$205 Million is the total value of Cowen Prime Services LLC's 193 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 16.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INC COMstock | $18,992,000 | -5.4% | 1,209,700 | -6.7% | 9.25% | -3.1% |
| QUOT | Buy | QUOTIENT TECHNOLOGY INC COMstock | $12,089,000 | +4.1% | 1,028,850 | +38.6% | 5.89% | +6.7% |
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $10,656,000 | -2.8% | 294,781 | -1.5% | 5.19% | -0.4% |
| NEO | Buy | NEOGENOMICS INC COM NEWstock | $10,106,000 | -15.1% | 1,140,589 | +6.7% | 4.92% | -13.0% |
| EHTH | Sell | EHEALTH INC COMstock | $9,667,000 | -30.0% | 556,550 | -3.8% | 4.71% | -28.3% |
| DWDP | Buy | DOWDUPONT INC COMstock | $6,825,000 | +20.0% | 95,832 | +16.6% | 3.33% | +22.9% |
| REIS | Sell | REIS INC COMstock | $5,905,000 | +7.5% | 285,963 | -6.3% | 2.88% | +10.1% |
| ITI | Buy | ITERIS INC NEW COMstock | $5,419,000 | +44.6% | 777,492 | +38.0% | 2.64% | +48.2% |
| CSLT | Buy | CASTLIGHT HEALTH INC CL Bstock | $5,074,000 | +621.8% | 1,353,106 | +727.5% | 2.47% | +640.1% |
| LMNX | Buy | LUMINEX CORP DEL COMstock | $4,865,000 | +0.9% | 246,962 | +4.1% | 2.37% | +3.4% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $4,628,000 | -30.6% | 455,100 | -44.5% | 2.26% | -28.9% |
| ASPN | Buy | ASPEN AEROGELS INC COMstock | $4,504,000 | +23605.3% | 922,924 | +20875.5% | 2.20% | +24288.9% |
| RBBN | New | RIBBON COMMUNICATIONS INC COMstock | $4,398,000 | – | 568,932 | +100.0% | 2.14% | – |
| PFE | Sell | PFIZER INC COMstock | $4,367,000 | -14.8% | 120,560 | -16.1% | 2.13% | -12.8% |
| LDOS | Sell | LEIDOS HLDGS INC COMstock | $4,081,000 | -5.2% | 63,210 | -13.0% | 1.99% | -2.8% |
| Buy | HARMONIC INC FXD RT NOTES 4 12 01 20 BE DTD 12 14 15stock | $4,070,000 | +17.4% | 4,060,000 | +4.1% | 1.98% | +20.3% | |
| GHDX | Sell | GENOMIC HEALTH INC COMstock | $3,782,000 | -5.6% | 110,598 | -11.4% | 1.84% | -3.3% |
| INOV | Buy | INOVALON HLDGS INC COM CL Astock | $3,209,000 | +0.5% | 213,900 | +14.2% | 1.56% | +3.0% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW COMstock | $3,099,000 | -4.8% | 27,920 | -14.2% | 1.51% | -2.5% |
| BOMN | Sell | BOSTON OMAHA CORP CL Astock | $2,987,000 | -13.0% | 92,207 | -58.4% | 1.46% | -10.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $2,686,000 | -7.0% | 13,550 | -14.0% | 1.31% | -4.7% |
| MOBL | New | MOBILEIRON INC COM NEWstock | $2,511,000 | – | 643,800 | +100.0% | 1.22% | – |
| MMP | MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INTstock | $2,469,000 | -0.2% | 34,800 | 0.0% | 1.20% | +2.3% | |
| UAL | New | UNITED CONTL HLDGS INC COMstock | $2,447,000 | – | 36,310 | +100.0% | 1.19% | – |
| YUM | Sell | YUM BRANDS INC COMstock | $2,159,000 | -35.6% | 26,450 | -42.0% | 1.05% | -34.1% |
