$185 Million is the total value of Cowen Prime Services LLC's 183 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 44.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INCstock | $23,144,000 | +1.4% | 1,026,355 | -18.3% | 12.49% | +20.4% |
| DMRC | Sell | DIGIMARC CORP NEWstock | $11,082,000 | -31.9% | 369,404 | -13.0% | 5.98% | -19.1% |
| NEO | Sell | NEOGENOMICS INCstock | $8,252,000 | +2.3% | 962,926 | -1.8% | 4.45% | +21.6% |
| WIFI | Sell | BOINGO WIRELESS INCstock | $8,080,000 | -11.2% | 662,824 | -25.1% | 4.36% | +5.5% |
| REIS | Sell | REIS INCstock | $7,897,000 | +3.6% | 354,900 | -4.7% | 4.26% | +23.1% |
| ARIS | Sell | ARI NETWORK SVCS INCstock | $7,319,000 | +19.3% | 1,352,950 | -2.1% | 3.95% | +41.7% |
| EHTH | Buy | EHEALTH INCstock | $6,467,000 | +97.0% | 607,250 | +107.4% | 3.49% | +134.2% |
| PFE | Sell | PFIZER INCstock | $5,528,000 | -4.8% | 170,200 | -0.7% | 2.98% | +13.1% |
| VG | Buy | VONAGE HLDGS CORPstock | $5,500,000 | +124.9% | 802,900 | +116.9% | 2.97% | +167.1% |
| LMNX | Sell | LUMINEX CORP DELstock | $5,194,000 | -11.0% | 256,745 | -0.1% | 2.80% | +5.7% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDstock | $5,120,000 | -20.8% | 141,239 | +0.5% | 2.76% | -5.9% |
| DOW | Buy | DOW CHEM COstock | $5,047,000 | +14.5% | 88,210 | +3.8% | 2.72% | +36.1% |
| CPN | Buy | CALPINE CORPstock | $4,183,000 | +58.6% | 366,000 | +75.4% | 2.26% | +88.6% |
| LIOX | Sell | LIONBRIDGE TECHNOLOGIES INCstock | $3,953,000 | -4.4% | 681,635 | -17.6% | 2.13% | +13.6% |
| ABBV | ABBVIE INCstock | $3,153,000 | -0.7% | 50,350 | 0.0% | 1.70% | +18.0% | |
| QUOT | New | QUOTIENT TECHNOLOGY INCstock | $3,100,000 | – | 288,400 | +100.0% | 1.67% | – |
| CCI | Buy | CROWN CASTLE INTL CORP NEWstock | $2,955,000 | +1.3% | 34,050 | +10.0% | 1.59% | +20.4% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELstock | $2,730,000 | +12.8% | 16,750 | -0.0% | 1.47% | +34.0% |
| KHC | Sell | KRAFT HEINZ COstock | $2,654,000 | -20.2% | 30,390 | -18.2% | 1.43% | -5.1% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LPstock | $2,632,000 | +6.9% | 34,800 | 0.0% | 1.42% | +27.0% | |
| PTC | Sell | PTC INCstock | $2,431,000 | -14.3% | 52,550 | -18.0% | 1.31% | +1.8% |
| BCOR | Sell | BLUCORA INCstock | $2,397,000 | +18.5% | 162,500 | -10.0% | 1.29% | +40.7% |
| EXC | Sell | EXELON CORPstock | $2,367,000 | +5.3% | 66,700 | -1.2% | 1.28% | +25.2% |
| KMI | Buy | KINDER MORGAN INC DELstock | $2,363,000 | +487.8% | 114,116 | +557.2% | 1.28% | +596.7% |
| ZTS | Buy | ZOETIS INCstock | $2,227,000 | +4.7% | 41,600 | +1.7% | 1.20% | +24.3% |
| YUM | Buy | YUM BRANDS INCstock | $2,217,000 | -23.8% | 35,000 | +9.2% | 1.20% | -9.5% |
| MRVL | MARVELL TECHNOLOGY GROUP LTDstock | $2,119,000 | +4.5% | 152,800 | 0.0% | 1.14% | +24.1% | |
| JPM | Sell | JPMORGAN CHASE & COstock | $2,047,000 | +21.8% | 23,724 | -5.9% | 1.10% | +44.7% |
| EPD | ENTERPRISE PRODS PARTNERS Lstock | $1,787,000 | -2.1% | 66,080 | 0.0% | 0.96% | +16.3% | |
| IVTY | Buy | INVUITY INCstock | $1,778,000 | -49.8% | 309,250 | +19.9% | 0.96% | -40.3% |
