$220 Million is the total value of Cowen Prime Services LLC's 275 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 36.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INCCOMstock | $22,835,000 | +21.5% | 1,256,740 | -6.5% | 10.37% | +13.5% |
| DMRC | Sell | DIGIMARC CORP NEWCOMstock | $16,284,000 | +2.1% | 424,615 | -14.9% | 7.39% | -4.6% |
| WIFI | Sell | BOINGO WIRELESS INCCOMstock | $9,097,000 | -1.4% | 884,900 | -14.4% | 4.13% | -7.8% |
| NEO | Sell | NEOGENOMICS INCCOM NEWstock | $8,064,000 | -1.5% | 981,026 | -3.6% | 3.66% | -7.9% |
| REIS | Sell | REIS INCCOMstock | $7,621,000 | -30.4% | 372,500 | -15.3% | 3.46% | -35.0% |
| TEVA | Buy | TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098stock | $6,466,000 | -6.3% | 140,539 | +2.3% | 2.94% | -12.4% |
| ARIS | Sell | ARI NETWORK SVCS INCCOM NEWstock | $6,136,000 | -2.9% | 1,381,950 | -8.2% | 2.79% | -9.3% |
| LMNX | Buy | LUMINEX CORP DEL COMstock | $5,838,000 | +13.5% | 256,945 | +1.0% | 2.65% | +6.1% |
| PFE | Sell | PFIZER INC COMstock | $5,808,000 | -3.9% | 171,479 | -0.1% | 2.64% | -10.2% |
| SHOR | Sell | SHORETEL INC COMstock | $5,755,000 | +7.0% | 719,400 | -10.5% | 2.61% | +0.0% |
| DOW | DOW CHEM CO COMstock | $4,406,000 | +4.3% | 85,000 | 0.0% | 2.00% | -2.5% | |
| LIOX | Sell | LIONBRIDGETECHNOLOGIES INCCOMstock | $4,135,000 | -31.0% | 826,935 | -45.5% | 1.88% | -35.5% |
| GDX | Buy | VANECK VECTORS ETFTR GOLD MINERSETFstock | $3,720,000 | +28.7% | 140,765 | +34.9% | 1.69% | +20.3% |
| IVTY | Buy | INVUITY INCCOM NEWstock | $3,539,000 | +509.1% | 257,950 | +322.9% | 1.61% | +469.9% |
| GE | Sell | GENERAL ELECTRIC COCOMstock | $3,465,000 | -10.6% | 116,970 | -5.0% | 1.57% | -16.5% |
| KHC | Sell | KRAFT HEINZ COCOM STKstock | $3,324,000 | +1.0% | 37,130 | -0.2% | 1.51% | -5.6% |
| EHTH | Buy | EHEALTH INC COMstock | $3,282,000 | -9.0% | 292,800 | +13.8% | 1.49% | -15.0% |
| ABBV | Sell | ABBVIE INC COMstock | $3,176,000 | -9.4% | 50,350 | -11.0% | 1.44% | -15.3% |
| CCI | CROWN CASTLE INTLCORP NEW COMstock | $2,916,000 | -7.1% | 30,950 | 0.0% | 1.32% | -13.2% | |
| YUM | YUM BRANDS INCCOMstock | $2,910,000 | +9.5% | 32,050 | 0.0% | 1.32% | +2.3% | |
| PTC | PTC INC COMstock | $2,838,000 | +17.9% | 64,050 | 0.0% | 1.29% | +10.3% | |
| SNMX | Buy | SENOMYX INC COMstock | $2,743,000 | +84.1% | 643,886 | +18.8% | 1.24% | +72.0% |
| CPN | New | CALPINE CORPCOM NEWstock | $2,637,000 | – | 208,650 | +100.0% | 1.20% | – |
| CVS | Buy | CVS HEALTH CORPCOMstock | $2,493,000 | +12.0% | 28,010 | +20.5% | 1.13% | +4.7% |
| MMP | New | MAGELLAN MIDSTREAMPARTNERS LP COM UNITREPSTG LTD PARTNERINTstock | $2,462,000 | – | 34,800 | +100.0% | 1.12% | – |
| VG | New | VONAGE HLDGS CORPCOMstock | $2,446,000 | – | 370,100 | +100.0% | 1.11% | – |
| BRKB | BERKSHIRE HATHAWAYINC DEL CL B NEWstock | $2,420,000 | -0.2% | 16,754 | 0.0% | 1.10% | -6.7% | |
| EXC | Sell | EXELON CORP COMstock | $2,247,000 | -23.7% | 67,500 | -16.7% | 1.02% | -28.7% |
| ZTS | Buy | ZOETIS INC CL Astock | $2,127,000 | +14.6% | 40,900 | +4.6% | 0.97% | +7.1% |
| MRVL | Sell | MARVELL TECHNOLOGYGROUP LTD SHSISIN#BMG5876H1051stock | $2,028,000 | +38.2% | 152,800 | -0.7% | 0.92% | +29.2% |
| BCOR | Sell | BLUCORA INC COMstock | $2,023,000 | -5.5% | 180,600 | -12.6% | 0.92% | -11.6% |
| EPD | Buy | ENTERPRISE PRODSPARTNERS L P COMUNITstock | $1,826,000 | +624.6% | 66,080 | +668.4% | 0.83% | +579.5% |
