Cowen Prime Services LLC - Q1 2016 holdings

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$216 Million is the total value of Cowen Prime Services LLC's 251 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 43.2% .

All

			Value		Shares		↓ Weighting
DMRC	Sell	DIGIMARC CORP NEWCOMstock	$19,106,000	-29.1%	630,561	-14.6%	8.86%	-25.5%
PDFS	Buy	PDF SOLUTIONS INCCOMstock	$19,060,000	+24.8%	1,424,540	+1.1%	8.84%	+31.1%
REIS	Buy	REIS INCCOMstock	$13,906,000	+1.3%	590,500	+2.0%	6.45%	+6.4%
NEO	Buy	NEOGENOMICS INCCOM NEWstock	$9,986,000	+7.7%	1,481,626	+25.8%	4.63%	+13.2%
WIFI	Sell	BOINGO WIRELESS INCCOMstock	$9,018,000	-8.0%	1,168,100	-21.1%	4.18%	-3.3%
LIOX	Sell	LIONBRIDGETECHNOLOGIES INCCOMstock	$7,737,000	-20.9%	1,529,035	-23.3%	3.59%	-16.9%
IMI	Buy	INTERMOLECULAR INCCOMstock	$7,660,000	+32.1%	3,027,800	+21.2%	3.55%	+38.8%
TEVA	Buy	TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098stock	$7,360,000	-18.2%	137,539	+0.3%	3.41%	-14.1%
ARIS	Buy	ARI NETWORK SVCS INCCOM NEWstock	$6,351,000	+12.1%	1,446,800	+14.9%	2.94%	+17.8%
SHOR	Buy	SHORETEL INC COMstock	$6,336,000	+17.7%	851,600	+40.0%	2.94%	+23.7%
PFE	Sell	PFIZER INC COMstock	$5,176,000	-19.8%	174,629	-12.6%	2.40%	-15.7%
LMNX	Buy	LUMINEX CORP DEL COMstock	$4,905,000	-8.5%	252,845	+0.8%	2.27%	-3.9%
DOW	Sell	DOW CHEM CO COMstock	$4,379,000	-10.2%	86,100	-9.1%	2.03%	-5.6%
DEA	Sell	EASTERLY GOVT PPTYSINC COMstock	$4,336,000	+4.5%	234,100	-3.1%	2.01%	+9.8%
CCI	Sell	CROWN CASTLE INTLCORP NEW COMstock	$3,806,000	-3.9%	44,000	-3.9%	1.76%	+1.0%
GE	Buy	GENERAL ELECTRIC COCOMstock	$3,734,000	+106.4%	117,470	+102.3%	1.73%	+116.9%
ABBV	Sell	ABBVIE INC COMstock	$3,514,000	-5.2%	61,515	-1.7%	1.63%	-0.4%
EXC	Buy	EXELON CORP COMstock	$3,410,000	+31.1%	95,100	+1.5%	1.58%	+37.7%
KHC	Sell	KRAFT HEINZ COCOM STKstock	$3,135,000	-35.5%	39,900	-40.2%	1.45%	-32.2%
ZIXI	Buy	ZIX CORP COMstock	$2,940,000	+41.5%	748,100	+82.9%	1.36%	+48.6%
RATE	Sell	BANKRATE INC DEL COMstock	$2,712,000	-51.4%	295,800	-29.6%	1.26%	-49.0%
YUM	Buy	YUM BRANDS INCCOMstock	$2,648,000	+50.1%	32,350	+34.0%	1.23%	+57.8%
SQI	Sell	SCIQUEST INC NEW COMstock	$2,621,000	-21.5%	188,800	-26.6%	1.22%	-17.5%
BRKB	Buy	BERKSHIRE HATHAWAYINC DEL CL B NEWstock	$2,462,000	+8.1%	17,354	+0.6%	1.14%	+13.6%
CVS	Buy	CVS HEALTH CORPCOMstock	$2,432,000	+1140.8%	23,450	+1072.5%	1.13%	+1211.6%
PTC	Buy	PTC INC COMstock	$2,137,000	-2.0%	64,450	+2.4%	0.99%	+3.0%
TACT	Sell	TRANSACTTECHNOLOGIES INC COMstock	$1,959,000	-34.2%	240,603	-30.6%	0.91%	-30.8%
DUK	Buy	DUKE ENERGY CORP NEWCOM NEWstock	$1,581,000	+263.4%	19,600	+221.3%	0.73%	+281.8%
CEVA	Buy	CEVA INC COMstock	$1,518,000	-3.5%	67,453	+0.1%	0.70%	+1.4%
AEP	Sell	AMERICAN ELECTRICPOWER COstock	$1,504,000	-3.5%	22,650	-15.3%	0.70%	+1.3%
JNJ	Sell	JOHNSON & JOHNSONCOMstock	$1,460,000	+5.0%	13,498	-0.2%	0.68%	+10.4%
SNMX	Sell	SENOMYX INC COMstock	$1,411,000	-61.0%	542,786	-43.5%	0.65%	-59.1%
