$98.1 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 89 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| COF | New | CAPITAL ONE FINL CORP | $14,253,000 | – | 172,658 | +100.0% | 14.52% | – |
| CUR | New | NEURALSTEM INC | $5,806,000 | – | 2,134,442 | +100.0% | 5.92% | – |
| ACWI | New | ISHARESmsci acwi etf | $4,615,000 | – | 78,896 | +100.0% | 4.70% | – |
| AVB | New | AVALONBAY CMNTYS INC | $2,768,000 | – | 16,942 | +100.0% | 2.82% | – |
| ESS | New | ESSEX PPTY TR INC | $2,744,000 | – | 13,280 | +100.0% | 2.80% | – |
| JCI | New | JOHNSON CTLS INC | $2,738,000 | – | 56,648 | +100.0% | 2.79% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $2,731,000 | – | 36,470 | +100.0% | 2.78% | – |
| SYMC | New | SYMANTEC CORP | $2,628,000 | – | 102,449 | +100.0% | 2.68% | – |
| HRB | New | BLOCK H & R INC | $2,623,000 | – | 77,879 | +100.0% | 2.67% | – |
| GCI | New | GANNETT INC | $2,584,000 | – | 80,912 | +100.0% | 2.63% | – |
| F | New | FORD MTR CO DEL | $2,536,000 | – | 163,592 | +100.0% | 2.58% | – |
| INTC | New | INTEL CORP | $2,531,000 | – | 69,737 | +100.0% | 2.58% | – |
| RSG | New | REPUBLIC SVCS INC | $2,505,000 | – | 62,239 | +100.0% | 2.55% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $1,966,000 | – | 174,453 | +100.0% | 2.00% | – |
| CHL | New | CHINA MOBILE LIMITEDsponsored adr | $1,739,000 | – | 29,560 | +100.0% | 1.77% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $1,485,000 | – | 31,453 | +100.0% | 1.51% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $1,444,000 | – | 25,524 | +100.0% | 1.47% | – |
| KLAC | New | KLA-TENCOR CORP | $1,410,000 | – | 20,049 | +100.0% | 1.44% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $1,379,000 | – | 19,830 | +100.0% | 1.40% | – |
| WMB | New | WILLIAMS COS INC DEL | $1,261,000 | – | 28,066 | +100.0% | 1.28% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $1,205,000 | – | 51,579 | +100.0% | 1.23% | – |
| WIN | New | WINDSTREAM HLDGS INC | $1,193,000 | – | 144,739 | +100.0% | 1.22% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $1,046,000 | – | 15,292 | +100.0% | 1.07% | – |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR | $1,025,000 | – | 41,725 | +100.0% | 1.04% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $1,010,000 | – | 9,782 | +100.0% | 1.03% | – |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $1,009,000 | – | 20,803 | +100.0% | 1.03% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $996,000 | – | 70,527 | +100.0% | 1.02% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $982,000 | – | 39,709 | +100.0% | 1.00% | – |
| EVM | New | EATON VANCE CALIF MUN BD FD | $978,000 | – | 83,097 | +100.0% | 1.00% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $975,000 | – | 13,507 | +100.0% | 0.99% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $969,000 | – | 23,445 | +100.0% | 0.99% | – |
| AAPL | New | APPLE INC | $965,000 | – | 8,744 | +100.0% | 0.98% | – |
| EQR | New | EQUITY RESIDENTIALsh ben int | $962,000 | – | 13,390 | +100.0% | 0.98% | – |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $937,000 | – | 11,833 | +100.0% | 0.96% | – |
| MMM | New | 3M CO | $936,000 | – | 5,700 | +100.0% | 0.95% | – |
| WY | New | WEYERHAEUSER CO | $880,000 | – | 24,533 | +100.0% | 0.90% | – |
| HON | New | HONEYWELL INTL INC | $859,000 | – | 8,600 | +100.0% | 0.88% | – |
| WU | New | WESTERN UN CO | $840,000 | – | 46,916 | +100.0% | 0.86% | – |
| KMB | New | KIMBERLY CLARK CORP | $797,000 | – | 6,900 | +100.0% | 0.81% | – |
| MBT | New | MOBILE TELESYSTEMS OJSCsponsored adr | $761,000 | – | 105,984 | +100.0% | 0.78% | – |
| JNJ | New | JOHNSON & JOHNSON | $743,000 | – | 7,105 | +100.0% | 0.76% | – |
| GE | New | GENERAL ELECTRIC CO | $740,000 | – | 29,300 | +100.0% | 0.75% | – |
| DIS | New | DISNEY WALT CO | $733,000 | – | 7,788 | +100.0% | 0.75% | – |