| CEVA | Sell | CEVA INC COMstock | $1,801,000 | +8.8% | 51,353 | -15.7% | 0.82% | +1.7% |
| TACT | Buy | TRANSACTTECHNOLOGIES INC COMstock | $1,713,000 | -5.0% | 228,986 | +1.8% | 0.78% | -11.2% |
| JPM | Buy | JP MORGAN CHASE &CO COMISIN#US46625H1005stock | $1,680,000 | +234.7% | 25,224 | +212.4% | 0.76% | +212.7% |
| EGOV | Sell | NIC INC COMstock | $1,560,000 | +3.7% | 66,400 | -3.2% | 0.71% | -3.1% |
| JNJ | Sell | JOHNSON & JOHNSONCOMstock | $1,559,000 | -4.8% | 13,198 | -2.2% | 0.71% | -10.9% |
| VNO | New | VORNADO RLTY TRCOMstock | $1,526,000 | – | 15,080 | +100.0% | 0.69% | – |
| DDD | Buy | 3D SYS CORP DEL COMNEWstock | $1,492,000 | +32.5% | 83,116 | +1.1% | 0.68% | +23.8% |
| VZ | Buy | VERIZONCOMMUNICATIONS INCCOMstock | $1,379,000 | +213.4% | 26,521 | +236.5% | 0.63% | +192.5% |
| MDVN | Buy | MEDIVATION INC COMC/A EFF 9/29/16 1OLD/USD 81.50 P/Sstock | $1,343,000 | +53.7% | 16,500 | +13.8% | 0.61% | +43.5% |
| IMI | Sell | INTERMOLECULAR INCCOMstock | $1,317,000 | -69.1% | 1,328,100 | -54.0% | 0.60% | -71.2% |
| DUK | Sell | DUKE ENERGY CORP NEWCOM NEWstock | $1,297,000 | -22.8% | 16,200 | -17.3% | 0.59% | -27.9% |
| UPS | Buy | UNITED PARCEL SVCINC CL Bstock | $1,288,000 | +11.4% | 11,780 | +9.8% | 0.58% | +4.1% |
| IMMR | Buy | IMMERSION CORP COMstock | $1,251,000 | +124.6% | 153,300 | +102.0% | 0.57% | +109.6% |
| DTSI | Sell | DTS INC COMstock | $1,250,000 | +52.1% | 29,390 | -5.5% | 0.57% | +42.4% |
| MMM | 3M CO COMstock | $1,190,000 | +0.7% | 6,750 | 0.0% | 0.54% | -5.9% | |
| SONS | Sell | SONUS NETWORKS INCCOM NEWstock | $1,142,000 | -10.7% | 146,731 | -0.3% | 0.52% | -16.4% |
| WY | WEYERHAEUSER COstock | $1,144,000 | +7.2% | 35,827 | 0.0% | 0.52% | +0.2% | |
| EXAR | Sell | EXAR CORP COMstock | $1,142,000 | +14.9% | 122,630 | -0.7% | 0.52% | +7.5% |
| ADI | ANALOG DEVICES INCCOMstock | $1,129,000 | +13.7% | 17,524 | 0.0% | 0.51% | +6.4% | |
| BLOX | Buy | INFOBLOX INC COMstock | $1,120,000 | +177.9% | 42,487 | +97.6% | 0.51% | +159.7% |
| MSFT | Buy | MICROSOFT CORPCOMstock | $1,103,000 | +133.2% | 19,141 | +107.1% | 0.50% | +117.8% |
| VA | VIRGIN AMER INCCOM VTGstock | $1,070,000 | -4.8% | 20,000 | 0.0% | 0.49% | -11.0% | |
| CPHD | New | CEPHEID COMstock | $1,001,000 | – | 19,000 | +100.0% | 0.46% | – |
| RAX | New | RACKSPACE HOSTINGINC COMstock | $982,000 | – | 31,000 | +100.0% | 0.45% | – |
| AEP | Sell | AMERICAN ELECTRICPOWER COstock | $979,000 | -32.7% | 15,250 | -26.5% | 0.44% | -37.0% |
| ARAY | Buy | ACCURAY INC DEL COMstock | $965,000 | +46.4% | 151,500 | +19.3% | 0.44% | +36.9% |
| LNKD | LINKEDIN CORP CL Astock | $936,000 | +1.0% | 4,900 | 0.0% | 0.42% | -5.6% | |
| ISIL | Buy | INTERSIL CORP CL Astock | $934,000 | – | 42,611 | +4261000.0% | 0.42% | – |
| GDXJ | Buy | VANECK VECTORS ETFTR JR GOLD MINERSETFstock | $923,000 | +754.6% | 20,845 | +722.3% | 0.42% | +705.8% |
| CST | New | CST BRANDS INC COMstock | $914,000 | – | 19,000 | +100.0% | 0.42% | – |
| T | AT&T INC COMstock | $904,000 | -6.0% | 22,269 | 0.0% | 0.41% | -12.2% | |
| CLDT | Sell | CHATHAM LODGING TRCOMstock | $814,000 | -72.6% | 42,300 | -68.7% | 0.37% | -74.3% |
| HLIT | Buy | HARMONIC INC COMstock | $815,000 | +117.3% | 137,426 | +4.5% | 0.37% | +103.3% |
| MON | New | MONSANTO CO NEW COMstock | $664,000 | – | 6,500 | +100.0% | 0.30% | – |
| WWAV | New | WHITEWAVE FOODS COCOMstock | $653,000 | – | 12,000 | +100.0% | 0.30% | – |
