | L BRANDS INC | $0 | – | -30,736 | -100.0% | -3.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-07-24
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
EATON CORP PLC | 32 | Q3 2023 | 1.1% |
JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-15 |
13F-HR | 2023-11-15 |
13F-HR | 2023-08-15 |
13F-HR | 2023-05-16 |
13F-HR | 2023-02-14 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-15 |
13F-HR | 2022-05-13 |
13F-HR | 2022-02-14 |
13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.