DDD	Buy	3D SYS CORP DEL COMNEWstock	$1,364,000	+106.0%	88,192	+15.7%	0.63%	+116.4%
ADT	New	ADT CORP COMstock	$1,279,000	–	31,000	+100.0%	0.59%	–
EGOV		NIC INC COMstock	$1,264,000	-8.4%	70,100	0.0%	0.59%	-3.8%
ALR	New	ALERE INC COMstock	$1,215,000	–	24,000	+100.0%	0.56%	–
AGN	Buy	ALLERGAN PLCCOM SHSISIN#IE00BY9D5467stock	$1,182,000	-14.2%	4,411	+0.1%	0.55%	-9.9%
SONS	Buy	SONUS NETWORKS INCCOM NEWstock	$1,150,000	+8.2%	152,731	+2.4%	0.53%	+13.6%
POWR	New	POWERSECURE INTL INCCOMstock	$1,121,000	–	60,000	+100.0%	0.52%	–
WY	New	WEYERHAEUSER COstock	$1,110,000	–	35,826	+100.0%	0.52%	–
MMM	New	3M CO COMstock	$1,108,000	–	6,650	+100.0%	0.51%	–
IM	New	INGRAM MICRO INCCL Astock	$1,077,000	–	30,000	+100.0%	0.50%	–
ADI		ANALOG DEVICES INCCOMstock	$1,037,000	+7.0%	17,524	0.0%	0.48%	+12.4%
CAM	Sell	CAMERON INTL CORPCOMstock	$1,031,000	+2.4%	15,371	-3.5%	0.48%	+7.7%
JAH		JARDEN CORPCOMstock	$958,000	+3.2%	16,251	0.0%	0.44%	+8.3%
BXLT	New	BAXALTA INCCOMstock	$950,000	–	23,513	+100.0%	0.44%	–
EMC		EMC CORP COMstock	$946,000	+3.7%	35,500	0.0%	0.44%	+9.2%
FGL	Buy	FIDELITY & GTY LIFECOMstock	$922,000	+57.9%	35,119	+52.7%	0.43%	+65.9%
T		AT&T INC COMstock	$872,000	+13.8%	22,269	0.0%	0.40%	+19.5%
VAL	New	VALSPAR CORPstock	$851,000	–	7,950	+100.0%	0.40%	–
ARG		AIRGAS INCstock	$850,000	+2.4%	6,000	0.0%	0.39%	+7.7%
CVC	Buy	CABLEVISION SYS CORP(NEW) NY GROUP CL ACOMstock	$842,000	+5.5%	25,500	+2.0%	0.39%	+10.8%
GDX	Buy	MARKET VECTORS ETFTR GOLD MINERS ETFFDstock	$815,000	+2228.6%	40,815	+1522.9%	0.38%	+2420.0%
EHTH	Buy	EHEALTH INC COMstock	$751,000	+4906.7%	80,000	+5233.3%	0.35%	+4871.4%
EXAR	Buy	EXAR CORP COMstock	$719,000	-5.4%	125,030	+0.9%	0.33%	-0.6%
DTSI	Buy	DTS INC COMstock	$719,000	-2.8%	32,991	+0.6%	0.33%	+1.8%
CPGX	New	COLUMBIA PIPELINEGROUP INC COMstock	$678,000	–	27,000	+100.0%	0.31%	–
JPM		JP MORGAN CHASE &CO COMISIN#US46625H1005stock	$597,000	-10.2%	10,074	0.0%	0.28%	-5.5%
SYT	Buy	SYNGENTA AGSPON ADRISIN#US87160A1007stock	$580,000	+1387.2%	7,000	+1300.0%	0.27%	+1482.4%
TFM	New	FRESH MKT INC COMstock	$571,000	–	20,000	+100.0%	0.26%	–
MEG	New	MEDIA GEN INC NEWCOMstock	$571,000	–	35,039	+100.0%	0.26%	–
BMY	Sell	BRISTOL MYERS SQUIBBCO COMstock	$562,000	-9.2%	8,800	-2.2%	0.26%	-4.4%
ARAY	Buy	ACCURAY INC DEL COMstock	$557,000	-11.0%	96,450	+4.0%	0.26%	-6.5%
CLDT	Sell	CHATHAM LODGING TRCOMstock	$557,000	-16.9%	26,000	-20.5%	0.26%	-12.8%
BRCD	Sell	BROCADECOMMUNICATIONS SYSINC COM NEWstock	$546,000	+6.8%	51,650	-7.2%	0.25%	+11.9%
MSFT		MICROSOFT CORPCOMstock	$510,000	-0.6%	9,241	0.0%	0.24%	+4.4%
IBM	Buy	INTERNATIONALBUSINESS MACHS CORPCOMstock	$479,000	+13.8%	3,162	+3.3%	0.22%	+19.4%
XOM	Sell	EXXON MOBIL CORP COMstock	$469,000	-25.8%	5,610	-30.8%	0.22%	-22.2%
NVEC	Buy	NVE CORP COMNEWISIN#US6294452064stock	$464,000	+7.2%	8,207	+6.5%	0.22%	+12.6%
NEOG	Sell	NEOGEN CORP COMstock	$438,000	-13.9%	8,700	-3.3%	0.20%	-9.8%