| MEG | MEDIA GEN INC NEWCOMstock | $646,000 | +7.3% | 35,039 | 0.0% | 0.29% | +0.3% | |
| STJ | New | ST JUDE MED INC COMstock | $642,000 | – | 8,047 | +100.0% | 0.29% | – |
| FUN | CEDAR FAIR, L.P.DEPUNITstock | $622,000 | -0.8% | 10,850 | 0.0% | 0.28% | -7.5% | |
| MODN | New | MODEL N INC COMstock | $583,000 | – | 52,500 | +100.0% | 0.26% | – |
| IBM | INTERNATIONALBUSINESS MACHS CORPCOMstock | $502,000 | +4.6% | 3,162 | 0.0% | 0.23% | -2.1% | |
| AGN | Buy | ALLERGAN PLCCOM SHSISIN#IE00BY9D5467stock | $498,000 | +22.1% | 2,164 | +22.7% | 0.23% | +14.1% |
| NVEC | Buy | NVE CORP COMNEWISIN#US6294452064stock | $491,000 | +2.1% | 8,331 | +1.5% | 0.22% | -4.7% |
| XOM | EXXON MOBIL CORP COMstock | $490,000 | -6.8% | 5,610 | 0.0% | 0.22% | -13.3% | |
| NEOG | Sell | NEOGEN CORP COMstock | $482,000 | -1.4% | 8,610 | -1.0% | 0.22% | -8.0% |
| BRCD | BROCADECOMMUNICATIONS SYSINC COM NEWstock | $477,000 | +0.6% | 51,650 | 0.0% | 0.22% | -5.7% | |
| BIIB | New | BIOGEN IDEC INCCOMstock | $470,000 | – | 1,500 | +100.0% | 0.21% | – |
| ARLP | New | ALLIANCE RESOURCEPARTNERS LPUNIT LTD PARTNERINTstock | $468,000 | – | 21,120 | +100.0% | 0.21% | – |
| SPH | New | SUBURBAN PROPANEPARTNERS L P UNITLTD PARTNERSHIP INTstock | $457,000 | – | 13,713 | +100.0% | 0.21% | – |
| EPIQ | New | EPIQ SYS INCCASH MERGER EFF10/03/16 1 OLD /16.50 USD P/SHstock | $459,000 | – | 27,847 | +100.0% | 0.21% | – |
| BMY | Sell | BRISTOL MYERS SQUIBBCO COMstock | $453,000 | -37.8% | 8,400 | -15.2% | 0.21% | -41.8% |
| KMI | Buy | KINDER MORGAN INCDEL COMstock | $402,000 | +2015.8% | 17,363 | +1636.3% | 0.18% | +1933.3% |
| MET | METLIFE INC COMstock | $322,000 | +11.4% | 7,250 | 0.0% | 0.15% | +4.3% | |
| REGN | New | REGENERONPHARMACEUTICALS INCstock | $322,000 | – | 800 | +100.0% | 0.15% | – |
| SCTY | New | SOLARCITY CORP COMstock | $320,000 | – | 16,373 | +100.0% | 0.14% | – |
| KO | COCA COLA COMPANYstock | $318,000 | -6.7% | 7,522 | 0.0% | 0.14% | -13.3% | |
| HCP | HCP INC COMstock | $304,000 | +7.4% | 8,000 | 0.0% | 0.14% | +0.7% | |
| KOPN | Buy | KOPIN CORP COMstock | $300,000 | +14.1% | 137,551 | +16.1% | 0.14% | +6.2% |
| CL | COLGATE PALMOLIVE COCOMstock | $297,000 | +1.0% | 4,011 | 0.0% | 0.14% | -5.6% | |
| APIC | APIGEE CORPCOM STKstock | $296,000 | +42.3% | 17,000 | 0.0% | 0.13% | +32.7% | |
| GK | New | G & K SVCS INC CL Astock | $286,000 | – | 3,000 | +100.0% | 0.13% | – |
| NS | New | NUSTAR ENERGY LPUNIT COMstock | $279,000 | – | 5,630 | +100.0% | 0.13% | – |
| NEWM | Buy | NEW MEDIA INVT GROUPINC COMstock | $273,000 | +184.4% | 17,600 | +232.1% | 0.12% | +163.8% |
| IR | Sell | INGERSOLL RAND PLCSHSISIN#IE00B6330302stock | $272,000 | -5.2% | 4,000 | -11.1% | 0.12% | -10.8% |
| ESBA | EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ESstock | $269,000 | +9.8% | 12,904 | 0.0% | 0.12% | +2.5% | |
| NRC | NATIONAL RESH CORPCL Astock | $264,000 | +18.9% | 16,200 | 0.0% | 0.12% | +11.1% | |
| PG | PROCTER & GAMBLE COCOMstock | $261,000 | +5.7% | 2,913 | 0.0% | 0.12% | -0.8% | |
| PRGX | PRGX GLOBAL INTLCOM NEWstock | $261,000 | -9.7% | 55,395 | 0.0% | 0.12% | -15.0% | |
| AAPL | APPLE INC COMstock | $261,000 | +18.1% | 2,310 | 0.0% | 0.12% | +11.2% | |
| BVX | Buy | BOVIE MED CORP COMstock | $256,000 | +1606.7% | 49,100 | +439.6% | 0.12% | +1557.1% |
| SRPT | New | SAREPTA THERAPEUTICSINC COMstock | $246,000 | – | 4,000 | +100.0% | 0.11% | – |