| EXPE | Sell | EXPEDIA INC DEL COM NEWstock | $2,131,000 | -55.7% | 17,795 | -46.7% | 1.04% | -54.6% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC COMstock | $2,119,000 | +42.4% | 159,952 | +4.8% | 1.03% | +45.9% |
| JPM | Sell | JP MORGAN CHASE & CO COM ISIN#US46625H1005stock | $2,093,000 | -5.8% | 19,569 | -15.9% | 1.02% | -3.5% |
| TRUE | New | TRUECAR INC COMstock | $2,077,000 | – | 185,480 | +100.0% | 1.01% | – |
| ZTS | Sell | ZOETIS INC CL Astock | $2,050,000 | -33.7% | 28,460 | -41.4% | 1.00% | -32.1% |
| KKR | Sell | KKR & CO L P DEL COM UNITSstock | $2,008,000 | -9.8% | 95,350 | -12.9% | 0.98% | -7.6% |
| PTC | Sell | PTC INC COMstock | $1,948,000 | -3.7% | 32,050 | -10.8% | 0.95% | -1.4% |
| FCEA | Sell | FOREST CITY RLTY TR INC COM CL Astock | $1,879,000 | -20.4% | 77,950 | -15.8% | 0.92% | -18.4% |
| WY | Sell | WEYERHAEUSER COstock | $1,866,000 | -3.5% | 52,930 | -6.8% | 0.91% | -1.1% |
| AZN | New | ASTRAZENECA PLC SPONSORED ADRstock | $1,857,000 | – | 53,520 | +100.0% | 0.90% | – |
| IVTY | Sell | INVUITY INC COM NEWstock | $1,854,000 | -54.5% | 299,050 | -34.6% | 0.90% | -53.4% |
| KMI | Sell | KINDER MORGAN INC DEL COMstock | $1,830,000 | -45.1% | 101,266 | -41.7% | 0.89% | -43.7% |
| UPS | Sell | UNITED PARCEL SVC INC CL Bstock | $1,830,000 | -21.8% | 15,360 | -21.2% | 0.89% | -19.9% |
| JNJ | JOHNSON & JOHNSON COMstock | $1,639,000 | +7.4% | 11,734 | 0.0% | 0.80% | +10.1% | |
| EXC | Sell | EXELON CORP COMstock | $1,630,000 | -29.7% | 41,350 | -32.8% | 0.79% | -28.0% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC COMstock | $1,599,000 | +45.1% | 95,300 | +27.9% | 0.78% | +48.7% |
| BX | Sell | BLACKSTONE GROUP L P COM UNIT REPSTG LTDstock | $1,591,000 | -15.0% | 49,700 | -11.4% | 0.78% | -12.9% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L P COM UNITstock | $1,566,000 | -7.7% | 59,080 | -9.2% | 0.76% | -5.5% |
| ADI | Sell | ANALOG DEVICES INC COMstock | $1,487,000 | +1.5% | 16,700 | -1.8% | 0.72% | +4.0% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098stock | $1,348,000 | -47.5% | 71,139 | -51.2% | 0.66% | -46.2% |
| HLIT | Buy | HARMONIC INC COMstock | $1,248,000 | +88.2% | 297,059 | +36.6% | 0.61% | +93.0% |
| MSFT | Sell | MICROSOFT CORP COMstock | $1,225,000 | -9.3% | 14,325 | -21.0% | 0.60% | -7.0% |
| EGOV | Sell | NIC INC COMstock | $976,000 | -5.3% | 58,800 | -2.2% | 0.48% | -2.9% |
| SNMX | Buy | SENOMYX INC COMstock | $959,000 | +374.8% | 737,441 | +121.4% | 0.47% | +386.5% |
| DDD | Buy | 3D SYS CORP DEL COM NEWstock | $958,000 | -4.3% | 110,916 | +48.4% | 0.47% | -1.9% |
| ARAY | Buy | ACCURAY INC DEL COMstock | $832,000 | +16.9% | 193,599 | +8.8% | 0.40% | +19.5% |
| BVX | Buy | BOVIE MED CORP COMstock | $767,000 | +30.2% | 295,041 | +69.4% | 0.37% | +33.6% |
| NVEC | Buy | NVE CORP COM NEW ISIN#US6294452064stock | $734,000 | +28.5% | 8,531 | +18.0% | 0.36% | +31.6% |