VZ	Sell	VERIZONCOMMUNICATIONS INCCOMstock	$426,000	+7.8%	7,881	-7.7%	0.20%	+13.8%
AMTG	New	APOLLO RESIDENTIALMTG INC COMstock	$403,000	–	30,005	+100.0%	0.19%	–
PRGX	Sell	PRGX GLOBAL INTLCOM NEWstock	$401,000	+10.8%	84,995	-12.8%	0.19%	+16.2%
NEWP	New	NEWPORT CORPstock	$399,000	–	17,357	+100.0%	0.18%	–
KO	Sell	COCA COLA COMPANYstock	$349,000	+2.6%	7,522	-5.0%	0.16%	+8.0%
HLIT	Buy	HARMONIC INC COMstock	$347,000	+62.9%	106,208	+102.7%	0.16%	+71.3%
MET		METLIFE INC COMstock	$319,000	-8.9%	7,250	0.0%	0.15%	-3.9%
IR		INGERSOLL RAND PLCSHSISIN#IE00B6330302stock	$310,000	+12.3%	5,000	0.0%	0.14%	+18.0%
AIXNY	Buy	AIXTRON SESPONSORED ADR REPSTGORD SHSISIN#US0096061041stock	$287,000	+15.7%	59,150	+4.0%	0.13%	+22.0%
CL	Sell	COLGATE PALMOLIVE COCOMstock	$283,000	-14.2%	4,011	-19.1%	0.13%	-10.3%
MTSI	Sell	M/A-COM TECHNOLOGYSOLUTIONS HLDGS INCCOMstock	$268,000	-39.9%	6,118	-44.0%	0.12%	-37.1%
UPS		UNITED PARCEL SVCINC CL Bstock	$267,000	+9.9%	2,530	0.0%	0.12%	+15.9%
HCP		HCP INC COMstock	$261,000	-14.7%	8,000	0.0%	0.12%	-10.4%
INVN	Buy	INVENSENSE INC COMstock	$256,000	-3.4%	30,500	+17.8%	0.12%	+1.7%
AAPL		APPLE INC COMstock	$252,000	+3.7%	2,310	0.0%	0.12%	+9.3%
NRC		NATIONAL RESH CORPCL Astock	$252,000	-3.1%	16,200	0.0%	0.12%	+1.7%
STR	New	QUESTAR CORP COMstock	$248,000	–	10,000	+100.0%	0.12%	–
PG		PROCTER & GAMBLE COCOMstock	$240,000	+3.9%	2,913	0.0%	0.11%	+8.8%
FALC	Buy	FALCONSTOR SOFTWAREINC COMstock	$228,000	-26.7%	170,163	+2.7%	0.11%	-22.6%
ESBA		EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ESstock	$226,000	-3.0%	12,904	0.0%	0.10%	+1.9%
TEX	New	TEREX CORP NEW.01 PVstock	$224,000	–	9,000	+100.0%	0.10%	–
AVNU	New	AVENUE FINL HLDGSINC COMstock	$215,000	–	11,112	+100.0%	0.10%	–
BLOX	New	INFOBLOX INC COMstock	$210,000	–	12,300	+100.0%	0.10%	–
CELG		CELGENE CORPstock	$200,000	-16.7%	2,000	0.0%	0.09%	-12.3%
NVO	Sell	NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIPstock	$187,000	-9.2%	3,450	-2.8%	0.09%	-4.4%
EPD	Buy	ENTERPRISE PRODSPARTNERS L P COMUNITstock	$187,000	+356.1%	7,600	+375.0%	0.09%	+383.3%
DE	Sell	DEERE & COstock	$186,000	-2.6%	2,411	-4.0%	0.09%	+2.4%
FNFG		FIRST NIAGARA FINLGROUP INC NEW COMstock	$185,000	-10.6%	19,123	0.0%	0.09%	-5.5%
KOPN	Buy	KOPIN CORP COMstock	$184,000	+32.4%	110,626	+117.2%	0.08%	+39.3%
GIS		GENERAL MILLS INCCOMstock	$177,000	+9.9%	2,800	0.0%	0.08%	+15.5%
AFFX	New	AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHAREstock	$172,000	–	12,300	+100.0%	0.08%	–
TXN		TEXAS INSTRUMENTSINCstock	$173,000	+4.8%	3,012	0.0%	0.08%	+9.6%
MCD		MCDONALDS CORPstock	$168,000	+6.3%	1,340	0.0%	0.08%	+11.4%
VRTX		VERTEXPHARMACEUTICALS INCCOMstock	$159,000	-36.9%	2,000	0.0%	0.07%	-33.3%
BX	New	BLACKSTONE GROUP L PCOM UNIT REPSTG LTDPARTNERSHIP INTstock	$154,000	–	5,500	+100.0%	0.07%	–
D		DOMINION RES INC VACOMstock	$150,000	+11.1%	2,000	0.0%	0.07%	+16.7%