| TLLP | New | TESORO LOGISTICS LPCOM UNIT LTDPARTNERSHIP INTstock | $242,000 | – | 5,000 | +100.0% | 0.11% | – |
| AIXNY | Sell | AIXTRON SESPONSORED ADR REPSTGORD SHSISIN#US0096061041stock | $229,000 | -3.0% | 37,763 | -2.6% | 0.10% | -9.6% |
| MTSI | Sell | MACOM TECHNOLOGYSOLUTIONS HLDGS INCCOMstock | $227,000 | +16.4% | 5,360 | -9.4% | 0.10% | +8.4% |
| INVN | Sell | INVENSENSE INC COMstock | $219,000 | +9.0% | 29,470 | -10.2% | 0.10% | +1.0% |
| TXN | TEXAS INSTRUMENTSINCstock | $211,000 | +11.6% | 3,012 | 0.0% | 0.10% | +4.3% | |
| CELG | CELGENE CORPstock | $209,000 | +6.1% | 2,000 | 0.0% | 0.10% | -1.0% | |
| WES | New | WESTERN GAS PARTNERSLP COM UNIT REPSTGLTD PARTNER INTstock | $193,000 | – | 3,500 | +100.0% | 0.09% | – |
| PAA | New | PLAINS ALL AMERICANPIPELINE L P UNITLTD PARTNERSHIP INTstock | $194,000 | – | 6,185 | +100.0% | 0.09% | – |
| DVMT | New | DELL TECHNOLOGIESINC CL Vstock | $189,000 | – | 3,950 | +100.0% | 0.09% | – |
| GIS | GENERAL MILLS INCCOMstock | $179,000 | -10.5% | 2,800 | 0.0% | 0.08% | -16.5% | |
| FALC | FALCONSTOR SOFTWAREINC COMstock | $177,000 | -1.1% | 170,163 | 0.0% | 0.08% | -8.0% | |
| DE | DEERE & COstock | $172,000 | +5.5% | 2,011 | 0.0% | 0.08% | -1.3% | |
| EVER | New | EVERBANK FINL CORPCOMstock | $170,000 | – | 8,800 | +100.0% | 0.08% | – |
| STX | SEAGATE TECHNOLOGYPLC SHSISIN#IE00B58JVZ52stock | $166,000 | +58.1% | 4,300 | 0.0% | 0.08% | +47.1% | |
| PGND | New | PRESS GANEY HLDGSINC COMISIN#US74113L1026stock | $166,000 | – | 4,100 | +100.0% | 0.08% | – |
| MDLZ | MONDELEZ INTL INC CLAstock | $154,000 | -3.1% | 3,500 | 0.0% | 0.07% | -9.1% | |
| BX | BLACKSTONE GROUP L PCOM UNIT REPSTG LTDstock | $153,000 | +4.1% | 6,000 | 0.0% | 0.07% | -2.8% | |
| D | DOMINION RES INC VACOMstock | $149,000 | -4.5% | 2,000 | 0.0% | 0.07% | -10.5% | |
| YHOO | YAHOO INC COMstock | $145,000 | +15.1% | 3,356 | 0.0% | 0.07% | +8.2% | |
| NVO | NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIPstock | $143,000 | -23.1% | 3,450 | 0.0% | 0.06% | -27.8% | |
| PAYX | PAYCHEX INC COMstock | $139,000 | -2.8% | 2,400 | 0.0% | 0.06% | -8.7% | |
| PM | PHILIP MORRIS INTLINC COMstock | $136,000 | -4.2% | 1,400 | 0.0% | 0.06% | -10.1% | |
| BRT | BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock | $128,000 | +11.3% | 16,025 | 0.0% | 0.06% | +3.6% | |
| GIG | Buy | GIGPEAK INCCOMstock | $126,000 | +100.0% | 53,800 | +68.1% | 0.06% | +83.9% |
| FORM | FORMFACTOR INC COMstock | $124,000 | +20.4% | 11,457 | 0.0% | 0.06% | +12.0% | |
| DRRX | Buy | DURECT CORP COMstock | $121,000 | +16.3% | 87,128 | +2.1% | 0.06% | +7.8% |
| KMB | KIMBERLY CLARK CORPCOMstock | $114,000 | -8.1% | 900 | 0.0% | 0.05% | -13.3% | |
| DATA | New | TABLEAU SOFTWARE INCCL Astock | $111,000 | – | 2,000 | +100.0% | 0.05% | – |
| PEP | PEPSICO INC COMstock | $110,000 | +2.8% | 1,011 | 0.0% | 0.05% | -3.8% | |
| MO | ALTRIA GROUP INC COMstock | $107,000 | -8.5% | 1,700 | 0.0% | 0.05% | -14.0% | |
| GOOG | ALPHABET INC CAP STKCL Cstock | $109,000 | +12.4% | 140 | 0.0% | 0.05% | +4.3% | |
| ONVI | ONVIA INC COMstock | $108,000 | +25.6% | 22,192 | 0.0% | 0.05% | +16.7% | |
| NOC | NORTHROP GRUMMANCORP COMstock | $96,000 | -4.0% | 450 | 0.0% | 0.04% | -10.2% | |
| LMT | LOCKHEED MARTIN CORPCOMstock | $96,000 | -3.0% | 400 | 0.0% | 0.04% | -8.3% | |
| SMSI | New | SMITH MICRO SOFTWAREINC COM NEWstock | $98,000 | – | 48,456 | +100.0% | 0.04% | – |