| CEVA | Sell | CEVA INCstock | $1,652,000 | -8.3% | 49,253 | -4.1% | 0.89% | +8.9% |
| LDOS | New | LEIDOS HLDGS INCstock | $1,612,000 | – | 31,515 | +100.0% | 0.87% | – |
| TACT | TRANSACT TECHNOLOGIES INCstock | $1,511,000 | -11.8% | 228,986 | 0.0% | 0.82% | +4.8% | |
| EGOV | Sell | NIC INCstock | $1,501,000 | -3.8% | 62,800 | -5.4% | 0.81% | +14.4% |
| UPS | Buy | UNITED PARCEL SERVICE INCstock | $1,425,000 | +10.6% | 12,430 | +5.5% | 0.77% | +31.5% |
| EXAR | EXAR CORPstock | $1,322,000 | +15.8% | 122,630 | 0.0% | 0.71% | +37.4% | |
| JNJ | Sell | JOHNSON & JOHNSONstock | $1,292,000 | -17.1% | 11,212 | -15.0% | 0.70% | -1.6% |
| ADI | Sell | ANALOG DEVICES INCstock | $1,235,000 | +9.4% | 17,000 | -3.0% | 0.67% | +29.8% |
| MMM | 3M COstock | $1,205,000 | +1.3% | 6,750 | 0.0% | 0.65% | +20.4% | |
| GE | Sell | GENERAL ELECTRIC COstock | $1,181,000 | -65.9% | 37,370 | -68.1% | 0.64% | -59.5% |
| MSFT | Sell | MICROSOFT CORPstock | $1,176,000 | +6.6% | 18,925 | -1.1% | 0.63% | +26.5% |
| DDD | Buy | 3-D SYS CORP DELstock | $1,125,000 | -24.6% | 84,616 | +1.8% | 0.61% | -10.3% |
| WY | Buy | WEYERHAEUSER COstock | $1,089,000 | -4.8% | 36,200 | +1.0% | 0.59% | +13.3% |
| YUMC | New | YUM CHINA HLDGS INCstock | $955,000 | – | 36,550 | +100.0% | 0.52% | – |
| SONS | Sell | SONUS NETWORKS INCstock | $888,000 | -22.2% | 140,931 | -4.0% | 0.48% | -7.7% |
| CLDT | CHATHAM LODGING TRstock | $869,000 | +6.8% | 42,300 | 0.0% | 0.47% | +26.8% | |
| KKR | Buy | KKR & CO L P DELstock | $797,000 | – | 51,770 | +5176900.0% | 0.43% | – |
| ARAY | Buy | ACCURAY INCstock | $766,000 | -20.6% | 166,454 | +9.9% | 0.41% | -5.7% |
| HLIT | Buy | HARMONIC INCstock | $742,000 | -9.0% | 148,359 | +8.0% | 0.40% | +8.1% |
| BRCD | BROCADE COMMUNICATIONS SYS Istock | $645,000 | +35.2% | 51,650 | 0.0% | 0.35% | +60.4% | |
| NVEC | NVE CORPstock | $595,000 | +21.2% | 8,331 | 0.0% | 0.32% | +43.9% | |
| NEOG | Sell | NEOGEN CORPstock | $564,000 | +17.0% | 8,550 | -0.7% | 0.30% | +38.8% |
| IBM | INTERNATIONAL BUSINESS MACHSstock | $525,000 | +4.6% | 3,162 | 0.0% | 0.28% | +24.1% | |
| XOM | Sell | EXXON MOBIL CORPstock | $505,000 | +3.1% | 5,600 | -0.2% | 0.27% | +22.5% |
| BMY | BRISTOL MYERS SQUIBB COstock | $491,000 | +8.4% | 8,400 | 0.0% | 0.26% | +28.6% | |
| ARLP | ALLIANCE RES PARTNER L Pstock | $474,000 | +1.3% | 21,120 | 0.0% | 0.26% | +20.8% | |
| KOPN | Buy | KOPIN CORPstock | $434,000 | +44.7% | 152,919 | +11.2% | 0.23% | +72.1% |
| HDP | New | HORTONWORKS INCstock | $399,000 | – | 47,975 | +100.0% | 0.22% | – |
| SHOR | Sell | SHORETEL INCstock | $396,000 | -93.1% | 55,400 | -92.3% | 0.21% | -91.8% |
| MET | METLIFE INCstock | $391,000 | +21.4% | 7,250 | 0.0% | 0.21% | +44.5% | |
| SPH | Sell | SUBURBAN PROPANE PARTNERS Lstock | $382,000 | -16.4% | 12,713 | -7.3% | 0.21% | -1.0% |
| AEP | Sell | AMERICAN ELEC PWR INCstock | $375,000 | -61.7% | 5,950 | -61.0% | 0.20% | -54.6% |
| NEWM | Buy | NEW MEDIA INVT GROUP INCstock | $358,000 | +31.1% | 22,400 | +27.3% | 0.19% | +55.6% |
| SNMX | Sell | SENOMYX INCstock | $329,000 | -88.0% | 342,651 | -46.8% | 0.18% | -85.8% |
