Cowen Prime Services LLC - Q1 2018 holdings

Add to watchlist

$180 Million is the total value of Cowen Prime Services LLC's 201 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 17.6% .

All

			Value		Shares		↓ Weighting
QUOT	Buy	QUOTIENT TECHNOLOGY INC COMstock	$13,924,000	+15.2%	1,062,900	+3.3%	7.72%	+31.1%
PDFS	Sell	PDF SOLUTIONS INC COMstock	$11,179,000	-41.1%	958,784	-20.7%	6.20%	-33.0%
NEO	Buy	NEOGENOMICS INC COM NEWstock	$9,335,000	-7.6%	1,144,036	+0.3%	5.18%	+5.1%
EHTH	Sell	EHEALTH INC COMstock	$7,546,000	-21.9%	527,350	-5.2%	4.18%	-11.2%
DWDP	Buy	DOWDUPONT INC COMstock	$6,108,000	-10.5%	95,872	+0.0%	3.39%	+1.8%
CSLT	Buy	CASTLIGHT HEALTH INC CL Bstock	$5,863,000	+15.5%	1,606,206	+18.7%	3.25%	+31.5%
DMRC	Sell	DIGIMARC CORP NEW COMstock	$5,648,000	-47.0%	235,842	-20.0%	3.13%	-39.7%
LMNX	Sell	LUMINEX CORP DEL COMstock	$5,157,000	+6.0%	244,762	-0.9%	2.86%	+20.6%
VG	Sell	VONAGE HLDGS CORP COMstock	$4,657,000	+0.6%	437,300	-3.9%	2.58%	+14.5%
REIS	Sell	REIS INC COMstock	$4,593,000	-22.2%	214,119	-25.1%	2.55%	-11.5%
LDOS	Buy	LEIDOS HLDGS INC COMstock	$4,440,000	+8.8%	67,890	+7.4%	2.46%	+23.8%
ASPN	Buy	ASPEN AEROGELS INC COMstock	$4,362,000	-3.2%	1,021,461	+10.7%	2.42%	+10.2%
ITI	Buy	ITERIS INC NEW COMstock	$4,313,000	-20.4%	869,492	+11.8%	2.39%	-9.4%
PFE	Sell	PFIZER INC COMstock	$4,226,000	-3.2%	119,080	-1.2%	2.34%	+10.1%
		HARMONIC INC FXD RT NOTES 4.000 12/01/20 B/E DTD 12/14/15stock	$3,984,000	-2.1%	4,060,000	0.0%	2.21%	+11.4%
RBBN	Buy	RIBBON COMMUNICATIONS INC COMstock	$3,471,000	-21.1%	680,652	+19.6%	1.92%	-10.2%
TRUE	Buy	TRUECAR INC COMstock	$3,258,000	+56.9%	344,400	+85.7%	1.81%	+78.6%
CCI	Buy	CROWN CASTLE INTL CORP NEW COMstock	$3,136,000	+1.2%	28,610	+2.5%	1.74%	+15.2%
MOBL	Sell	MOBILEIRON INC COM NEWstock	$3,088,000	+23.0%	623,800	-3.1%	1.71%	+39.9%
BOMN	Buy	BOSTON OMAHA CORP CL Astock	$2,971,000	-0.5%	135,919	+47.4%	1.65%	+13.1%
INOV	Buy	INOVALON HLDGS INC COM CL Astock	$2,875,000	-10.4%	271,250	+26.8%	1.59%	+1.9%
BRKB	Sell	BERKSHIRE HATHAWAY INC DEL CL B NEWstock	$2,623,000	-2.3%	13,150	-3.0%	1.45%	+11.1%
UAL	Buy	UNITED CONTL HLDGS INC COMstock	$2,593,000	+6.0%	37,330	+2.8%	1.44%	+20.6%
CVX	New	CHEVRON CORP NEW COMstock	$2,543,000	–	22,300	+100.0%	1.41%	–
AZN	Buy	ASTRAZENECA PLC SPONSORED ADRstock	$2,358,000	+27.0%	67,440	+26.0%	1.31%	+44.5%