| VTTI | New | VTTI ENERGY PARTNERSLP COM UNIT REPSTGLTD PARTNER INTISIN#MHY9384M1012stock | $95,000 | – | 5,000 | +100.0% | 0.04% | – |
| VTAE | New | VITAEPHARMACEUTICALS INCCOMstock | $88,000 | – | 4,200 | +100.0% | 0.04% | – |
| VRTX | VERTEXPHARMACEUTICALS INCCOMstock | $87,000 | +1.2% | 1,000 | 0.0% | 0.04% | -4.8% | |
| WMT | WAL MART STORES INCCOMstock | $86,000 | -1.1% | 1,190 | 0.0% | 0.04% | -7.1% | |
| GSK | GLAXOSMITHKLINE PLCSPONS ADRstock | $86,000 | -1.1% | 2,000 | 0.0% | 0.04% | -7.1% | |
| SRE | SEMPRA ENERGY COMstock | $86,000 | -5.5% | 800 | 0.0% | 0.04% | -11.4% | |
| NSAM | NORTHSTAR ASSET MGMTGROUP INC COMstock | $84,000 | +27.3% | 6,500 | 0.0% | 0.04% | +18.8% | |
| NNN | NATIONAL RETAILPPTYS INC COMISIN#US6374171063stock | $76,000 | -2.6% | 1,500 | 0.0% | 0.04% | -7.9% | |
| UL | UNILEVER PLCSPON ADR NEWISIN#US9047677045stock | $78,000 | -1.3% | 1,645 | 0.0% | 0.04% | -7.9% | |
| MCD | MCDONALDS CORPstock | $74,000 | -3.9% | 640 | 0.0% | 0.03% | -8.1% | |
| EMR | EMERSON ELEC CO COMstock | $71,000 | +4.4% | 1,300 | 0.0% | 0.03% | -3.0% | |
| UNH | UNITEDHEALTH GROUPINC COMstock | $70,000 | -1.4% | 502 | 0.0% | 0.03% | -5.9% | |
| SYY | SYSCO CORP COMstock | $69,000 | -2.8% | 1,400 | 0.0% | 0.03% | -8.8% | |
| ALLE | ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74stock | $69,000 | 0.0% | 999 | 0.0% | 0.03% | -8.8% | |
| GLP | New | GLOBAL PARTNERS LPCOM UNIT REPSTG LTDPARTNER INTstock | $67,000 | – | 4,150 | +100.0% | 0.03% | – |
| DD | DU PONT E I DENEMOURS & CO COMstock | $67,000 | +3.1% | 1,000 | 0.0% | 0.03% | -6.2% | |
| SLB | SCHLUMBERGER LTD COMISIN#AN8068571086stock | $66,000 | 0.0% | 836 | 0.0% | 0.03% | -6.2% | |
| LEN | LENNAR CORP CL Astock | $64,000 | -7.2% | 1,500 | 0.0% | 0.03% | -14.7% | |
| FB | FACEBOOK INC CL Astock | $64,000 | +12.3% | 500 | 0.0% | 0.03% | +3.6% | |
| INTC | INTEL CORP COMstock | $61,000 | +15.1% | 1,628 | 0.0% | 0.03% | +7.7% | |
| DCP | DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock | $57,000 | +3.6% | 1,600 | 0.0% | 0.03% | -3.7% | |
| BJRI | BJS RESTAURANTS INCCOMstock | $55,000 | -19.1% | 1,560 | 0.0% | 0.02% | -24.2% | |
| HP | HELMERICH & PAYNEINC COMstock | $54,000 | 0.0% | 800 | 0.0% | 0.02% | -3.8% | |
| NFX | Sell | NEWFIELD EXPL COCOMMONstock | $56,000 | -36.4% | 1,300 | -35.0% | 0.02% | -41.9% |
| CAT | CATERPILLAR INC COMstock | $53,000 | +17.8% | 600 | 0.0% | 0.02% | +9.1% | |
| DEPO | New | DEPOMED INC COMstock | $50,000 | – | 2,000 | +100.0% | 0.02% | – |
| DVN | Buy | DEVON ENERGY CORPNEW COMstock | $51,000 | +218.8% | 1,150 | +155.6% | 0.02% | +187.5% |
| OASPQ | Sell | OASIS PETE INC NEWCOMstock | $50,000 | +8.7% | 4,400 | -10.2% | 0.02% | +4.5% |
| VOD | VODAFONE GROUP PLCNEW SPONSORED ADRNO PARstock | $48,000 | -5.9% | 1,636 | 0.0% | 0.02% | -12.0% | |
| GPS | Buy | GAP INC COMstock | $49,000 | +122.7% | 2,197 | +115.0% | 0.02% | +100.0% |
| BMO | BANK OF MONTREALstock | $49,000 | +2.1% | 753 | 0.0% | 0.02% | -4.3% | |
| ALKS | ALKERMES PLCSHSstock | $47,000 | +9.3% | 1,000 | 0.0% | 0.02% | 0.0% | |
| SYNC | New | SYNACOR INC COMstock | $46,000 | – | 15,800 | +100.0% | 0.02% | – |
| NRF | NORTHSTAR RLTY FINCORP COM PAR$stock | $43,000 | +16.2% | 3,250 | 0.0% | 0.02% | +11.1% | |
| SYT | SYNGENTA AGSPON ADRISIN#US87160A1007stock | $44,000 | +15.8% | 500 | 0.0% | 0.02% | +11.1% | |