| PRGX | Sell | PRGX GLOBAL INCstock | $318,000 | +21.8% | 53,895 | -2.7% | 0.17% | +44.5% |
| INVN | Sell | INVENSENSE INCstock | $317,000 | +44.7% | 24,770 | -15.9% | 0.17% | +72.7% |
| KO | Sell | COCA COLA COstock | $311,000 | -2.2% | 7,500 | -0.3% | 0.17% | +16.7% |
| NRC | NATIONAL RESH CORPstock | $308,000 | +16.7% | 16,200 | 0.0% | 0.17% | +38.3% | |
| NS | NUSTAR ENERGY LPstock | $280,000 | +0.4% | 5,630 | 0.0% | 0.15% | +18.9% | |
| VZ | Sell | VERIZON COMMUNICATIONS INCstock | $270,000 | -80.4% | 5,051 | -81.0% | 0.15% | -76.7% |
| AAPL | Sell | APPLE INCstock | $266,000 | +1.9% | 2,295 | -0.6% | 0.14% | +21.0% |
| CL | Sell | COLGATE PALMOLIVE COstock | $262,000 | -11.8% | 4,000 | -0.3% | 0.14% | +4.4% |
| ESBA | EMPIRE ST RLTY OP L Pstock | $258,000 | -4.1% | 12,904 | 0.0% | 0.14% | +13.9% | |
| BX | Buy | BLACKSTONE GROUP L Pstock | $257,000 | +68.0% | 9,500 | +58.3% | 0.14% | +101.4% |
| TLLP | TESORO LOGISTICS LPstock | $254,000 | +5.0% | 5,000 | 0.0% | 0.14% | +24.5% | |
| PG | Sell | PROCTER AND GAMBLE COstock | $239,000 | -8.4% | 2,840 | -2.5% | 0.13% | +8.4% |
| HCP | HCP INCstock | $238,000 | -21.7% | 8,000 | 0.0% | 0.13% | -7.2% | |
| MTSI | Sell | MACOM TECH SOLUTIONS HLDGS Istock | $230,000 | +1.3% | 4,960 | -7.5% | 0.12% | +20.4% |
| IR | Sell | INGERSOLL-RAND PLCstock | $225,000 | -17.3% | 3,000 | -25.0% | 0.12% | -2.4% |
| TXN | TEXAS INSTRS INCstock | $220,000 | +4.3% | 3,012 | 0.0% | 0.12% | +24.0% | |
| DE | Sell | DEERE & COstock | $206,000 | +19.8% | 2,000 | -0.5% | 0.11% | +42.3% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lstock | $184,000 | -5.2% | 5,685 | -8.1% | 0.10% | +12.5% |
| BVX | Buy | BOVIE MEDICAL CORPstock | $181,000 | -29.3% | 50,400 | +2.6% | 0.10% | -15.5% |
| GIS | GENERAL MLS INCstock | $173,000 | -3.4% | 2,800 | 0.0% | 0.09% | +14.8% | |
| STX | SEAGATE TECHNOLOGY PLCstock | $164,000 | -1.2% | 4,300 | 0.0% | 0.09% | +17.3% | |
| D | DOMINION RES INC VA NEWstock | $153,000 | +2.7% | 2,000 | 0.0% | 0.08% | +22.1% | |
| PAYX | PAYCHEX INCstock | $146,000 | +5.0% | 2,400 | 0.0% | 0.08% | +25.4% | |
| MDLZ | Sell | MONDELEZ INTL INCstock | $146,000 | -5.2% | 3,300 | -5.7% | 0.08% | +12.9% |
| WES | Sell | WESTERN GAS PARTNERS LPstock | $147,000 | -23.8% | 2,500 | -28.6% | 0.08% | -10.2% |
| GIG | GIGPEAK INCstock | $136,000 | +7.9% | 53,800 | 0.0% | 0.07% | +28.1% | |
| BRT | BRT RLTY TRstock | $131,000 | +2.3% | 16,025 | 0.0% | 0.07% | +22.4% | |
| YHOO | YAHOO INCstock | $130,000 | -10.3% | 3,356 | 0.0% | 0.07% | +6.1% | |
| FORM | FORMFACTOR INCstock | $128,000 | +3.2% | 11,457 | 0.0% | 0.07% | +23.2% | |
| PM | PHILIP MORRIS INTL INCstock | $128,000 | -5.9% | 1,400 | 0.0% | 0.07% | +11.3% | |
| AIXNY | Buy | AIXTRON SEstock | $125,000 | -45.4% | 40,863 | +8.2% | 0.07% | -35.6% |
| NVO | Sell | NOVO-NORDISK A Sstock | $120,000 | -16.1% | 3,350 | -2.9% | 0.06% | 0.0% |
| DRRX | DURECT CORPstock | $117,000 | -3.3% | 87,128 | 0.0% | 0.06% | +14.5% | |
| MO | ALTRIA GROUP INCstock | $115,000 | +7.5% | 1,700 | 0.0% | 0.06% | +26.5% | |
| GOOG | ALPHABET INCstock | $108,000 | -0.9% | 140 | 0.0% | 0.06% | +18.4% | |