MAC	Buy	MACERICH CO COMstock	$2,326,000	+784.4%	41,520	+938.0%	1.29%	+907.8%
PTC	Sell	PTC INC COMstock	$2,301,000	+18.1%	29,500	-8.0%	1.28%	+34.5%
YUM	Sell	YUM BRANDS INC COMstock	$2,213,000	+2.5%	26,000	-1.7%	1.23%	+16.6%
JPM	Sell	JP MORGAN CHASE & CO COM ISIN#US46625H1005stock	$2,130,000	+1.8%	19,369	-1.0%	1.18%	+15.8%
TACT	Sell	TRANSACT TECHNOLOGIES INC COMstock	$2,023,000	-4.5%	154,992	-3.1%	1.12%	+8.6%
WY	Buy	WEYERHAEUSER COstock	$1,990,000	+6.6%	56,855	+7.4%	1.10%	+21.3%
KKR	Sell	KKR & CO L P DEL COM UNITSstock	$1,919,000	-4.4%	94,550	-0.8%	1.06%	+8.8%
BX	Buy	BLACKSTONE GROUP L P COM UNIT REPSTG LTDstock	$1,610,000	+1.2%	50,400	+1.4%	0.89%	+15.2%
EXC	Sell	EXELON CORP COMstock	$1,607,000	-1.4%	41,200	-0.4%	0.89%	+12.2%
NEWM	Sell	NEW MEDIA INVT GROUP INC COMstock	$1,548,000	-3.2%	90,300	-5.2%	0.86%	+10.1%
UPS	Sell	UNITED PARCEL SVC INC CL Bstock	$1,492,000	-18.5%	14,260	-7.2%	0.83%	-7.3%
JNJ	Sell	JOHNSON & JOHNSON COMstock	$1,405,000	-14.3%	10,964	-6.6%	0.78%	-2.5%
MMP	Sell	MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INTstock	$1,339,000	-45.8%	22,949	-34.1%	0.74%	-38.3%
MSFT	Sell	MICROSOFT CORP COMstock	$1,298,000	+6.0%	14,225	-0.7%	0.72%	+20.6%
ADI	Sell	ANALOG DEVICES INC COMstock	$1,248,000	-16.1%	13,700	-18.0%	0.69%	-4.6%
DDD	Sell	3D SYS CORP DEL COM NEWstock	$1,245,000	+30.0%	107,416	-3.2%	0.69%	+47.8%
DAL	New	DELTA AIRLINES INC COM NEWstock	$1,228,000	–	22,410	+100.0%	0.68%	–
EPD	Sell	ENTERPRISE PRODS PARTNERS L P COM UNITstock	$1,226,000	-21.7%	50,080	-15.2%	0.68%	-10.9%
HLIT	Buy	HARMONIC INC COMstock	$1,211,000	-3.0%	318,717	+7.3%	0.67%	+10.5%
TEVA	Sell	TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098stock	$1,204,000	-10.7%	70,439	-1.0%	0.67%	+1.7%
NTNX		NUTANIX INC COMstock	$1,004,000	+39.3%	20,450	0.0%	0.56%	+58.7%
ARAY	Sell	ACCURAY INC DEL COMstock	$946,000	+13.7%	189,099	-2.3%	0.52%	+29.6%
MIC	Buy	MACQUARIE INFRASTRUCTURE CORP SHSstock	$944,000	+486.3%	25,550	+922.0%	0.52%	+570.5%
BVX	Buy	BOVIE MED CORP COMstock	$937,000	+22.2%	315,457	+6.9%	0.52%	+39.0%
NEOG	Buy	NEOGEN CORP COMstock	$742,000	+7.8%	11,080	+32.4%	0.41%	+22.7%
KOPN	Buy	KOPIN CORP COMstock	$736,000	+1.5%	236,000	+4.2%	0.41%	+15.6%
EGOV	Sell	NIC INC COMstock	$719,000	-26.3%	54,091	-8.0%	0.40%	-16.2%