| PSGLQ | Buy | PERFORMANCE SPORTSGROUP LTDCOMISIN#CA71377G1000stock | $43,000 | +72.0% | 10,600 | +26.2% | 0.02% | +66.7% |
| PYPL | PAYPAL HLDGS INC COMstock | $42,000 | +13.5% | 1,015 | 0.0% | 0.02% | +5.6% | |
| TICC | TICC CAP CORP COMstock | $42,000 | +10.5% | 7,200 | 0.0% | 0.02% | +5.6% | |
| OXY | OCCIDENTAL PETE CORPCOMstock | $40,000 | -4.8% | 550 | 0.0% | 0.02% | -10.0% | |
| SNY | SANOFISPONS ADRISIN#US80105N1054stock | $38,000 | -9.5% | 1,000 | 0.0% | 0.02% | -15.0% | |
| VTR | VENTAS INC COMstock | $35,000 | -2.8% | 500 | 0.0% | 0.02% | -5.9% | |
| EBAY | EBAY INC COMstock | $34,000 | +41.7% | 1,019 | 0.0% | 0.02% | +25.0% | |
| GOOGL | ALPHABET INC CAP STKCL Astock | $32,000 | +14.3% | 40 | 0.0% | 0.02% | +7.1% | |
| PPG | PPG INDUSTRIES INCstock | $30,000 | 0.0% | 292 | 0.0% | 0.01% | -6.7% | |
| WMB | WILLIAMS COS INC COMstock | $31,000 | +40.9% | 1,000 | 0.0% | 0.01% | +27.3% | |
| HBI | Sell | HANESBRANDS INC COMstock | $30,000 | -40.0% | 1,200 | -40.0% | 0.01% | -41.7% |
| APA | APACHE CORP COMstock | $29,000 | +16.0% | 450 | 0.0% | 0.01% | +8.3% | |
| EOG | EOG RES INCCOMstock | $29,000 | +16.0% | 300 | 0.0% | 0.01% | +8.3% | |
| GLW | CORNING INC COMstock | $27,000 | +12.5% | 1,150 | 0.0% | 0.01% | 0.0% | |
| AEM | AGNICO EAGLE MINESLTD COMstock | $27,000 | 0.0% | 500 | 0.0% | 0.01% | -7.7% | |
| APO | APOLLO GLOBAL MGMTLLC CL A SHSstock | $27,000 | +17.4% | 1,500 | 0.0% | 0.01% | +9.1% | |
| SNECQ | Sell | SANCHEZ ENERGY CORPCOMstock | $26,000 | +4.0% | 2,900 | -19.4% | 0.01% | 0.0% |
| MRK | MERCK & CO INC NEWCOMstock | $25,000 | +8.7% | 400 | 0.0% | 0.01% | 0.0% | |
| TRGP | TARGA RES CORP COMstock | $21,000 | +16.7% | 434 | 0.0% | 0.01% | +11.1% | |
| BABA | ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027stock | $21,000 | +31.2% | 200 | 0.0% | 0.01% | +25.0% | |
| EXG | New | EATON VANCE TAXMANAGED GLOBALDIVERSIFIED INCOMEFD COMstock | $23,000 | – | 2,700 | +100.0% | 0.01% | – |
| NFLX | NETFLIX INC COMstock | $20,000 | +11.1% | 200 | 0.0% | 0.01% | 0.0% | |
| GLD | SPDR GOLD TR GOLDSHSstock | $20,000 | 0.0% | 160 | 0.0% | 0.01% | -10.0% | |
| HSBCPRA | HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010stock | $20,000 | 0.0% | 775 | 0.0% | 0.01% | -10.0% | |
| ZIOP | ZIOPHARM ONCOLOGYINC COMstock | $18,000 | 0.0% | 3,200 | 0.0% | 0.01% | -11.1% | |
| ORCL | ORACLE CORP COMstock | $15,000 | -6.2% | 394 | 0.0% | 0.01% | -12.5% | |
| DRI | DARDEN RESTAURANTSINC COMstock | $15,000 | -6.2% | 250 | 0.0% | 0.01% | -12.5% | |
| DPZ | DOMINOS PIZZA INCCOMstock | $15,000 | +15.4% | 100 | 0.0% | 0.01% | +16.7% | |
| AXP | AMERICAN EXPRESSCOMPANYstock | $13,000 | +8.3% | 200 | 0.0% | 0.01% | 0.0% | |
| SHPG | Buy | SHIRE PLCSPONS ADRISIN#US82481R1068stock | $14,000 | +7.7% | 74 | +1.4% | 0.01% | 0.0% |
| NRE | NORTHSTAR RLTYEUROPE CORP COMstock | $12,000 | +20.0% | 1,083 | 0.0% | 0.01% | 0.0% | |
| ALE | ALLETE INC COM NEWstock | $10,000 | -9.1% | 166 | 0.0% | 0.01% | 0.0% | |
| CBZ | CBIZ INC COMstock | $11,000 | +10.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CMPR | CIMPRESS N VSHS EUROISIN#NL0009272269stock | $10,000 | +11.1% | 100 | 0.0% | 0.01% | +25.0% | |
| NLS | NAUTILUS INC COMstock | $11,000 | +22.2% | 500 | 0.0% | 0.01% | +25.0% | |
| AA | ALCOA INC COMstock | $10,000 | +11.1% | 1,000 | 0.0% | 0.01% | +25.0% | |
| BAC | BANK AMER CORP COMstock | $12,000 | +20.0% | 761 | 0.0% | 0.01% | 0.0% | |