| NOC | NORTHROP GRUMMAN CORPstock | $105,000 | +9.4% | 450 | 0.0% | 0.06% | +29.5% | |
| KMB | KIMBERLY CLARK CORPstock | $103,000 | -9.6% | 900 | 0.0% | 0.06% | +7.7% | |
| GDV | New | GABELLI DIVD & INCOME TRstock | $100,000 | – | 5,000 | +100.0% | 0.05% | – |
| LMT | LOCKHEED MARTIN CORPstock | $100,000 | +4.2% | 400 | 0.0% | 0.05% | +22.7% | |
| ONVI | Sell | ONVIA INCstock | $99,000 | -8.3% | 22,162 | -0.1% | 0.05% | +8.2% |
| NSAM | NORTHSTAR ASSET MGMT GROUP Istock | $97,000 | +15.5% | 6,500 | 0.0% | 0.05% | +36.8% | |
| PEP | Sell | PEPSICO INCstock | $94,000 | -14.5% | 900 | -11.0% | 0.05% | +2.0% |
| GLP | GLOBAL PARTNERS LPstock | $81,000 | +20.9% | 4,150 | 0.0% | 0.04% | +46.7% | |
| SRE | SEMPRA ENERGYstock | $81,000 | -5.8% | 800 | 0.0% | 0.04% | +12.8% | |
| VTTI | VTTI ENERGY PARTNERS LPstock | $81,000 | -14.7% | 5,000 | 0.0% | 0.04% | +2.3% | |
| UNH | Sell | UNITEDHEALTH GROUP INCstock | $80,000 | +14.3% | 500 | -0.4% | 0.04% | +34.4% |
| GSK | GLAXOSMITHKLINE PLCstock | $77,000 | -10.5% | 2,000 | 0.0% | 0.04% | +7.7% | |
| MCD | MCDONALDS CORPstock | $78,000 | +5.4% | 640 | 0.0% | 0.04% | +23.5% | |
| SYY | SYSCO CORPstock | $78,000 | +13.0% | 1,400 | 0.0% | 0.04% | +35.5% | |
| FALC | FALCONSTOR SOFTWARE INCstock | $77,000 | -56.5% | 170,163 | 0.0% | 0.04% | -47.5% | |
| DD | DU PONT E I DE NEMOURS & COstock | $73,000 | +9.0% | 1,000 | 0.0% | 0.04% | +30.0% | |
| SLB | Sell | SCHLUMBERGER LTDstock | $70,000 | +6.1% | 835 | -0.1% | 0.04% | +26.7% |
| SYNC | Buy | SYNACOR INCstock | $71,000 | +54.3% | 22,953 | +45.3% | 0.04% | +81.0% |
| UL | UNILEVER PLCstock | $67,000 | -14.1% | 1,645 | 0.0% | 0.04% | +2.9% | |
| SCD | New | LMP CAP & INCOME FD INCstock | $66,000 | – | 5,000 | +100.0% | 0.04% | – |
| NNN | NATIONAL RETAIL PPTYS INCstock | $66,000 | -13.2% | 1,500 | 0.0% | 0.04% | +2.9% | |
| ALLE | ALLEGION PUB LTD COstock | $64,000 | -7.2% | 999 | 0.0% | 0.04% | +12.9% | |
| LEN | LENNAR CORPstock | $64,000 | 0.0% | 1,500 | 0.0% | 0.04% | +20.7% | |
| BJRI | BJS RESTAURANTS INCstock | $61,000 | +10.9% | 1,560 | 0.0% | 0.03% | +32.0% | |
| DCP | DCP MIDSTREAM PARTNERS LPstock | $61,000 | +7.0% | 1,600 | 0.0% | 0.03% | +26.9% | |
| HP | HELMERICH & PAYNE INCstock | $62,000 | +14.8% | 800 | 0.0% | 0.03% | +32.0% | |
| FB | FACEBOOK INCstock | $58,000 | -9.4% | 500 | 0.0% | 0.03% | +6.9% | |
| INTC | Sell | INTEL CORPstock | $58,000 | -4.9% | 1,600 | -1.7% | 0.03% | +10.7% |
| CAT | CATERPILLAR INC DELstock | $56,000 | +5.7% | 600 | 0.0% | 0.03% | +25.0% | |
| EMR | Sell | EMERSON ELEC COstock | $56,000 | -21.1% | 1,000 | -23.1% | 0.03% | -6.2% |
| BMO | BANK MONTREAL QUEstock | $54,000 | +10.2% | 753 | 0.0% | 0.03% | +31.8% | |
| ABT | New | ABBOTT LABSstock | $50,000 | – | 1,300 | +100.0% | 0.03% | – |
| TICC | TICC CAPITAL CORPstock | $48,000 | +14.3% | 7,200 | 0.0% | 0.03% | +36.8% | |
| NRF | NORTHSTAR RLTY FIN CORPstock | $49,000 | +14.0% | 3,250 | 0.0% | 0.03% | +30.0% | |
| GPS | Sell | GAP INC DELstock | $49,000 | 0.0% | 2,175 | -1.0% | 0.03% | +18.2% |