NVEC	Buy	NVE CORP COM NEW ISIN#US6294452064stock	$717,000	-2.3%	8,630	+1.2%	0.40%	+11.2%
KRNT	Buy	KORNIT-DIGITAL LTD SHS ISIN#IL0011216723stock	$697,000	+68.0%	53,994	+110.3%	0.39%	+91.1%
SNMX	Sell	SENOMYX INC COMstock	$588,000	-38.7%	661,329	-10.3%	0.33%	-30.2%
MTSI	Buy	MACOM TECHNOLOGY SOLUTIONS HLDGS INC COMstock	$518,000	+75.6%	31,202	+244.4%	0.29%	+99.3%
BMY		BRISTOL MYERS SQUIBB CO COMstock	$512,000	+3.2%	8,100	0.0%	0.28%	+17.4%
CEVA	Sell	CEVA INC COMstock	$500,000	-31.5%	13,825	-12.6%	0.28%	-22.2%
NRC		NATIONAL RESH CORP COM NEWstock	$474,000	-21.5%	16,200	0.0%	0.26%	-10.5%
IBM		INTERNATIONAL BUSINESS MACHS CORP COMstock	$474,000	0.0%	3,092	0.0%	0.26%	+13.9%
XOM	Sell	EXXON MOBIL CORP COMstock	$423,000	-30.4%	5,670	-22.0%	0.24%	-20.6%
AAPL		APPLE INC COMstock	$385,000	-0.8%	2,295	0.0%	0.21%	+12.7%
MMM	Sell	3M CO COMstock	$362,000	-16.8%	1,650	-10.8%	0.20%	-5.2%
SYNC	Buy	SYNACOR INC COMstock	$336,000	-1.2%	209,757	+42.0%	0.19%	+12.0%
KO		COCA COLA COMPANYstock	$326,000	-5.2%	7,500	0.0%	0.18%	+7.7%
TXN		TEXAS INSTRUMENTS INCstock	$313,000	-0.6%	3,012	0.0%	0.17%	+13.7%
AEP		AMERICAN ELECTRIC POWER COstock	$312,000	-6.9%	4,550	0.0%	0.17%	+6.1%
WIFI		BOINGO WIRELESS INC COMstock	$307,000	+10.0%	12,400	0.0%	0.17%	+25.0%
CL		COLGATE PALMOLIVE CO COMstock	$287,000	-5.0%	4,000	0.0%	0.16%	+8.2%
CUI	Buy	CUI GLOBAL INC COM NEWstock	$279,000	+7.7%	107,129	+13.6%	0.16%	+23.0%
MET	Sell	METLIFE INC COMstock	$255,000	-38.8%	5,550	-32.7%	0.14%	-30.5%
AABA		ALTABA INC COMstock	$248,000	+6.0%	3,356	0.0%	0.14%	+21.1%
IR		INGERSOLL RAND PLC SHS ISIN#IE00B6330302stock	$244,000	-3.9%	2,850	0.0%	0.14%	+8.9%
GSIT	Buy	GSI TECHNOLOGY INC COMstock	$238,000	-3.6%	32,174	+3.5%	0.13%	+10.0%
PRGX	Sell	PRGX GLOBAL INTL COM NEWstock	$236,000	-32.2%	25,004	-49.0%	0.13%	-22.9%
DE	Sell	DEERE & COstock	$233,000	-6.8%	1,500	-6.2%	0.13%	+5.7%
VZ	Sell	VERIZON COMMUNICATIONS INC COMstock	$223,000	-16.5%	4,657	-7.8%	0.12%	-4.6%
APO		APOLLO GLOBAL MGMT LLC CL A SHSstock	$222,000	-11.6%	7,500	0.0%	0.12%	+0.8%
NSC		NORFOLK SOUTHN CORP COMstock	$217,000	-6.5%	1,600	0.0%	0.12%	+6.2%
ESBA		EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ESstock	$216,000	-19.1%	12,904	0.0%	0.12%	-7.7%
GE		GENERAL ELECTRIC CO COMstock	$215,000	-22.9%	15,970	0.0%	0.12%	-12.5%