MDLZ		MONDELEZ INTL INC CLAstock	$140,000	-10.8%	3,500	0.0%	0.06%	-5.8%
APIC	New	APIGEE CORPCOM STKstock	$138,000	–	16,600	+100.0%	0.06%	–
PM		PHILIP MORRIS INTLINC COMstock	$137,000	+11.4%	1,400	0.0%	0.06%	+18.5%
PAYX		PAYCHEX INC COMstock	$130,000	+2.4%	2,400	0.0%	0.06%	+7.1%
YHOO		YAHOO INC COMstock	$124,000	+10.7%	3,356	0.0%	0.06%	+16.3%
KMB		KIMBERLY CLARK CORPCOMstock	$121,000	+5.2%	900	0.0%	0.06%	+9.8%
DRRX	Buy	DURECT CORP COMstock	$113,000	-38.3%	83,628	+0.8%	0.05%	-35.8%
NOC	Sell	NORTHROP GRUMMANCORP COMstock	$109,000	-17.4%	550	-21.4%	0.05%	-12.1%
LMT		LOCKHEED MARTIN CORPCOMstock	$111,000	+1.8%	500	0.0%	0.05%	+6.2%
BRT		BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock	$111,000	+8.8%	16,025	0.0%	0.05%	+13.3%
SMSI	Buy	SMITH MICRO SOFTWAREINC COMstock	$108,000	-18.2%	182,331	+0.6%	0.05%	-13.8%
MO		ALTRIA GROUP INCCOMstock	$107,000	+8.1%	1,700	0.0%	0.05%	+13.6%
PEP		PEPSICO INC COMstock	$104,000	+3.0%	1,011	0.0%	0.05%	+6.7%
GOOG		ALPHABET INC CAP STKCL Cstock	$104,000	-1.9%	140	0.0%	0.05%	+2.1%
FORM	Sell	FORMFACTOR INC COMstock	$98,000	-37.2%	13,457	-22.6%	0.04%	-34.8%
NEWM		NEW MEDIA INVT GROUPINC COMstock	$88,000	-14.6%	5,300	0.0%	0.04%	-8.9%
HBI		HANESBRANDS INC COMstock	$86,000	-3.4%	3,040	0.0%	0.04%	+2.6%
GSK		GLAXOSMITHKLINE PLCSPONS ADRstock	$81,000	0.0%	2,000	0.0%	0.04%	+5.6%
SRE		SEMPRA ENERGY COMstock	$83,000	+10.7%	800	0.0%	0.04%	+15.2%
ONVI		ONVIA INC COMstock	$83,000	-5.7%	23,692	0.0%	0.04%	-2.6%
WMT		WAL MART STORES INCCOMstock	$82,000	+12.3%	1,190	0.0%	0.04%	+18.8%
NFX	Sell	NEWFIELD EXPL COCOMMONstock	$76,000	-22.4%	2,300	-23.3%	0.04%	-18.6%
NSAM		NORTHSTAR ASSET MGMTGROUP INC COMstock	$74,000	-6.3%	6,500	0.0%	0.03%	-2.9%
UL		UNILEVER PLCSPON ADR NEWISIN#US9047677045stock	$74,000	+4.2%	1,645	0.0%	0.03%	+9.7%
LEN		LENNAR CORP CL Astock	$73,000	0.0%	1,500	0.0%	0.03%	+6.2%
EMR		EMERSON ELEC CO COMstock	$71,000	+14.5%	1,300	0.0%	0.03%	+22.2%
NNN		NATIONAL RETAILPPTYS INC COMISIN#US6374171063stock	$69,000	+15.0%	1,500	0.0%	0.03%	+23.1%
SYY	Sell	SYSCO CORP COMstock	$65,000	-7.1%	1,400	-17.6%	0.03%	-3.2%
ALLE		ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74stock	$64,000	-3.0%	999	0.0%	0.03%	+3.4%
OASPQ	Sell	OASIS PETE INC NEWCOMstock	$65,000	-39.8%	8,900	-39.5%	0.03%	-37.5%
UNH		UNITEDHEALTH GROUPINC COMstock	$65,000	+10.2%	502	0.0%	0.03%	+15.4%
DD		DU PONT E I DENEMOURS & CO COMstock	$63,000	-6.0%	1,000	0.0%	0.03%	-3.3%
BTZ	New	BLACKROCK CREDITALLOCATION INCOME TRCOMstock	$63,000	–	5,000	+100.0%	0.03%	–
CAT		CATERPILLAR INC COMstock	$61,000	+13.0%	800	0.0%	0.03%	+16.7%
SU		SUNCOR ENERGY INCNEW COMISIN#CA8672241079stock	$56,000	+7.7%	2,000	0.0%	0.03%	+13.0%
FB		FACEBOOK INC CL Astock	$57,000	+9.6%	500	0.0%	0.03%	+13.0%
ABT		ABBOTT LABS COMstock	$55,000	-6.8%	1,316	0.0%	0.03%	0.0%
INTC		INTEL CORP COMstock	$53,000	-5.4%	1,627	0.0%	0.02%	0.0%
VOD	Sell	VODAFONE GROUP PLCNEW SPONSORED ADRNO PARstock	$52,000	-54.4%	1,636	-53.8%	0.02%	-52.0%