| SMSI | Sell | SMITH MICRO SOFTWARE INCstock | $49,000 | -50.0% | 31,477 | -35.0% | 0.03% | -40.9% |
| SYT | SYNGENTA AGstock | $40,000 | -9.1% | 500 | 0.0% | 0.02% | +10.0% | |
| VOD | VODAFONE GROUP PLC NEWstock | $40,000 | -16.7% | 1,636 | 0.0% | 0.02% | 0.0% | |
| PYPL | Sell | PAYPAL HLDGS INCstock | $39,000 | -7.1% | 1,000 | -1.5% | 0.02% | +10.5% |
| OXY | OCCIDENTAL PETE CORP DELstock | $39,000 | -2.5% | 550 | 0.0% | 0.02% | +16.7% | |
| AGN | Sell | ALLERGAN PLCstock | $37,000 | -92.6% | 176 | -91.9% | 0.02% | -91.2% |
| WMB | WILLIAMS COS INC DELstock | $31,000 | 0.0% | 1,000 | 0.0% | 0.02% | +21.4% | |
| GOOGL | ALPHABET INCstock | $32,000 | 0.0% | 40 | 0.0% | 0.02% | +13.3% | |
| VTR | VENTAS INCstock | $31,000 | -11.4% | 500 | 0.0% | 0.02% | +6.2% | |
| GDX | Sell | VANECK VECTORS ETF TRstock | $31,000 | -99.2% | 1,500 | -98.9% | 0.02% | -99.0% |
| EBAY | Sell | EBAY INCstock | $30,000 | -11.8% | 1,000 | -1.9% | 0.02% | +6.7% |
| APO | APOLLO GLOBAL MGMT LLCstock | $29,000 | +7.4% | 1,500 | 0.0% | 0.02% | +33.3% | |
| APA | APACHE CORPstock | $29,000 | 0.0% | 450 | 0.0% | 0.02% | +23.1% | |
| EOG | EOG RES INCstock | $30,000 | +3.4% | 300 | 0.0% | 0.02% | +23.1% | |
| IMI | Sell | INTERMOLECULAR INCstock | $27,000 | -97.9% | 28,000 | -97.9% | 0.02% | -97.5% |
| T | Sell | AT&T INCstock | $27,000 | -97.0% | 623 | -97.2% | 0.02% | -96.3% |
| GLW | CORNING INCstock | $28,000 | +3.7% | 1,150 | 0.0% | 0.02% | +25.0% | |
| HBI | HANESBRANDS INCstock | $26,000 | -13.3% | 1,200 | 0.0% | 0.01% | 0.0% | |
| MRK | MERCK & CO INCstock | $24,000 | -4.0% | 400 | 0.0% | 0.01% | +18.2% | |
| TRGP | TARGA RES CORPstock | $24,000 | +14.3% | 434 | 0.0% | 0.01% | +30.0% | |
| QCP | New | QUALITY CARE PPTYS INCstock | $25,000 | – | 1,600 | +100.0% | 0.01% | – |
| EXG | EATON VANCE TAX MNGD GBL DVstock | $22,000 | -4.3% | 2,700 | 0.0% | 0.01% | +20.0% | |
| BABA | ALIBABA GROUP HLDG LTDstock | $18,000 | -14.3% | 200 | 0.0% | 0.01% | 0.0% | |
| DRI | DARDEN RESTAURANTS INCstock | $18,000 | +20.0% | 250 | 0.0% | 0.01% | +42.9% | |
| GLD | SPDR GOLD TRUSTstock | $18,000 | -10.0% | 160 | 0.0% | 0.01% | +11.1% | |
| BAC | Sell | BANK AMER CORPstock | $17,000 | +41.7% | 760 | -0.1% | 0.01% | +80.0% |
| ZIOP | ZIOPHARM ONCOLOGY INCstock | $17,000 | -5.6% | 3,200 | 0.0% | 0.01% | +12.5% | |
| NRE | NORTHSTAR REALTY EUROPE CORPstock | $14,000 | +16.7% | 1,083 | 0.0% | 0.01% | +60.0% | |
| ORCL | ORACLE CORPstock | $15,000 | 0.0% | 394 | 0.0% | 0.01% | +14.3% | |
| AXP | AMERICAN EXPRESS COstock | $15,000 | +15.4% | 200 | 0.0% | 0.01% | +33.3% | |
| TSLA | New | TESLA MTRS INCstock | $11,000 | – | 50 | +100.0% | 0.01% | – |
| CMPR | CIMPRESS N Vstock | $9,000 | -10.0% | 100 | 0.0% | 0.01% | 0.0% | |
| EXPE | Buy | EXPEDIA INC DELstock | $9,000 | +350.0% | 75 | +275.0% | 0.01% | +400.0% |
| KRNT | KORNIT DIGITAL LTDstock | $10,000 | +25.0% | 800 | 0.0% | 0.01% | +25.0% | |
| L100PS | New | ARCONIC INCstock | $6,000 | – | 333 | +100.0% | 0.00% | – |
| NEBLQ | NOBLE CORP PLCstock | $5,000 | 0.0% | 800 | 0.0% | 0.00% | +50.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE Cstock | $5,000 | 0.0% | 200 | 0.0% | 0.00% | +50.0% | |