APPS	New	DIGITAL TURBINE INC COMstock	$201,000	–	100,000	+100.0%	0.11%	–
DRRX		DURECT CORP COMstock	$186,000	+132.5%	87,128	0.0%	0.10%	+164.1%
HCP		HCP INC COMstock	$186,000	-11.0%	8,000	0.0%	0.10%	+1.0%
BRT	Sell	BRT RLTY TR SH BEN INT NEWstock	$179,000	-5.3%	15,273	-4.7%	0.10%	+7.6%
MKL		MARKEL CORP COMstock	$176,000	+2.9%	150	0.0%	0.10%	+18.1%
KMI	Sell	KINDER MORGAN INC DEL COMstock	$163,000	-91.1%	10,846	-89.3%	0.09%	-89.9%
NVO		NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIPstock	$160,000	-8.0%	3,250	0.0%	0.09%	+4.7%
NOC		NORTHROP GRUMMAN CORP COMstock	$157,000	+13.8%	450	0.0%	0.09%	+29.9%
WEC		WEC ENERGY GROUP INC COMstock	$157,000	-5.4%	2,500	0.0%	0.09%	+7.4%
PAYX		PAYCHEX INC COMstock	$148,000	-9.2%	2,400	0.0%	0.08%	+3.8%
GOOG		ALPHABET INC CAP STK CL Cstock	$144,000	-2.0%	140	0.0%	0.08%	+11.1%
PG	Sell	PROCTER & GAMBLE CO COMstock	$143,000	-32.2%	1,800	-21.7%	0.08%	-23.3%
MDLZ		MONDELEZ INTL INC CL Astock	$138,000	-2.1%	3,300	0.0%	0.08%	+11.6%
LMT		LOCKHEED MARTIN CORP COMstock	$135,000	+5.5%	400	0.0%	0.08%	+21.0%
D		DOMINION ENERGY INC COMstock	$135,000	-16.7%	2,000	0.0%	0.08%	-5.1%
GIS		GENERAL MILLS INC COMstock	$126,000	-24.1%	2,800	0.0%	0.07%	-13.6%
SPH		SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTNERSHIP INTstock	$121,000	-9.7%	5,513	0.0%	0.07%	+3.1%
MATR	New	MATTERSIGHT CORP COMstock	$116,000	–	55,000	+100.0%	0.06%	–
ANDX	Sell	ANDEAVOR LOGISTICS LP COM UNIT LTD PARTNERSHIP INTstock	$112,000	-51.5%	2,500	-50.0%	0.06%	-45.1%
GDX	Buy	VANECK VECTORS ETF TR GOLD MINERS ETFstock	$110,000	+57.1%	5,000	+66.7%	0.06%	+79.4%
UNH		UNITEDHEALTH GROUP INC COMstock	$107,000	-2.7%	500	0.0%	0.06%	+9.3%
PCYG	New	PARK CITY GROUP INC COM NEWstock	$105,000	–	12,002	+100.0%	0.06%	–
MCD	Buy	MCDONALDS CORPstock	$103,000	-6.4%	661	+3.3%	0.06%	+5.6%
BPI	New	BRIDGEPOINT ED INC COMstock	$101,000	–	15,000	+100.0%	0.06%	–
KMB		KIMBERLY CLARK CORP COMstock	$99,000	-9.2%	900	0.0%	0.06%	+3.8%
PM		PHILIP MORRIS INTL INC COMstock	$99,000	-6.6%	1,000	0.0%	0.06%	+5.8%
PEP		PEPSICO INC COMstock	$98,000	-9.3%	900	0.0%	0.05%	+1.9%
KMIPRA		KINDER MORGAN INC DEL DEPOSITARY SHS REPSTG 1/20TH PFD CONV SER A 9 75 MATY 10/26/2018stock	$96,000	-18.6%	3,100	0.0%	0.05%	-7.0%
NS	Sell	NUSTAR ENERGY LP UNIT COMstock	$94,000	-44.4%	4,630	-17.8%	0.05%	-36.6%