| CSX | New | CSX CORP | $707,000 | – | 19,500 | +100.0% | 0.72% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $692,000 | – | 128,922 | +100.0% | 0.70% | – |
| MSFT | New | MICROSOFT CORP | $689,000 | – | 14,842 | +100.0% | 0.70% | – |
| MO | New | ALTRIA GROUP INC | $673,000 | – | 13,662 | +100.0% | 0.69% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING IN | $644,000 | – | 17,551 | +100.0% | 0.66% | – |
| FLOT | New | ISHARES TRfltg rate bd etf | $638,000 | – | 12,630 | +100.0% | 0.65% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $630,000 | – | 15,000 | +100.0% | 0.64% | – |
| BAC | New | BANK AMER CORP | $600,000 | – | 33,500 | +100.0% | 0.61% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $580,000 | – | 12,394 | +100.0% | 0.59% | – |
| DE | New | DEERE & CO | $575,000 | – | 6,500 | +100.0% | 0.59% | – |
| SWY | New | SAFEWAY INC | $563,000 | – | 16,036 | +100.0% | 0.57% | – |
| WM | New | WASTE MGMT INC DEL | $513,000 | – | 10,000 | +100.0% | 0.52% | – |
| XTL | New | SPDR SERIES TRUST | $486,000 | – | 8,421 | +100.0% | 0.50% | – |
| QCOM | New | QUALCOMM INC | $479,000 | – | 6,450 | +100.0% | 0.49% | – |
| BLW | New | BLACKROCK LTD DURATION INC T | $469,000 | – | 29,810 | +100.0% | 0.48% | – |
| APD | New | AIR PRODS & CHEMS INC | $465,000 | – | 3,227 | +100.0% | 0.47% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $458,000 | – | 33,163 | +100.0% | 0.47% | – |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $455,000 | – | 9,376 | +100.0% | 0.46% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $432,000 | – | 2,933 | +100.0% | 0.44% | – |
| DXJ | New | WISDOMTREE TRcall | $414,000 | – | 111,700 | +100.0% | 0.42% | – |
| MRK | New | MERCK & CO INC NEW | $399,000 | – | 7,030 | +100.0% | 0.41% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $350,000 | – | 21,881 | +100.0% | 0.36% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $316,000 | – | 1,541 | +100.0% | 0.32% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $300,000 | – | 36,140 | +100.0% | 0.31% | – |
| MDT | New | MEDTRONIC INC | $289,000 | – | 4,000 | +100.0% | 0.29% | – |
| BP | New | BP PLCsponsored adr | $286,000 | – | 7,500 | +100.0% | 0.29% | – |
| HD | New | HOME DEPOT INC | $283,000 | – | 2,700 | +100.0% | 0.29% | – |
| CAT | New | CATERPILLAR INC DEL | $275,000 | – | 3,000 | +100.0% | 0.28% | – |
| MET | New | METLIFE INC | $216,000 | – | 4,000 | +100.0% | 0.22% | – |
| DVN | New | DEVON ENERGY CORP NEW | $214,000 | – | 3,500 | +100.0% | 0.22% | – |
| DOW | New | DOW CHEM CO | $160,000 | – | 3,500 | +100.0% | 0.16% | – |
| QQQ | New | POWERSHARES QQQ TRUSTcall | $132,000 | – | 12,700 | +100.0% | 0.13% | – |
| IWM | New | ISHARES TRcall | $118,000 | – | 30,300 | +100.0% | 0.12% | – |
| VALE | New | VALE S Aadr | $102,000 | – | 12,517 | +100.0% | 0.10% | – |
| DE | New | DEERE & COcall | $85,000 | – | 11,500 | +100.0% | 0.09% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $48,000 | – | 399 | +100.0% | 0.05% | – |
| BAC | New | BANK AMER CORPcall | $37,000 | – | 24,000 | +100.0% | 0.04% | – |
| EEM | New | ISHARES TRcall | $32,000 | – | 83,700 | +100.0% | 0.03% | – |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $20,000 | – | 413 | +100.0% | 0.02% | – |
| DIS | New | DISNEY WALT COcall | $16,000 | – | 8,000 | +100.0% | 0.02% | – |
| AAPL | New | APPLE INCcall | $12,000 | – | 5,000 | +100.0% | 0.01% | – |
| HAL | New | HALLIBURTON COcall | $2,000 | – | 20,000 | +100.0% | 0.00% | – |
| QCOM | New | QUALCOMM INCcall | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| DOW | New | DOW CHEM COcall | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vcall | $1,000 | – | 12,200 | +100.0% | 0.00% | – |
| F | New | FORD MTR CO DELcall | $0 | – | 25,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.