| CEVA | Sell | CEVA INC COMstock | $730,000 | -1.7% | 15,825 | -8.9% | 0.36% | +0.8% |
| KOPN | Buy | KOPIN CORP COMstock | $725,000 | +12.2% | 226,416 | +46.1% | 0.35% | +15.0% |
| NTNX | Buy | NUTANIX INC COMstock | $721,000 | +110.2% | 20,450 | +33.7% | 0.35% | +115.3% |
| NEOG | Sell | NEOGEN CORP COMstock | $688,000 | +3.9% | 8,370 | -2.1% | 0.34% | +6.3% |
| LC | New | LENDINGCLUB CORP COMstock | $667,000 | – | 161,567 | +100.0% | 0.32% | – |
| XOM | Buy | EXXON MOBIL CORP COMstock | $608,000 | +10.7% | 7,270 | +8.5% | 0.30% | +13.4% |
| NRC | NATIONAL RESH CORP CL Astock | $604,000 | -1.1% | 16,200 | 0.0% | 0.29% | +1.0% | |
| BMY | Sell | BRISTOL MYERS SQUIBB CO COMstock | $496,000 | -14.5% | 8,100 | -11.0% | 0.24% | -12.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS CORP COMstock | $474,000 | +10.2% | 3,092 | +4.4% | 0.23% | +12.7% |
| MMM | Sell | 3M CO COMstock | $435,000 | -68.9% | 1,850 | -72.2% | 0.21% | -68.1% |
| MET | Buy | METLIFE INC COMstock | $417,000 | +10.6% | 8,250 | +13.8% | 0.20% | +13.4% |
| KRNT | Buy | KORNIT-DIGITAL LTD SHS ISIN#IL0011216723stock | $415,000 | +209.7% | 25,677 | +193.2% | 0.20% | +215.6% |
| AAPL | APPLE INC COMstock | $388,000 | +9.6% | 2,295 | 0.0% | 0.19% | +12.5% | |
| PRGX | Sell | PRGX GLOBAL INTL COM NEWstock | $348,000 | -7.4% | 49,054 | -8.6% | 0.17% | -5.0% |
| KO | COCA COLA COMPANYstock | $344,000 | +1.8% | 7,500 | 0.0% | 0.17% | +4.3% | |
| SYNC | Buy | SYNACOR INC COMstock | $340,000 | +131.3% | 147,673 | +171.7% | 0.17% | +137.1% |
| AEP | Sell | AMERICAN ELECTRIC POWER COstock | $335,000 | -27.2% | 4,550 | -30.5% | 0.16% | -25.6% |
| TXN | TEXAS INSTRUMENTS INCstock | $315,000 | +16.7% | 3,012 | 0.0% | 0.15% | +19.5% | |
| CL | COLGATE PALMOLIVE CO COMstock | $302,000 | +3.8% | 4,000 | 0.0% | 0.15% | +6.5% | |
| MTSI | Buy | MACOM TECHNOLOGY SOLUTIONS HLDGS INC COMstock | $295,000 | +41.8% | 9,060 | +94.4% | 0.14% | +45.5% |
| RUBI | New | RUBICON PROJ INC COMstock | $281,000 | – | 150,000 | +100.0% | 0.14% | – |
| GE | Sell | GENERAL ELECTRIC CO COMstock | $279,000 | -71.8% | 15,970 | -61.0% | 0.14% | -71.1% |
| WIFI | Sell | BOINGO WIRELESS INC COMstock | $279,000 | -77.3% | 12,400 | -78.4% | 0.14% | -76.7% |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $267,000 | +6.8% | 5,051 | 0.0% | 0.13% | +9.2% | |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ESstock | $267,000 | +1.1% | 12,904 | 0.0% | 0.13% | +3.2% | |
| MAC | New | MACERICH CO COMstock | $263,000 | – | 4,000 | +100.0% | 0.13% | – |
| CUI | Buy | CUI GLOBAL INC COM NEWstock | $259,000 | +379.6% | 94,329 | +550.5% | 0.13% | +384.6% |
| IR | INGERSOLL RAND PLC SHS ISIN#IE00B6330302stock | $254,000 | 0.0% | 2,850 | 0.0% | 0.12% | +2.5% | |
| DE | DEERE & COstock | $250,000 | +24.4% | 1,600 | 0.0% | 0.12% | +27.1% | |