MO		ALTRIA GROUP INC COMstock	$93,000	-13.1%	1,500	0.0%	0.05%	0.0%
SMSI		SMITH MICRO SOFTWARE INC COM NEWstock	$90,000	-37.9%	51,194	0.0%	0.05%	-29.6%
LEN		LENNAR CORP CL Astock	$88,000	-7.4%	1,500	0.0%	0.05%	+6.5%
SRE		SEMPRA ENERGY COMstock	$89,000	+3.5%	800	0.0%	0.05%	+16.7%
HIIQ	New	HEALTH INS INNOVATIONS INC COM CL Astock	$87,000	–	3,000	+100.0%	0.05%	–
SYY		SYSCO CORP COMstock	$84,000	-1.2%	1,400	0.0%	0.05%	+14.6%
ALLE		ALLEGION PUB LTD CO ORD SHS ISIN#IE00BFRT3W74stock	$85,000	+7.6%	999	0.0%	0.05%	+23.7%
INTC		INTEL CORP COMstock	$83,000	+12.2%	1,600	0.0%	0.05%	+27.8%
NLY	New	ANNALY CAP MGMT INC COMstock	$83,000	–	8,000	+100.0%	0.05%	–
STX	Sell	SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52stock	$82,000	-14.6%	1,400	-39.1%	0.04%	-4.3%
UL		UNILEVER PLC SPON ADR NEW ISIN#US9047677045stock	$80,000	0.0%	1,445	0.0%	0.04%	+12.8%
GSK		GLAXOSMITHKLINE PLC SPONS ADRstock	$78,000	+9.9%	2,000	0.0%	0.04%	+22.9%
PYPL		PAYPAL HLDGS INC COMstock	$78,000	+2.6%	1,034	0.0%	0.04%	+16.2%
ABT		ABBOTT LABS COMstock	$78,000	+5.4%	1,300	0.0%	0.04%	+19.4%
WES	Sell	WESTERN GAS PARTNERS LP COM UNIT REPSTG LTD PARTNER INTstock	$75,000	-37.5%	1,750	-30.0%	0.04%	-27.6%
GHDX	Sell	GENOMIC HEALTH INC COMstock	$75,000	-98.0%	2,400	-97.8%	0.04%	-97.7%
PAA	Sell	PLAINS ALL AMERICAN PIPELINE L P UNIT LTD PARTNERSHIP INTstock	$75,000	-35.9%	3,400	-40.2%	0.04%	-26.3%
CAT		CATERPILLAR INC COMstock	$74,000	-6.3%	500	0.0%	0.04%	+7.9%
NRZ		NEW RESIDENTIAL INVT CORP COM NEWstock	$74,000	-7.5%	4,500	0.0%	0.04%	+5.1%
RVLT	Sell	REVOLUTION LTG TECHNOLOGIES INC COM NEWstock	$72,000	-55.8%	21,000	-57.7%	0.04%	-49.4%
FORM	Sell	FORMFACTOR INC COMstock	$72,000	-21.7%	5,295	-9.5%	0.04%	-11.1%
EMR		EMERSON ELEC CO COMstock	$68,000	-2.9%	1,000	0.0%	0.04%	+11.8%
GLP		GLOBAL PARTNERS LP COM UNIT REPSTG LTD PARTNER INTstock	$64,000	-7.2%	4,150	0.0%	0.04%	+2.9%
GTTN		GTT COMMUNICATIONS INC COMstock	$57,000	+21.3%	1,000	0.0%	0.03%	+39.1%
ABBV	Sell	ABBVIE INC COMstock	$57,000	-26.0%	600	-25.0%	0.03%	-15.8%
BMO		BANK OF MONTREALstock	$57,000	-5.0%	753	0.0%	0.03%	+10.3%
DCP		DCP MIDSTREAM LP COM UTS REPSTG LTD PART INTstock	$56,000	-3.4%	1,600	0.0%	0.03%	+10.7%
CLNS	Sell	COLONY NORTHSTAR INC CL A COMstock	$55,000	-52.2%	9,773	-3.0%	0.03%	-46.4%