| RATE | Sell | BANKRATE INC DEL COMstock | $8,000 | -98.3% | 1,000 | -98.4% | 0.00% | -98.3% |
| New | PUT 100 DEUTSCHEBANK AG NAMEN AKTISIN#DE0005140008EXP [email protected] ROOT= DB | $8,000 | – | 100 | +100.0% | 0.00% | – | |
| KRNT | New | KORNIT-DIGITAL LTDSHSISIN#IL0011216723stock | $8,000 | – | 800 | +100.0% | 0.00% | – |
| CIE | Sell | COBALT INTL ENERGYINC COMstock | $8,000 | -20.0% | 6,700 | -6.9% | 0.00% | -20.0% |
| AEG | AEGON N VORD AMER REGstock | $6,000 | 0.0% | 1,465 | 0.0% | 0.00% | 0.0% | |
| AAVVF | ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018stock | $7,000 | +16.7% | 1,000 | 0.0% | 0.00% | 0.0% | |
| Sell | PUT 100 ISHARES TRRUSSELL 2000 ETFEXP [email protected] ROOT= IWM | $4,000 | -87.5% | 25 | -77.3% | 0.00% | -87.5% | |
| NEBLQ | NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26stock | $5,000 | -28.6% | 800 | 0.0% | 0.00% | -33.3% | |
| HPE | HEWLETT PACKARDENTERPRISE CO COMstock | $5,000 | +25.0% | 200 | 0.0% | 0.00% | 0.0% | |
| REXX | Sell | REX ENERGY CORP COMstock | $4,000 | -20.0% | 6,700 | -6.9% | 0.00% | 0.0% |
| CC | CHEMOURS COCOMstock | $3,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| HPQ | HP INC COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| PRKR | PARKERVISION INC COMNEWstock | $3,000 | +50.0% | 600 | 0.0% | 0.00% | 0.0% | |
| FTR | FRONTIERCOMMUNICATIONS CORPCOMstock | $2,000 | 0.0% | 439 | 0.0% | 0.00% | 0.0% | |
| EXPE | New | EXPEDIA INC DELCOM NEWstock | $2,000 | – | 20 | +100.0% | 0.00% | – |
| DIS | DISNEY WALT CODISNEY COMstock | $3,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
| BCEI | Sell | BONANZA CREEK ENERGYINC COMstock | $2,000 | -60.0% | 2,000 | -23.1% | 0.00% | -50.0% |
| WBA | WALGREENS BOOTSALLIANCE INC COMstock | $2,000 | 0.0% | 23 | 0.0% | 0.00% | 0.0% | |
| DTRM | DETERMINE INC COMstock | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| UTX | UNITED TECHNOLOGIESCORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC COMPARstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| UBSI | UNITED BANKSHARESINC W VA COMstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| EVV | EATON VANCE LTDDURATION INCOME FDCOMstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| AEO | AMERICAN EAGLEOUTFITTERS INC NEWCOMstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| XLU | Buy | SELECT SECTOR SPDRTR UTILSstock | $1,000 | 0.0% | 23 | +4.5% | 0.00% | – |
| ECA | ENCANA CORP COMSHSISIN#CA2925051047stock | $0 | – | 4 | 0.0% | 0.00% | – | |
| ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
| FICO | FAIR ISAACCORPORATION COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| FAST | FASTENAL COstock | $0 | – | 6 | 0.0% | 0.00% | – | |
| F | Buy | FORD MOTOR CO DELCOM PARstock | $1,000 | 0.0% | 52 | +2.0% | 0.00% | – |
| FCPT | FOUR CORNERS PPTY TRINC COMstock | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| LBTYK | LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock | $0 | – | 2 | 0.0% | 0.00% | – | |
| JNPR | JUNIPER NETWORKS INCCOMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| MDT | MEDTRONIC PLCSHSISIN#IE00BTN1Y115stock | $0 | – | 1 | 0.0% | 0.00% | – | |
| KKR | KKR & CO L P DELCOM UNITSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORPSPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| KND | KINDRED HEALTHCAREINC COMstock | $0 | – | 7 | 0.0% | 0.00% | – | |