| CC | CHEMOURS COstock | $4,000 | +33.3% | 200 | 0.0% | 0.00% | +100.0% | |
| AA | New | ALCOA CORPstock | $3,000 | – | 111 | +100.0% | 0.00% | – |
| COTY | New | COTY INCstock | $4,000 | – | 234 | +100.0% | 0.00% | – |
| DVMT | Sell | DELL TECHNOLOGIES INCstock | $3,000 | -98.4% | 55 | -98.6% | 0.00% | -97.7% |
| HPQ | HP INCstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | +100.0% | |
| AEO | AMERICAN EAGLE OUTFITTERS NEstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| GDXJ | Sell | VANECK VECTORS ETF TRstock | $1,000 | -99.9% | 35 | -99.8% | 0.00% | -99.8% |
| CRCQQ | CALIFORNIA RES CORPstock | $1,000 | – | 26 | 0.0% | 0.00% | – | |
| FCPT | FOUR CORNERS PPTY TR INCstock | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORPstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| PRKR | PARKERVISION INCstock | $1,000 | -66.7% | 600 | 0.0% | 0.00% | 0.0% | |
| DTRM | DETERMINE INCstock | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| ECA | Exit | ENCANA CORP COMSHSISIN#CA2925051047stock | $0 | – | -4 | -100.0% | 0.00% | – |
| ARI | Exit | APOLLO COML REALESTATE FIN INC COMstock | $0 | – | -13 | -100.0% | 0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIESCORP COMstock | $0 | – | -11 | -100.0% | 0.00% | – |
| LLY | Exit | LILLY ELI & CO COMstock | $0 | – | -6 | -100.0% | 0.00% | – |
| WRK | Exit | WESTROCK COCOM SHSstock | $0 | – | -1 | -100.0% | 0.00% | – |
| AMAT | Exit | APPLIED MATERIALSINCstock | $0 | – | -12 | -100.0% | 0.00% | – |
| MDT | Exit | MEDTRONIC PLCSHSISIN#IE00BTN1Y115stock | $0 | – | -1 | -100.0% | 0.00% | – |
| LH | Exit | LABORATORY CORP AMERHLDGS COM NEWstock | $0 | – | -2 | -100.0% | 0.00% | – |
| CVE | Exit | CENOVUS ENERGY INCCOMISIN#CA15135U1093stock | $0 | – | -4 | -100.0% | 0.00% | – |
| VRX | Exit | VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock | $0 | – | -26 | -100.0% | 0.00% | – |
| FICO | Exit | FAIR ISAACCORPORATION COMstock | $0 | – | -3 | -100.0% | 0.00% | – |
| ADMP | Exit | ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089stock | $0 | – | -6 | -100.0% | 0.00% | – |
| F | Exit | FORD MOTOR CO DELCOM PARstock | $0 | – | -52 | -100.0% | 0.00% | – |
| WFC | Exit | WELLS FARGO & CONEW COMstock | $0 | – | -20 | -100.0% | 0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock | $0 | – | -2 | -100.0% | 0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INCCOMstock | $0 | – | -9 | -100.0% | 0.00% | – |
| TGT | Exit | TARGET CORP COMstock | $0 | – | -11 | -100.0% | 0.00% | – |
| EVV | Exit | EATON VANCE LTDDURATION INCOME FDCOMstock | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX | $0 | – | -5 | -100.0% | 0.00% | – | |
| RRD | Exit | DONNELLEY R R & SONSR/S EFF 10/03/16 1OLD / .3333334 CU257867200 DONNELLEYR R & SONSstock | $0 | – | -3 | -100.0% | 0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS INCCOMstock | $0 | – | -4 | -100.0% | 0.00% | – |
| BVSN | Exit | BROADVISION INC COMPARstock | $0 | – | -4 | -100.0% | 0.00% | – |
| ENZ | Exit | ENZO BIOCHEM INCstock | $0 | – | -242 | -100.0% | 0.00% | – |