| APO | APOLLO GLOBAL MGMT LLC CL A SHSstock | $251,000 | +11.1% | 7,500 | 0.0% | 0.12% | +14.0% | |
| GSIT | Buy | GSI TECHNOLOGY INC COMstock | $247,000 | +229.3% | 31,084 | +203.1% | 0.12% | +233.3% |
| AABA | ALTABA INC COMstock | $234,000 | +5.4% | 3,356 | 0.0% | 0.11% | +7.5% | |
| NSC | NORFOLK SOUTHN CORP COMstock | $232,000 | +9.4% | 1,600 | 0.0% | 0.11% | +11.9% | |
| ANDX | ANDEAVOR LOGISTICS LP COM UNIT LTD PARTNERSHIP INTstock | $231,000 | -7.6% | 5,000 | 0.0% | 0.11% | -5.0% | |
| PG | PROCTER & GAMBLE CO COMstock | $211,000 | +1.0% | 2,300 | 0.0% | 0.10% | +4.0% | |
| HCP | HCP INC COMstock | $209,000 | -6.3% | 8,000 | 0.0% | 0.10% | -3.8% | |
| BRT | BRT RLTY TR SH BEN INT NEWstock | $189,000 | +9.9% | 16,025 | 0.0% | 0.09% | +12.2% | |
| NVO | NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIPstock | $174,000 | +11.5% | 3,250 | 0.0% | 0.08% | +14.9% | |
| MKL | MARKEL CORP COMstock | $171,000 | +6.9% | 150 | 0.0% | 0.08% | +9.2% | |
| NS | NUSTAR ENERGY LP UNIT COMstock | $169,000 | -26.2% | 5,630 | 0.0% | 0.08% | -24.8% | |
| WEC | WEC ENERGY GROUP INC COMstock | $166,000 | +5.7% | 2,500 | 0.0% | 0.08% | +8.0% | |
| GIS | GENERAL MILLS INC COMstock | $166,000 | +14.5% | 2,800 | 0.0% | 0.08% | +17.4% | |
| RVLT | Sell | REVOLUTION LTG TECHNOLOGIES INC COM NEWstock | $163,000 | -96.3% | 49,600 | -92.7% | 0.08% | -96.2% |
| PAYX | PAYCHEX INC COMstock | $163,000 | +13.2% | 2,400 | 0.0% | 0.08% | +16.2% | |
| D | DOMINION ENERGY INC COMstock | $162,000 | +5.2% | 2,000 | 0.0% | 0.08% | +8.2% | |
| MIC | New | MACQUARIE INFRASTRUCTURE CORP SHSstock | $161,000 | – | 2,500 | +100.0% | 0.08% | – |
| GOOG | ALPHABET INC CAP STK CL Cstock | $147,000 | +9.7% | 140 | 0.0% | 0.07% | +12.5% | |
| SMSI | Buy | SMITH MICRO SOFTWARE INC COM NEWstock | $145,000 | +271.8% | 51,194 | +47.2% | 0.07% | +273.7% |
| MDLZ | MONDELEZ INTL INC CL Astock | $141,000 | +5.2% | 3,300 | 0.0% | 0.07% | +7.8% | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $138,000 | +7.0% | 450 | 0.0% | 0.07% | +9.8% | |
| SPH | SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTNERSHIP INTstock | $134,000 | -6.9% | 5,513 | 0.0% | 0.06% | -4.4% | |
| LMT | LOCKHEED MARTIN CORP COMstock | $128,000 | +3.2% | 400 | 0.0% | 0.06% | +5.1% | |
| WES | WESTERN GAS PARTNERS LP COM UNIT REPSTG LTD PARTNER INTstock | $120,000 | -6.2% | 2,500 | 0.0% | 0.06% | -4.9% | |
| KMIPRA | KINDER MORGAN INC DEL DEPOSITARY SHS REPSTG 1/20TH PFD CONV SER A 9 75 MATY 10 26 2018stock | $118,000 | -10.6% | 3,100 | 0.0% | 0.06% | -9.5% | |
| PAA | PLAINS ALL AMERICAN PIPELINE L P UNIT LTD PARTNERSHIP INTstock | $117,000 | -2.5% | 5,685 | 0.0% | 0.06% | 0.0% | |
| CLNS | COLONY NORTHSTAR INC CL A COMstock | $115,000 | -9.4% | 10,073 | 0.0% | 0.06% | -6.7% | |
| UNH | UNITEDHEALTH GROUP INC COMstock | $110,000 | +12.2% | 500 | 0.0% | 0.05% | +14.9% | |