SRPT	New	SAREPTA THERAPEUTICSINC COMstock	$49,000	–	2,500	+100.0%	0.02%	–
HP		HELMERICH & PAYNEINC COMstock	$47,000	+9.3%	800	0.0%	0.02%	+15.8%
BMO		BANK OF MONTREALstock	$46,000	+9.5%	753	0.0%	0.02%	+10.5%
NTLS	New	NTELOS HLDGS CORPCOM NEWstock	$46,000	–	5,000	+100.0%	0.02%	–
NRF		NORTHSTAR RLTY FINCORP COM PAR$stock	$43,000	-21.8%	3,250	0.0%	0.02%	-16.7%
DCP		DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock	$44,000	+12.8%	1,600	0.0%	0.02%	+17.6%
SNY		SANOFISPONS ADRISIN#US80105N1054stock	$40,000	-7.0%	1,000	0.0%	0.02%	0.0%
PYPL		PAYPAL HLDGS INC COMstock	$39,000	+5.4%	1,019	0.0%	0.02%	+12.5%
OXY		OCCIDENTAL PETE CORPCOMstock	$38,000	+2.7%	550	0.0%	0.02%	+12.5%
SNECQ	Sell	SANCHEZ ENERGY CORPCOMstock	$39,000	-2.5%	7,100	-22.8%	0.02%	0.0%
LEE	New	LEE ENTERPRISES INCstock	$36,000	–	20,000	+100.0%	0.02%	–
TICC		TICC CAP CORP COMstock	$35,000	-20.5%	7,200	0.0%	0.02%	-15.8%
ALKS	Sell	ALKERMES PLCSHSstock	$34,000	-78.6%	1,000	-50.0%	0.02%	-77.1%
PPG		PPG INDUSTRIES INCstock	$33,000	+13.8%	292	0.0%	0.02%	+15.4%
GOOGL		ALPHABET INC CAP STKCL Astock	$31,000	0.0%	40	0.0%	0.01%	0.0%
VTR		VENTAS INC COMstock	$31,000	+10.7%	500	0.0%	0.01%	+16.7%
GPS		GAP INC COMstock	$30,000	+20.0%	1,022	0.0%	0.01%	+27.3%
APO	Sell	APOLLO GLOBAL MGMTLLC CL A SHSstock	$26,000	-21.2%	1,500	-31.8%	0.01%	-20.0%
BJRI	Sell	BJS RESTAURANTS INCCOMstock	$23,000	-71.6%	560	-69.9%	0.01%	-69.4%
GLW		CORNING INC COMstock	$24,000	+14.3%	1,150	0.0%	0.01%	+22.2%
EBAY		EBAY INC COMstock	$24,000	-14.3%	1,019	0.0%	0.01%	-8.3%
RBSPRRCL		ROYAL BK SCOTLANDGROUP PLC ADR REGSTGUSD PFD SER R CPN6.125% FREQ QRTLYPERP MTY CALL@20 W/30 D NOTICE 12/30/11stock	$24,000	-4.0%	1,000	0.0%	0.01%	0.0%
CIE	Buy	COBALT INTL ENERGYINC COMstock	$21,000	-32.3%	7,200	+26.3%	0.01%	-28.6%
EOG		EOG RES INCCOMstock	$22,000	+4.8%	300	0.0%	0.01%	+11.1%
MRK		MERCK & CO INC NEWCOMstock	$21,000	0.0%	400	0.0%	0.01%	+11.1%
APA		APACHE CORP COMstock	$22,000	+10.0%	450	0.0%	0.01%	+11.1%
HSBCPRA		HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010stock	$20,000	0.0%	775	0.0%	0.01%	0.0%
GLD		SPDR GOLD TR GOLDSHSstock	$19,000	+18.8%	160	0.0%	0.01%	+28.6%
NFLX		NETFLIX INC COMstock	$20,000	-13.0%	200	0.0%	0.01%	-10.0%
HBAN		HUNTINGTONBANCSHARES INCstock	$19,000	-13.6%	2,020	0.0%	0.01%	-10.0%
KMI	Sell	KINDER MORGAN INCDEL COMstock	$18,000	-98.3%	1,000	-98.6%	0.01%	-98.3%
DRI		DARDEN RESTAURANTSINC COMstock	$17,000	+6.2%	250	0.0%	0.01%	+14.3%
ORCL		ORACLE CORP COMstock	$16,000	+14.3%	394	0.0%	0.01%	+16.7%
WMB		WILLIAMS COS INC COMstock	$16,000	-38.5%	1,000	0.0%	0.01%	-36.4%
BABA		ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027stock	$16,000	0.0%	200	0.0%	0.01%	0.0%
NRE		NORTHSTAR RLTYEUROPE CORP COMstock	$13,000	0.0%	1,083	0.0%	0.01%	0.0%
LUMN	New	CENTURYLINK INC COMstock	$13,000	–	400	+100.0%	0.01%	–