| LOW | Exit | LOWES COS INC COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
| UNP | Exit | UNION PAC CORP COMstock | $0 | – | -4 | -100.0% | 0.00% | – |
| UBSI | Exit | UNITED BANKSHARESINC W VA COMstock | $0 | – | -1 | -100.0% | 0.00% | – |
| FAST | Exit | FASTENAL COstock | $0 | – | -6 | -100.0% | 0.00% | – |
| KND | Exit | KINDRED HEALTHCAREINC COMstock | $0 | – | -7 | -100.0% | 0.00% | – |
| XLU | Exit | SELECT SECTOR SPDRTR UTILSstock | $0 | – | -23 | -100.0% | 0.00% | – |
| CSCO | Exit | CISCO SYSTEMS INCstock | $0 | – | -39 | -100.0% | 0.00% | – |
| BCEI | Exit | BONANZA CREEK ENERGYINC COMstock | $0 | – | -2,000 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIERCOMMUNICATIONS CORPCOMstock | $0 | – | -439 | -100.0% | -0.00% | – |
| DIS | Exit | DISNEY WALT CODISNEY COMstock | $0 | – | -34 | -100.0% | -0.00% | – |
| WBA | Exit | WALGREENS BOOTSALLIANCE INC COMstock | $0 | – | -23 | -100.0% | -0.00% | – |
| REXX | Exit | REX ENERGY CORP COMstock | $0 | – | -6,700 | -100.0% | -0.00% | – |
| Exit | PUT 100 ISHARES TRRUSSELL 2000 ETFEXP [email protected] ROOT= IWM | $0 | – | -25 | -100.0% | -0.00% | – | |
| AAVVF | Exit | ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018stock | $0 | – | -1,000 | -100.0% | -0.00% | – |
| AEG | Exit | AEGON N VORD AMER REGstock | $0 | – | -1,465 | -100.0% | -0.00% | – |
| RATE | Exit | BANKRATE INC DEL COMstock | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | PUT 100 DEUTSCHEBANK AG NAMEN AKTISIN#DE0005140008EXP [email protected] ROOT= DB | $0 | – | -100 | -100.0% | -0.00% | – | |
| CIE | Exit | COBALT INTL ENERGYINC COMstock | $0 | – | -6,700 | -100.0% | -0.00% | – |
| AA | Exit | ALCOA INC COMstock | $0 | – | -1,000 | -100.0% | -0.01% | – |
| CBZ | Exit | CBIZ INC COMstock | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ALE | Exit | ALLETE INC COM NEWstock | $0 | – | -166 | -100.0% | -0.01% | – |
| NLS | Exit | NAUTILUS INC COMstock | $0 | – | -500 | -100.0% | -0.01% | – |
| SHPG | Exit | SHIRE PLCSPONS ADRISIN#US82481R1068stock | $0 | – | -74 | -100.0% | -0.01% | – |
| DPZ | Exit | DOMINOS PIZZA INCCOMstock | $0 | – | -100 | -100.0% | -0.01% | – |
| HSBCPRA | Exit | HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010stock | $0 | – | -775 | -100.0% | -0.01% | – |
| NFLX | Exit | NETFLIX INC COMstock | $0 | – | -200 | -100.0% | -0.01% | – |
| AEM | Exit | AGNICO EAGLE MINESLTD COMstock | $0 | – | -500 | -100.0% | -0.01% | – |
| SNECQ | Exit | SANCHEZ ENERGY CORPCOMstock | $0 | – | -2,900 | -100.0% | -0.01% | – |
| PPG | Exit | PPG INDUSTRIES INCstock | $0 | – | -292 | -100.0% | -0.01% | – |
| SNY | Exit | SANOFISPONS ADRISIN#US80105N1054stock | $0 | – | -1,000 | -100.0% | -0.02% | – |
| PSGLQ | Exit | PERFORMANCE SPORTSGROUP LTDCOMISIN#CA71377G1000stock | $0 | – | -10,600 | -100.0% | -0.02% | – |
| ALKS | Exit | ALKERMES PLCSHSstock | $0 | – | -1,000 | -100.0% | -0.02% | – |
| DVN | Exit | DEVON ENERGY CORPNEW COMstock | $0 | – | -1,150 | -100.0% | -0.02% | – |
| DEPO | Exit | DEPOMED INC COMstock | $0 | – | -2,000 | -100.0% | -0.02% | – |