| MCD | MCDONALDS CORPstock | $110,000 | +10.0% | 640 | 0.0% | 0.05% | +12.5% | |
| KMB | KIMBERLY CLARK CORP COMstock | $109,000 | +2.8% | 900 | 0.0% | 0.05% | +6.0% | |
| PEP | PEPSICO INC COMstock | $108,000 | +8.0% | 900 | 0.0% | 0.05% | +10.4% | |
| PM | Sell | PHILIP MORRIS INTL INC COMstock | $106,000 | -31.6% | 1,000 | -28.6% | 0.05% | -29.7% |
| MO | ALTRIA GROUP INC COMstock | $107,000 | +12.6% | 1,500 | 0.0% | 0.05% | +15.6% | |
| STX | SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52stock | $96,000 | +26.3% | 2,300 | 0.0% | 0.05% | +30.6% | |
| LEN | LENNAR CORP CL Astock | $95,000 | +20.3% | 1,500 | 0.0% | 0.05% | +21.1% | |
| FORM | Sell | FORMFACTOR INC COMstock | $92,000 | -28.7% | 5,852 | -23.5% | 0.04% | -26.2% |
| FB | FACEBOOK INC CL Astock | $88,000 | +3.5% | 500 | 0.0% | 0.04% | +7.5% | |
| SRE | SEMPRA ENERGY COMstock | $86,000 | -5.5% | 800 | 0.0% | 0.04% | -2.3% | |
| SYY | SYSCO CORP COMstock | $85,000 | +11.8% | 1,400 | 0.0% | 0.04% | +13.9% | |
| UL | UNILEVER PLC SPON ADR NEW ISIN#US9047677045stock | $80,000 | -4.8% | 1,445 | 0.0% | 0.04% | -2.5% | |
| DRRX | Buy | DURECT CORP COMstock | $80,000 | -41.6% | 87,128 | +13.0% | 0.04% | -40.0% |
| NRZ | NEW RESIDENTIAL INVT CORP COM NEWstock | $80,000 | +6.7% | 4,500 | 0.0% | 0.04% | +8.3% | |
| ABBV | ABBVIE INC COMstock | $77,000 | +8.5% | 800 | 0.0% | 0.04% | +11.8% | |
| ALLE | ALLEGION PUB LTD CO ORD SHS ISIN#IE00BFRT3W74stock | $79,000 | -8.1% | 999 | 0.0% | 0.04% | -7.3% | |
| CAT | CATERPILLAR INC COMstock | $79,000 | +27.4% | 500 | 0.0% | 0.04% | +31.0% | |
| PYPL | PAYPAL HLDGS INC COMstock | $76,000 | +15.2% | 1,034 | 0.0% | 0.04% | +19.4% | |
| INTC | INTEL CORP COMstock | $74,000 | +21.3% | 1,600 | 0.0% | 0.04% | +24.1% | |
| ABT | ABBOTT LABS COMstock | $74,000 | +7.2% | 1,300 | 0.0% | 0.04% | +9.1% | |
| GSK | GLAXOSMITHKLINE PLC SPONS ADRstock | $71,000 | -12.3% | 2,000 | 0.0% | 0.04% | -10.3% | |
| GLP | GLOBAL PARTNERS LP COM UNIT REPSTG LTD PARTNER INTstock | $69,000 | -4.2% | 4,150 | 0.0% | 0.03% | 0.0% | |
| GDX | Buy | VANECK VECTORS ETF TR GOLD MINERS ETFstock | $70,000 | +52.2% | 3,000 | +50.0% | 0.03% | +54.5% |
| EMR | EMERSON ELEC CO COMstock | $70,000 | +11.1% | 1,000 | 0.0% | 0.03% | +13.3% | |
| HLF | New | HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010stock | $68,000 | – | 1,000 | +100.0% | 0.03% | – |
| BMO | BANK OF MONTREALstock | $60,000 | +5.3% | 753 | 0.0% | 0.03% | +7.4% | |
| DCP | DCP MIDSTREAM LP COM UTS REPSTG LTD PART INTstock | $58,000 | +5.5% | 1,600 | 0.0% | 0.03% | +7.7% | |
| SLB | SCHLUMBERGER LTD COM ISIN# AN8068571086stock | $56,000 | -3.4% | 835 | 0.0% | 0.03% | -3.6% | |
| VOD | VODAFONE GROUP PLC NEW SPONSORED ADR NO PARstock | $52,000 | +10.6% | 1,636 | 0.0% | 0.02% | +13.6% | |
| HP | HELMERICH & PAYNE INC COMstock | $52,000 | +23.8% | 800 | 0.0% | 0.02% | +25.0% | |