SLB		SCHLUMBERGER LTD COM ISIN# AN8068571086stock	$54,000	-3.6%	835	0.0%	0.03%	+11.1%
HP		HELMERICH & PAYNE INC COMstock	$53,000	+1.9%	800	0.0%	0.03%	+16.0%
MLSS	New	MILESTONE SCIENTIFIC INC COM NEWstock	$48,000	–	67,000	+100.0%	0.03%	–
REFR	New	RESEARCH FRONTIERS INCstock	$44,000	–	45,000	+100.0%	0.02%	–
GOOGL		ALPHABET INC CL Astock	$41,000	-2.4%	40	0.0%	0.02%	+15.0%
EBAY		EBAY INC COMstock	$40,000	+5.3%	1,000	0.0%	0.02%	+15.8%
NNN		NATIONAL RETAIL PPTYS INC COM ISIN#US6374171063stock	$39,000	-9.3%	1,000	0.0%	0.02%	+4.8%
AXP		AMERICAN EXPRESS COMPANYstock	$37,000	-7.5%	400	0.0%	0.02%	+10.5%
BABA		ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027stock	$37,000	+8.8%	200	0.0%	0.02%	+23.5%
OXY		OCCIDENTAL PETE CORP COMstock	$36,000	-12.2%	550	0.0%	0.02%	0.0%
MRAM		EVERSPIN TECHNOLOGIES INC COMstock	$34,000	0.0%	4,500	0.0%	0.02%	+11.8%
HIMX	New	HIMAX TECHNOLOGIES INC SPONS ADRstock	$34,000	–	5,500	+100.0%	0.02%	–
EOG		EOG RES INC COMstock	$32,000	0.0%	300	0.0%	0.02%	+12.5%
GLW		CORNING INC COMstock	$32,000	-13.5%	1,150	0.0%	0.02%	0.0%
GDXJ	Buy	VANECK VECTORS ETF TR JR GOLD MINERS ETFstock	$33,000	+3200.0%	1,035	+2857.1%	0.02%	–
OXSQ	New	OXFORD SQUARE CAP CORP COMstock	$33,000	–	5,400	+100.0%	0.02%	–
AGN		ALLERGAN PLC COM SHS ISIN#IE00BY9D5467stock	$30,000	0.0%	181	0.0%	0.02%	+13.3%
LOW		LOWES COS INC COMstock	$30,000	-6.2%	340	0.0%	0.02%	+6.2%
ZTS	Sell	ZOETIS INC CL Astock	$25,000	-98.8%	300	-98.9%	0.01%	-98.6%
WMB		WILLIAMS COS INC COMstock	$25,000	-16.7%	1,000	0.0%	0.01%	-6.7%
EXG		EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED INCOME FD COMstock	$25,000	0.0%	2,700	0.0%	0.01%	+16.7%
VOD	Sell	VODAFONE GROUP PLC NEW SPONSORED ADR NO PARstock	$23,000	-55.8%	818	-50.0%	0.01%	-48.0%
BAC		BANK OF AMERICA CORPORATION COMstock	$23,000	+4.5%	760	0.0%	0.01%	+18.2%
MVIS		MICROVISION INC DEL COM NEWstock	$24,000	-29.4%	20,800	0.0%	0.01%	-23.5%
T		AT&T INC COMstock	$22,000	-8.3%	623	0.0%	0.01%	0.0%
MRK		MERCK & CO INC NEW COMstock	$22,000	-4.3%	400	0.0%	0.01%	+9.1%
MDCA	New	MDC PARTNERS INC CL A SUB VTG SHS ISIN#CA5526971042stock	$22,000	–	3,000	+100.0%	0.01%	–
DRI		DARDEN RESTAURANTS INC COMstock	$21,000	-12.5%	250	0.0%	0.01%	0.0%
GLD		SPDR GOLD TR GOLD SHSstock	$20,000	0.0%	160	0.0%	0.01%	+10.0%