| LH | LABORATORY CORP AMERHLDGS COM NEWstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| ADMP | ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089stock | $0 | – | 6 | 0.0% | 0.00% | – | |
| NATL | Exit | NATIONAL INTERSTATECORP COMstock | $0 | – | 0 | +100.0% | 0.00% | – |
| CRCQQ | CALIFORNIA RES CORPCOM NEWstock | $0 | – | 26 | 0.0% | 0.00% | – | |
| VRX | VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| UNP | UNION PAC CORP COMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCCOMISIN#CA15135U1093stock | $0 | – | 4 | 0.0% | 0.00% | – | |
| LOW | LOWES COS INC COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| CSCO | Buy | CISCO SYSTEMS INCstock | $1,000 | 0.0% | 39 | +2.6% | 0.00% | – |
| TGT | TARGET CORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| AMAT | APPLIED MATERIALSINCstock | $0 | – | 12 | 0.0% | 0.00% | – | |
| ARI | New | APOLLO COML REALESTATE FIN INC COMstock | $0 | – | 13 | +100.0% | 0.00% | – |
| LLY | Buy | LILLY ELI & CO COMstock | $0 | – | 6 | +20.0% | 0.00% | – |
| WFC | WELLS FARGO & CONEW COMstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX | $0 | – | 5 | 0.0% | 0.00% | – | ||
| WRK | WESTROCK COCOM SHSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| RRD | DONNELLEY R R & SONSR/S EFF 10/03/16 1OLD / .3333334 CU257867200 DONNELLEYR R & SONSstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDGS INCCOMstock | $0 | – | 9 | 0.0% | 0.00% | – | |
| LEE | Exit | LEE ENTERPRISES INCstock | $0 | – | -5,000 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA MTRS INCCOMstock | $0 | – | -50 | -100.0% | -0.01% | – |
| G | Exit | GENPACT LTDSHSISIN#BMG3922B1072stock | $0 | – | -500 | -100.0% | -0.01% | – |
| RBSPRRCL | Exit | ROYAL BK SCOTLANDGROUP PLC ADR REGSTGUSD PFD SER R CPN6.125% FREQ QRTLYPERP MTY CALL@20stock | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ABT | Exit | ABBOTT LABS COMstock | $0 | – | -1,316 | -100.0% | -0.02% | – |
| SMSI | Exit | SMITH MICRO SOFTWAREINC COMstock | $0 | – | -182,331 | -100.0% | -0.05% | – |
| PLCM | Exit | POLYCOM INC COMstock | $0 | – | -10,689 | -100.0% | -0.06% | – |
| FNFG | Exit | FIRST NIAGARA FINLGROUP INC NEW COMstock | $0 | – | -19,123 | -100.0% | -0.09% | – |
| AVNU | Exit | AVENUE FINL HLDGSCASH/STK MGR EFF7/1/16 1 OLD/.36 CU72346Q104 PINNACLEFINCL PARTNERS PLUS2 USDstock | $0 | – | -11,112 | -100.0% | -0.11% | – |
| STR | Exit | QUESTAR CORP COMstock | $0 | – | -10,000 | -100.0% | -0.12% | – |
| AMTG | Exit | APOLLO RESIDENTIALMTG INC COMstock | $0 | – | -30,005 | -100.0% | -0.20% | – |
| HTWR | Exit | HEARTWARE INTL INCCOMstock | $0 | – | -9,000 | -100.0% | -0.25% | – |
| DWA | Exit | DREAMWORKS ANIMATIONSKG INC CL Astock | $0 | – | -14,000 | -100.0% | -0.28% | – |
| QLIK | Exit | QLIK TECHNOLOGIESINC COMstock | $0 | – | -24,800 | -100.0% | -0.36% | – |
| AXLL | Exit | AXIALL CORP COMstock | $0 | – | -24,000 | -100.0% | -0.38% | – |
| DRII | Exit | DIAMOND RESORTS INTLINC COMstock | $0 | – | -30,000 | -100.0% | -0.44% | – |
| EMC | Exit | EMC CORP COMstock | $0 | – | -35,500 | -100.0% | -0.47% | – |
| ZIXI | Exit | ZIX CORP COMstock | $0 | – | -482,200 | -100.0% | -0.88% | – |
| DEA | Exit | EASTERLY GOVT PPTYSINC COMstock | $0 | – | -141,500 | -100.0% | -1.36% | – |
| SQI | Exit | SCIQUEST INC NEW COMstock | $0 | – | -187,900 | -100.0% | -1.61% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.