TRGP	New	TARGA RES CORP COMstock	$13,000	–	434	+100.0%	0.01%	–
G	New	GENPACT LTDSHSISIN#BMG3922B1072stock	$14,000	–	500	+100.0%	0.01%	–
AXP	Sell	AMERICAN EXPRESSCOMPANYstock	$12,000	-25.0%	200	-13.0%	0.01%	-14.3%
RGR	New	STURM RUGER & CO INCstock	$14,000	–	200	+100.0%	0.01%	–
DPZ	New	DOMINOS PIZZA INCCOMstock	$13,000	–	100	+100.0%	0.01%	–
DVN		DEVON ENERGY CORPNEW COMstock	$12,000	-14.3%	450	0.0%	0.01%	0.0%
TSLA		TESLA MTRS INCCOMstock	$11,000	-8.3%	50	0.0%	0.01%	0.0%
NLS	New	NAUTILUS INC COMstock	$10,000	–	500	+100.0%	0.01%	–
CBZ		CBIZ INC COMstock	$10,000	0.0%	1,000	0.0%	0.01%	+25.0%
BAC		BANK AMER CORP COMstock	$10,000	-23.1%	761	0.0%	0.01%	-16.7%
AA	New	ALCOA INC COMstock	$10,000	–	1,000	+100.0%	0.01%	–
AAVVF	Sell	ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018stock	$8,000	-20.0%	1,500	-25.0%	0.00%	0.0%
ALE		ALLETE INC COM NEWstock	$9,000	+12.5%	166	0.0%	0.00%	0.0%
CMPR		CIMPRESS N VSHS EUROISIN#NL0009272269stock	$9,000	+12.5%	100	0.0%	0.00%	0.0%
NEBLQ		NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26stock	$8,000	0.0%	800	0.0%	0.00%	0.0%
CLR	Sell	CONTINENTAL RES INCCOMISIN#US2120151012stock	$9,000	-18.2%	300	-40.0%	0.00%	-20.0%
AEG		AEGON N VORD AMER REGstock	$8,000	0.0%	1,465	0.0%	0.00%	0.0%
REXX	Sell	REX ENERGY CORP COMstock	$6,000	-66.7%	7,200	-57.4%	0.00%	-62.5%
BCEI	Sell	BONANZA CREEK ENERGYINC COMstock	$6,000	-75.0%	3,600	-21.7%	0.00%	-72.7%
CKP	New	CHECKPOINT SYS INCstock	$4,000	–	400	+100.0%	0.00%	–
PRKR	New	PARKERVISION INC COMNEWstock	$4,000	–	1,350	+100.0%	0.00%	–
HPE		HEWLETT PACKARDENTERPRISE CO COMstock	$4,000	+33.3%	200	0.0%	0.00%	+100.0%
DIS	Buy	DISNEY WALT CODISNEY COMstock	$3,000	-25.0%	34	+3.0%	0.00%	-50.0%
WBA		WALGREENS BOOTSALLIANCE INC COMstock	$2,000	0.0%	23	0.0%	0.00%	0.0%
EXXIQ	Sell	ENERGY XXI LTDUSD UNRESTRICTED SHSISIN#BMG100821401stock	$3,000	-88.9%	5,300	-80.3%	0.00%	-91.7%
HPQ		HP INC COMstock	$2,000	0.0%	200	0.0%	0.00%	0.0%
FTR		FRONTIERCOMMUNICATIONS CORPCOMstock	$2,000	0.0%	439	0.0%	0.00%	0.0%
MDT		MEDTRONIC PLCSHSISIN#IE00BTN1Y115stock	$0	–	3	0.0%	0.00%	–
GDPMQ	Exit	GOODRICH PETE CORPCOM NEWstock	$0	–	-1,000	-100.0%	0.00%	–
PFL	Exit	PIMCO INCOMESTRATEGY FD COMstock	$0	–	0	+100.0%	0.00%	–
GDXJ		MARKET VECTORS ETFTR JR GOLD MINERSETF NEWstock	$1,000	0.0%	35	0.0%	0.00%	–
LOW		LOWES COS INC COMstock	$1,000	0.0%	16	0.0%	0.00%	–
LLY		LILLY ELI & CO COMstock	$0	–	5	0.0%	0.00%	–
LF		LEAPFROG ENTERPRISESINC CL Astock	$0	–	5	0.0%	0.00%	–
LH		LABORATORY CORP AMERHLDGS COM NEWstock	$0	–	2	0.0%	0.00%	–
KND		KINDRED HEALTHCAREINC COMstock	$0	–	7	0.0%	0.00%	–
KKR		KKR & CO L P DELCOM UNITSstock	$0	–	1	0.0%	0.00%	–
JNPR		JUNIPER NETWORKS INCCOMstock	$0	–	4	0.0%	0.00%	–
ISIL		INTERSIL CORP CL Astock	$0	–	1	0.0%	0.00%	–
ETY	Exit	EATON VANCE TAXMANAGED DIVERSIFIEDEQUITY INCOME FD COMstock	$0	–	0	+100.0%	0.00%	–
FCPT	Sell	FOUR CORNERS PPTY TRINC COMstock	$1,000	-50.0%	30	-63.9%	0.00%	-100.0%