TRGP		TARGA RES CORP COMstock	$19,000	-9.5%	434	0.0%	0.01%	+10.0%
ORCL		ORACLE CORP COMstock	$18,000	-5.3%	394	0.0%	0.01%	+11.1%
BHF	Sell	BRIGHTHOUSE FINL INC COMstock	$16,000	-57.9%	319	-51.2%	0.01%	-52.6%
APA		APACHE CORP COMstock	$17,000	-10.5%	450	0.0%	0.01%	0.0%
GWPH	New	GW PHARMACEUTICALSW PLC ADS ISIN#US36197T1034stock	$14,000	–	125	+100.0%	0.01%	–
STZ	New	CONSTELLATION BRANDS INC CL Astock	$14,000	–	60	+100.0%	0.01%	–
NRE		NORTHSTAR RLTY EUROPE CORP COMstock	$14,000	-6.7%	1,083	0.0%	0.01%	+14.3%
QCP		QUALITY CARE PPTYS INC COMstock	$12,000	+50.0%	600	0.0%	0.01%	+75.0%
SMG	New	THE SCOTTS MIRACLE GRO CO HLDG COstock	$10,000	–	120	+100.0%	0.01%	–
TYME		TYME TECHNOLOGIES INC COMstock	$11,000	-65.6%	5,000	0.0%	0.01%	-62.5%
NVS		NOVARTIS AG SPONSORED ADRstock	$8,000	0.0%	100	0.0%	0.00%	0.0%
EA	New	ELECTRONIC ARTS INC COMstock	$5,000	–	45	+100.0%	0.00%	–
HAL		HALLIBURTON CO COMstock	$5,000	0.0%	100	0.0%	0.00%	+50.0%
CC		CHEMOURS CO COMstock	$5,000	0.0%	100	0.0%	0.00%	+50.0%
HPQ		HP INC COMstock	$4,000	0.0%	200	0.0%	0.00%	0.0%
NEBLQ		NOBLE CORP PLC SHS USD ISIN#GB00BFG3KF26stock	$3,000	-25.0%	800	0.0%	0.00%	0.0%
CSCO		CISCO SYSTEMS INCstock	$4,000	0.0%	100	0.0%	0.00%	0.0%
HPE		HEWLETT PACKARD ENTERPRISE CO COMstock	$4,000	+33.3%	200	0.0%	0.00%	+100.0%
IMI		INTERMOLECULAR INC COMstock	$4,000	0.0%	3,000	0.0%	0.00%	0.0%
DTRM		DETERMINE INC COMstock	$1,000	0.0%	700	0.0%	0.00%	–
NOK		NOKIA CORP SPONSORED ADRstock	$1,000	0.0%	166	0.0%	0.00%	–
MS		MORGAN STANLEY COM NEWstock	$1,000	0.0%	18	0.0%	0.00%	–
LENB		LENNAR CORP CL Bstock	$1,000	-50.0%	30	0.0%	0.00%	0.0%
VEON		VEON LTD SPONSORED ADR ISIN#US91822M1062stock	$1,000	-50.0%	450	0.0%	0.00%	0.0%
DXC		DXC TECHNOLOGY CO COMstock	$2,000	0.0%	16	0.0%	0.00%	0.0%
C		CITIGROUP INC COM NEW ISIN#US1729674242stock	$2,000	-33.3%	35	0.0%	0.00%	0.0%
EVV	New	EATON VANCE LTD DURATION INCOME FD COMstock	$0	–	2	+100.0%	0.00%	–
VRX		VALEANT PHARMACEUTICALS INTL INC CDA COM ISIN#CA91911K1021stock	$0	-100.0%	26	0.0%	0.00%	–
CRCQQ		CALIFORNIA RES CORP COM NEWstock	$0	-100.0%	26	0.0%	0.00%	–
BVSN	New	BROADVISION INC COM PARstock	$0	–	4	+100.0%	0.00%	–
MFGP		MICRO FOCUS INTL PLC SPONS ADR NEW ISIN# US5948373049stock	$0	-100.0%	26	0.0%	0.00%	–
PESXQ		PIONEER ENERGY SVCS CORP COMstock	$0	-100.0%	175	0.0%	0.00%	–