| GTTN | New | GTT COMMUNICATIONS INC COMstock | $47,000 | – | 1,000 | +100.0% | 0.02% | – |
| NNN | NATIONAL RETAIL PPTYS INC COM ISIN#US6374171063stock | $43,000 | +2.4% | 1,000 | 0.0% | 0.02% | +5.0% | |
| TICC | TICC CAP CORP COMstock | $44,000 | -15.4% | 7,600 | 0.0% | 0.02% | -16.0% | |
| GOOGL | ALPHABET INC CL Astock | $42,000 | +7.7% | 40 | 0.0% | 0.02% | +5.3% | |
| OXY | OCCIDENTAL PETE CORP COMstock | $41,000 | +17.1% | 550 | 0.0% | 0.02% | +17.6% | |
| EBAY | EBAY INC COMstock | $38,000 | 0.0% | 1,000 | 0.0% | 0.02% | +5.6% | |
| BHF | BRIGHTHOUSE FINL INC COMstock | $38,000 | -5.0% | 654 | 0.0% | 0.02% | 0.0% | |
| AXP | AMERICAN EXPRESS COMPANYstock | $40,000 | +11.1% | 400 | 0.0% | 0.02% | +11.8% | |
| GLW | CORNING INC COMstock | $37,000 | +8.8% | 1,150 | 0.0% | 0.02% | +12.5% | |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027stock | $34,000 | -2.9% | 200 | 0.0% | 0.02% | 0.0% | |
| MRAM | New | EVERSPIN TECHNOLOGIES INC COMstock | $34,000 | – | 4,500 | +100.0% | 0.02% | – |
| MVIS | Buy | MICROVISION INC DEL COM NEWstock | $34,000 | +78.9% | 20,800 | +205.9% | 0.02% | +88.9% |
| LOW | New | LOWES COS INC COMstock | $32,000 | – | 340 | +100.0% | 0.02% | – |
| EOG | EOG RES INC COMstock | $32,000 | +10.3% | 300 | 0.0% | 0.02% | +14.3% | |
| TYME | TYME TECHNOLOGIES INC COMstock | $32,000 | +23.1% | 5,000 | 0.0% | 0.02% | +33.3% | |
| AGN | ALLERGAN PLC COM SHS ISIN#IE00BY9D5467stock | $30,000 | -18.9% | 181 | 0.0% | 0.02% | -16.7% | |
| WMB | WILLIAMS COS INC COMstock | $30,000 | 0.0% | 1,000 | 0.0% | 0.02% | +7.1% | |
| EXG | EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED INCOME FD COMstock | $25,000 | 0.0% | 2,700 | 0.0% | 0.01% | 0.0% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $24,000 | +20.0% | 250 | 0.0% | 0.01% | +20.0% | |
| T | Sell | AT&T INC COMstock | $24,000 | -66.2% | 623 | -65.8% | 0.01% | -64.7% |
| VTR | VENTAS INC COMstock | $24,000 | -7.7% | 400 | 0.0% | 0.01% | 0.0% | |
| BAC | BANK OF AMERICA CORPORATION COMstock | $22,000 | +15.8% | 760 | 0.0% | 0.01% | +22.2% | |
| MRK | Sell | MERCK & CO INC NEW COMstock | $23,000 | -74.4% | 400 | -71.4% | 0.01% | -74.4% |
| GLD | SPDR GOLD TR GOLD SHSstock | $20,000 | +5.3% | 160 | 0.0% | 0.01% | +11.1% | |
| TRGP | TARGA RES CORP COMstock | $21,000 | 0.0% | 434 | 0.0% | 0.01% | 0.0% | |
| APA | APACHE CORP COMstock | $19,000 | -9.5% | 450 | 0.0% | 0.01% | -10.0% | |
| ORCL | ORACLE CORP COMstock | $19,000 | 0.0% | 394 | 0.0% | 0.01% | 0.0% | |
| NRE | NORTHSTAR RLTY EUROPE CORP COMstock | $15,000 | +7.1% | 1,083 | 0.0% | 0.01% | 0.0% | |
| CMPR | CIMPRESS N V SHS EURO ISIN#NL0009272269stock | $12,000 | +20.0% | 100 | 0.0% | 0.01% | +20.0% | |
| QCP | Sell | QUALITY CARE PPTYS INC COMstock | $8,000 | -68.0% | 600 | -62.5% | 0.00% | -66.7% |