F	Sell	FORD MOTOR CO DELCOM PARstock	$1,000	-75.0%	51	-80.9%	0.00%	-100.0%
FAST		FASTENAL COstock	$0	–	6	0.0%	0.00%	–
FICO		FAIR ISAACCORPORATION COMstock	$0	–	3	0.0%	0.00%	–
XLU		SELECT SECTOR SPDRTR UTILSstock	$1,000	0.0%	22	0.0%	0.00%	–
ENZ		ENZO BIOCHEM INCstock	$1,000	0.0%	242	0.0%	0.00%	–
ECA		ENCANA CORP COMSHSISIN#CA2925051047stock	$0	–	4	0.0%	0.00%	–
EVV		EATON VANCE LTDDURATION INCOME FDCOMstock	$0	–	2	0.0%	0.00%	–
SIRI		SIRIUS XM HLDGS INCCOMstock	$0	–	9	0.0%	0.00%	–
RRD		R R DONNELLEY & SONSCO COMstock	$0	–	3	0.0%	0.00%	–
SUNEQ	Sell	SUNEDISON INC COMstock	$1,000	-90.0%	1,000	-50.0%	0.00%	-100.0%
SYMC		SYMANTEC CORPstock	$0	–	1	0.0%	0.00%	–
DTRM		DETERMINE INC COMstock	$1,000	-50.0%	700	0.0%	0.00%	-100.0%
CSCO		CISCO SYSTEMS INCstock	$1,000	0.0%	38	0.0%	0.00%	–
CC		CHEMOURS COCOMstock	$1,000	0.0%	200	0.0%	0.00%	–
UNP		UNION PAC CORP COMstock	$0	–	4	0.0%	0.00%	–
UBSI		UNITED BANKSHARESINC W VA COMstock	$0	–	1	0.0%	0.00%	–
CVE		CENOVUS ENERGY INCCOMISIN#CA15135U1093stock	$0	–	4	0.0%	0.00%	–
UTX		UNITED TECHNOLOGIESCORP COMstock	$1,000	0.0%	11	0.0%	0.00%	–
CRC	Buy	CALIFORNIA RES CORPCOMstock	$0	-100.0%	270	+22.7%	0.00%	–
VRX		VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock	$1,000	-66.7%	26	0.0%	0.00%	-100.0%
	New	CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX	$1,000	–	5	+100.0%	0.00%	–
BVSN		BROADVISION INC COMPARstock	$0	–	4	0.0%	0.00%	–
AMAT		APPLIED MATERIALSINCstock	$0	–	12	0.0%	0.00%	–
WFC		WELLS FARGO & CONEW COMstock	$1,000	0.0%	19	0.0%	0.00%	–
WRK		WESTROCK COCOM SHSstock	$0	–	2	0.0%	0.00%	–
AEO		AMERICAN EAGLEOUTFITTERS INC NEWCOMstock	$1,000	0.0%	50	0.0%	0.00%	–
ZG		ZILLOW GROUP INC CLAstock	$1,000	0.0%	20	0.0%	0.00%	–
Z		ZILLOW GROUP INCCL C CAP STKstock	$1,000	0.0%	40	0.0%	0.00%	–
ADMP	New	ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089stock	$0	–	6	+100.0%	0.00%	–
LBTYK		LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock	$0	–	2	0.0%	0.00%	–
JTA	Exit	NUVEEN TAXADVANTAGED TOTALRETURN STRATEGY FDCOMstock	$0	–	0	+100.0%	0.00%	–
PVAHQ	Exit	PENN VA CORP COMstock	$0	–	-4,000	-100.0%	0.00%	–
TGT	Exit	TARGET CORP COMstock	$0	–	-11	-100.0%	0.00%	–
CCP	Exit	CARE CAP PPTYS INCCOMstock	$0	–	0	+100.0%	0.00%	–
	Exit	CALL 100 ENERGY XXILTD USD UNRESTRICTEDSHSISIN#BMG100821401EXP [email protected] ROOT= EXXI	$0	–	-3	-100.0%	0.00%	–
4305PS	Exit	ALCATEL LUCENTSPON ADRstock	$0	–	-302	-100.0%	0.00%	–
NOK	New	NOKIA CORPSPONSORED ADRstock	$1,000	–	166	+100.0%	0.00%	–
PRKR	Exit	PARKERVISION INC COMstock	$0	–	-13,500	-100.0%	-0.00%	–
PGNX	Exit	PROGENICSPHARMACEUTICALS INCCOMstock	$0	–	-500	-100.0%	-0.00%	–
EOXLQ	Exit	EMERALD OIL INCCOM PARstock	$0	–	-2,000	-100.0%	-0.00%	–
HYH	Exit	HALYARD HEALTH INCCOMstock	$0	–	-62	-100.0%	-0.00%	–
CPN	Exit	CALPINE CORPCOM NEWstock	$0	–	-500	-100.0%	-0.00%	–
BLT	Exit	BLOUNT INTL INC NEWCOMstock	$0	–	-800	-100.0%	-0.00%	–