SIRI	New	SIRIUS XM HLDGS INC COMstock	$0	–	9	+100.0%	0.00%	–
ADMP	New	ADAMIS PHARMACEUTICALS CORP COM NEW ISIN#US00547W2089stock	$0	–	6	+100.0%	0.00%	–
APPN	Exit	APPIAN CORP CL Astock	$0	–	-200	-100.0%	-0.00%	–
AA	Exit	ALCOA CORP COMstock	$0	–	-111	-100.0%	-0.00%	–
L100PS	Exit	ARCONIC INC COMstock	$0	–	-333	-100.0%	-0.00%	–
CMPR	Exit	CIMPRESS N V SHS EURO ISIN#NL0009272269stock	$0	–	-100	-100.0%	-0.01%	–
VTR	Exit	VENTAS INC COMstock	$0	–	-400	-100.0%	-0.01%	–
TICC	Exit	TICC CAP CORP COMstock	$0	–	-7,600	-100.0%	-0.02%	–
HLF	Exit	HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010stock	$0	–	-1,000	-100.0%	-0.03%	–
FB	Exit	FACEBOOK INC CL Astock	$0	–	-500	-100.0%	-0.04%	–
RUBI	Exit	RUBICON PROJ INC COMstock	$0	–	-150,000	-100.0%	-0.14%	–
LC	Exit	LENDINGCLUB CORP COMstock	$0	–	-161,567	-100.0%	-0.32%	–
IVTY	Exit	INVUITY INC COM NEWstock	$0	–	-299,050	-100.0%	-0.90%	–
FCEA	Exit	FOREST CITY RLTY TR INC COM CL Astock	$0	–	-77,950	-100.0%	-0.92%	–
EXPE	Exit	EXPEDIA INC DEL COM NEWstock	$0	–	-17,795	-100.0%	-1.04%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-05-03

Signatures

The EDGAR filing(s) were signed by:

Rep Poppell — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PDF SOLUTIONS INCCOM	33	Q2 2021	24.5%
DIGIMARC CORPORATION	33	Q2 2021	15.5%
PFIZER INC COM	33	Q2 2021	3.1%
LUMINEX CORP DEL COM	33	Q2 2021	3.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098	33	Q2 2021	4.0%
TRANSACTTECHNOLOGIES INC COM	33	Q2 2021	4.0%
PTC INC COM	33	Q2 2021	1.3%
JOHNSON & JOHNSONCOM	33	Q2 2021	2.2%
3-D SYSTEMS CORP-DEL	33	Q2 2021	2.0%
ENTERPRISE PRODUCTS PARTNERS	33	Q2 2021	1.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Prime Services LLC Q1 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
ARI NETWORK SERVICES INC /WI^{Sold out}	January 29, 2018	0	0.0%
Digimarc CORP	February 10, 2017	369,404	3.5%
INTERMOLECULAR INC^{Sold out}	February 10, 2017	0	0.0%
Reis, Inc.	February 10, 2017	354,900	3.1%
TRANSACT TECHNOLOGIES INC	February 10, 2017	228,986	3.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
13F-HR	2021-07-16
13F-HR	2021-04-27
SC 13G	2021-02-16
13F-HR	2021-01-27
SC 13G	2021-01-27

View Cowen Prime Services LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Cowen Prime Services LLC's holdings