| NVS | NOVARTIS AG SPONSORED ADRstock | $8,000 | -11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| L100PS | ARCONIC INC COMstock | $9,000 | +12.5% | 333 | 0.0% | 0.00% | 0.0% | |
| AA | ALCOA CORP COMstock | $6,000 | +20.0% | 111 | 0.0% | 0.00% | +50.0% | |
| APPN | New | APPIAN CORP CL Astock | $6,000 | – | 200 | +100.0% | 0.00% | – |
| HPQ | HP INC COMstock | $4,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CSCO | New | CISCO SYSTEMS INCstock | $4,000 | – | 100 | +100.0% | 0.00% | – |
| NEBLQ | NOBLE CORP PLC SHS USD ISIN#GB00BFG3KF26stock | $4,000 | 0.0% | 800 | 0.0% | 0.00% | 0.0% | |
| IMI | INTERMOLECULAR INC COMstock | $4,000 | +33.3% | 3,000 | 0.0% | 0.00% | +100.0% | |
| CC | CHEMOURS CO COMstock | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HAL | New | HALLIBURTON CO COMstock | $5,000 | – | 100 | +100.0% | 0.00% | – |
| C | New | CITIGROUP INC COM NEW ISIN#US1729674242stock | $3,000 | – | 35 | +100.0% | 0.00% | – |
| HPE | HEWLETT PACKARD ENTERPRISE CO COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| VEON | New | VEON LTD SPONSORED ADR ISIN#US91822M1062stock | $2,000 | – | 450 | +100.0% | 0.00% | – |
| DXC | DXC TECHNOLOGY CO COMstock | $2,000 | +100.0% | 16 | 0.0% | 0.00% | – | |
| LENB | New | LENNAR CORP CL Bstock | $2,000 | – | 30 | +100.0% | 0.00% | – |
| MS | MORGAN STANLEY COM NEWstock | $1,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| VRX | New | VALEANT PHARMACEUTICALS INTL INC CDA COM ISIN#CA91911K1021stock | $1,000 | – | 26 | +100.0% | 0.00% | – |
| PESXQ | New | PIONEER ENERGY SVCS CORP COMstock | $1,000 | – | 175 | +100.0% | 0.00% | – |
| GDXJ | VANECK VECTORS ETF TR JR GOLD MINERS ETFstock | $1,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORP SPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| DTRM | DETERMINE INC COMstock | $1,000 | -50.0% | 700 | 0.0% | 0.00% | -100.0% | |
| SIRI | Exit | SIRIUS XM HLDGS INC COMstock | $0 | – | -9 | -100.0% | 0.00% | – |
| CRCQQ | New | CALIFORNIA RES CORP COM NEWstock | $1,000 | – | 26 | +100.0% | 0.00% | – |
| MFGP | MICRO FOCUS INTL PLC SPONS ADR NEW ISIN# US5948373049stock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| TSLA | Exit | TESLA INC COMstock | $0 | – | -50 | -100.0% | -0.01% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC COMstock | $0 | – | -142,476 | -100.0% | -0.02% | – |
| ARLP | Exit | ALLIANCE RESOURCE PARTNERS LP UNIT LTD PARTNER INTstock | $0 | – | -2,330 | -100.0% | -0.02% | – |
| ONVI | Exit | ONVIA INC COMstock | $0 | – | -12,162 | -100.0% | -0.03% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS INC COM NEWstock | $0 | – | -51,650 | -100.0% | -0.29% | – |
| SONS | Exit | SONUS NETWORKS INC C/A EFF 10/30/17 1 OLD/1 NEW CU 83570V107 SONUS NETWORKS INC NEWstock | $0 | – | -787,930 | -100.0% | -2.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.