| OASPQ | Exit | OASIS PETE INC NEWCOMstock | $0 | – | -4,400 | -100.0% | -0.02% | – |
| NFX | Exit | NEWFIELD EXPL COCOMMONstock | $0 | – | -1,300 | -100.0% | -0.02% | – |
| WMT | Exit | WAL MART STORES INCCOMstock | $0 | – | -1,190 | -100.0% | -0.04% | – |
| VTAE | Exit | VITAEPHARMACEUTICALS INCCOMstock | $0 | – | -4,200 | -100.0% | -0.04% | – |
| VRTX | Exit | VERTEXPHARMACEUTICALS INCCOMstock | $0 | – | -1,000 | -100.0% | -0.04% | – |
| DATA | Exit | TABLEAU SOFTWARE INCCL Astock | $0 | – | -2,000 | -100.0% | -0.05% | – |
| PGND | Exit | PRESS GANEY HLDGSINC COMISIN#US74113L1026stock | $0 | – | -4,100 | -100.0% | -0.08% | – |
| EVER | Exit | EVERBANK FINL CORPCOMstock | $0 | – | -8,800 | -100.0% | -0.08% | – |
| CELG | Exit | CELGENE CORPstock | $0 | – | -2,000 | -100.0% | -0.10% | – |
| SRPT | Exit | SAREPTA THERAPEUTICSINC COMstock | $0 | – | -4,000 | -100.0% | -0.11% | – |
| GK | Exit | G & K SVCS INC CL Astock | $0 | – | -3,000 | -100.0% | -0.13% | – |
| APIC | Exit | APIGEE CORPCOM STKstock | $0 | – | -17,000 | -100.0% | -0.13% | – |
| SCTY | Exit | SOLARCITY CORP COMstock | $0 | – | -16,373 | -100.0% | -0.14% | – |
| REGN | Exit | REGENERONPHARMACEUTICALS INCstock | $0 | – | -800 | -100.0% | -0.15% | – |
| EPIQ | Exit | EPIQ SYS INCCASH MERGER EFF10/03/16 1 OLD /16.50 USD P/SHstock | $0 | – | -27,847 | -100.0% | -0.21% | – |
| BIIB | Exit | BIOGEN IDEC INCCOMstock | $0 | – | -1,500 | -100.0% | -0.21% | – |
| MODN | Exit | MODEL N INC COMstock | $0 | – | -52,500 | -100.0% | -0.26% | – |
| FUN | Exit | CEDAR FAIR, L.P.DEPUNITstock | $0 | – | -10,850 | -100.0% | -0.28% | – |
| STJ | Exit | ST JUDE MED INC COMstock | $0 | – | -8,047 | -100.0% | -0.29% | – |
| MEG | Exit | MEDIA GEN INC NEWCOMstock | $0 | – | -35,039 | -100.0% | -0.29% | – |
| WWAV | Exit | WHITEWAVE FOODS COCOMstock | $0 | – | -12,000 | -100.0% | -0.30% | – |
| MON | Exit | MONSANTO CO NEW COMstock | $0 | – | -6,500 | -100.0% | -0.30% | – |
| CST | Exit | CST BRANDS INC COMstock | $0 | – | -19,000 | -100.0% | -0.42% | – |
| ISIL | Exit | INTERSIL CORP CL Astock | $0 | – | -42,611 | -100.0% | -0.42% | – |
| LNKD | Exit | LINKEDIN CORP CL Astock | $0 | – | -4,900 | -100.0% | -0.42% | – |
| RAX | Exit | RACKSPACE HOSTINGINC COMstock | $0 | – | -31,000 | -100.0% | -0.45% | – |
| CPHD | Exit | CEPHEID COMstock | $0 | – | -19,000 | -100.0% | -0.46% | – |
| VA | Exit | VIRGIN AMER INCCOM VTGstock | $0 | – | -20,000 | -100.0% | -0.49% | – |
| BLOX | Exit | INFOBLOX INC COMstock | $0 | – | -42,487 | -100.0% | -0.51% | – |
| DTSI | Exit | DTS INC COMstock | $0 | – | -29,390 | -100.0% | -0.57% | – |
| IMMR | Exit | IMMERSION CORP COMstock | $0 | – | -153,300 | -100.0% | -0.57% | – |
| DUK | Exit | DUKE ENERGY CORP NEWCOM NEWstock | $0 | – | -16,200 | -100.0% | -0.59% | – |
| MDVN | Exit | MEDIVATION INC COMC/A EFF 9/29/16 1OLD/USD 81.50 P/Sstock | $0 | – | -16,500 | -100.0% | -0.61% | – |
| VNO | Exit | VORNADO RLTY TRCOMstock | $0 | – | -15,080 | -100.0% | -0.69% | – |
| CVS | Exit | CVS HEALTH CORPCOMstock | $0 | – | -28,010 | -100.0% | -1.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.