APC	Exit	ANADARKO PETE CORPCOMstock	$0	–	-230	-100.0%	-0.01%	–
NGLS	Exit	TARGA RES PARTNERSLP COM UNIT LTDPARTNERSHIP INTstock	$0	–	-700	-100.0%	-0.01%	–
COP	Exit	CONOCOPHILLIPS COMstock	$0	–	-700	-100.0%	-0.02%	–
SGEN	Exit	SEATTLE GENETICS INCCOMstock	$0	–	-1,200	-100.0%	-0.02%	–
HCA	Exit	HCA HLDGS INC COMstock	$0	–	-2,500	-100.0%	-0.08%	–
NSC	Exit	NORFOLK SOUTHN CORPCOMstock	$0	–	-2,000	-100.0%	-0.08%	–
PBY	Exit	PEP BOYS MANNY MOE &JACKstock	$0	–	-10,000	-100.0%	-0.08%	–
WEC	Exit	WEC ENERGY GROUP INCCOMstock	$0	–	-4,500	-100.0%	-0.10%	–
MKL	Exit	MARKEL CORP COMstock	$0	–	-300	-100.0%	-0.12%	–
AVOL	Exit	AVOLON HLDGS LTDCOMstock	$0	–	-12,000	-100.0%	-0.16%	–
EZCH	Exit	EZCHIP SEMICONDUCTORLIMITED ORD SHSstock	$0	–	-15,000	-100.0%	-0.16%	–
SFG	Exit	STANCORP FINL GROUPINC COMstock	$0	–	-3,909	-100.0%	-0.20%	–
CB	Exit	CHUBB CORPstock	$0	–	-5,487	-100.0%	-0.32%	–
PMCS	Exit	PMC SIERRA INC COMstock	$0	–	-64,000	-100.0%	-0.33%	–
AVY	Exit	AVERY DENNISON CORPCOMstock	$0	–	-13,400	-100.0%	-0.37%	–
HNT	Exit	HEALTH NET INC COMstock	$0	–	-12,864	-100.0%	-0.39%	–
SWI	Exit	SOLARWINDS INC COMstock	$0	–	-15,000	-100.0%	-0.39%	–
POM	Exit	PEPCO HLDGS INC COMstock	$0	–	-35,000	-100.0%	-0.40%	–
AON	Exit	AON PLCSHS CL Astock	$0	–	-10,700	-100.0%	-0.44%	–
GMCR	Exit	KEURIG GREEN MTN INCCOMstock	$0	–	-11,000	-100.0%	-0.44%	–
PCP	Exit	PRECISION CASTPARTSCORPstock	$0	–	-4,500	-100.0%	-0.46%	–
PRE	Exit	PARTNERRE LTDSHSstock	$0	–	-8,300	-100.0%	-0.51%	–
BMR	Exit	BIOMED RLTY TR INCCOMstock	$0	–	-55,000	-100.0%	-0.58%	–
SLH	Exit	SOLERA HOLDING INCCOMstock	$0	–	-24,500	-100.0%	-0.59%	–
PCL	Exit	PLUM CREEK TIMBER COINC COMstock	$0	–	-78,567	-100.0%	-1.65%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-05-09

Signatures

The EDGAR filing(s) were signed by:

Rep Poppell — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PDF SOLUTIONS INCCOM	33	Q2 2021	24.5%
DIGIMARC CORPORATION	33	Q2 2021	15.5%
PFIZER INC COM	33	Q2 2021	3.1%
LUMINEX CORP DEL COM	33	Q2 2021	3.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098	33	Q2 2021	4.0%
TRANSACTTECHNOLOGIES INC COM	33	Q2 2021	4.0%
PTC INC COM	33	Q2 2021	1.3%
JOHNSON & JOHNSONCOM	33	Q2 2021	2.2%
3-D SYSTEMS CORP-DEL	33	Q2 2021	2.0%
ENTERPRISE PRODUCTS PARTNERS	33	Q2 2021	1.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Prime Services LLC Q1 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
ARI NETWORK SERVICES INC /WI^{Sold out}	January 29, 2018	0	0.0%
Digimarc CORP	February 10, 2017	369,404	3.5%
INTERMOLECULAR INC^{Sold out}	February 10, 2017	0	0.0%
Reis, Inc.	February 10, 2017	354,900	3.1%
TRANSACT TECHNOLOGIES INC	February 10, 2017	228,986	3.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
13F-HR	2021-07-16
13F-HR	2021-04-27
SC 13G	2021-02-16
13F-HR	2021-01-27
SC 13G	2021-01-27

View Cowen Prime Services LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Cowen Prime Services LLC's holdings